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Case Summary: The People of the State of Colorado v. Manuel Ramijo Maestas, No. 25505 (Dec. 24, 1973)

Factual and Procedural Background

The defendant, Manuel Ramijo Maestas, was tried in the Adams County district court before Judge Clifford J. Gobble on a charge of first-degree murder and was convicted. The crime facts established at trial showed that Maestas, together with three other men, kicked a cabdriver to death outside a Commerce City bar. Maestas was tried jointly with one codefendant, Gerald Medina. The jury returned a verdict of guilty and imposed a life sentence. Maestas appealed, presenting four principal grounds for reversal. The Supreme Court of Colorado, en banc, affirmed the judgment.

Legal Issues Presented

  1. Whether the trial court erred in refusing Maestas's motion for a separate trial (severance) where items of physical evidence belonging to a codefendant (a fingerprint and bloody clothes) were admitted.
  2. Whether the trial court abused its discretion in denying defense motions under Crim. P. 16 for discovery of (a) felony conviction records of witnesses for the People and (b) statements of witnesses for the People.
  3. Whether the trial court erred in denying motions for mistrial, to strike testimony, or to preclude prosecutorial comment in response to an allegedly non-responsive answer by the People's expert concerning the form (spatters) and size of bloodstains on the defendant's clothing.
  4. Whether the trial court erred in excluding evidence offered to show that a death-qualified jury (jurors not opposed to capital punishment) is partial toward the prosecution on the issue of guilt.

Arguments of the Parties

Appellant's Arguments

  • Refusal to grant a separate trial was prejudicial because admission of a fingerprint and bloody clothes of codefendant Medina (inadmissible against Maestas) likely denied Maestas a fair trial.
  • Denial of discovery under Crim. P. 16(c) of any records of prior felony convictions of persons listed on the information as witnesses, and denial under Crim. P. 16(i) of statements of witnesses for the People, was erroneous and prejudicial.
  • An expert witness's answer referring to some stains appearing as "spatters" required a mistrial, striking of the testimony, or preclusion of further prosecutorial comment because of its prejudicial effect.
  • The trial court erred in excluding evidence (offered before trial) tending to show that a death-qualified jury is biased toward conviction on the issue of guilt.

Appellee's (The People of the State of Colorado) Position, as reflected in the opinion

  • The motion for separate trial was within the trial court's discretion and the circumstances (admonitory instructions, congruent testimony by defendants, and lack of demonstrable prejudice) did not warrant severance.
  • The trial court appropriately exercised discretion in denying the broad pretrial discovery of witnesses' felony records because the record showed no indication of prejudice and defense counsel did not pursue the matter at trial (did not inquire about felony convictions on cross-examination).
  • No witness statements were shown to have been withheld by the prosecution or to have existed in written form; police records, notes and statements were made available.
  • The prosecutor's only comment about "spatters" was to invite the jury to view admitted pants evidence and draw their own conclusion; the remark was not made in a spectacular manner that invited prejudice.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Trujillo, 181 Colo. 350, 509 P.2d 794 (1973) Motion for separate trial is addressed to the sound discretion of the trial court. Cited to support that severance is discretionary and thus reviewed for abuse of discretion.
Eder v. People, 179 Colo. 122, 498 P.2d 945 (1972) Adopted guidelines (ABA Standards) for severance; example where reversal was required because elements favoring severance existed. Used to articulate the severance test and to describe circumstances (antagonistic defenses, disparity of evidence) that in Eder required reversal; court applied the ABA-based test here and found those elements absent.
People v. Robles, 183 Colo. 4, 514 P.2d 630 (1973) Related authority cited in context of severance analysis. Referenced as additional authority in discussion of severance standards.
American Bar Association Standards of Criminal Justice Relating to Joinder and Severance § 2.3(b)(i) (1968) Standards for determining necessity of severance; tests for whether severance is "deemed appropriate to promote a fair determination of guilt or innocence." Adopted (via Eder) and used to frame the three-factor test applied to the record (jury confusion, inadmissible evidence considered against another, antagonistic defenses).
People ex rel. Shinn v. District Court, 172 Colo. 23, 469 P.2d 732 (1970) Trial court must exercise sound discretion in permitting discovery of "other matters" under Crim. P. 16(c), guided by subsection (2) standards. Cited to support the proposition that discovery of witnesses' felony records is within trial court discretion and requires a showing of prejudice to demonstrate abuse on appeal.
Lewis v. Oliver, 129 Colo. 479, 271 P.2d 1055 (1954) Counsel may comment on evidence admitted at trial. Applied to conclude the prosecutor's invitation to the jury to view admitted pants and draw conclusions did not constitute impermissible prosecutorial commentary.
Scott v. People, 166 Colo. 432, 444 P.2d 388 (1968) Motion for mistrial rests within trial court's discretion. Cited to support that denial of mistrial is reviewed for abuse of discretion and prejudice.
Maisel v. People, 166 Colo. 161, 442 P.2d 399 (1968) Denial of a motion for mistrial is error only if discretion is abused and prejudice results. Used with Scott to frame standard for reviewing denial of mistrial motions.
Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968) Addresses exclusion of jurors opposed to capital punishment and the meaning of "death-qualified" juries. Cited to note that Witherspoon did not hold that death-qualified juries are more conviction-prone; the court found the present record lacked proof to test the hypothesis that exclusion of jurors opposed to capital punishment affects representativeness on the issue of guilt.
J. Wigmore, Evidence § 785 (J.H. Chadbourn ed. 1970) Admissibility principle: there is nothing per se wrong with admission of testimony that may be unresponsive if it is relevant for some purpose. Quoted to support the conclusion that the expert's answer about "spatters"—even if partly unresponsive—was relevant and not prejudicial.

