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People v. Stewart, Michigan Court of Appeals (Sept. 27, 1971)

Factual and Procedural Background

Michael Stewart was tried by jury in the Recorder's Court of Detroit and convicted of breaking and entering a business place with intent to commit larceny (CL 1948 § 750.110 [Stat Ann 1962 Rev § 28.305]). His motion for judgment of acquittal notwithstanding the verdict was denied, and he was sentenced to a term of 3-1/2 to 10 years. The only issue on appeal was whether there was sufficient evidence to support the jury's finding of guilt beyond a reasonable doubt. The trial record presented two contradictory accounts of the events on the night in question; the court summarized both versions and evaluated whether, taking the evidence in the light most favorable to the prosecution, a rational jury could find guilt beyond a reasonable doubt.

Prosecution-favoring version (as summarized by the court): The owner of a grocery store (James H. Williams) closed and locked his store at about 10:00 p.m.; when he returned the next morning a plywood insert in the front door had been removed and poorly replaced and some cigarette packages were believed missing. An eyewitness (George Haney), who lived across the street, testified he was awakened at approximately 12:45 a.m., observed a Black male leaving the store carrying a package, telephoned police, and continued to observe the man walk south on the street. After losing sight of that man, Haney saw a man approach from the south and enter the store; Haney identified that man at the scene as the same man he had earlier seen leaving the store. Patrolmen Gainey and Wilson arrived in response to the call; Officer Gainey testified he saw the defendant in the store doorway looking about, ordered him to freeze, and the defendant fell out of the doorway. The plywood panel of the door was off; individual cigarette packages were strewn on the floor and in a box near the door. Officer Wilson corroborated and added observing defendant bent over and moving his elbows as the car approached.

Defendant's version: Stewart testified he was leaving his girlfriend Cassandra Penny's home (about one-half block south and across from the store) at approximately 12:30 a.m., observed two men about to break into the store, instructed Penny to call the police, and went to the scene to discourage them. He stated the two men dispersed and that he was attempting to replace the paneling when officers apprehended him. He testified he did not flee or resist and offered to participate in a lineup. Penny corroborated that she called the police. Tape recordings introduced at trial showed a woman's call was received 4.5 seconds before Mr. Haney stated defendant had been apprehended. The officers corroborated that defendant said he had notified the police and that he did not attempt to flee or resist. The defense pointed to discrepancies between Haney's description of the culprit's apparel and the police/defendant descriptions.

Legal Issues Presented

  1. Whether the evidence presented at trial was sufficient to support the jury's finding of guilt beyond a reasonable doubt.

Arguments of the Parties

Defendant's Arguments

  • The prosecution failed to negate all reasonable theories consistent with the defendant's innocence (invoking the rule in People v. Millard and related authorities).
  • The evidence presented to the jury amounted to no more than a choice between reasonable probabilities (citing United States v. Saunders), and thus was insufficient to sustain a criminal conviction on appeal.
  • There were discrepancies in eyewitness descriptions (especially apparel) and other evidence that created reasonable doubt as to identity and guilt.

Prosecution's Position (as described by the court)

