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People v Hines, Docket No. 78-317 (Mich. Ct. App. Jan. 16, 1979)

Factual and Procedural Background

Following a jury trial held January 6–9, 1975, defendant Hines was convicted of conspiracy to commit armed robbery and felony murder. The information originally named five defendants: Hines, Leonard Bradford, Alvin Dent, Kerry Donnell, and Larry Smith. Prior to trial Dent, Donnell, and Smith pled guilty to conspiracy to commit armed robbery and agreed to testify against the remaining defendants. Hines and Bradford were tried jointly. The prosecution's evidence showed that around midnight on February 18, 1974, the five planned and robbed a Detroit party store; the proprietor, Leonard McNeal, was shot and killed by one of the robbers.

At trial, two prosecution witnesses (Alvin Dent and Kerry Donnell), each of whom had pled guilty and agreed to testify, invoked the Fifth Amendment and refused to answer questions on the advice of counsel. Another accomplice, Larry Smith, testified and denied that he and the others had committed the robbery. The jury returned guilty verdicts against both defendants. Hines' convictions were affirmed in an unpublished per curiam opinion (July 22, 1976), and his application for leave to appeal to the Michigan Supreme Court was denied January 19, 1977. Hines later obtained leave for a delayed appeal in this Court on April 5, 1978.

Legal Issues Presented

  1. Whether prejudice is presumed when a prosecutor calls a witness knowing that the witness will claim a valid privilege against self-incrimination.
  2. Whether, in a felony-murder prosecution, malice must be submitted to the jury as a separate element (i.e., whether malice is imputed from the underlying felony or must be separately instructed).
  3. Whether the trial court's failure to instruct that a defendant need not prove an alibi defense is reversible error when no request for such an instruction was made.
  4. Whether the prosecutor's informing the jury that the accomplices had pled guilty deprived the defendant of a fair trial (law of the case concern).

Arguments of the Parties

Appellant's (Defendant Hines') Arguments

  • The prosecutor knew that Dent and Donnell would claim their Fifth Amendment privilege and nevertheless called them, such that prejudice should be presumed.
  • The trial court's instructions on malice were erroneous because the jury was told that the mens rea required for murder was only that necessary for the robbery (i.e., malice was not separately defined or submitted).
  • The trial court failed to instruct that a defendant need not prove his alibi defense to prevail.
  • The prosecutor improperly informed the jury that the accomplices had pled guilty, denying the defendant a fair trial.