Court's Reasoning and Analysis

The Court considered each of the four issues separately and applied relevant legal standards as follows.

I. Refusal of Separate Trial (Severance)

The Court began by acknowledging that a motion for separate trial is within the trial court's sound discretion, citing People v. Trujillo. It then relied on the severance guidelines adopted in Eder, which incorporate the ABA Standards and frame the necessity of severance as whether it is "deemed appropriate to promote a fair determination of the guilt or innocence of a defendant." The ABA-derived test identifies three considerations: (1) likelihood of jury confusion from the number of defendants or complexity of evidence; (2) whether evidence inadmissible against one defendant will nevertheless be considered against that defendant despite admonitory instructions; and (3) presence of antagonistic defenses.

Applying those factors to the record, the Court found: (a) the number of defendants and complexity of evidence would not probably cause jury confusion; (b) although Medina's fingerprint and clothes were admitted, necessary admonitory instructions were given; (c) the defendants were not antagonistic in their defenses—both testified and presented essentially congruent evidence; and (d) proof against each defendant was not markedly disparate. On that basis, the Court concluded there was no meaningful prejudice that a separate trial would have eliminated, and therefore affirmed denial of severance.

II. Discovery of Witness Felony Records and Statements (Crim. P. 16)

Regarding the pretrial motion for discovery of any felony records of persons listed as witnesses for the People, the Court explained Crim. P. 16(c) permits such requests to be considered under the trial court's sound discretion, guided by subsection (2) standards as explained in People ex rel. Shinn v. District Court. To reverse for abuse of discretion, an appellant must show prejudice. The Court noted the record suggested no prejudice: defense counsel never asked the key lay eyewitnesses on cross-examination whether they had felony convictions and there was no suggestion in the record of such convictions.

On the motion under Crim. P. 16(i) for production of statements of witnesses for the People, the Court observed the record contained no indication that witness statements were withheld or even existed in written form. Police records, notes, and statements were made available to the defense. One lay witness admitted making prior statements on cross-examination, but those statements were not made to the police and there was nothing to suggest the prosecution possessed them. For these reasons, the Court found no prejudice resulting from denial of the motions.

III. Mistrial, Motion to Strike, and Prosecutorial Comment Concerning Expert's Answer About Bloodstains

The Court described the contested testimony: on cross-examination of an FBI expert as to the size of bloodstains on defendant's clothing, the expert said the stains ranged from the size of a pinhead to a penny and that "some of the stains ... appear ... to have been deposited in the form of spatters." Defense counsel moved for a mistrial, to strike the testimony, and to preclude the prosecutor from further comment as to form of stains.

The Court first concluded the prosecution's only comment was to invite the jury to view the admitted pants evidence and draw their own conclusion, which is permissible. Citing Lewis v. Oliver, counsel may comment on admitted evidence, and the prosecutor's remarks were not made in a way that invited spectacle or prejudice.

On whether the expert's "spatters" remark was unresponsive and therefore required striking or a mistrial, the Court found the answer was responsive to the question about size because it explained that stains were small rather than smeared or soaked. Even if that portion were characterized as unresponsive, the Court held it was relevant because it explained the circumstances of the defendant's participation in the fight and was probative of his claim that he did not strike the victim. The Court reiterated the principle (citing Wigmore) that testimony which may be unresponsive is admissible if relevant. Finally, the Court noted motions for mistrial are within the trial court's discretion and only reversible if discretion was abused and prejudice resulted; the Court found no such abuse or prejudice.

