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Smart Summary

Factual and Procedural Background

This action challenges the constitutionality of certain rules governing the San Mateo County Jail, specifically those restricting inmate mail and access to newspapers and magazines. Initially, the complaint addressed regulations concerning inmate mail, resulting in a preliminary injunction issued on January 13, 1971. Plaintiffs later filed an amended complaint on March 4, 1971, expanding their challenge to include the complete denial of inmate access to newspapers and magazines. The court granted permission to amend the complaint, finding no prejudice to defendants. The challenged rules prohibit any person incarcerated in the main jail and medium security facility from receiving newspapers or magazines by mail or from any other source. Unlike convicted felons in the California state prison system who have a statutory right to receive such reading materials, detainees in San Mateo County Jail—either pretrial detainees unable to make bail or misdemeanor convicts—are denied this right under county regulations.

Legal Issues Presented

  1. Whether the denial of inmate access to newspapers and magazines in San Mateo County Jail violates the First Amendment.
  2. Whether exhaustion of state court remedies is required before bringing a federal constitutional challenge under 42 U.S.C. § 1983 and 28 U.S.C. § 2201.
  3. Whether the county's stated reasons for prohibiting such materials justify the total ban under constitutional standards.
  4. The scope of permissible restrictions on inmate receipt and use of reading materials consistent with jail security and routine.

Arguments of the Parties

Plaintiffs' Arguments

  • They assert a constitutional right under the First Amendment to receive newspapers and magazines while incarcerated.
  • They challenge the total denial of access to such reading materials as unconstitutional.

Defendants' Arguments

  • They argue that the statutory right under California Penal Code § 2600(4) does not create a constitutional entitlement applicable to county jail inmates.
  • They contend that plaintiffs should first seek relief in state courts before federal intervention.
  • They justify the total prohibition based on four overriding concerns: fire risk from materials, clogging of toilets and drains, inmate disputes over reading materials, and administrative costs of processing subscriptions.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rivers v. Royster, 360 F.2d 592 (4th Cir. 1966) Federal courts may hear constitutional claims without exhaustion of state remedies. Supported the court's rejection of defendants' argument for abstention and state remedy exhaustion.
Major v. Ferdon, 325 F. Supp. 1141 (1971) Similar federal jurisdiction principles regarding constitutional claims by prisoners. Reinforced the court's position on federal jurisdiction and plaintiffs' right to bring suit.
Sostre v. McGinnis, 442 F.2d 178 (2d Cir. 1971) Recognition of prisoners' First Amendment right to possess constitutionally protected literature. Established that the right to receive newspapers and magazines is part of the First Amendment protections applicable to inmates.
Jackson v. Godwin, 400 F.2d 529 (5th Cir. 1968) Prisoners' constitutional rights to reading materials. Supported the court’s recognition of First Amendment protections for inmates.
Long v. Parker, 390 F.2d 816 (3d Cir. 1968) Prisoners' rights under the First Amendment. Confirmed the constitutional basis for inmates' rights to reading materials.
Pierce v. LaVallee, 293 F.2d 233 (2d Cir. 1961) Prisoners' constitutional rights. Supported the court’s recognition of protected rights for inmates.
Fortune Society v. McGinnis, 319 F. Supp. 901 (D.C. 1971) Prison regulations must reasonably relate to valid penological interests. Used to emphasize that restrictions must be reasonable and justified.
Gilmore v. Lynch, 319 F. Supp. 105 (D.C. 1970) Prison rules infringing important rights require strong justification and reasonable relation to valid goals. Central to the court’s analysis on the need for proportionality and reasonableness in restrictions.
Palmigiano v. Travisono, 317 F. Supp. 776 (D.C. 1970) Constitutional protections of prisoners' rights. Supported the court’s recognition of inmates’ rights to reading materials.
Carothers v. Follette, 314 F. Supp. 1014 (D.C. 1970) Prisoners' constitutional rights related to literature and communication. Further supported the constitutional protections discussed by the court.

Court's Reasoning and Analysis

The court first acknowledged that the right to receive newspapers and magazines is a constitutionally protected First Amendment right for inmates, as established by multiple precedents. It rejected the defendants’ argument that state remedies must be exhausted before federal relief is available, citing statutory and case law authority. The court analyzed the defendants’ four stated reasons for the total ban and found them to be overbroad and lacking consideration of less restrictive alternatives. The court noted that other common inmate property items pose similar risks but are permitted, indicating that reasonable regulations can address concerns without an absolute prohibition. It emphasized that rules infringing important constitutional rights must be reasonably related to legitimate penological objectives and that the defendants could impose reasonable time, place, and manner restrictions as well as restrictions on obscene or security-threatening materials. The court thus found the total ban unjustified and unconstitutional.

Holding and Implications

The court granted a preliminary injunction prohibiting defendants from enforcing any rule, regulation, or practice that bars inmates at San Mateo County Jail from receiving newspapers, magazines, or similar periodicals.

The injunction allows inmates to receive such materials by subscription, purchase, or gift and to read them at reasonable times and places consistent with jail routines. The order is stayed for fifteen days to permit defendants to promulgate reasonable regulations to implement this ruling. The decision directly affects the parties by restoring inmates’ access to protected reading materials but does not establish new legal precedent beyond affirming established First Amendment protections and standards for prison regulations.