Respondent's (People) Arguments

  • The prosecutor testified at the evidentiary hearing that she had no idea the witnesses would claim the Fifth Amendment privilege.
  • Because Dent and Donnell had promised to testify as part of plea bargains, the prosecutor could reasonably expect they would testify; prior testimony by Dent in an earlier trial supported that expectation.
  • Defense counsel failed to object at trial to the witnesses' invoking the privilege; that failure could reflect trial strategy.
  • Any instructional error regarding malice is not reversible because the trial occurred prior to People v Fountain and because no request for a malice instruction was made; additionally, any error was harmless beyond a reasonable doubt given the evidence.
  • The issue regarding the prosecutor informing the jury of the accomplices' guilty pleas had been decided against defendant in his earlier appeal and is the law of the case.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Frishett v State Farm Mutual Automobile Ins Co, 378 Mich. 733 (1966) Denials of leave do not constitute rulings on the merits of a case. Used to support the proposition that the Supreme Court's denial of leave in defendant's earlier application did not bar this Court from considering the delayed appeal issue on the merits.
Malooly v York Heating Ventilating Corp, 270 Mich. 240, 247; 258 N.W. 622 (1935) Denials of leave do not constitute rulings on the merits (same point as Frishett). Same application as Frishett; cited in connection with the non-merits effect of a leave denial.
People v Bergin, 63 Mich. App. 526, 529; 234 N.W.2d 687 (1975) Piecemeal appeals are not favored. Cited to acknowledge piecemeal appeals are disfavored, but Court proceeded on the delayed appeal after granting leave.
People v Giacalone, 399 Mich. 642, 645; 250 N.W.2d 492 (1977) Prejudice is presumed where a prosecutor calls a witness knowing that the witness will claim a valid privilege not to testify. Examined and applied: the Court considered whether the prosecutor knew Dent and Donnell would claim the Fifth; concluded prosecutor stated she did not know and that, given the circumstances, presumption of prejudice did not apply here.
People v Savard, 73 Mich. App. 175, 179; 250 N.W.2d 565 (1977) Situations in which it should have been apparent to the prosecutor that a witness would claim the privilege. Cited and distinguished: the Court held Savard's facts were different and it was not apparent here that Dent and Donnell would claim the privilege.
Namet v United States, 373 U.S. 179; 83 S Ct 1151; 10 L Ed 2d 278 (1963) Authority referenced regarding the consequences of a witness invoking privilege and regarding counsel's failure to object (trial strategy); also cited in harmless-error discussion. Cited to note that defense counsel's failure to object could reflect strategy and in support of the conclusion that any error was harmless beyond a reasonable doubt.
People v McNary, 43 Mich. App. 134, 140; 203 N.W.2d 919 (1972), aff'd in part, rev'd in part on other grounds, 388 Mich. 799 (1972) Harmless-error standard reference for criminal convictions. Used to support the Court's conclusion that any error concerning the testimony or instructions was harmless beyond a reasonable doubt given the evidence of guilt.
People v Fountain, 71 Mich. App. 491; 248 N.W.2d 589 (1976) Held that malice must be set forth as a separate element when the charge is felony murder (i.e., court must instruct as to malice separately). Discussed as a decision post-dating the instant trial; Court ruled that although trial instructions on malice were erroneous under Fountain, reversal was not warranted for trials before Fountain absent a specific request for a malice instruction.
People v Till, 80 Mich. App. 16; 263 N.W.2d 586 (1977) Part of decisions reflecting a split in the Court about whether malice is imputed from the felony or must be separately submitted. Cited as part of authorities illustrating the split of opinion on malice instructions in felony-murder cases.
People v Wilson, 84 Mich. App. 636, 639-655; 270 N.W.2d 473 (1978) Also part of the split of authority; noted in connection with malice instruction debate (with a dissent by N.J. Kaufman, J.). Cited to show conflicting authority and that the Supreme Court's position was not entirely clear prior to Fountain.
People v Goodard (On Rehearing), 86 Mich. App. 537; N.W.2d (1978) Referenced for the definition of malice as an element of murder (intent to kill or knowingly creating a very high risk of death with knowledge of probable consequences). Cited to describe the proper definition of malice which the trial court's instructions failed to approach.
People v Burden, 395 Mich. 462, 467; 236 N.W.2d 505 (1975) Failure to give an unrequested alibi instruction is not reversible error if proper instructions on elements and reasonable doubt were given. Applied to reject defendant's claim concerning lack of an alibi instruction because no such instruction was requested and proper instructions on elements and reasonable doubt were otherwise given.
Allen v Michigan Bell Telephone Co, 61 Mich. App. 62, 65; 232 N.W.2d 302 (1975), lv den, 395 Mich. 793 (1975) Law of the case doctrine. Applied to hold that the issue of the prosecutor informing the jury of accomplices' guilty pleas had been decided adversely to defendant in his appeal of right and is the law of the case.
People v Hines, 399 Mich. 802 (1977) Reference to the Supreme Court's denial of leave to appeal in this matter. Noted as the Supreme Court's denial of leave; cited in the procedural history discussion.

Court's Reasoning and Analysis

The Court addressed each of the principal issues in turn.

