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People v Castillo, Michigan Court of Appeals — Summary of Opinion (Per Curiam)

Factual and Procedural Background

Defendant was convicted of knowingly or intentionally possessing heroin in violation of MCLA 335.341(4)(a); MSA 18.1070(41)(4)(a), and was sentenced to 30 to 48 months imprisonment. The conviction arose from events on October 24, 1972, when police, acting on information about two suspects (neither the defendant), approached the house where the defendant was located. An officer outside observed the defendant throw a gun and a green garbage bag from a second-story window; the officer opened the bag and observed what appeared to be narcotics and confiscated the bag and gun. Another officer, after entering the premises, encountered the defendant upstairs in a bedroom with a broken window, pushed-out screen, and powder on his clothing; the officer observed the defendant drop a bottle, scraped powder from the floor, and placed the bottle and powder into evidence. Defendant appealed as of right.

Legal Issues Presented

  1. Whether the trial court erred in admitting the gun into evidence over defendant's objection that the item was irrelevant, immaterial, and prejudicial.
  2. Whether the trial court abused its discretion in refusing to permit cross-examination about the manner of police entry (specifically whether the apartment door had been forced open).
  3. Whether the trial court erred in allowing a forensic chemist to testify as to the chemical make-up of the seized substance and the percentage of heroin contained therein.
  4. Whether the prosecutor's impeachment of the defendant using the defendant's prior conviction for attempted possession of marijuana (a conviction under a statute later declared unconstitutional) was proper or an abuse of discretion.

