Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Smart Summary

Factual and Procedural Background

This is a child custody action initiated by the natural mother of three minor children against the paternal grandmother and two paternal uncles following the death of the natural father, Charles Jerry Sheppard, who was shot and killed on April 1, 1977. The paternal grandmother, Jewel Hare Sheppard, had taken custody of the children on April 1, 1977, and answered the complaint seeking legal custody. After a bench trial in Randolph County District Court, the court awarded custody to the paternal grandmother. The plaintiff appealed the district court's custody order. Judgment was entered July 30, 1977; appeal heard October 17, 1978; opinion filed November 21, 1978.

Legal Issues Presented

  1. Whether a letter allegedly written by the deceased father was admissible in the custody proceeding.
  2. Whether answers excluded after objections were properly omitted from the record in a bench trial under G.S. 1A-1, Rule 43(c).
  3. Whether the trial court erred in requiring the plaintiff to wait to call the defendant as a witness and instead cross-examine her when she testified in support of her custody claim.
  4. Whether the trial court properly excluded attorney files relating to a prior adoption from evidence given the protection of G.S. Chapter 48.
  5. Whether the trial court's factual findings were supported by competent evidence and whether any errors were prejudicial.

Arguments of the Parties

Appellant's Arguments

  • The district court erred in excluding a letter allegedly written by the deceased husband to the plaintiff while he was incarcerated.
  • The court improperly excluded evidence concerning the character, reputation, business records, and criminal records of the male defendants, and evidence of alleged threats and a spouse's death following a custody action.
  • The court erred in refusing to place answers into the record after objections were sustained.
  • The court improperly prevented the plaintiff from calling the defendant Jewel Hare Sheppard as a witness in the plaintiff's case in chief.
  • The court improperly excluded attorney files subpoenaed concerning a prior adoption, purportedly circumventing G.S. Chapter 48 protections.
  • The court's findings of fact were, in part, unsupported or erroneous.

Appellees' Arguments

The opinion does not contain a detailed account of the parties' legal arguments presented by the appellees.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Contracting Co. v. Ports Authority, 284 N.C. 732, 202 S.E.2d 473 (1974) Bench trials: technical rules of evidence not controlling absent clear showing of prejudice. Supported denial of relief based on evidentiary technicalities in a bench trial absent prejudice.
Board of Transportation v. Greene, 35 N.C. App. 187, 241 S.E.2d 152 (1978) Same principle regarding evidentiary rules in non-jury trials. Reinforced appellate deference to trial judge on evidentiary rulings in bench trials.
State v. Stanfield, 292 N.C. 357, 233 S.E.2d 574 (1977) It is not error in a bench trial to refuse to insert irrelevant matter into the record. Supported refusal to place inadmissible answers into the record after objections sustained.
In Re Westover Canal, 230 N.C. 91, 52 S.E.2d 225 (1949) Order of presenting evidence is a rule of practice, not law; trial judge has discretion. Supported trial court's discretionary control over order of proof and calling witnesses.
Matter of Adoption of Spinks, 32 N.C. App. 422, 232 S.E.2d 479 (1977) When interests of child and adult conflict, resolution should favor the child. Referenced in upholding protection of adoption records and prioritizing child interests.
Blackley v. Blackley, 285 N.C. 358, 204 S.E.2d 678 (1974) Trial court has broad discretion in child custody cases. Used to support deference to trial court's custody determination absent abuse of discretion.
King v. Allen, 25 N.C. App. 90, 212 S.E.2d 396 (1975) Supports broad discretion and standard for reviewing custody findings. Applied to affirm that appellate court will not overturn custody findings absent clear abuse.
Matter of Custody of Williamson, 32 N.C. App. 616, 233 S.E.2d 677 (1977) Bench trial custody findings upheld if supported by competent evidence. Supported conclusion that the district court's findings were supported by evidence.
State v. Shaw, 293 N.C. 616, 239 S.E.2d 439 (1977) Standards regarding findings of competency and discretionary determinations by trial judge. Used to uphold trial court's implied finding of competency and related factual findings.