On the claim that prejudice should be presumed because the prosecutor called witnesses she knew would invoke the Fifth Amendment, the Court relied on People v Giacalone, which holds that prejudice is presumed where the prosecutor knowingly calls such a witness. The prosecutor in this case testified she did not know Dent and Donnell would claim the privilege. The Court observed that Dent and Donnell had promised to testify as part of plea bargains, so the prosecutor had a right to expect their testimony. Additionally, Dent had previously testified in an earlier trial involving co-defendant Bradford. Because a second accomplice, Smith, testified and did not claim the privilege (and in fact gave exculpatory testimony), the Court concluded it could not say the prosecutor should have known Dent and Donnell would claim the privilege. The Court also noted defense counsel failed to object at trial, which could reflect trial strategy (citing Namet). Given the record and the overwhelming evidence of guilt, the Court found any error regarding these witnesses to be harmless beyond a reasonable doubt (citing People v McNary and Namet).

Regarding the malice instruction in the felony-murder charge, the Court found the trial court's instructions were erroneous because they equated the mens rea for murder with the intent necessary for the robbery, rather than defining malice as either intent to kill or knowingly creating a very high risk of death with knowledge of the probable consequences. The Court acknowledged a split in the Court of Appeals on whether malice may be imputed from the felony or must be separately submitted to the jury, and observed that People v Fountain was the first Michigan case to explicitly require that malice be set forth as a separate element in felony-murder instructions. Because the instant trial occurred before Fountain and because the defendant did not request a specific instruction on malice, the Court concluded reversal was not warranted for trials before Fountain in the absence of such a request.

On the alibi-instruction claim, the Court noted defendant did not request an instruction that he need not prove his alibi. Citing People v Burden, the Court held that failing to give an unrequested alibi instruction is not reversible error so long as proper instructions on the elements of the offense and reasonable doubt were given; the Court found those requirements satisfied here (absent the felony-malice issue discussed above).

Finally, the Court addressed defendant's contention that the prosecutor's informing the jury that the accomplices had pled guilty denied him a fair trial. The Court stated that this issue had been decided against defendant in his appeal of right and that the prior determination is the law of the case (citing Allen v Michigan Bell Telephone Co.).

Holding and Implications

Affirmed.

Direct effect: The Court affirmed the convictions of defendant Hines for conspiracy to commit armed robbery and felony murder. The Court concluded: (1) prejudice was not presumed from the prosecutor's calling of Dent and Donnell because the prosecutor testified she did not know they would claim the privilege and there were circumstances (plea-bargained promises to testify, prior testimony by Dent, and Smith's testimony) that made the prosecutor's expectation reasonable; (2) although the trial court's felony-murder instructions on malice were legally deficient under later authority (People v Fountain), reversal was not warranted because the trial occurred prior to Fountain and no request for a malice instruction was made; (3) failure to give an unrequested alibi instruction was not reversible error; and (4) the issue of disclosure of accomplices' guilty pleas had been resolved in the earlier appeal and constitutes the law of the case.

This opinion affirms the convictions and applies existing precedent as discussed above. It does not announce a new rule beyond its application of cited authorities to the record in this case.

PEOPLE v. HINES

N.J. KAUFMAN, P.J.

Following a jury trial held January 6 to 9, 1975, defendant was convicted of conspiracy to commit armed robbery, in violation of MCL 750.529; MSA 28.797 and MCL 750.157a; MSA 28.354(1), and felony murder, in violation of MCL 750.316; MSA 28.548. His convictions were affirmed in an unpublished per curiam opinion released July 22, 1976 (Docket Nos. 22967-68). He then applied for leave to appeal to the Supreme Court and the application was denied January 19, 1977. People v Hines, 399 Mich. 802 (1977). Defendant next filed an application for delayed appeal in this Court. We granted leave on April 5, 1978.

The information in this case originally named five persons as defendants: Defendant Hines, Leonard Bradford, Alvin Dent, Kerry Donnell, and Larry Smith. Prior to trial, Dent, Donnell, and Smith pled guilty to conspiracy to commit armed robbery. As part of their plea bargains, each promised to testify against the remaining defendants. Defendant Hines and Leonard Bradford were then tried jointly. The prosecution's evidence showed that around midnight on February 18, 1974, the five defendants planned to and did rob a party store in Detroit. One of the robbers shot and killed Leonard McNeal, the store's proprietor.

