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People v. Sugden, Court of Appeals of the State of New York (Dec. 20, 1974) — Opinion of Chief Judge Breitel

Factual and Procedural Background

The defendant, James Sugden, was convicted by a jury of murder (Penal Law § 125.25, subd. 1) and sentenced to 20 years to life imprisonment. The conviction followed a trial in which legal insanity was the sole defense. The killing facts were undisputed: Sugden, then age 20, and others abducted and killed 13-year-old Lawrence Fitzgerald after inviting him to participate in glue "sniffing." The victim was struck on the head with a cement block, stabbed several times with a carving knife taken from his home, and again struck with the block. The body was concealed and later found by a passerby.

Following initial investigation and information provided by one participant, defendant—then in county jail for an unrelated matter—was interviewed by police. Before an initial interrogation he was advised of and waived his privilege against self-incrimination and right to counsel and gave an oral confession. A court order was then obtained directing defendant's temporary release to police custody to revisit the scene; defendant signed a written agreement to assist and participated in a "walk through" or re-enactment while police searched for the knife. He later again waived rights and signed a seven-page written statement.

At trial, defendant testified to extensive drug use and claimed that he had taken mescaline and believed he was killing a giant grasshopper. A defense psychiatrist testified that defendant was legally insane. In rebuttal the prosecution called Dr. Harold Zolan, a psychiatrist, who testified that defendant was legally sane and stated that his opinion was based, inter alia, on written statements including one by Patricia Berglund. Berglund testified at trial and her written statement was provided to defense counsel at the start of her cross-examination. Defendant appealed after the Appellate Division affirmed his conviction.

Legal Issues Presented

  1. Whether an expert (here, a prosecution psychiatrist) may base his opinion in part upon an out-of-court written statement of a witness who testifies at trial.
  2. Whether a defendant's statement and re-enactment of the crime, obtained in the absence of counsel after a court order authorizing the defendant's removal from county jail to assist police, were admissible — and if not, whether their admission was harmless error in a trial confined to the insanity defense.

Arguments of the Parties

Appellant's Arguments

  • Defendant objected to Dr. Zolan's testimony because the psychiatrist partially relied on Patricia Berglund's out-of-court written statement; defendant moved to strike that testimony on that ground.
  • Defendant contended that his re-enactment of the crime and a subsequent written confession were obtained in violation of his right to counsel because they resulted from a court-ordered removal from the county jail, and that their admission was therefore improper.