Arguments of the Parties

Defendant's Arguments

  • The gun was erroneously admitted because it was irrelevant, immaterial, and prejudicial to the charged offense of possession of heroin.
  • The trial court improperly restricted defense counsel's cross-examination concerning the police entry and whether the apartment door had been forced open.
  • The forensic chemist's testimony about the chemical composition and unusually high percentage of heroin was prejudicial because it implied distribution/delivery, an offense different from simple possession.
  • The prosecutor improperly impeached the defendant with a prior conviction for attempted possession of marijuana, a conviction under a statute later declared unconstitutional; therefore its use for impeachment was an abuse of discretion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v DerMartzex, 390 Mich. 410, 413; 213 N.W.2d 97 (1973) General rule that evidence tending to show commission of other crimes by defendant is inadmissible on issue of guilt because probative value is outweighed by prejudice. Cited to state the baseline rule restricting proof of other crimes.
People v Savage, 225 Mich. 84, 86; 195 N.W. 669 (1923) Common-law exception: acts, conduct, demeanor contemporaneous with the offense may be shown as part of the res gestae even if they tend to show commission of another crime. Used to support admissibility of evidence (the gun) as part of the res gestae.
People v Scott, 61 Mich. App. 91, 95; 232 N.W.2d 315 (1975) Accord regarding res gestae exception to other-crimes rule. Noted as supporting authority for the res gestae principle.
People v Kayne, 268 Mich. 186, 191-192; 255 N.W. 758 (1934) Definition and scope of res gestae: circumstances contemporaneous with and illustrating the main fact; no inflexible rule—determined by peculiar facts. Quoted to explain what constitutes res gestae and to frame the analysis whether the gun-throwing was part of the transaction.
People v Eisenberg, 72 Mich. App. 106, 118; 249 N.W.2d 313 (1976) Accord on res gestae and cited regarding scope of collateral cross-examination. Used as supporting authority for both res gestae analysis and limits on collateral cross-examination.
People v Gould, 61 Mich. App. 614; 233 N.W.2d 109 (1975) Authority cited in the context of admitting evidence that might suggest offenses other than charged offense. Applied to support the conclusion that throwing the gun and heroin constituted one transaction and admission of the gun was proper as res gestae; also referenced regarding prejudicial implications of expert testimony.
People v MacCullough, 281 Mich. 15, 24-25; 274 N.W. 693 (1937) Trial judge's discretion controls introduction of collateral matters on cross-examination; review only for clear abuse. Cited to support affirmance of trial court's control over cross-examination on the manner of entry.
People v Joseph Barbara, Jr., 23 Mich. App. 540, 548; 179 N.W.2d 105 (1970) Authority on limits and discretion regarding collateral matters in cross-examination. Used to support that trial court's restriction was not an abuse of discretion.
People v Lindsey, 56 Mich. App. 458, 461; 224 N.W.2d 273 (1974) Standard that appellate review of restrictions on cross-examination requires showing of clear abuse of discretion. Cited to justify refusal to find abuse of discretion in limiting cross-examination.
People v Mumford, 60 Mich. App. 279; 230 N.W.2d 395 (1975) Reference for potential prejudicial effect where expert testimony implies a different crime (e.g., distribution). Cited as a comparative authority when discussing prejudicial potential of chemist's testimony.
People v Morris, 69 Mich. App. 545, 550; 245 N.W.2d 126 (1976) Principle that evidence of other crimes is excluded unless legally relevant to a material issue and probative value outweighs prejudicial effect. Quoted to frame the admissibility standard for expert testimony about heroin composition.
People v Rimson, 63 Mich. App. 1, 4; 233 N.W.2d 867 (1975) Trial judge's discretion to weigh probative value against unfair prejudice. Cited to support deferential review of the trial court's decision to admit expert testimony.
People v Becker, 300 Mich. 562, 565; 2 N.W.2d 503 (1942) Authority supporting discretion in balancing probative value and prejudice. Used to reinforce that admission of expert testimony rests within trial court discretion.
People v Jackson, 391 Mich. 323; 217 N.W.2d 22 (1974) Use of a defendant's prior felony conviction for impeachment is within trial court discretion. Cited as the controlling authority that permits impeachment by prior conviction subject to judge's discretion.
People v Cherry, 393 Mich. 261; 224 N.W.2d 286 (1974) Trial court must positively indicate exercise of discretion when allowing prior-conviction impeachment. Quoted to frame the Jackson-Cherry requirement for record of judicial discretion.
People v Burse, 62 Mich. App. 204; 233 N.W.2d 232 (1975) Holding that a judge need not expressly state exercise of discretion as long as record shows awareness and exercise of discretion. Cited to show that the trial court's record satisfied Jackson-Cherry requirements.
People v Pleasant, 69 Mich. App. 322; 244 N.W.2d 464 (1976) Similar holding to Burse about sufficiency of record to show exercise of discretion. Used to support that the trial judge's record evidenced exercise of discretion regarding impeachment.
People v Sinclair, 387 Mich. 91; 194 N.W.2d 878 (1972) Held that inclusion of marijuana within definition of narcotics in MCLA 335.151; MSA 18.1121 is unconstitutional (central holding); the decision was binding precedent and applied retroactively. Cited because the defendant's prior marijuana-conviction statute had been declared unconstitutional in Sinclair; court discusses implications for impeachment.
People v Bercheny, 387 Mich. 431, 435; 196 N.W.2d 767 (1972) (T.G. KAVANAGH, dissenting) Referenced in discussing the aftermath and reasoning surrounding Sinclair. Used as context for the Sinclair holding and its reception.
People v Elwell, 54 Mich. App. 306; 220 N.W.2d 770 (1974) Cited in connection with the central holding in Sinclair regarding the narcotics definition. Noted as an authority discussing the Sinclair holding.
People v Waxman, 388 Mich. 774; 200 N.W.2d 322 Identified Sinclair as binding precedent on lower courts and applied retroactively. Cited to show Sinclair's binding and retroactive effect.
People v Doane, 387 Mich. 608; 198 N.W.2d 292 (1972) Referenced among cases reversing convictions/sentences imposed under the invalidated statute. Listed as part of examples of courts reversing prior marijuana-possession convictions after Sinclair.
People v Albert White #1, 387 Mich. 774; 196 N.W.2d 313 (1972) Referenced as another case reversing convictions post-Sinclair. Listed among decisions vacating convictions under the statute later declared unconstitutional.
People v Griffin, 39 Mich. App. 464; 198 N.W.2d 21 (1972) Listed as part of appellate outcomes following Sinclair. Included among cases where convictions were reversed or vacated after Sinclair.
People v D'Argis, 44 Mich. App. 186; 205 N.W.2d 19 (1972) Listed as part of appellate outcomes following Sinclair. Included among cases reversing or vacating convictions under the invalidated statute.
People v Goins, 54 Mich. App. 456; 221 N.W.2d 187 (1974) Listed as part of appellate outcomes following Sinclair. Included among cited cases where convictions were reversed/vacated post-Sinclair.
People v Atley, 392 Mich. 298; 220 N.W.2d 465 (1974) Listed as part of state-court decisions affected by Sinclair. Noted among cases reversing convictions under the statute declared unconstitutional.
People v Cannon, 41 Mich. App. 85, 87; 199 N.W.2d 657 (1972) Discussed in connection with a writ of habeas corpus releasing 128 persons whose convictions for possession or attempted possession of marijuana were deemed unlawful in light of Sinclair. Cited as authority showing relief granted to those convicted under the invalidated statute.
People v McCarver, 72 Mich. App. 311, 318; 249 N.W.2d 403 (1976) Used to note that possession of marijuana and possession of heroin are distinct crimes. Cited to support the court's conclusion that impeachment by a marijuana-possession conviction was not prejudicial due to dissimilarity of offenses.

