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Smart Summary

Factual and Procedural Background

Defendant Steven C. Howard was indicted for first degree murder under R.S. 14:30 for an incident occurring on January 21, 1978, where he allegedly shot the victim, Tommy Craig, and three others at Nutt's Lounge in Baton Rouge. Howard was found guilty as charged. Following a sentencing hearing, the jury recommended a life sentence, and the trial court sentenced him to life imprisonment without the benefit of probation, parole, or suspension of sentence. The sole issue on appeal concerns the trial court's denial of Howard's motion for a mistrial. This motion was based on the claim that a prospective witness, Albert Kennedy, who was under sequestration, had been taken into "protective" custody during the trial and was subjected to interrogation and threats regarding his testimony.

Legal Issues Presented

  1. Whether the trial court erred in denying the defendant's motion for a mistrial based on the alleged improper interrogation and threats made to a prospective witness under sequestration during the trial.

Arguments of the Parties

Defendant's Arguments

  • Defense counsel argued that the interrogation and threats directed at Albert Kennedy, a state subpoenaed witness under sequestration, constituted prejudicial conduct that made it impossible for the defendant to obtain a fair trial.
  • The defense moved for a mistrial pursuant to Article 775 of the Code of Criminal Procedure, which mandates a mistrial when prejudicial conduct prevents a fair trial.
  • Defense counsel expressed concern that Kennedy's in-office questioning influenced his willingness to testify and prejudiced the defense's case.

State's Arguments

  • The state presented testimony from officers who stated that Kennedy was questioned to ascertain the truth and was informed of the state's reasons for suspicion, but denied making threats or harassment.
  • The state explained that Kennedy was taken into protective custody for his own safety due to hostility from other witnesses.
  • The state noted that Kennedy was willing to testify truthfully if called and that the defense did not demonstrate how the interrogation prejudiced the defendant.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State v. Willis, 260 La. 707, 257 So.2d 378 (1971) Improper questioning of a defense witness under sequestration can deprive a defendant of a fair trial if it causes counsel to avoid calling the witness. The court distinguished the present case from Willis, noting that here the witness was subpoenaed by the state, was willing to testify, and the defendant did not show prejudice or how the witness's testimony would have aided the defense.

Court's Reasoning and Analysis

The court examined the circumstances surrounding the interrogation of Albert Kennedy, a state subpoenaed witness under sequestration. Kennedy testified that he was questioned and threatened with harassment and bond forfeiture if he did not tell the truth, but denied knowledge about the defendant's involvement. Officers testified that their questioning was to ascertain the truth and that Kennedy was taken into protective custody for his safety. The court also noted that all witnesses involved, including the officers and Kennedy, violated the sequestration order, but the defendant did not assign error on that basis.

The court found that the defendant was not prejudiced by the interrogation because Kennedy was not called as a witness by either party and stated he would testify truthfully if called. The defendant did not show how Kennedy's testimony would have supported the defense or undermined the state's case. The court distinguished this case from State v. Willis, where improper questioning of a defense witness under sequestration led to reversal because the defense was deprived of that witness's testimony. Here, the witness was a state witness willing to testify, and no prejudice to the defendant was demonstrated.

Accordingly, the trial court did not err in denying the motion for a mistrial, and the defendant was not deprived of a fair trial.

Holding and Implications

AFFIRMED.

The court affirmed the defendant's conviction and sentence, holding that the trial court did not err in denying the motion for a mistrial. The decision directly upholds the trial court's ruling and the defendant's sentence without establishing new precedent or broader legal implications beyond the facts of this case.

STATE OF LOUISIANA v. STEVEN C. HOWARD.

CALOGERO, Justice.[fn*] [fn*] Honorable Jesse N. Stone, Jr. served as Justice Ad Hoc in the vacancy created by the resignation of Tate, J.

Defendant Steven C. Howard was indicted for first degree murder, a violation of R.S. 14:30. He was found guilty as charged and after a sentencing hearing which followed the trial, the jury recommended a life sentence. The trial court then sentenced defendant in accordance with the jury's recommendation to life imprisonment without the benefit of probation, parole, or suspension of sentence. The only issue raised on this appeal is whether the trial court erred in denying defendant's motion for a mistrial based on the ground that a prospective witness, under sequestration, had been taken into "protective" custody during the trial and was interrogated and threatened about his upcoming testimony.