Respondent's Arguments

  • The prosecution relied on the principle that a psychiatrist may base an opinion upon medically relevant material, including hearsay, particularly where the hearsay declarant testifies at trial and is subject to cross-examination.
  • The prosecution maintained that, even assuming the re-enactment and written confession were obtained in violation of the right to counsel, their admission did not contribute to the verdict on the limited issue of sanity and any error was therefore harmless.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Stone, 35 N.Y.2d 69, 74-75 Permitted a psychiatrist to rely upon medically relevant hearsay in supporting a legally competent opinion. Used as a principal recent authority supporting the proposition that a psychiatrist may base an opinion on out-of-court material; the court relied on Stone to justify limited reliance on hearsay when the declarant testifies and is subject to cross-examination.
People v. Samuels, 302 N.Y. 163, 172 Earlier authority prohibiting an expert from expressing an opinion based upon material not in evidence. Cited as an example of the older, more restrictive rule which has been relaxed by later decisions.
People v. Keough, 276 N.Y. 141, 146 Earlier authority prohibiting expert reliance on material not in evidence. Cited as another instance of the prior restrictive approach, contrasted with later cases permitting some out-of-court reliance.
People v. DiPiazza, 24 N.Y.2d 342, 351 Authorized a psychiatrist to rely upon pretrial psychological and medical tests and examinations not introduced into evidence. Relied upon to show the Court's movement toward permitting expert reliance on professional materials not submitted in evidence when such materials are ordinarily accepted in the field.
People v. Foster, 27 N.Y.2d 47, 52 Referenced in discussing applicability of public records and related rules to criminal cases. Listed among authorities illustrating categories of admissible out-of-court materials on the criminal side.
People v. Semenza, 221 App. Div. 79, 81 Referenced in the context of book entries and public records rules. Presented as an example of the limited exceptions to the confrontation rule available in criminal cases.
People v. Nisonoff, 293 N.Y. 597, 602-604 Referenced concerning the use of book entries and public records on the criminal side. Used to illustrate permissible departures from a literal application of the confrontation rule.
People v. Burgess, 244 N.Y. 472, 479-481 Listed among authorities noting limited admissibility of certain out-of-court statements. Offered as an illustrative precedent for exceptions to the confrontation rule.
People v. Reese, 258 N.Y. 89, 96 Referenced regarding exceptions to the confrontation rule. Used illustratively in the court's survey of out-of-court statement exceptions.
People v. Ryan, 263 N.Y. 298, 305 Statements by coconspirators in furtherance of a conspiracy are generally admissible. Cited as an example of an exception admitting out-of-court statements.
People v. Davis, 56 N.Y. 95, 103 Authority on admissibility of coconspirator statements. Used as an illustrative precedent for such limited admissibility.
People v. Corey, 157 N.Y. 332, 347-348 Admissibility of dying declarations in criminal cases. Illustrative of long-standing exceptions to confrontation.
Mattox v. United States, 156 U.S. 237, 243-244 Authority on dying declarations and related confrontation issues. Quoted as historical support for certain exceptions to the confrontation rule.
People v. Del Vermo, 192 N.Y. 470, 483-488 Referenced concerning spontaneous declarations (res gestae) admissibility. Offered as an example of another limited exception to confrontation.
People v. Anthony, 24 N.Y.2d 696, 702-703 Limited admissibility of a codefendant's confession on a joint trial when the confessant testifies. Used to suggest parallels to the problem of admitting out-of-court statements when the declarant testifies.
Nelson v. O'Neil, 402 U.S. 622, 626-630 Federal authority cited regarding admissibility of certain confessions and right to counsel issues. Quoted as a parallel authority in discussing limited admissibility and confrontation exceptions.
People ex rel. Menechino v. Warden, 27 N.Y.2d 376, 383 Cited when discussing whether a court order of removal is a formal proceeding requiring counsel. Used as part of the survey of authorities on when the right to counsel attaches to judicially-ordered proceedings.
People v. Ianniello, 21 N.Y.2d 418, 424-426; cert. den. 393 U.S. 827 Cited concerning proceedings that might require counsel and attachment of right to counsel. Included among authorities illustrating contexts in which counsel may be required at critical stages.
Coleman v. Alabama, 399 U.S. 1, 7-10 Federal authority on the presence of counsel at formal proceedings. Referenced in the court's discussion of how certain judicial acts may give rise to a right to counsel.
People v. Blake, 35 N.Y.2d 331 Referenced in the context of critical stages after a judicial order. Used as authority indicating that certain proceedings after a court order can be "critical stages" requiring counsel.
People v. Waterman, 9 N.Y.2d 561, 565-566 Discussed in relation to judicial actions and the attachment of counsel rights at critical stages. Cited as part of the authorities supporting the notion that court-ordered removals can be judicial in nature.
Kirby v. Illinois, 406 U.S. 682, 689-690 Federal precedent concerning attachment of right to counsel at certain stages. Referred to in analyzing when the right to counsel attaches to pretrial or judicially-related proceedings.
Massiah v. United States, 377 U.S. 201, 205-207 Federal authority on post-indictment counsel-related protections and use of statements. Cited as relevant federal precedent in the court's overview of counsel-right issues.
People v. Vella, 21 N.Y.2d 249, 251 Referenced concerning whether a defendant may waive counsel after arraignment. Used to show there is not a uniform response to whether such a waiver in custody is valid without counsel present.
United States v. Wade, 388 U.S. 218, 237 Federal case cited in the context of waiver and counsel-attendance issues. Quoted as part of the mixed authorities on whether counsel may be waived post-arraignment by a defendant in custody.
People v. Lopez, 28 N.Y.2d 23, 25-26; cert. den. 404 U.S. 840 Another state case addressing waiver of counsel and related issues. Cited as part of the contrasting authorities on the waiver question.
Harrison v. United States, 392 U.S. 219, 222-226 Reversal where prior testimony at a previous trial had been tainted by inadmissible confessions. Distinguished: the court explained the present case differs because the allegedly inadmissible evidence did not taint the defendant's trial testimony or the only contested issue (sanity).
Milton v. Wainwright, 407 U.S. 371, 372-373 Cited on harmless-error principles. Used to support the court's conclusion that any error in admitting the re-enactment and written confession was harmless beyond a reasonable doubt given the record.