Court's Reasoning and Analysis

The court addressed each of defendant's contentions in turn, applying governing evidentiary principles and deferential standards of review where appropriate.

1. Evidence of the gun: The court began by recognizing the general rule (People v DerMartzex) that evidence of other crimes is inadmissible because its probative value is ordinarily outweighed by prejudice. It then invoked the common-law res gestae exception (People v Savage; People v Kayne) which permits showing acts contemporaneous with the charged offense that illustrate the principal fact. Because the defendant simultaneously threw both the gun and the heroin from the window and that act precipitated police entry and the defendant's arrest, the court concluded the throwing of the gun and heroin were part of one transaction and that the gun was admissible as res gestae (citing People v Gould as supporting authority).

2. Cross-examination on manner of police entry: The court noted that the manner of entry was relevant to pretrial suppression issues but was collateral to the principal issue at trial (defendant's possession of heroin). It relied on a body of Michigan authority (People v MacCullough; People v Joseph Barbara, Jr.; People v Eisenberg) establishing that trial judges have discretion over collateral matters on cross-examination and that appellate review is limited to clear abuse of discretion. Applying that standard and citing People v Lindsey, the court found no abuse of discretion in the trial court's limitation of that cross-examination.

3. Forensic chemist testimony: The court acknowledged the potential prejudicial inference that a high-purity sample could imply distribution (citing People v Mumford and People v Gould). It then applied the Morris standard that evidence of other crimes is admissible if legally relevant to a material issue and its probative value outweighs prejudicial effect. The court found the chemist's testimony—explaining typical diluents in street heroin, noting the seized sample had an unusually high heroin percentage and would have to be "cut"—provided the jury helpful context to understand the quantity issue and was logically relevant. The court deferred to the trial judge's discretionary balancing (People v Rimson; People v Becker) and found no clear abuse of discretion in admitting the testimony.

4. Impeachment by prior marijuana conviction: The court discussed the post-conviction legal landscape, noting People v Sinclair had declared unconstitutional the inclusion of marijuana within the narcotics definition and that Sinclair was binding and retroactive (People v Waxman; related authorities). The court observed that, under these circumstances, the trial court's decision to allow impeachment with a prior attempted possession of marijuana conviction was "probably an abuse of discretion," and that the trial court had at least in part relied on an erroneous interpretation of Sinclair. Nevertheless, the appellate court concluded the erroneous impeachment was harmless error: the jury's verdict was supported by the officers' testimony and the substantial inculpatory evidence, and the jury had disbelieved the defendant and four res gestae witnesses. The court also noted the distinctness of marijuana and heroin offenses (People v McCarver) and concluded the impeachment produced minimal prejudice and did not result in a miscarriage of justice.