  • The eyewitness testimony that the defendant was the same man who left the store carrying a package, combined with police testimony that defendant was inside the store when approached, provided sufficient evidence upon which a jury could find guilt beyond a reasonable doubt.
  • Questions about the logic of an actor's behavior (for example, whether an innocent person would enter the store and attempt to replace the paneling) are matters for jury argument and resolution, not for reversal on appellate review.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Franczyk, 315 Mich. 384 (1946) Support for deference to the findings of the trier of fact because appellate courts lack the opportunity to observe witness demeanor and other subjective factors. The court invoked Franczyk to explain the general reluctance of appellate courts to overturn a jury verdict based on testimony in the record alone.
People v. Panknin, 4 Mich. App. 19 (1966) Also cited in support of deference to the trier of fact; later cited for the standard of viewing the record in the light most favorable to the prosecution. The court cited Panknin both for deference to the jury's credibility determinations and as precedent for evaluating sufficiency of evidence in the prosecution's favor.
People v. Millard, 53 Mich. 63 (1884) (as cited in Spann and Fortuna) Describes the rule that the prosecution must negate reasonable theories consistent with innocence (as discussed in later cases). The court acknowledged the Millard line of authority but concluded the rule's applicability is assessed by viewing the record in the light most favorable to the prosecution; the court found Millard's principle not dispositive here.
People v. Spann, 3 Mich. App. 444 (1966) Cited for the Millard-related rule concerning negating theories of innocence. Spann was cited as part of the authority describing the rule the defendant urged; the court examined the rule but disagreed it required reversal on the facts before it.
People v. Fortuna, 13 Mich. App. 245 (1968) Reassertion of the Millard principle cited by defendant. The court referenced Fortuna as further authority for the principle but applied the "view the evidence favorably to the prosecution" standard, finding the principle inapplicable to require reversal.
People v. Williams, 368 Mich. 494 Stands for the standard that an appellate court should determine whether there was sufficient evidence which, if believed by the jury, could support a finding of guilt beyond a reasonable doubt. The court used Williams (and related cases) to justify assessing the record in the prosecution's favor and asking whether any believable evidence supported the conviction.
People v. Floyd, 15 Mich. App. 284 Included among authorities for the standard of reviewing sufficiency by viewing evidence most favorably to the prosecution. The court cited Floyd as part of the group of cases establishing the standard for sufficiency review.
United States v. Saunders, 325 F.2d 840 (6th Cir. 1964) Proposition that evidence establishing at most a choice of reasonable probabilities is insufficient to sustain a criminal conviction on appeal. The court considered Saunders (raised by the defendant) and distinguished it, finding this case presented competing eyewitness accounts rather than mere probabilities as in Saunders.
People v. Brown, 21 Mich. App. 579 (1970) Support for the proposition that credibility choices between competing versions of events are for the jury to resolve. The court relied on Brown to reinforce that the jury may accept some testimony and reject other testimony when presented with conflicting eyewitness accounts.

Court's Reasoning and Analysis

The court framed the appeal narrowly: the sole issue was sufficiency of the evidence to support a jury verdict beyond a reasonable doubt. It began from the well-established principle that appellate courts give deference to the trier of fact because appellate review is limited to the transcript and cannot replicate witness demeanor and other intangible credibility cues (citing People v. Franczyk and People v. Panknin).

The court acknowledged that the rule requiring the prosecution to negate reasonable theories consistent with innocence (as discussed in People v. Millard and related cases) is sound, but disagreed with the defendant that the rule required reversal here. The court explained that the appropriate method of assessing that argument is to view the record in the light most favorable to the prosecution and determine whether there is evidence which, if believed by the jury, could support a guilty verdict (citing People v. Williams, People v. Panknin, and People v. Floyd).

Applying that standard, the court found that the eyewitness testimony that the defendant was the same man observed leaving the store carrying a package, together with police testimony that the defendant was inside the store when officers arrived and that merchandise and the plywood panel were disturbed, constituted sufficient evidence that, if believed by the jury, could support a finding of guilt beyond a reasonable doubt.

The court addressed the Saunders authority invoked by the defendant (that a mere choice between probabilities is insufficient) and distinguished it: Saunders involved an informer with unexplained gaps in surveillance and an unavailable witness, producing mere probabilistic inferences. By contrast, the Stewart case presented two competing eyewitness accounts; the jury was presented with a dilemma of accepting parts of one account and rejecting parts of the other. The court emphasized that resolving such conflicts in testimony is precisely the jury's function, and refusing to defer would effectively raise the reasonable-doubt standard to an almost insurmountable level. The court therefore concluded the evidence was sufficient when viewed in the prosecution's favor.

Holding and Implications

Holding: The conviction is AFFIRMED.

Direct consequences: The jury verdict finding Michael Stewart guilty of breaking and entering a business place with intent to commit larceny was upheld; the trial court's denial of the motion for judgment of acquittal notwithstanding the verdict and the sentence of 3-1/2 to 10 years remain in effect. Leave to appeal to the Supreme Court was denied (386 Mich. 775).

No broader legal rule or new precedent was announced by this opinion beyond applying established principles: deference to the trier of fact on credibility determinations, the requirement for appellate sufficiency review to view evidence in the light most favorable to the prosecution, and the recognition that credibility conflicts between competing eyewitness accounts are for the jury to resolve.

All members of the panel concurred.

PEOPLE v. STEWART

V.J. BRENNAN, J.