IV. Evidence Concerning Death-Qualified Jury and Partiality on Issue of Guilt

The appellant sought to admit evidence intended to show that a death-qualified jury (jurors not opposed to capital punishment) might be partial for the prosecution on the issue of guilt. The Court observed that Witherspoon v. Illinois did not hold that death-qualified juries are more conviction-prone and specifically refused to hold that exclusion of jurors opposed to capital punishment results in an unrepresentative jury on the issue of guilt or increases the risk of conviction. The Court stated the record in this case lacked the factual basis—whether by judicial notice or sociological proof—to test the hypothesis that exclusion produces such an effect. Because the record was devoid of proof on that point, the Court refused to consider the issue as properly presented.

Holding and Implications

HOLDING: The judgment of the district court is AFFIRMED. The Supreme Court of Colorado affirmed Maestas's conviction and life sentence for first-degree murder.

Implications:

  • Direct effect: The defendant's conviction and life sentence are upheld; Maestas's appellate challenges to severance, discovery denials, alleged prejudicial expert testimony, and exclusion of evidence concerning death-qualified juries were rejected.
  • The Court applied established standards (including the ABA severance guidelines as adopted in Eder and the Crim. P. 16(c) discretionary framework) to the record and found no abuse of discretion or prejudice warranting reversal. The opinion does not announce a new rule of law beyond applying those standards to the facts of this case.

This summary is based solely on the content of the provided opinion and does not add facts or inferences not contained therein.

The People of the State of Colorado v. Manuel Ramijo Maestas

1. CRIMINAL PROCEDURE — Separate Trial — Motion — Discretion of Court. A motion for a separate trial is addressed to the sound discretion of the trial court.

MR. JUSTICE DAY delivered the opinion of the Court.

This is an appeal from a verdict of guilty and a life sentence for first-degree murder returned by a jury in the Adams County district court. We affirm.

The facts established at trial showed that appellant Maestas, with three other men, kicked a cabdriver to death outside a Commerce City bar. Appellant was tried jointly with one codefendant, Gerald Medina.

Maestas presents four grounds for reversal. Because few of the facts which form the basis for each issue are interrelated, each point of argument will be discussed separately in the context of the appropriate facts.

I.

The first issue presented is whether the trial court erred in refusing Maestas a separate trial. It is argued that the admission into evidence of a fingerprint and bloody clothes of the codefendant Medina, which were inadmissible against appellant, so prejudiced this defendant that he was denied a fair trial. Crim. P. 14. We do not agree.

-3] A motion for a separate trial is addressed to the sound discretion of the trial court. People v. Trujillo, 181 Colo. 350, 509 P.2d 794 (1973). But discretion may be abused. In Eder v. People, 179 Colo. 122, 498 P.2d 945 (1972), therefore, we adopted the guidelines for severance of codefendants set forth in the American Bar Association Standards of Criminal Justice Relating to Joinder and Severance § 2.3(b)(i) (1968). The necessity of severance is tested by the standard that it must be "deemed appropriate to promote a fair determination of the guilt or innocence of a defendant." That abstract principle, in turn, is tested by the following: (1) Whether the number of defendants or the complexity of the evidence is such that the jury will probably confuse the evidence and law applicable to each defendant; (2) whether evidence inadmissible against one defendant will be considered against the other defendant despite admonitory instructions; (3) whether there are antagonistic defenses. ABA Standards, supra, Commentary to § 2.3(b)(i). Accordingly, in Eder, supra, we reversed a conviction where the second and third elements were present. In that case, it was shown (1) the defenses were antagonistic; (2) one defendant took the stand and his attorney could not comment on the other defendant's silence; (3) one defendant, if tried first, could conceivably testify on behalf of the other at a subsequent trial; (4) the evidence was largely circumstantial and stronger against one defendant. See also People v. Robles, 183 Colo. 4, 514 P.2d 630 (1973).

[4] Viewing this record in light of these principles, however, we fail to see how severance would have promoted a demonstrably fairer determination of guilt or innocence than that obtained here. Neither the number of the defendants nor the complexity of the evidence would precipitate jury confusion. The fingerprint and clothes of Medina were admitted, but the necessary admonitory instructions were given. Furthermore, the record contradicts any argument that the defendants were placed in an antagonistic posture. Indeed, they both testified at trial and presented essentially congruent evidence. The proof of each defendant's guilt, moreover, is not discernibly disparate. In short, we perceive no meaningful prejudice which would have been eliminated by a separate trial.

II.

Appellant next argues that the trial court erred in denying defense a motion for discovery of felony records of witnesses for the People, Crim. P. 16(c), and a motion for discovery of witness' statements, Crim. P. 16(i).

Taking up first the request for records of any witness' felony conviction, if any, there were two crucial lay eyewitnesses to the crime who testified for the People; the others were policemen, experts, the wife of the deceased, and three persons who did not see the crime. Before trial, Maestas' counsel made a broad motion for discovery, requesting the prosecution to furnish "any record of prior felony convictions of persons listed on the information as witnesses for the People." The motion was denied after a hearing on the merits. Though the motion was not renewed at any subsequent time, appellant now contends the failure to grant discovery of the felony records of the two crucial witnesses is reversible error.