Holding and Implications

Holding: Defendant's conviction is affirmed.

Implications: The court upheld the trial court's evidentiary rulings in part, finding (1) admission of the gun was proper under the res gestae exception, (2) limitation of cross-examination on the manner of police entry was within the trial court's discretion and not an abuse, and (3) the forensic chemist's testimony was relevant and its admission was within discretion. Although the court concluded that admitting the defendant's prior conviction for attempted possession of marijuana (a conviction under a statute later declared unconstitutional in People v Sinclair) was probably an abuse of discretion, the error was deemed harmless given the strength of the evidence and lack of prejudice; therefore reversal was not required. The opinion does not announce a new rule of law; it affirms the conviction and treats the improper impeachment as harmless error under the circumstances of this case.

PEOPLE v. CASTILLO

PER CURIAM.

Defendant was convicted of knowingly or intentionally possessing heroin, contrary to MCLA 335.341(4)(a); MSA 18.1070(41)(4)(a). He was sentenced to 30 to 48 months imprisonment and appeals as of right.

The evidence showed that on October 24, 1972, the police came to the house where the defendant was located pursuant to information that two suspects, neither of whom was the defendant, could be found there. While positioned outside the premises, one officer observed the defendant throw a gun and green garbage bag from a second story window of the house. The officer opened the garbage bag, observed what appeared to him to be suspected narcotics and alerted the other officers that a man upstairs had just thrown a gun and suspected narcotics from the window. The officer then confiscated the gun and garbage bag.

Another officer, after entering the premises, proceeded to the second floor where he encountered the defendant in a bedroom with a broken window, a pushed out screen and powder on the defendant's clothing. At that time, the officer observed the defendant drop a bottle to the floor. The officer scraped some of the powder from the floor and placed it along with the plastic bottle into evidence.

On appeal, defendant first claims that the gun was erroneously admitted into evidence over defendant's trial objection that the evidence was irrelevant, immaterial and prejudicial.

The general rule is that evidence tending to show the commission of other criminal offenses by the defendant is inadmissible on the issue of his guilt or innocence of the offense charged, because whatever probative value such evidence has is outweighed by the disadvantage of diverting the trier of fact from the objective appraisal of the defendant's guilt or innocence. People v DerMartzex, 390 Mich. 410, 413; 213 N.W.2d 97 (1973). However, such evidence is admissible under the common law exception to the general rule barring proof of other crimes. In People v Savage, 225 Mich. 84, 86; 195 N.W. 669 (1923), the Court stated:

"It is elementary that the acts, conduct and demeanor of a person charged with crime at the time of, or shortly before or after the offense is claimed to have been committed, may be shown as a part of the res gestae. Proof of such acts is not rendered inadmissible by the fact that they may tend to show the commission of another crime." (Emphasis supplied.)

Accord, People v Scott, 61 Mich. App. 91, 95; 232 N.W.2d 315 (1975).

With respect to what is part of the res gestae, in People v Kayne, 268 Mich. 186, 191-192; 255 N.W. 758 (1934), the Michigan Supreme Court stated:

"` Res gestae are the circumstances, facts and declarations which grow out of the main fact, are contemporaneous with it, and serve to illustrate its character.

"`No inflexible rule has ever been and probably never can be adopted as to what is a part of the res gestae. It must be determined largely in each case by the peculiar facts and circumstances incident thereto; but it may be stated as a fixed rule that, included in the res gestae are the facts which so illustrate and characterize the principal fact as to constitute the whole one transaction, and render the latter necessary to exhibit the former in its proper effect.'" (Citations omitted.) (Emphasis supplied.)

Accord, People v Eisenberg, 72 Mich. App. 106, 118; 249 N.W.2d 313 (1976).