Court's Reasoning and Analysis

The court reviewed the plaintiff's evidentiary objections under the principle that in bench trials evidentiary technicalities do not control absent prejudice. It held the offered letter from the deceased father was irrelevant because the father's character was not at issue in a contest between the natural mother and the paternal grandmother, and any similar information had reached the judge via oral testimony, so exclusion caused no prejudice. Evidence concerning the male defendants' character and records was excluded for lack of nexus to the sole custodian-defendant's fitness. The court affirmed that, under G.S. 1A-1, Rule 43(c), answers excluded after proper objections need not be placed in the record when clearly inadmissible. The trial court's limitation on calling the custodian-defendant in the plaintiff's case in chief was upheld as a discretionary control of the order of proof; the plaintiff had ample cross-examination opportunity. The court sustained exclusion of subpoenaed attorney files because G.S. Chapter 48 protects adoption orders and related papers (G.S. 48-24, 48-25, 48-26), and the files could not be used to circumvent those protections under a purported waiver of attorney-client privilege. Finally, the court reviewed the contested findings and concluded competent evidence supported them, treating an incorrect recital concerning counsel as harmless error. Overall, the court found no prejudicial error and affirmed the custody determination.

Holding and Implications

Affirmed.

Direct effect: The district court's order awarding legal custody of the three minor children to the paternal grandmother, Jewel Hare Sheppard, is affirmed. The decision upholds the trial court's evidentiary rulings, discretionary control over the order of proof, and findings of fact. No broader legal change or new precedent was announced beyond application of existing statutes and case law cited in the opinion.

ALMA MAE KENNEDY SHEPPARD v. DAVID PHILLIP SHEPPARD, CLIFFORD GENE SHEPPARD AND JEWEL HARE SHEPPARD

1. Infants 6.3 — child custody — contest between mother and grandmother — evidence of deceased father's character irrelevant In a child custody proceeding where the natural mother and the paternal grandmother sought custody, the trial court properly excluded a letter allegedly written by plaintiff's deceased husband to plaintiff while he was incarcerated while awaiting trial for assault upon plaintiff, since the letter was irrelevant, the character of the natural father not being in issue.

2. Appeal and Error 49.1; Rules of Civil Procedure 43 — objection to question properly sustained — answer in record unnecessary In actions tried without a jury it is not necessary to place answers in the record after objections to questions have been properly sustained if the evidence is clearly not admissible on any grounds. G.S. 1A, Rule 43 (c).

3. Trial 14 — order of proof — discretionary matter Plaintiff was not prejudiced by the trial court's ruling that plaintiff could not call defendant as a witness in the case in chief but must wait and cross-examine her when she testified in support of her own prayer for child custody, since plaintiff was afforded ample opportunity to cross-examine defendant, and the order of the presentation of evidence was within the trial court's discretion.

4. Adoption 1 — confidentiality of records — attorney's files subpoenaed — circumvention of protection statute The trial court in a child custody proceeding properly excluded from evidence the files which plaintiff had subpoenaed of plaintiff's former counsel concerning adoption by plaintiff and her deceased husband of their first child since plaintiff could not circumvent G.S. 48-26, the statute protecting the final order of adoption and all papers and reports filed pursuant to G.S. Chapter 48, under the guise of a waiver of the attorney-client privilege.

This case involves a child custody action initiated by the natural mother of three minor children. The action is filed against the deceased natural father's mother and two brothers. The paternal grandmother took custody of the three children 1 April 1977, when the natural father, Charles Jerry Sheppard, was shot and killed by John Hall, a companion of the plaintiff. Defendant, Jewel Hare Sheppard, answered the complaint praying that she be given legal custody of the children. After trial in the district court without a jury, the court ordered that the children's paternal grandmother, Jewel Hare Sheppard, be given custody of the three children.

From signing and entry of the order of custody the plaintiff appeals.

Other evidence necessary for this decision will be set out in the opinion below.

MORRIS, Judge.

We will first address the plaintiff's assignments of error relating to the admission of evidence. We note at the outset the established principle of appellate review of cases tried before a judge without a jury that the technical rules of evidence will not be controlling on the trial court absent a clear showing of prejudice by the complaining party. Contracting Co. v. Ports Authority, 284 N.C. 732, 202 S.E.2d 473 (1974); Board of Transportation v. Greene, 35 N.C. App. 187, 241 S.E.2d 152 (1978).

Defendant's objection to the admission into evidence of a letter allegedly written by plaintiff's deceased husband was properly sustained. The letter, sent to plaintiff by her now deceased husband who was then incarcerated while awaiting trial for assault upon the plaintiff, contained an offer to "go to church and help [plaintiff] to raise [the] children right" if the plaintiff would refrain from prosecuting the assault charge. We find the relevance of the letter too tenuous to require admission into evidence. The paternal grandmother is seeking custody to the exclusion of the natural mother. Thus, the trial court is faced with the delicate task of ordering custody in such person as will, in the opinion of the judge, best promote the interest and welfare of the child. G.S. 50-13.2. The character of the natural father is not in issue. Nevertheless, the letter's contents had, through oral testimony, come before the trial judge. We find no prejudice to plaintiff because of the exclusion of the writing.