Following the eyewitness and medical testimony, the prosecutor called Alvin Dent to the stand. The following colloquy occurred:

"Q [By the Prosecutor]: Tell this Court and the jury your name please.

"A Alvin Dent.

"Q Originally, were you one of the defendants in this matter?

"A Yes.

"Q Are you represented today by an attorney?

"A Yes, I am.

"Q Is he present?

"A Yes.

"THE COURT: Just a moment. We would put counsel on the record. You want to state your name on the record, counsel?

"MR. HALL: I think the witness can do that your Honor. I am present in the courtroom. I have advised him and discussed this matter with him and if your Honor please, you may proceed.

"MS. CLARKE [Prosecutor]: I think the witness can do that very much your Honor. Mr. Dent is represented by Attorney Elliot Hall who is presently seated in the courtroom and any questions in connection with this matter before we go forward can —

"THE COURT: That's all right. Thank you very much.

"Q (By Ms. Clarke, continuing): Have you had an opportunity to discuss this matter prior to testifying now with Mr. Hall your attorney?

"A Yes.

"Q Now, do you recall the date of February 18, 1974?

"A Like I refused to testify on the grounds it might incriminate me.

"Q Are you doing this on the advice of counsel?

"A Yes.

"Q Do you — are you willing to answer any questions regarding this matter?

"A No.

"Q And, for what reason?

"A On the grounds that it might incriminate me.

"Q And can you —

"MS. CLARKE: I offer the witness, your Honor."

The prosecutor then called Larry Smith to testify. Smith denied that he and the others had robbed the store.

Next, the prosecutor called Kerry Donnel to the stand. Donnell's responses were the same as Dent's had been: he refused to answer any questions on grounds of self-incrimination, and he was doing so on the advice of counsel.

The jury returned verdicts of guilty against both defendants. Following this Court's affirmance and the Supreme Court's denial of leave, Hines filed a motion for an evidentiary hearing and for a new trial in the circuit court. He asserted that the prosecutor had known that Dent and Donnell would claim their privilege. Pursuant to defendant's motions, an evidentiary hearing was held in May, 1977. The prosecutor testified that she had had no idea that the witnesses would claim the Fifth Amendment, while Donnell testified that the prosecutor had indeed had such knowledge. The trial court denied defendant's delayed motion for new trial on the basis that defendant had already presented the issue in the appellate courts.

Our examination of the record discloses that defendant did not raise this issue in his appeal of right. He did raise it in his application to the Supreme Court; however, denials of leave do not constitute rulings on the merits of a case. Frishett v State Farm Mutual Automobile Ins Co, 378 Mich. 733 (1966), Malooly v York Heating Ventilating Corp, 270 Mich. 240, 247; 258 N.W. 622 (1935). Piecemeal appeals are not favored, People v Bergin, 63 Mich. App. 526, 529; 234 N.W.2d 687 (1975), but since this Court granted defendant's delayed application for leave to appeal, we will now proceed to determine the issue.

In People v Giacalone, 399 Mich. 642, 645; 250 N.W.2d 492 (1977), the Court held that prejudice is presumed where a prosecutor calls a witness knowing that the witness will claim a valid privilege not to testify. In the case at bar the prosecutor stated that she did not know that Dent and Donnell would take the Fifth Amendment. Since both had promised to testify as part of their plea bargains, the prosecutor had a right to expect that they would testify. Furthermore, in an earlier trial involving Bradford, Dent (the first accomplice called in the present case) had testified. In the instant trial the second accomplice called (Smith) did not claim the privilege, and in fact gave testimony exculpating the defendants. Thus, we cannot say, as the Court did in People v Savard, 73 Mich. App. 175, 179; 250 N.W.2d 565 (1977), that it should have been apparent to the prosecutor that Dent, and later Donnell, would claim their privilege.