[5,6] Crim P. 16(c), addressed to "other matters" is the section of the rule governing requests of this type. As we have held in the past, the trial court must exercise sound discretion in permitting such discovery, guided by the standards suggested in subsection (2) of Crim. P. 16(c). People ex rel. Shinn v. District Court, 172 Colo. 23, 469 P.2d 732 (1970). To show an abuse of discretion on appeal, however, the facts must reveal that the defendant was prejudiced. The record in this case strongly suggests that the defendant was not prejudiced. We note that defense counsel never asked the witnesses on cross-examination whether they had been convicted of a felony. There is a total absence of any suggestion of prior felony convictions.

[7] On the matter of the statements, defense counsel made a motion under Crim. P. 16(i) prior to trial which was denied. As in the case of the felony records, we can find no indication that witnesses statements were withheld by the People or that they existed in written form. The record shows that all police records, notes and statements were readily made available to Maestas. Of the two lay witnesses who witnessed the crime, one admitted making prior statements on cross-examination by defense counsel. Those statements, however, were not made to the police and there is nothing in the record that suggests that the People had such statements in their possession. Thus, we perceive no prejudice attributable to the trial court's denial of the motion.

III.

Appellant contends next that the trial court erred in its failure to declare a mistrial, to grant a motion to strike, or to preclude prosecutorial comment because of a non-responsive answer by a witness for the People.

[8,9] The People called an FBI employee as an expert witness. The purpose of his testimony was to establish that the blood found on the defendant's clothes was that of the victim. In response to a question on cross-examination which related to the size of the blood stains on defendant's clothing, the witness answered: "* * * some of the stains on the lower left part of the trousers appear in, based on my experience, to have been deposited in the form of spatters." Because he felt this remark to be highly prejudicial, appellant's counsel moved for a mistrial and further moved that the testimony be stricken and the prosecutor precluded from commenting further as to the form of the bloodstains. These motions were denied and are preserved on appeal. The latter contention need not be discussed, for the record establishes that the prosecution did not comment on the "spatters" except to invite the jury to view the stains as they appeared on defendant's pants and to draw their own conclusion. The pants were admitted into evidence. The prosecution's remarks were not made in a spectacular manner, thereby inviting prejudice, and counsel may comment on that evidence which is admitted at trial. Lewis v. Oliver, 129 Colo. 479, 271 P.2d 1055 (1954).

With regard to the court's denial of the motions for mistrial and to strike the testimony, we believe appellant's characterization of the answer as unresponsive to be somewhat inaccurate. The question was as to the size of the bloodstains. The witness answered by saying they ranged in size from that of a pinhead to a penny, some of them appearing to have been deposited in the form of spatters. Though the latter was perhaps unnecessary, it did explain that the stains were small rather than smeared or soaked. The answer, therefore, was not totally without bearing on the question posed by defendant's counsel.

[10,11] More importantly, even assuming the portion of the answer complained of was unresponsive, it was relevant testimony, for it explained the circumstances surrounding defendant's participation in the fight and was probative of defendant's assertion that he did not strike the victim. There is nothing per se wrong with the admission into evidence of testimony which may be unresponsive, provided that testimony is relevant for some purpose. 3 J. Wigmore, Evidence § 785 (J.H. Chadbourn ed. 1970). Where an answer is both unresponsive and inadmissible testimony, it should be stricken. Here, however, it was relevant, and the admission of relevant testimony cannot be the basis for a claim of prejudice.

[12,13] As for the denial of the motion for mistrial, this rests within the discretion of the trial court and is only error where discretion is abused and prejudice results. Scott v. People, 166 Colo. 432, 444 P.2d 388 (1968); Maisel v. People, 166 Colo. 161, 442 P.2d 399 (1968).

IV.

As his final argument for reversal, appellant alleges error in the trial court's failure to admit evidence, offered by him before trial, which tended to show that a death-qualified jury was partial towards the prosecution on the issue of guilt.

[14] This issue, which springs from the United States Supreme Court decision in Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968), is not properly presented in this appeal. The Witherspoon court did not hold that a death-qualified jury was more conviction-prone, but rather, specifically refused to hold that exclusion of jurors opposed to capital punishment results in an unrepresentative jury on the issue of guilt or increases the risk of conviction. Appellant's assertions aside, we do not have ample information to test the validity of that hypothesis, whether on the basis of judicial notice or sociological knowledge. The record is devoid of such proof. We therefore refuse to consider the issue as properly before the court.

The judgment is affirmed.

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PEOPLE v. MAESTAS
(Dec 24, 1973)