Court's Reasoning and Analysis

The Court affirmed the order of the Appellate Division and articulated a two-part approach to the principal evidentiary and constitutional contentions.

1) Expert reliance on out-of-court statements: The Court observed that earlier New York authorities had prohibited experts from basing opinions on materials not in evidence (People v. Samuels; People v. Keough). More recent decisions (People v. DiPiazza; People v. Stone) had moved toward permitting a psychiatrist to rely upon professional materials and medically relevant hearsay in forming an opinion. The Court identified a policy basis for limited tolerance of such reliance — i.e., permitting experts to base opinions on material "of the kind ordinarily accepted by experts in the field" — but stressed that this policy must yield to the defendant's confrontation rights.

The Court formulated two linked conditions under which an expert may rely upon out-of-court material: first, the material must be of a type accepted in the profession as reliable for forming professional opinion; and second, if the material does not meet that professional test, it may be used only where the hearsay declarant testifies at the trial and is subject to full cross-examination. The Court emphasized that the decisive safeguard is the opportunity for cross-examination of the declarant, which obviates the evils of hearsay.

Applying those principles to this case, the Court found no prejudice from Dr. Zolan's partial reliance on Patricia Berglund's written statement because Berglund testified at trial, defense counsel received her written statement at the outset of cross-examination, and counsel had an opportunity to cross-examine her about the statement. Further, the jury heard direct and cross-examination of both Dr. Zolan and Berglund and the defense declined additional opportunities to explore differences between Berglund's statement and trial testimony. Under these circumstances the Court concluded the motion to strike Dr. Zolan's testimony was correctly denied.

2) Right to counsel and the re-enactment/confession: The Court addressed whether the court-ordered removal from jail to assist police constituted a stage at which the right to counsel attached. The opinion noted ambiguity in existing authorities and did not decide definitively whether the removal was the kind of formal proceeding requiring counsel. The Court observed authorities supporting both positions and cited New York and federal cases (including People ex rel. Menechino, People v. Ianniello, Coleman v. Alabama, Kirby v. Illinois, Massiah v. United States) in its discussion.

Because resolution of the legal question was unnecessary to disposition, the Court proceeded on the assumption that the re-enactment and written confession might have been obtained in violation of the right to counsel. Even under that assumption, however, the Court concluded that any error in admitting the re-enactment and the written confession was harmless. The reasons given were that (a) the factual act of killing was undisputed and widely corroborated by other testimony (including defendant's oral confession to police, defendant's trial testimony, testimony of participants such as Patricia Berglund and Rosemary Knox), (b) sanity was the only contested issue and the challenged evidence did not bear materially upon the jury's sanity determination, (c) defense counsel himself introduced additional inculpatory material and photographs of the re-enactment, demonstrating a defense strategy to emphasize the violent facts in support of an insanity verdict, and (d) the prosecution psychiatrist's opinion was supported by a longer and independent foundation (three-hour interview, prior psychiatric and medical reports, other witness statements). Drawing on CPL 470.05 and federal harmless-error authority (Milton v. Wainwright), the Court concluded the conviction would not have been avoided absent the challenged evidence.

