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Case Summary: People v. Thompson, Docket No. 26630 (Mich. Ct. App. July 18, 1977)

Factual and Procedural Background

On September 23, 1975, Morris Thompson was convicted by a jury of first-degree criminal sexual conduct, MCLA 750.520b(1)(f); MSA 28.788(2)(1)(f), and was sentenced to 10 to 20 years in prison. The charged conduct arose when the defendant accosted the complainant while she was walking, forced her into his automobile, ordered her to remove her clothes, and compelled her to engage in sexual intercourse and fellatio. The complainant was struck by the defendant and suffered bruises and scars.

Defendant appealed his conviction to the Michigan Court of Appeals. The appeal was submitted May 3, 1977, and decided July 18, 1977. The opinion before this court addresses three issues raised by the defendant on appeal, and concludes by reversing the conviction and remanding for further proceedings consistent with the opinion.

Legal Issues Presented

  1. Whether the trial court erred in refusing to give jury instructions on necessarily included lesser offenses (second, third and fourth-degree criminal sexual conduct).
  2. Whether the statutory definitions of "personal injury" and "sexual contact" (MCLA 750.520a(f) and (g); MSA 28.788(1)(f) and (g)) are unconstitutionally vague under the Due Process Clause.
  3. Whether the statutory prohibition on admission of evidence of the victim's prior sexual conduct (MCLA 750.520j; MSA 28.788(10)) violates the Sixth Amendment right of confrontation by preventing cross-examination into the victim's prior sexual conduct with third persons.

Arguments of the Parties

Appellant's (Defendant's) Arguments

  • The trial court erred in refusing requested instructions on lesser included offenses; refusal to instruct on necessarily included offenses is reversible error.
  • The statutory definitions of "personal injury" and "sexual contact" were void for vagueness, denying fair notice of what conduct is proscribed.
  • The statutory prohibition on evidence of a victim's prior sexual conduct with third persons denied the defendant his Sixth Amendment right to confront and cross-examine the accuser, because such evidence could be probative of credibility and consent.

Prosecution's Arguments

  • The prosecutor properly conceded error as to refusal to instruct on necessarily included lesser offenses (i.e., the trial court's refusal was reversible).
  • With respect to vagueness, the prosecution implicitly argued the challenged statutory definitions are sufficiently clear as applied to this case; the victim's bruises, scars and swelling plainly fall within the statutory "personal injury."
  • The statutory limitation on evidence of prior sexual conduct is a permissible legislative restriction; such evidence of sexual activity with third persons is not materially probative of credibility or consent and its exclusion serves legitimate state interests (protecting victims, encouraging reporting, avoiding parade of intimate life to the jury).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Ora Jones, 395 Mich. 379, 236 N.W.2d 461 (1975) Principle that refusal to give requested instructions on necessarily included lesser offenses is reversible error; definition of necessarily included lesser offense (one which must be committed if the greater is committed). Applied to conclude that because penetration necessarily includes contact, the trial court erred in refusing instructions on the lesser offenses; remand remedy discussed in light of this precedent.
People v. Herbert Ross, 73 Mich. App. 588, 252 N.W.2d 526 (1977) Procedural remedy guidance: trial court may enter judgment on lesser offense and resentencing, or, if prosecutor requests, vacate conviction and grant a new trial prior to resentencing. Used to outline the appropriate remedy: remand for entry of judgment of conviction of fourth-degree and resentencing, or, if prosecution so requests, vacate and grant a new trial.
People v. Howell, 396 Mich. 16, 238 N.W.2d 148 (1976) Standards for vagueness: a criminal statute is impermissibly vague if it fails to provide fair notice, gives unstructured discretion to factfinders, or is overbroad in a way that impinges First Amendment freedoms. Invoked to frame the defendant's vagueness challenge and to assess whether the challenged definitions met constitutional standards; court applied the standard to find the definitions adequate as applied to the case facts.
Douglas v. Alabama, 380 U.S. 415, 85 S. Ct. 1074, 13 L. Ed. 2d 934 (1965) Right of confrontation principally secures the right to cross-examine witnesses. Quoted to acknowledge the constitutional protection for cross-examination; court then analyzed limits (irrelevant inquiry not protected) and applied that view to reject defendant's confrontation claim as to prior sexual conduct with third persons.
Jarecki v. Ford Motor Co., 65 Mich. App. 78, 237 N.W.2d 191 (1975) Relevancy standard: evidence is relevant when sufficiently probative of a fact in issue to offset the prejudice its admission produces. Used to assess whether inquiry into the victim's sexual activity with third persons is probative of credibility or consent; court concluded such evidence is not sufficiently probative to overcome prejudice.