William PAYNE et al., Plaintiffs, v. Earl WHITMORE, etc., et al., Defendants.

MEMORANDUM OPINION AND PRELIMINARY INJUNCTION

WOLLENBERG, District Judge.

This action challenges as unconstitutional certain of the rules governing the San Mateo County Jail. The initial complaint was confined to regulations and practices concerning inmate mail, and a preliminary injunction was issued on January 13, 1971. On March 4, 1971, plaintiffs filed an amended complaint attacking the complete denial by defendants of inmate access to newspapers and magazines. This amendment is clearly within the discretion of the Court to allow or deny. Rule 15(a), Federal Rules of Civil Procedure. Defendants have shown no prejudice from the proposed amendment, and permission to so amend the original complaint is hereby granted.

There is little quarrel over the facts upon which plaintiffs base their prayer for extension of the preliminary injunction. No person incarcerated in the "main jail and medium security facility" may receive any newspaper or magazine through the mail, or from any other source within or without the facility. While the right to receive books, newspapers, and periodicals is guaranteed to convicted felons in the California state prison system, pursuant to Calif.Pen. Code § 2600(4) no such right is extended to the persons whom San Mateo County has jailed, either for their inability to make bail pending trial, or for misdemeanor convictions.

The County argues that the standard of § 2600(4) is in no way constitutionally mandated, and that in any case this Court ought to refer plaintiffs to their state court remedies. It is further suggested that even if there is a first amendment right to newspapers and magazines, San Mateo County is justified in denying that right because of four "overriding considerations":

(1) Such materials would be used by certain inmates to start fires.

(2) Such materials might also be used to plug toilets and drains in the jail facility.

(3) Inmates would quarrel over each other's newspapers and magazines.

(4) It would be costly for jail personnel to process inmate subscriptions.

Exhaustion of state remedies is not a pre-requisite to an action under 42 U.S.C. § 1983 or 28 U.S.C. § 2201. Nor is there any justification for invocation of the abstention doctrine where, as here, there is no conceivable state law question disposition of which might render it unnecessary to resolve constitutional arguments. See Wright, Law of Federal Courts § 52 (1970). Plaintiffs ground themselves in an asserted federal right, definition of which is certainly the province of the federal courts. Plaintiffs perhaps could have invoked the same right in the courts of California, but have not done so, and absent an ongoing proceeding sufficient to bring into play 28 U.S.C. § 2283, this choice will be respected. Rivers v. Royster, 360 F.2d 592 (4 Cir., 1966); see generally Major v. Ferdon, 325 F. Supp. 1141 (1971).

That the right to receive newspapers and magazines is part of the first amendment is beyond question; see: Sostre v. McGinnis, 442 F.2d 178 (2 Cir., 1971) (reversing much of the lower court decision [Sostre v. Rockefeller, D.C., 312 F. Supp. 863], but explicitly broadening the right of a prisoner to possess "constitutionally protected literature"); Jackson v. Godwin, 400 F.2d 529 (5 Cir., 1968); Long v. Parker, 390 F.2d 816 (3 Cir., 1968); Pierce v. LaVallee, 293 F.2d 233 (2 Cir., 1961); Fortune Society v. McGinnis, 319 F. Supp. 901 (D.C., 1971); Gilmore v. Lynch, 319 F. Supp. 105 (D.C., 1970); Palmigiano v. Travisono, 317 F. Supp. 776 (D.C., 1970); Carothers v. Follette, 314 F. Supp. 1014 (D.C., 1970). Whether couched in terms of the rights explicitly listed in the first ten amendments, or in terms of equal protection, or in terms of constitutional reasonability, these cases are united on one point: prison rules must bear a reasonable relationship to valid prison goals, and rules which infringe upon particularly important rights will require a proportionately stronger justification. Gilmore v. Lynch, cit. supra 319 F. Supp. at 108-109.

The explanations offered by defendants for their total and absolute prohibition of protected literature are stated in over-inclusive terms and without consideration of reasonable rules concerning "time, place and manner". Jail cells are already filled with an abundance of materials quite suitable for fire starting and drain clogging; yet no one suggests that cells ought to be stripped of bedding, clothing, toilet paper, writing materials, and so on. Nearly all inmates have personal property; occasionally this might cause disputes, but this problem seems to be susceptible of control by less stringent measures than an absolute bar enforced against possession of such property. Finally, funds for purchase of newspapers and magazines can be managed in the same way such funds are disbursed for purchases of candy, cigarettes, and other commissary items.

Nothing in this opinion should be read to prevent the defendants from promulgating reasonable time, place, and manner restrictions on the receipt and use of reading materials in the San Mateo County Jail. Defendants may also take reasonable steps to prevent receipt of obscene materials, or reading matter which might pose an imminent threat to jail security.

Accordingly, it is hereby ordered that defendants be, and are, preliminarily enjoined from utilizing any rule, regulation, or practice to bar inmates of the main jail and medium security facility at the San Mateo County Jail from receiving by subscription, purchase, or gift, newspapers, magazines, or similar periodicals, and reading them at such times and in such places as may be reasonably deemed consonant with jail routine.

Execution of this Order is stayed for fifteen days to allow defendants to promulgate such reasonable regulations as are necessary to effect the terms of said Order.

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Comments

PAYNE v. WHITMORE, (N.D.Cal. 1971)
(Apr 7, 1971)