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Smart Summary

Factual and Procedural Background

The voters of Winchester adopted a home rule charter on March 3, 1975. On March 27, 1975, plaintiff Margaret D. Galvin presented four documents titled "affidavit" to the town clerk seeking to initiate recall elections for four members of the school committee; each contained at least 215 signatures and at least twenty-five signatures from each of the six then-existing voting precincts, but none contained a jurat or a declaration that it was signed under the penalties of perjury. The town clerk, relying on town counsel's opinion that the recall provisions were not yet effective, refused to deliver petition blanks. In the Superior Court (heard by Judge Brogna), the judge ruled the recall provisions were in effect and the affidavits were proper, entering judgment commanding the town clerk to issue petition blanks. The town clerk and the four school committee members appealed; expedited handling was ordered and the Supreme Judicial Court granted direct appellate review. The civil action commenced in Superior Court on April 10, 1975.

Legal Issues Presented

  1. Whether documents titled "affidavit" that are neither sworn before an officer nor accompanied by a written declaration that they are made under the penalties of perjury satisfy the charter requirement that a recall petition be commenced by filing an "affidavit."
  2. Whether the recall procedure in the newly adopted charter became effective immediately upon voter approval or only after the establishment of eight voting districts made effective for the annual town election in 1976.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Murphy, petitioner, 321 Mass. 206, 213 (1947) Definition: "An affidavit is a statement in writing sworn before an officer authorized to administer an oath." Used to support the principle that an affidavit requires an oath; court held an oath or its statutory equivalent is required for the charter's affidavit requirement.
Donahue v. Selectmen of Saugus, 343 Mass. 93 (1961) Recognition that a requirement of an affidavit is not unique; cited for context. Court noted the Superior Court relied on this case but observed that Donahue did not present the specific question of oath requirement; it did not control the outcome here.
State v. Turney, 97 Conn. 496, 499-502 (1922) Illustrative precedent cited in Donahue regarding affidavit requirements. Referenced as part of prior authorities showing the affidavit requirement is common; no direct factual application beyond that context.
State v. Edmonds, 150 Ohio St. 203, 204, 218 (1948) Illustrative precedent cited in Donahue regarding affidavit requirements. Referenced as part of prior authorities showing the affidavit requirement is common; no direct factual application beyond that context.
Newman v. Secretary of the Commonwealth, 339 Mass. 749, 752 (1959) Comparative citation regarding affidavit-type requirements. Noted by the court for comparison; used to support the view that multiple-voter affidavit requirements may be satisfied by statutory declaration under G.L.c. 268, § 1A, but that an oath or equivalent is required.

Court's Reasoning and Analysis

The court analyzed two discrete questions.

  1. Affidavit requirement: Relying on Murphy, petitioner, the court stated that an affidavit must be sworn before an officer authorized to administer an oath. The court noted that G.L.c. 268, § 1A permits a written declaration that it is made under the penalties of perjury to satisfy an affidavit requirement. Because the documents at issue merely used the word "affidavit" above signatures and contained neither a jurat nor a penalties-of-perjury declaration, the judge's ruling that the word alone sufficed was erroneous; an oath or its statutory equivalent is required.
  2. Effective date of recall procedure: The charter required at least twenty-five names from each of eight districts. The charter also provided that the establishment of eight districts would be effective for purposes of the annual town election in 1976. The court agreed with town counsel's construction that the recall procedure therefore did not become effective until after the 1976 annual town election.

On these bases the court reversed the Superior Court judgment and directed dismissal of the complaint.

Holding and Implications

Judgment reversed; complaint dismissed.

Direct effect: The court held that (1) the documents labeled "affidavit" did not comply with the charter because they lacked an oath or a declaration under the penalties of perjury, and (2) the charter's recall procedure was not effective until after the 1976 annual town election. The opinion does not discuss broader implications beyond these direct effects on the parties.

MARGARET D. GALVIN others v. TOWN CLERK OF WINCHESTER

Municipal Corporations, Officers and agents, "Home rule." Public Officer. Winchester. Words, "Affidavit."