Holding and Implications

Holding: Order affirmed. The Court affirmed the Appellate Division's affirmance of the judgment of conviction.

Implications (direct effect and limiting statements contained in the opinion):

  • Direct effect: Defendant's conviction and sentence (20 years to life) are affirmed.
  • Evidentiary rule applied: A prosecution psychiatrist may, in part, base his opinion upon a prior out-of-court written statement of a witness who testifies at trial, provided that the defendant's confrontation rights are preserved (notably by the declarant's trial testimony and opportunity for cross-examination) or the material is the sort accepted in the profession for forming opinions.
  • Right-to-counsel analysis: The Court did not definitively resolve whether a court-ordered removal from jail to assist police is a proceeding triggering a right to counsel, but treated the issue as close and acknowledged authorities on both sides. The Court avoided a broad holding on that point by finding any possible error harmless in this case.
  • Harmless-error conclusion: Even assuming the re-enactment and written confession were obtained in violation of the right to counsel, their admission was harmless because they did not affect the jury's determination on the sole contested issue (sanity) and abundant other evidence established defendant's actions.
  • No broad new precedent beyond the application: The opinion clarifies application of Stone and DiPiazza and states a two-part limitation on expert reliance on out-of-court material, but the Court limited its ruling to the circumstances and safeguards present in this case (declarant testified, defense had access to the statement, cross-examination occurred). The opinion does not announce an unqualified expansion of admissibility beyond those conditions.

This summary is limited to and based exclusively on the content of the provided opinion. No outside facts or inferences beyond the opinion text have been included.

THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. JAMES SUGDEN, Appellant.

Chief Judge BREITEL.

Defendant appeals from a conviction for murder (Penal Law, § 125.25, subd. 1) after a jury trial and a sentence from 20 years to life imprisonment.

An issue is whether an expert may base his opinion on an out-of-court written statement of a witness who testified at the trial. Also presented is the admissibility of a statement and re-enactment of the crime by a defendant, obtained in the absence of counsel, after a court order authorizing a defendant's removal from county jail for the purpose of assisting the police investigation in this case.

There should be an affirmance. A prosecution psychiatrist may, in part, base his opinion that a defendant was criminally responsible upon a prior out-of-court written statement of a trial witness. Assuming that defendant's statement and reenactment were obtained in violation of the right to counsel, its introduction, at a trial confined to the insanity defense, was harmless error.

The evidentiary facts of the killing are undisputed. Defendant, aged 20, and others were members of a group self-styled as "God's Gifts" who "hung out" at a shopping center in Huntington in Suffolk County. To steal from his home, defendant and one Dan Mace visited an acquaintance, the deceased victim Lawrence Fitzgerald. Fitzgerald, aged 13 and suspended from school, admitted defendant and Mace. As part of his plan defendant decided to get Fitzgerald "high" and sent him to purchase glue. Upon his return, Fitzgerald and defendant began "sniffing" glue. Later, defendant telephoned a member of the group, Patricia Berglund, and asked her to bring an automobile to the Fitzgerald home. Patricia, with her infant child, and her friend Rosemary Knox, who drove the automobile, picked up Mace, Fitzgerald and defendant, and later one Clifford Graebe. They all drove to an uninhabited partially-wooded area of Huntington.

Upon arrival, defendant, Patricia, and Fitzgerald left the car and walked down a path. At a sandpit, out of view of the others, defendant, in the presence of Patricia, struck Fitzgerald on the head with a cement block. Because the victim was alive and actively resisting, defendant stabbed him several times with a carving knife stolen from the Fitzgerald home. He then again struck the boy on the head with the cement block.