Court's Reasoning and Analysis

The court proceeded issue by issue:

  1. Lesser-included-offense instruction:
    • The court accepted the prosecutor's concession that refusal to instruct on necessarily included lesser offenses is reversible error, citing People v. Ora Jones for the governing principle.
    • The statutory elements were examined: conviction for first-degree criminal sexual conduct required sexual penetration with force or coercion and causing personal injury. The court reasoned that penetration necessarily includes contact, and therefore the elements of lesser offenses (third-, second- and fourth-degree CSC) are necessarily included.
    • Because an instruction on necessarily included lesser offenses was requested and denied, the trial court erred. The court recommended remanding for entry of judgment of conviction for fourth-degree CSC and resentencing as an appropriate remedy, but also allowed that the prosecutor could elect to seek a new trial; it cited People v. Herbert Ross for the procedural mechanics if the prosecutor requests a new trial prior to resentencing.
  2. Vagueness challenge to statutory definitions:
    • The court quoted the challenged definitions in MCLA 750.520a(f) and (g): "personal injury" (including bodily injury, disfigurement, mental anguish, chronic pain, pregnancy, disease, or loss/impairment of sexual organ) and "sexual contact" (intentional touching of intimate parts or clothing over intimate parts if reasonably construed for sexual arousal/gratification).
    • Applying the vagueness standard articulated in People v. Howell (lack of fair notice, unstructured discretion to factfinders, overbreadth), the court found the defendant's as-applied challenge failed: the victim's testimony that she was struck before and after penetration and suffered bruises, scars and swelling clearly satisfied the statutory "personal injury" language. Thus, as applied to these facts, the statutory definitions provided adequate notice and were not impermissibly vague.
  3. Confrontation Clause challenge / exclusion of prior sexual conduct:
    • The court set out the statutory limitation on admission of evidence of a victim's sexual conduct (MCLA 750.520j; MSA 28.788(10)), including the court's role in ruling on admissibility and the procedural requirement for a defendant's written motion and offer of proof.
    • The defendant argued that prohibition of evidence of specific instances of the victim's sexual conduct with third persons denied his Sixth Amendment confrontation right. The court acknowledged the Sixth Amendment protects the right to cross-examine witnesses (citing Douglas v. Alabama), but emphasized there is no right to ask irrelevant questions.
    • The court applied the relevancy test (Jarecki v. Ford Motor Co.) and determined that the victim's sexual activity with third persons is not probative of credibility or veracity; at best the probative value would be minimal and would not outweigh prejudice. Regarding consent, the court reasoned that past sexual activity with third persons does not meaningfully indicate consent to sexual acts with the defendant, and the minimal probative value would be outweighed by societal and evidentiary prejudice (discouraging reporting, subjecting victims to invasive inquiry, and introducing character evidence that could bias the jury).
    • Balancing probative value and prejudice, the court concluded the Legislature acted within its powers in enacting the exclusionary statute, and that the defendant's confrontation right was not violated by application of that statute in this case.

Holding and Implications

Conviction Reversed and Remanded.

Holding (direct effect): The Court of Appeals reversed the defendant's conviction and remanded for proceedings consistent with the opinion. The court concluded the trial court erred by refusing instructions on necessarily included lesser offenses. As an appropriate remedy, the court indicated remand for entry of a judgment of conviction of fourth-degree criminal sexual conduct and resentencing. Alternatively, if the prosecutor requests before resentencing, the trial court should vacate the judgment of conviction and grant a new trial on the original charge (per People v. Herbert Ross).

The court also rejected the defendant's statutory vagueness challenge to the definitions of "personal injury" and "sexual contact" as applied to the facts of this case, and held that the statutory limitation on evidence of a victim's prior sexual conduct with third persons (MCLA 750.520j) does not violate the Sixth Amendment right of confrontation because such inquiry is not sufficiently probative and its admission would produce undue prejudice.

Implications beyond the case: The opinion addresses remedies and constitutional challenges as applied to the facts before the court. The decision's immediate consequences are the reversal of the conviction and remand with the remedial options described above. The opinion does not announce that it is establishing a new broad precedent beyond its application of existing authorities cited in the opinion.