The plaintiff has excepted to and assigned as error numerous rulings by the trial court excluding evidence concerning the character and reputation of the male defendants, the records of the business of the male defendants, and criminal records of the male defendants. Plaintiff further excepted to the exclusion of evidence concerning alleged threats upon a witness by Gene Sheppard and the death of David Sheppard's wife following a child custody action filed by his deceased spouse. Although the male defendants are nominal parties to this action, their reputation has an insufficient nexus to the narrow issue of the fitness of defendant Jewel Hare Sheppard to require the trial court's consideration of such evidence. We note that plaintiff made no direct attack upon the fitness of the feme defendant — the only defendant seeking custody of the children.

Plaintiff has assigned as error the trial court's refusal to permit answers to be placed into the record after objections to the questions had been properly sustained. In actions tried without a jury, such evidence need not be placed into the record if it is clearly not admissible on any grounds. G.S. 1A-1, Rule 43 (c). See e.g., State v. Stanfield, 292 N.C. 357, 233 S.E.2d 574 (1977) (not error to refuse to insert irrelevant matter into the record).

Plaintiff assigns as error the trial court's ruling that plaintiff could not call defendant, Jewel Hare Sheppard, as a witness in the case in chief. The trial court ruled that, since the witness would testify in support of her own prayer for custody of the child, plaintiff could cross-examine her at that time. Although it would perhaps have been better practice for the court to have allowed plaintiff to call the defendant as an adverse witness, the order of developing a case is within the discretion of the trial judge. The customary order of the presentation of evidence is a rule of practice, not law. In Re Westover Canal, 230 N.C. 91, 52 S.E.2d 225 (1949). The plaintiff was afforded ample opportunity to cross-examine the feme defendant. We cannot say that plaintiff, especially in a trial without jury, was prejudiced by the order of presentation of witnesses in this case.

Plaintiff subpoenaed the files of plaintiff's former counsel who were employed to aid plaintiff and her deceased husband in adopting their first child who was born out of wedlock. The trial court sustained objections to the introduction of those records on the grounds that plaintiff was attempting to avoid the special procedures for opening court files of adoption proceedings. See G.S. 48-26. Although we are unable to perceive from the record precisely what matter within the attorney's file plaintiff sought to introduce, we note that the final order of adoption and all papers and reports filed pursuant to G.S. Chapter 48 are protected by the statute. G.S. 48-24, 48-25, 48-26. We cannot say that the trial court erred in refusing to permit the attorney's files, which most likely contained duplicates of many of the papers protected by the statute, to become a matter of public record through admission into evidence at trial. The trial court was correct in preventing circumvention of G.S. 48-26 under the guise of a waiver of the attorney-client privilege. In so holding we note the mandate of G.S. 48-1 (3) that when the interest of a child and adult conflict, resolution should be in favor of the child. See generally Matter of Adoption of Spinks, 32 N.C. App. 422, 232 S.E.2d 479 (1977). We express no opinion concerning whether, if proper procedures had been followed, the plaintiff would have been entitled to open the official adoption records.

The plaintiff's remaining assignments of error relate to the trial court's findings of fact. The trial court in child custody cases is vested with broad discretion. Blackley v. Blackley, 285 N.C. 358, 204 S.E.2d 678 (1974); King v. Allen, 25 N.C. App. 90, 212 S.E.2d 396 (1975). The trial judge's decision will not be upset, in the absence of a clear abuse of discretion, if the findings are supported by competent evidence. Matter of Custody of Williamson, 32 N.C. App. 616, 233 S.E.2d 677 (1977); King v. Allen, supra. The plaintiff's contentions have been carefully reviewed, and we conclude that there is competent evidence to support the findings of fact. There is testimony, which if believed, supports the findings that David Phillip Sheppard lived in California and that the plaintiff left her husband and children for another man. The court's findings that the minor children were of sufficient age to understand the nature of the proceedings and its implied finding of competency are within the sound discretion of the trial judge. State v. Shaw, 293 N.C. 616, 239 S.E.2d 439 (1977). The remaining findings are supported by the evidence with the exception of finding No. 13. That finding, insofar as it incorrectly recites that defendant David Sheppard was represented by James L. Tennant, is inconsequential and clearly harmless error.

In many child custody cases, there is seldom an entirely satisfactory resolution. However, the trial court carefully considered the best interests of the children involved. We find no prejudicial error in the procedure the trial court followed in reaching its decision.

Affirmed.

Judges VAUGHN and WEBB concur.

Use AI to get other relevant cases.

Comments

SHEPPARD v. SHEPPARD
(Nov 1, 1978)