Defendant, with Patricia's help and that of Graebe, who had now arrived at the sandpit, covered the body with brush. Defendant, after throwing the knife away, and the two others returned to the car. There defendant told the rest of his companions that he had killed Fitzgerald. The party drove off and eventually went their separate ways.

The crime, the facts of which were never in contention, is almost unmatched in the annals. Perhaps the most bizarre is the only evidence of motive ever developed: defendant was hoping to elevate his status as a criminal and needed a test run to see if he had the professional capacity to kill a human being, if the need should arise in some future contemplated activity. Oddly, the crime was resolved simply, but not as gorily, as befit the mentality which had conceived its design.

The body was found by a passerby. The ensuing police investigation, pinpointed by information volunteered by Rosemary Knox, led to defendant, by then in the county jail serving a sentence on an unrelated charge. Defendant agreed to speak with the police. Before the interrogation he was advised about, and expressly waived, both his privilege against self incrimination and right to counsel. During the interview with a Detective Halverson, defendant gave a complete, voluble, and inculpatory account of the crime.

The next day Detective Halverson obtained a court order directing defendant's release to the officer's custody to revisit the scene of the crime. Defendant signed a written statement agreeing to assist the police. During the unsuccessful search for the knife defendant "walked through" the crime and was then returned to the county jail. After again being given the requisite preinterrogation admonitions defendant again waived his rights and signed a seven-page statement written by Detective Halverson.

At trial, legal insanity was the only defense. Defendant testified that he had taken mescaline before visiting Fitzgerald. According to defendant, when he killed the victim he was hallucinating and believed he was killing a giant grasshopper. Defendant also testified to extensive drug use, past criminal and other bizarre conduct, and family difficulties, especially with his father. A defense psychiatrist offered his opinion that defendant was legally insane.

In rebuttal, the prosecution offered the testimony of a psychiatrist, Dr. Harold Zolan. He concluded that defendant was legally sane, basing his opinion, inter alia, on the written statement of Patricia Berglund.

The defendant was found guilty.

Recently, in People v. Stone ( 35 N.Y.2d 69, 74-75), the court held that a psychiatrist, after rendering a legally competent opinion, could further support that opinion by reference to medically relevant, albeit hearsay, evidence. The hearsay in Stone consisted of interviews, by the psychiatrist, with 12 persons, including defendant's friends and acquaintances, two police officers present when defendant signed a confession, and two physicians. Four of the persons interviewed did not testify at the trial.

In the present case, the prosecution psychiatrist, Dr. Zolan, interviewed defendant for three hours. He also examined a psychologist's report about defendant when aged seven, other psychiatric and medical reports, defendant's written confession, and written statements of four of the persons involved in varying degrees in the crime. Only one of the last four persons, Dan Mace, did not testify at the trial.

Dr. Zolan admitted on cross-examination that his opinion was, in part, based upon the statement of Patricia Berglund. She had testified at the trial and was subjected to extensive cross-examination. At the outset of her cross-examination, defense counsel was given her written statement relied upon by Dr. Zolan. Thus there was full opportunity to cross-examine the witness on her prior statement.

During Dr. Zolan's cross-examination defense counsel was offered, but refused, an opportunity to reread Patricia's statement and to inquire about any difference between it and her trial testimony bearing on Dr. Zolan's opinion. Of course, the jury had the benefit of the direct and cross-examination of Dr. Zolan and Patricia Berglund. Under these circumstances, it is difficult to perceive any prejudice to defendant, and none has been shown.

Defendant moved to strike Dr. Zolan's testimony because of the partial reliance on Patricia's out-of-court statement by the prosecution psychiatrist. The motion was correctly denied.