PEOPLE v. THOMPSON

T.M. BURNS, P.J.

On September 23, 1975, defendant was jury convicted of criminal sexual conduct in the first degree, MCLA 750.520b(1)(f); MSA 28.788(2)(1)(f). He was sentenced to 10 to 20 years in prison.

Defendant accosted the complainant while she was walking down the street. He forced her into his automobile and ordered her to remove her clothes. The complainant was forced to engage in sexual intercourse and fellatio. The complainant was struck by the defendant and suffered bruises and scars.

During cross-examination of the complainant, defense counsel asked if she had ever had sexual intercourse before the date of the rape. The trial court sustained the prosecutor's objection that such questioning was legally impermissible.

Defense counsel asked the trial court to instruct the jury on the lesser included offenses of second, third and fourth-degree criminal sexual conduct. The request was denied.

On appeal the defendant raises three issues. The first is whether the trial court erred in refusing to give instructions on the lesser included offenses. The prosecutor properly concedes error. It is reversible error to refuse to give requested instructions on necessarily included lesser offenses. A necessarily included lesser offense is one which must be committed if the greater is committed. People v Ora Jones, 395 Mich. 379, 387, 390; 236 N.W.2d 461 (1975).

Defendant was charged with first-degree criminal sexual conduct in engaging in sexual penetration with another person — force or coercion being used to accomplish the sexual penetration — and causing personal injury to the victim. MCLA 750.520b(1)(f); MSA 28.788(2)(1)(f).

In order to have committed that crime, defendant must have:

1) Engaged in sexual penetration with another person, force or coercion being used to accomplish the sexual penetration (third-degree criminal sexual conduct);

MCLA 750.520d(1)(b); MSA 28.788(4)(1)(b).

2) Engaged in sexual contact with another person, force or coercion being used to accomplish the sexual contact, and causing personal injury to the victim (second-degree criminal sexual conduct);

MCLA 750.520c(1)(f); MSA 28.788(3)(1)(f).

3) Engaged in sexual contact with another person and force or coercion was used to accomplish the sexual contact (fourth-degree criminal sexual conduct).

MCLA 750.520e(1)(a); MSA 28.788(5)(1)(a).

Obviously, if there is penetration there is contact. The trial court erred. As the prosecutor suggests, a proper remedy is to remand this cause for entry of a judgment of conviction of fourth-degree criminal sexual conduct and resentencing. If the prosecutor is of the opinion that justice would be better served by a new trial, the trial court should, upon notification by the prosecutor prior to resentencing, vacate the judgment of conviction and grant a new trial on the original charge. See People v Herbert Ross, 73 Mich. App. 588, 594; 252 N.W.2d 526 (1977).

Defendant would have us reverse his conviction, however, because he was not duly notified of the illegal nature of his acts. He urges that the sections of the criminal sexual conduct statute defining "personal injury" and "sexual contact" are void for vagueness under the due process clauses of the U.S. Constitution. The issue was raised below on a motion to quash the information.

MCLA 750.520a(f); MSA 28.788(1)(f).

MCLA 750.520a(g); MSA 28.788(1)(g).

A criminal statute is impermissibly vague if it does not provide fair notice of the conduct proscribed, confers on the trier of fact unstructured and unlimited discretion to determine whether an offense has been committed, or if its coverage is overbroad and impinges on First Amendment freedoms; People v Howell, 396 Mich. 16, 20; 238 N.W.2d 148 (1976).

The challenged statutory provisions, MCLA 750.520a(f) and (g); MSA 28.788(1)(f) and (g), read as follows:

"Section 520a. As used in sections 520a to 520e:

"(f) `Personal injury' means bodily injury, disfigurement, mental anguish, chronic pain, pregnancy, disease, or loss or impairment of a sexual or reproductive organ.

"(g) `Sexual contact' includes the intentional touching of the victim's or actor's intimate parts or the intentional touching of the clothing covering the immediate area of the victim's or actor's intimate parts, if that intentional touching can reasonably be construed as being for the purpose of sexual arousal or gratification".

The obvious argument is that, as these defined terms fit into the operative sections of the criminal sexual conduct act, it is unclear what is prohibited, and otherwise innocent actions may be chargeable offenses. Particularly with respect to the definition of "sexual contact", many hypothetical situations of innocent conduct which could be chargeable under the act are imaginable.