Moreover, we note that defense counsel failed to object. See Namet v United States, 373 U.S. 179; 83 S Ct 1151; 10 L Ed 2d 278 (1963). It is quite possible that this was a conscious choice of trial strategy, i.e., to allow the accomplices to testify in the hope that their testimony would be favorable to Hines. Finally, in view of the overwhelming evidence of Hines' guilt, any error can be said to be harmless beyond a reasonable doubt. See People v McNary, 43 Mich. App. 134, 140; 203 N.W.2d 919 (1972), aff'd in part, rev'd in part on other grounds, 388 Mich. 799 (1972), Namet v United States, supra.

Next, defendant argues that the trial court's instructions on malice were erroneous. The court stated the elements of murder as follows:

"One, that Mr. McNeal was alive and well prior to the incident. Two, that he is now deceased. Three, that the death was caused by the actions of one of the five defendants. Four, that his death occurred while in the commission or attempt [sic] commission to commit a robbery.

"It is not necessary to show that the killing was intended or even that the act resulted [sic] in death was intended. It is sufficient to show that the robbery was intended and that the act which resulted in the death of Mr. McNeal was committed by one of the persons committing the robbery."

This Court has split as to whether malice is imputed from the felony or must be submitted to the jury as a separate element. Compare, for example, People v Fountain, 71 Mich. App. 491; 248 N.W.2d 589 (1976), People v Till, 80 Mich. App. 16; 263 N.W.2d 586 (1977), and People v Wilson, 84 Mich. App. 636, 639-655; 270 N.W.2d 473 (1978) (N.J. KAUFMAN, J., dissenting). Malice has a very specific meaning as an element of murder: that defendant either intended to kill or that he knowingly created a very high risk of death with knowledge of the probable consequences, under circumstances which did not justify, excuse, or lessen the crime. CJI 16:3:01; People v Fountain, supra, p 493, fn 1; People v Goodard (On Rehearing), 86 Mich. App. 537; N.W.2d (1978) (Opinion of WALSH, P.J.). The trial court's instructions in the present case did not even begin to approach this definition. The jury was told in no uncertain terms that the only intent or mens rea required for murder was that necessary for the robbery. This was erroneous.

Nevertheless, the murder conviction should not be reversed. The instant trial took place prior to the decision in Fountain, supra. Although the Fountain Court perceived its holding as following directly from previous decisions of the Michigan Supreme Court, a review of the relevant case law demonstrates that the Supreme Court's position on malice is not so clear. See People v Wilson, supra (N.J. KAUFMAN, J., dissenting). It is untenable to state, as the Court did in Fountain, that Michigan has "no felony murder doctrine". Unquestionably, Fountain was the first Michigan case to explicitly decide that the court's instructions must set forth malice as a separate element when the charge is felony murder. For this reason reversal is not warranted in cases tried prior to Fountain, at least not in the absence of a specific request for an instruction on malice. There was no such request here.

Defendant also claims error in the trial court's failure to instruct that defendant need not prove his alibi defense in order to prevail with the jury. Defendant did not request such an instruction at trial. In People v Burden, 395 Mich. 462, 467; 236 N.W.2d 505 (1975), the Court held that it is not reversible error to fail to give an unrequested alibi instruction, as long as proper instructions are given on the elements of the offense and reasonable doubt. Absent the felony murder-malice problem considered above, these requirements were satisfied.

Defendant also claims that he was denied a fair trial by the prosecutor's action of informing the jury that defendant's accomplices had pled guilty. This issue was decided adversely to defendant in his appeal of right, and this Court's determination is the law of the case. See Allen v Michigan Bell Telephone Co, 61 Mich. App. 62, 65; 232 N.W.2d 302 (1975), lv den, 395 Mich. 793 (1975).

Defendant's remaining arguments have been considered by the Court and found to be without merit.

Affirmed.

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PEOPLE v. HINES
(Jan 16, 1979)