Here the defendant simultaneously threw the gun and the heroin from the window. Defendant's actions invoked the police entry into the apartment and the defendant's arrest. Defendant's throwing of the gun was part of the police discovery that he was in possession of heroin, and served to illustrate the latter. Accordingly, the throwing of the gun and heroin constituted one transaction and, therefore, the trial court did not err in allowing evidence of the gun on the basis that it was part of the res gestae. People v Gould, 61 Mich. App. 614; 233 N.W.2d 109 (1975).

Next, the defendant claims that the trial court reversibly erred by refusing to allow defense counsel to inquire during cross-examination into the officer's prior testimony concerning the police entry into the premises and whether the apartment door had been forced open.

While the manner of the police entry was probative of the pretrial issue of the propriety of the defendant's arrest, it had no relevancy to the issue at trial, namely the defendant's possession of heroin. Thus it was a collateral matter. It is established law in Michigan that the discretion of the trial judge controls the nature and extent of the introduction of collateral matters upon cross-examination and will not be reviewed except in cases of clear abuse. People v MacCullough, 281 Mich. 15, 24-25; 274 N.W. 693 (1937), People v Joseph Barbara, Jr., 23 Mich. App. 540, 548; 179 N.W.2d 105 (1970), People v Eisenberg, supra, at 119. We find no abuse of discretion in the trial court's ruling and no improper restriction of defense counsel's scope of cross-examination. People v Lindsey, 56 Mich. App. 458, 461; 224 N.W.2d 273 (1974).

At trial, the forensic chemist was permitted to testify over defendant's objection as to the chemical make-up of the substance confiscated by the police and the percentage of heroin contained therein. The witness testified that the substance contained a higher percent of heroin than normally found in "street type" heroin. The prejudicial potential of such testimony was that it raised by implication the possibility that the defendant distributed and/or delivered heroin, a criminal offense different from the one with which he was charged. Cf. People v Mumford, 60 Mich. App. 279; 230 N.W.2d 395 (1975), People v Gould, supra.

In People v Morris, 69 Mich. App. 545, 550; 245 N.W.2d 126 (1976), the Court said:

"Evidence of other crimes is usually excluded because it is irrelevant to the issue of the defendant's guilt but increases the chances of conviction because it tends to depict the defendant as an habitual criminal. But if the evidence is legally relevant to a material issue, it is admissible if its proper probative value outweighs its improper prejudicial effect."

The expert testimony explaining the percentage of diluents usually present in street type heroin, the fact that a much lesser percentage of diluents was found in the substance seized from the defendant's possession, and that such substance would have to be further "cut" to render it street type heroin provided the jury with a lay person's context for understanding the quantity of heroin the defendant was charged with knowingly possessing. Thus, such testimony was helpful in throwing light upon a material point in issue and was therefore probative and logically relevant. The determination of whether or not the probative value of logically relevant evidence is substantially outweighed by its unfairly prejudicial effect rests within the discretion of the trial judge, and will not be disturbed on appeal absent a clear abuse of discretion. People v Rimson, 63 Mich. App. 1, 4; 233 N.W.2d 867 (1975), People v Becker, 300 Mich. 562, 565; 2 N.W.2d 503 (1942). Reviewing the record, we cannot conclude that the probative value of the expert testimony was so minimal and the prejudicial effect so great that the trial court clearly abused its discretion by allowing the testimony.

Finally, the defendant argues that the trial court erred in permitting the prosecutor to impeach the defendant by use of defendant's prior conviction for attempted possession of marijuana. Use of a defendant's prior felony conviction for impeachment purposes is within the discretion of the trial court. People v Jackson, 391 Mich. 323; 217 N.W.2d 22 (1974). The trial court must positively indicate its exercise of discretion. People v Cherry, 393 Mich. 261; 224 N.W.2d 286 (1974). This Court has held that in order to meet the Jackson-Cherry requirements a trial judge need not expressly state that he is exercising his discretion, so long as it appears on the record that he is aware that he had discretion to disallow the evidence of prior conviction and that he does in fact exercise it. People v Burse, 62 Mich. App. 204; 233 N.W.2d 232 (1975), People v Pleasant, 69 Mich. App. 322; 244 N.W.2d 464 (1976). The record shows that the trial court was aware of its discretion, knew the nature and date of the defendant's prior conviction, and determined that the admission of the conviction would shed light on the defendant's credibility as a witness. Thus, there was a sufficient showing on the record that the trial court did in fact exercise its discretion.