The point is not well taken in the case at bar, however.

The charge against the defendant included the allegation that he caused personal injury to the victim, while engaged in criminal sexual conduct. The victim testified that she was struck by the defendant before and after penetration. She suffered bruises, scars and swelling of skin tissue. There is no question that the bruising, scarring and swelling of skin tissue caused by striking with a hand or fist constitutes personal injury properly proscribed by the statute.

More troublesome is the final argument on appeal: that the criminal sexual conduct statute offends the Sixth Amendment right of confrontation. At trial, defense counsel was prohibited from inquiring into the victim's prior sexual conduct on cross-examination.

The section of the statute with which we are concerned, MCLA 750.520j; MSA 28.788(10), provides as follows:

"(1) Evidence of specific instances of the victim's sexual conduct, opinion evidence of the victim's sexual conduct, and reputation evidence of the victim's sexual conduct shall not be admitted under sections 520b to 520g unless and only to the extent that the judge finds that the following proposed evidence is material to a fact at issue in the case and that its inflammatory or prejudicial nature does not outweigh its probative value:

(a) Evidence of the victim's past sexual conduct with the actor.

(b) Evidence of specific instances of sexual activity showing the source or origin of semen, pregnancy, or disease.

(2) If the defendant proposes to offer evidence described in subsection (1)(a) or (b), the defendant within 10 days after the arraignment on the information shall file a written motion and offer of proof. The court may order an in camera hearing to determine whether the proposed evidence is admissible under subsection (1). If new information is discovered during the course of the trial that may make the evidence described in subsection (1)(a) or (b) admissible, the jury may order an in camera hearing to determine whether the proposed evidence is admissible under subsection (1)."

Defendant argues that the prohibition of evidence of specific instances of the victim's prior sexual conduct with third persons denied him the right to confront and cross-examine his accuser, citing U.S. Supreme Court authority for the proposition that denial of the right of cross-examination runs afoul of the Sixth Amendment.

The right of confrontation protected by the Sixth Amendment secures principally the right to cross-examine witnesses. Douglas v Alabama, 380 U.S. 415, 418; 85 S Ct 1074, 1076; 13 L Ed 2d 934 (1965). Cross-examination is principally a means by which the credibility and veracity of a witness is tested. Being based upon the Sixth Amendment, defendant's challenge to the statute thus may be stated: prohibiting the testing of the rape victim's credibility and veracity by asking the victim about his or her sexual conduct with third persons infringes upon the fundamental right of confrontation. The problem is, however, that there is no fundamental right to ask a witness questions that are irrelevant. Inquiry on cross-examination into the rape victim's sexual behavior with third persons is not relevant. Evidence is relevant when it is sufficiently probative of a fact in issue to offset the prejudice its admission produces. Jarecki v Ford Motor Co, 65 Mich. App. 78, 83; 237 N.W.2d 191 (1975). The rape victim's sexual activity with third persons is in no way probative of the victim's credibility or veracity. If it were, the relevancy would be so minimal it would not meet the test of prejudice.

Defendant makes much of the issue of the victim's consent and urges that inquiry into the victim's sexual behavior with third persons is highly probative of the fact that he or she consented to the defendant's sexual conduct. Defendant here raises a due process issue.

Again, the significance of such evidence on the issue — consent this time — is minimal. The fact that a victim has consented to sexual intimacy with a third party does not indicate consent to intimacy with the defendant. While factual situations in which the victim's sexual behavior with third persons is arguably probative of consent are imaginable, the probative value of such evidence would not outweigh the prejudice to society and the criminal justice system of the consequences of its admission.

See Westen, Compulsory Process II, 74 Mich L Rev 191, 208-209 (1975).

The state clearly has a legitimate interest in encouraging the rape victim to report the crime and to prosecute and present testimony against the offender. These interests are served by discouraging the usually pointless and sometimes cruel treatment of rape victims in the criminal justice system. Moreover, there is the possibility that in its deliberations the jury will consider the "bad character" or "provocative behavior" of the rape victim whose life history has been paraded before it in the most intimate detail.

We conclude that the Legislature acted within its powers in enacting the challenged statute and we find no infringement of the defendant's rights.

The conviction is reversed.

Remanded for proceedings consistent with this opinion.

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PEOPLE v. THOMPSON
(Jul 18, 1977)