Defendant, Michael Stewart, was found guilty of breaking and entering a business place with intent to commit larceny (CL 1948 § 750.110 [Stat Ann 1962 Rev § 28.305]) after a jury trial in the Recorder's Court of Detroit. Defendant's motion for judgment of acquittal notwithstanding the verdict was denied. He was sentenced to a term of 3-1/2 to 10 years.

The only issue raised on appeal is whether there was sufficient evidence to support the jury's finding of guilt beyond a reasonable doubt. The testimony elicited at trial presents two contradictory versions of the circumstances leading to the arrest of the defendant. In view of the complex nature of the situation, each version of the incidents will be individually considered.

First, the version of the situation consistent with the jury's finding of guilt beyond a reasonable doubt:

Mr. James H. Williams testified at trial that he was the owner of a grocery store located at 3025 Beaubien in the City of Detroit. On the night of February 9, 1970, he closed and locked the store at approximately 10 p.m. The front door contained a plywood insert, which was intact at the time he closed the store. When he returned to the store the following morning, the plywood had been removed and poorly replaced in the door. He believed some packages of cigarettes were missing, but could not say how many.

Mr. George Haney testified that he lived directly across the street from Mr. Williams' store, and that he was awakened by a noise at approximately 12:45 a.m., February 10, 1970. After being awakened, he proceeded downstairs and looked out the window of his home; at this time he observed a Negro male leaving Mr. Williams' store carrying a package in his hands. Mr. Haney telephoned the Detroit Police Department to report the incident, and continued to observe the man who walked south on Beaubien. Mr. Haney lost sight of this man, but remained on the phone with the police. He then observed a man approach from the south and enter the store; this man, the defendant, was arrested by the Detroit police and identified by Mr. Haney as the same man he originally saw leaving the store, despite the fact that he could not see defendant's face, and could not identify him at trial.

In response to a radio call received in their scout car, Detroit patrolmen Gainey and Wilson were the first police officers to arrive at the scene. Officer Gainey testified that as they approached the store from the north, he observed defendant in the store with the latter's head projecting outside and looking about. He told defendant to freeze, and defendant fell out of the doorway onto the ground. The plywood panel of the door was off, and individual packages of cigarettes were found both strewn about the floor of the store, and within a large box near the door.

Patrolman Wilson, who was driving the car, corrobated Officer Gainey's testimony and added that as the car approached the store, he observed defendant in the doorway bent over at the waist and moving his elbows.

Second, the defendant's explanation of the incident:

The defendant testified that he was preparing to leave the home of his girl friend, Cassandra Penny, at approximately 12:30 a.m., February 10, 1970. Her home is one-half block south of, and across the street from, Mr. Williams' grocery store. As he was leaving, he observed two men about to break into Mr. Williams' store; he instructed Miss Penny to telephone the police and then proceeded to the scene to discourage the two men. As he approached the store, the two men dispersed; he was in the process of attempting to replace the paneling when officers Gainey and Wilson apprehended him.

Defendant attempted to inform the officers that he was not the culprit; he did not attempt to flee or resist arrest. When he was informed, by a detective at police headquarters, that there was an eyewitness and defendant might be placed in a lineup, he indicated that he was eager to take part in a lineup.

Miss Penny corroborated defendant's testimony, and further testified that she did call the police. At trial, two police department tape recordings were introduced into evidence. One was identified as a recording of Mr. Haney's call, the other was that of a woman informing the police of the same incident; such tape recordings include automatic time signals in the background. Counsel stipulated that the woman's call was received four and one-half seconds before Mr. Haney stated that defendant had been apprehended. Officers Gainey and Wilson approached the store from the north, and did not pass Miss Penny's residence in the process.

The police officers did corroborate defendant's testimony to some extent. They testified that defendant did attempt to indicate that he was responsible for the police department being informed of the incident. They also agreed that defendant did not attempt to flee or resist arrest.

Based on these facts, and the fact that there was a discrepancy between Mr. Haney's description of the culprit's apparel, and the police (and defendant's) description of his apparel, defendant contends that there was insufficient evidence introduced at trial to support a finding of guilt beyond a reasonable doubt.