True, at one time the courts in this State had prohibited an expert from expressing an opinion based upon material not in evidence (see People v. Samuels, 302 N.Y. 163, 172; People v. Keough, 276 N.Y. 141, 146). More recently, however, in People v. DiPiazza ( 24 N.Y.2d 342, 351), the court held that a psychiatrist could, in giving his opinion, rely, in part, upon pretrial psychological and medical tests and examinations never introduced in evidence. Notably, and as already observed, the reasoning of the court, in People v. Stone ( 35 N.Y.2d 69, 74-75, supra), arguably suggested that a psychiatrist might give a legally competent opinion without reliance exclusively upon observation of the defendant and facts in evidence.

Both the Stone and DiPiazza cases reflect to some degree a policy which would allow an expert to base his opinion on material not in evidence, provided the data relied upon is of the kind ordinarily accepted by experts in the field (see Proposed Federal Rules of Evidence, rule 703; see, generally, Rheingold, Basis of Medical Testimony, 15 Vand. L. Rev. 473, 494-514, 527-531; McCormick, Evidence [1st ed.], § 15, at p. 33). The policy, however, in a proper case must yield to a defendant's right to confront the witnesses against him.

The right to confront witnesses in a criminal case is not one without narrow and cautious exceptions. The book entries and public records rules, available on the civil side, are also available on the criminal side ( People v. Foster, 27 N.Y.2d 47, 52; People v. Semenza, 221 App. Div. 79, 81; People v. Nisonoff, 293 N.Y. 597, 602-604; cf. People v. Burgess, 244 N.Y. 472, 479-481; People v. Reese, 258 N.Y. 89, 96). Statements made by coconspirators in furtherance of the conspiracy, even if not truly verbal acts but assertions of fact, are generally admissible (see People v. Ryan, 263 N.Y. 298, 305; People v. Davis, 56 N.Y. 95, 103). Dying declarations have long been admissible in the criminal case ( People v. Corey, 157 N.Y. 332, 347-348; Mattox v. United States, 156 U.S. 237, 243-244). Some of the varieties of out-of-court spontaneous declarations, loosely-dubbed as part of the res gestae, have also been allowed in criminal cases (see, e.g., People v. Del Vermo, 192 N.Y. 470, 483-488). The limited admissibility of a codefendant's confessions on a joint trial also suggests a parallel of the problem, namely, admissibility if the confessant takes the witness stand ( People v. Anthony, 24 N.Y.2d 696, 702-703; Nelson v. O'Neil, 402 U.S. 622, 626-630). These departures from a literal application of the confrontation rule are illustrative (see, generally, McCormick, Evidence [2d ed.], 604-607).

Allowing an expert to base, in part, his opinion on otherwise legally incompetent hearsay of a person he has not interviewed, is conditioned on the hearsay declarant testifying at the trial. The significance of the requirement, that the person, whose statement has been used by the expert, testify at the trial, is obvious. The quality and content of the statement is exposed to cross-examination upon the trial and all of the evils of hearsay are obviated. This is especially so if, as here, the statement was available to defense counsel during cross-examination of the expert or if the hearsay declarant testifies directly or on recall after the expert's cross-examination.

Juxtaposing the Stone case and the present case offers two exceptions to the prohibition for which the Samuels and Keough cases once stood. The psychiatrist may rely on material, albeit of out-of-court origin, if it is of a kind accepted in the profession as reliable in forming a professional opinion. As in the Stone case, it is important that the expert witness distinguish between what part of his investigation he relied upon in forming his opinion and upon what part he did not rely. He may also rely on material, which if it does not qualify under the professional test, comes from a witness subject to full cross-examination on the trial. This is not to say that a case would never arise under either exception where it would be unjust to allow liberal use of out-of-court material. An example might be where the out-of-court material is more probative of "guilt" (not denied in this case), than it is of defendant's mental condition.

Defendant also contends that proof of his "re-enactment" of the crime and a subsequent confession were obtained in violation of his right to counsel, attaching upon the court-ordered "removal" from the county jail.