Subsequent to the defendant's conviction, a majority of the Supreme Court in People v Sinclair, 387 Mich. 91; 194 N.W.2d 878 (1972), though for different reasons, held that the statute under which defendant was convicted was unconstitutional. See People v Bercheny, 387 Mich. 431, 435; 196 N.W.2d 767 (1972) (T.G. KAVANAGH, dissenting). The central holding of Sinclair, supra, was that the inclusion of marijuana within the definition of narcotics contained in MCLA 335.151; MSA 18.1121 is unconstitutional. People v Elwell, 54 Mich. App. 306; 220 N.W.2d 770 (1974). Though a majority of the Court could not agree as to why the inclusion was unconstitutional, they agreed that the holding of the Sinclair opinion was binding precedent on the lower courts (People v Waxman, 388 Mich. 774; 200 N.W.2d 322), and was to be applied retroactively. Accordingly, the convictions and sentences of all defendants convicted under the statute prior to the Sinclair decision were reversed and vacated, either on appeal or by the trial judges. See People v Doane, 387 Mich. 608; 198 N.W.2d 292 (1972), People v Albert White #1, 387 Mich. 774; 196 N.W.2d 313 (1972), People v Griffin, 39 Mich. App. 464; 198 N.W.2d 21 (1972), People v D'Argis, 44 Mich. App. 186; 205 N.W.2d 19 (1972), People v Goins, 54 Mich. App. 456; 221 N.W.2d 187 (1974), People v Atley, 392 Mich. 298; 220 N.W.2d 465 (1974). Furthermore, on March 7, 1972, the Supreme Court entered a writ of habeas corpus, ordering the release of 128 persons whose names were attached to the petition for the writ,

"for the reason that the restraint of these 128 persons pursuant to convictions for possession or attempted possession of marijuana is unlawful in light of this Court's decision in People v Sinclair, 387 Mich. 91 [ 194 N.W.2d 878] (1972), by which a majority of this Court held unconstitutional the possession provisions of MCLA 335.153; MSA 18.1123." See People v Cannon, 41 Mich. App. 85, 87; 199 N.W.2d 657 (1972).

Accordingly, if the present defendant had petitioned to have his conviction and sentence for attempted possession of marijuana vacated, his petition would have no doubt been granted. See People v Cannon, supra, at 88. Defendant made no attempt to have his earlier conviction vacated. The issue raised by this appeal is whether the trial court abused its discretion by allowing the prosecutor to impeach the defendant with a conviction under a law which had been declared unconstitutional prior to the time of impeachment.

Under the facts of this case, we agree that the trial court's ruling was probably an abuse of discretion. The record indicates that the trial court reached its ruling at least in part on an erroneous interpretation of the Sinclair opinion.

However, we conclude that the erroneous impeachment of the defendant's testimony was harmless error and therefore does not require reversal. The verdict in this case was obviously based not only on the jury's belief of the police officers' testimony and the substantial evidence against the defendant presented therein, but also on the jury's disbelief of the testimony of the four res gestae witnesses as well as that of the defendant. Therefore, the fact that the defendant's testimony was erroneously impeached had a minimal impact on the jury verdict of guilt and resulted in little or no prejudice to the defendant.

Further, possession of marijuana and possession of heroin are two very distinct crimes. Cf. People v McCarver, 72 Mich. App. 311, 318; 249 N.W.2d 403 (1976). Therefore, we cannot say that the defendant was unfairly prejudiced by the similarity of the conviction used for impeachment purposes and the crime charged. As it does not appear that the trial court's erroneous admission of the defendant's prior conviction resulted in a miscarriage of justice, we conclude that defendant's conviction should be affirmed.

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PEOPLE v. CASTILLO
(Mar 10, 1978)