When an appellate court is confronted with a challenge to the judgment of the trier of the facts, it will not easily be moved to overturn the judgment below. The trier of the facts, be it judge or jury, has had the opportunity to listen to the witnesses and observe their demeanor; he has had the opportunity to observe and evaluate the plethora of subjective and objective factors which together influence his opinion of the credibility of the witnesses. These factors do not survive in the stenographic transcription, we merely have a record of the words spoken at trial — an incomplete record at best. For this reason, an appellate court is reluctant to overturn the judgment of the trier of fact and substitute its judgment, which must necessarily be based on an inadequate description of the factors which lead the trier of fact to reach its decision. People v. Franczyk (1946), 315 Mich. 384; People v. Panknin (1966), 4 Mich. App. 19.

The principle of deference to the judgment of the trier of fact is, like all soundly applied judicial principles, subject to exceptions. Defendant urges that this case should be an occasion of such an exception. Defendant advances two theories to support this argument: First, that the prosecution failed to negate all reasonable theories consistent with defendant's innocence, and, second, that the evidence presented the jury with a mere choice of probabilities, and therefore, for either, or both of these reasons, the evidence was insufficient to support a finding of guilt beyond a reasonable doubt.

In support of his first argument, defendant draws the attention of the Court to the appropriate language in People v. Millard (1884), 53 Mich. 63, 70, as cited in People v. Spann (1966), 3 Mich. App. 444, 454, and reasserted in People v. Fortuna (1968), 13 Mich. App. 245, 246.

We feel that the rule as set forth in these cases is a sound one, but we disagree with defendant regarding its applicability to this case. Defendant asks, rhetorically, " * * * doesn't the evidence at the very least fairly make out the defense theory that appellant was an innocent person mistakenly arrested for a crime he attempted to prevent?" We feel that the answer to this question, even if the Court were swayed to respond in the affirmative, is irrelevant to our disposition of this case. To determine whether or not the prosecution negated all theories consistent with innocence, we must look at the record in the light most favorable to the prosecution and determine whether sufficient evidence was adduced, which, if believed by the jury, could support a finding of guilt beyond a reasonable doubt ( People v. Williams, 368 Mich. 494; People v. Panknin, supra; People v. Floyd, 15 Mich. App. 284), not whether it could support a verdict of innocent.

The testimony of the eyewitness that the defendant was the same man who previously left the store carrying a package, coupled with the testimony of the police officers that defendant was inside the store when they approached the scene, is sufficient evidence on which the jury could base a finding of guilty beyond a reasonable doubt. The defendant asserts it would be illogical for a man who knew the police were being summoned to attempt to remove merchandise from the store; the prosecution would argue that it is illogical for an innocent party to enter the store at all, let alone tamper with the scene of the crime by attempting to replace the broken paneling. These and other such questions are proper for a closing argument to a jury, and not to an appellate court on review.

At oral argument defendant called the attention of the Court to United States v. Saunders (CA6, 1964), 325 F.2d 840, 843, which advances the proposition that,

"Evidence that at most establishes no more than a choice of reasonable probabilities cannot be said to be sufficiently substantial to sustain a criminal conviction upon appeal."

We do not agree with defendant that the evidence in this case presents no more than a "choice of reasonable probabilities."

In Saunders the evidence presented established that a police informer did not possess any narcotics before meeting the defendant, but he did possess narcotics and had parted with cash after he met defendant. The defendant and the informer were not under surveillance for the entire time they were together, and the informer was not available to testify at the trial. The probabilities presented in that case were, obviously, that the informer either purchased narcotics from the defendant or acquired them elsewhere.

In the case at hand, the jury was not presented with a choice of "probabilities" but with a choice between two different eyewitness accounts of the incident. Both of these versions could not be entirely true; either the defendant and Miss Penny were being less than candid, or Mr. Haney's identification was mistaken. In order to reach a verdict in this case, the jury had to accept some of the testimony and reject some of the testimony. Such decisions are properly left to the jury. People v. Brown (1970), 21 Mich. App. 579.

To reverse the decision below on this argument would have the effect of raising the "reasonable doubt" standard as an almost absolute bar against conviction. There are evidentiary conflicts in almost every case, civil or criminal, and it is the function of the trier of fact to resolve such conflicts.

Affirmed.

All concurred.

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PEOPLE v. STEWART
(Sep 27, 1971)