Arguably, the issuance of a court order of removal is not the type of formal proceeding requiring the presence of counsel, thus far considered in cases raising the right to counsel (cf. People ex rel. Menechino v. Warden, 27 N.Y.2d 376, 383; People v. Ianniello, 21 N.Y.2d 418, 424-426, cert. den. 393 U.S. 827; Coleman v. Alabama, 399 U.S. 1, 7-10; CPL 120.10, issuance of arrest warrant; CPL 630.10, 630.20, production of witnesses confined in institutions; but cf. A.L.I., Model Code of Pre-Arraignment Procedure [Tent. Draft, 1974], § 170.3, subd. [2], par. [j]). On the other hand, a court-ordered removal of defendant, who was unquestionably a "target" of a police investigation, is sufficiently "judicial" in nature, not unlike arraignment or the issuance of an arrest warrant, so that a right to counsel exists at "critical stages" held after that order is issued (see People v. Blake, 35 N.Y.2d 331; People v. Waterman, 9 N.Y.2d 561, 565-566; see, also, Kirby v. Illinois, 406 U.S. 682, 689-690; Massiah v. United States, 377 U.S. 201, 205-207).

Whether the right to counsel after arraignment may be waived by a defendant in police custody in the absence of counsel, as was here attempted, is a question which has not been met with any uniform response (compare, e.g., People v. Vella, 21 N.Y.2d 249, 251; United States v. Wade, 388 U.S. 218, 237, with People v. Lopez, 28 N.Y.2d 23, 25-26, cert. den. 404 U.S. 840).

As suggested, the issues are complex and need not be resolved because neither the confession nor the re-enactment contributed to the conviction. The defendant did not seriously contest that his act caused Fitzgerald's death. The "re-enactment" and defendant's written confession were, in substance, no different than his trial testimony, his oral confession to the police, and the testimony of Patricia Berglund. Rosemary Knox also testified that defendant admitted the killing.

The only issue was defendant's sanity and the allegedly inadmissible evidence played no role in the jury's resolution of that issue. Indeed, defense counsel, himself, offered an additional inculpatory statement of defendant made to Detective Halverson, never referred to by the officer in his direct testimony. This statement described defendant's return to the Fitzgerald home the morning following the crime, when he stole various items of personal property. Defendant also introduced photographs of the "re-enactment" as well as the defendant's signed statement agreeing to accompany and assist the police in their search for the weapon. Apparently, the defense theory was that the more the jury knew about the bizarre crime, the more likely that it would return a verdict of not guilty by reason of insanity.

The situation here is distinguishable from that in Harrison v. United States ( 392 U.S. 219, 222-226). In the Harrison case the Supreme Court reversed a conviction based upon defendant's inculpatory testimony at a prior trial, testimony which had been "tainted" by the introduction of inadmissible confessions. Defense counsel's strategy in this case may have been dictated not by the introduction of any inadmissible evidence but by a realistic appraisal of the overwhelming evidence against defendant, apart from his challenged confessions and re-enactment.

That the prosecution psychiatrist had also read the challenged confession before testifying requires no different result. The psychiatrist had interviewed defendant for more than three hours, examined a psychological report about defendant when he was seven years old, examined a 1971 psychiatric report and two other medical reports, and read the statements of four other witnesses, three of whom testified at the trial. Moreover, defendant had testified at the trial before the psychiatrist was called as a witness. Thus the record neither supports nor did counsel contend, either at the trial or in this court, that the written confession was relied upon by the psychiatrist in forming his opinion.

On the entire record, the inescapable conclusion is that the conviction would not have been avoided even if the re-enactment and the written confession had been excluded, and, hence, the error, if one there be, was harmless (CPL 470.05, subd. 1; cf. Milton v. Wainwright, 407 U.S. 371, 372-373).

Accordingly, the order of the Appellate Division affirming the judgment of conviction should be affirmed.

Judges JASEN, GABRIELLI, JONES, WACHTLER, RABIN and STEVENS concur.

Order affirmed.

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PEOPLE v. SUGDEN
(Dec 20, 1974)