A document presented to a town clerk requesting the issuance of a recall petition against an elected town official and twice using the word "affidavit" above the signatures of voters, but not stating that the document was made under oath or under the penalties of perjury, did not comply with the requirement of the town charter that a recall petition be commenced by the filing of an "affidavit." [177] Under the charter adopted by Winchester on March 3, 1975, providing that it should become fully effective upon its approval by the voters but establishing eight voting districts "to be effective for the purposes of the annual town election" in 1976, the procedure for the recall of elected town officials did not become effective until after such election. [177]

BRAUCHER, J.

The voters of the town of Winchester adopted a home rule charter on March 3, 1975, and on March 27, 1975, the plaintiffs sought to initiate, pursuant to the new charter, a recall election for four members of the school committee of the town. We hold that the "affidavits" seeking recall, neither notarized nor signed under penalties of perjury, did not comply with the charter, and that, in any event, no recall election may be held under the charter until after the annual town election for 1976. We therefore direct that this action in the nature of mandamus against the town clerk be dismissed.

We summarize the findings, rulings and judgment of the judge in the Superior Court. The charter contained, for the first time in the history of the town, a procedure for the recall of certain town officers (§ 7-13): "Two hundred or more voters may file with the town clerk an affidavit containing the name of the officer whose recall is sought and a statement of the grounds upon which the petition is based. At least twenty-five names of voters shall be from each of the eight districts into which the town is divided. The town clerk shall thereupon deliver to said voters petition blanks demanding such recall. . . ." On March 27, 1975, the plaintiff Galvin presented four documents entitled "affidavit" to the town clerk. Each contained at least 215 signatures, including at least twenty-five from each of the six voting precincts into which the town was then divided. None contained a jurat or a provision that the paper was signed under the penalties of perjury.

The new charter provides that it is fully effective on approval by the voters, except as otherwise provided. There is no exception as to the recall procedure, but there is a provision for division of the town into eight districts no later than November 15, 1975. "The establishment of the eight districts" is to "be effective for the purposes of the annual town election" in 1976. § 8-5 (b), (c).

The town clerk received an opinion from the town counsel that the recall provisions were not effective, and refused to deliver petition blanks to the plaintiffs. The judge ruled that the recall provisions of the new charter were in effect and that the affidavits were proper, and judgment was entered commanding the town clerk to issue petition blanks to the plaintiffs. The town clerk and the four members of the school committee appealed. A single justice of the Appeals Court ordered expedited handling of the appeal, and we allowed an application for direct appellate review.

1. "Affidavit." "An affidavit is a statement in writing sworn before an officer authorized to administer an oath." Murphy, petitioner, 321 Mass. 206, 213 (1947), and cases cited. Under G.L.c. 268, § 1A, as appearing in St. 1947, c. 106, a statement containing "a written declaration that it is made under the penalties of perjury" satisfies a requirement of an affidavit. The judge ruled that the use of the word "affidavit," which appeared twice over the signatures in the present case, was sufficient. This was error.

The judge relied in part on Donahue v. Selectmen of Saugus, 343 Mass. 93 (1961), although no question as to the requirement of an oath was presented in that case. We there cited two cases to show that the requirement of an affidavit "is not unique." Id. at 95 n. 1, citing State v. Turney, 97 Conn. 496, 499-502 (1922), and State v. Edmonds, 150 Ohio St. 203, 204, 218 (1948). Each involved an affidavit of a single elector. Cf. Newman v. Secretary of the Commonwealth, 339 Mass. 749, 752 (1959). Here 200 or more voters must file the affidavit. We think the requirement may be satisfied without inconvenience by a declaration under G.L.c. 268, § 1A. But an oath or its equivalent is required.

2. Effective date. The recall procedure requires at least twenty-five names from each of eight districts. The establishment of those districts is to be effective for the annual town election in 1976. We think, as did the town counsel, that this means that the recall procedure is not effective until after that election.

The judgment is therefore reversed. The complaint is to be dismissed.

So ordered.

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GALVIN v. TOWN CLERK OF WINCHESTER
(Dec 4, 1975)