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Smart Summary

United States v. Cotton et al., No. 1022 (Dec. 24, 1970)

Factual and Procedural Background

This is an appeal from the United States District Court for the Eastern District of Wisconsin. The Court's per curiam disposition grants the appellees' motion to proceed in forma pauperis and grants the motion to dismiss the appeal, dismissing the appeal for failure to docket the case within the time prescribed by Rule 13. In a dissent, Mr. Justice Douglas explains that the appeal was filed solely as a protective appeal under 18 U.S.C. § 3731, that the primary remedy sought was mandamus in the Court of Appeals (and the record went to that court), and that the underlying substantive issue concerned whether the District Court properly dismissed the indictment because a fair trial could not be had in the district at that time and because a continuance would deny appellees a speedy trial guaranteed by the Constitution.

Legal Issues Presented

  1. Whether the appeal should be dismissed for failure to docket the case within the time prescribed by Rule 13.
  2. Whether the filing-time requirement of Rule 13 is jurisdictional or a waivable rule of the Court (as argued in the dissent).
  3. Whether the District Court properly dismissed the indictment on the grounds that a fair trial could not be held in the district and that a continuance would deny the defendants a speedy trial under the Constitution (as framed by the dissent).

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

Per curiam (majority): The Court's action is succinct. It granted the appellees' motion to proceed in forma pauperis and granted the motion to dismiss the appeal because the case was not docketed within the time required by Rule 13. The opinion provides no extended analysis beyond the application of Rule 13's filing-time requirement to dismiss the appeal.

Dissent (Mr. Justice Douglas): The dissenting opinion explains the contrary reasoning: the Rule 13 filing requirement is not jurisdictional but a rule of the Court that is often waived in the interests of justice, and the Court should waive it here. The dissent states the procedural posture: the appeal was protective under 18 U.S.C. § 3731 and the primary relief pursued was mandamus in the Court of Appeals (so the record went to that court). On the merits the dissent frames the substantive question as whether the District Court correctly dismissed the indictment because a fair trial could not be held in the district at that time and because a continuance would deprive the appellees of their constitutional right to a speedy trial. The dissent concludes that this is an important question that the Court should hear and decide.

Holding and Implications

APPEAL DISMISSED.

Direct consequences: the Court granted the appellees' motion to proceed in forma pauperis and dismissed the appeal for failure to docket within the time prescribed by Rule 13. The opinion contains no discussion of broader precedential implications; the dismissal resolves this appeal without addressing the substantive questions identified in the dissent. The dissent indicates disagreement and urges that the Court should have waived Rule 13 and addressed the underlying speedy-trial and fair-trial issues; the opinion itself sets no new precedent on those substantive questions.

UNITED STATES v. COTTON ET AL.

Appeal dismissed.

PER CURIAM.

The motion of the appellees for leave to proceed in forma pauperis is granted. The motion to dismiss is granted and the appeal is dismissed for failure to docket the case within the time prescribed by Rule 13.

MR. JUSTICE DOUGLAS, dissenting.

The requirement for filing the record in an appeal within the time prescribed by Rule 13 is not jurisdictional. Rather it is a provision of our own Rule which we often waive in the interests of justice. We should waive it here. The appeal now dismissed was solely protective under 18 U.S.C. § 3731. The main remedy sought was mandamus in the Court of Appeals, and the record naturally went to that court, not here. The issue tendered by the appeal now dismissed is whether the District Court properly dismissed the indictment, because there could be no "fair trial" in the district at that time and that if a continuance was granted, appellees would be denied a speedy trial guaranteed by the Constitution.

That is an important question we should hear and decide.

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UNITED STATES v. COTTON
(Feb 24, 1970)