The instant offense occurred on January 21, 1978 when the defendant was driven to Nutt's Lounge in Baton Rouge to locate Tommy Craig, the murder victim. Testimony at trial indicated that defendant entered the lounge, sought out the victim and began shooting. He also shot a barmaid and two other bar patrons at that time.

During the course of the trial, defense counsel learned that Albert Kennedy, a witness subpoenaed by the state and placed under sequestration by the court, was being held and questioned in the district attorney's office. Defense counsel then moved for a mistrial based upon Article 775 of the Code of Criminal Procedure which provides that a mistrial shall be ordered when prejudicial conduct in or outside the courtroom makes it impossible for the defendant to obtain a fair trial.

Article 775 provides as follows: "A mistrial may be ordered, and in a jury case the jury dismissed, when: (1) The defendant consents thereto: (2) The jury is unable to agree upon a verdict; (3) There is a legal defect in the proceedings which would make any judgment entered upon a verdict reversible as a matter of law; (4) The court finds that the defendant does not have the mental capacity to proceed; (5) It is physically impossible to proceed with the trial in conformity with law; or (6) False statements of a juror on voir dire prevent a fair trial. Upon motion of a defendant, a mistrial shall be ordered, and in a jury case the jury dismissed, when prejudicial conduct in or outside the courtroom makes it impossible for the defendant to obtain a fair trial, or when authorized by Article 770 or 771. A mistrial shall be ordered, and in a jury case the jury dismissed, when the state and the defendant jointly move for a mistrial."

Out of the presence of the jury the trial court took testimony on defendant's mistrial motion. Albert Kennedy testified that during the first day of the defendant's trial he had been left undisturbed. However, on the second day while he was waiting in the hallway, two "detectives" took him downstairs to the district attorney's office. There he was questioned by two police officers and two investigators from the district attorney's office about his knowledge of defendant's involvement in the incident. Kennedy testified that when he told the officers that he knew nothing about the case and that he was not in the vicinity of the scene of the crime, the officers threatened to harass him as long as he remained in Louisiana, and to cause the forfeiture of the material witness bond that his mother had posted for him, unless he told the truth.

Both Sergeants Lee and Glascock, the officers who questioned Kennedy, were examined by the court and counsel regarding the alleged threats and harassment. Sergeant Lee testified that when he questioned Kennedy about the incident, he simply told Kennedy why the state thought he might have information about the shootings. He told the witness that his van had been seen across from the bar where the shootings had occurred and that the state had information that he had been at a meeting of a motorcycle club at which the victim's murder might have been planned. Lee stated that he simply instructed Kennedy that he must tell the truth about what he knew about the case.

The officers who questioned Kennedy were also state's witnesses and were, like the defendant, under the rule of sequestration. Although all three witnesses were in violation of the sequestration order, defendant does not assign as error the violation of the sequestration order itself.

Sergeant Glascock testified similarly. He stated that Kennedy who was a member of one of the motorcycle clubs involved in the shootings was taken to the district attorney's office for his own safety because of the hostility of many of the other witnesses and that another witness, George Crowell, was taken to the district attorney's office at that time for the same reason. Glascock also stated that when defense counsel asked to speak to Kennedy privately, Glascock left the two of them alone in the district attorney's office. When defense counsel asked if Kennedy was free to leave, Glascock replied that he was not, until dismissed by the court from his subpoena.

After this testimony, the trial judge called Kennedy back to the stand and examined him about the possible influence upon him of the complained of incident. The court instructed the witness that the court and no one else was in control of his bond and that if and when he was called as a witness, he was to testify to the truth. The witness replied that he understood that the judge controlled his bond and that he intended to testify truthfully. The court then ordered that Kennedy be allowed to remain outside the courtroom in the lobby until he was dismissed from the subpoena. The court, satisfied that defendant would not be deprived of a fair trial, denied defendant's motion.

We do not find that the trial court erred in denying defendant's motion or that defendant was deprived of a fair trial. Albert Kennedy was subpoenaed by the state. The defendant had no idea what Kennedy knew about the case or what might be the nature of his testimony, were he to testify. Neither the state nor the defense called Kennedy, so he did not testify. And although defendant argues that he did not call Kennedy because of fear of the prejudicial influence of the in-office questioning, defendant does not suggest how Kennedy's testimony would have supported the defense or undermined the state's case. When questioned during the motion for a mistrial, the witness testified that he was not a witness to the offense and knew nothing about the defendant's involvement. When questioned by the court, Kennedy stated that if called to testify, he would do so truthfully.

The facts of this case are distinguishable from those in State v. Willis, 260 La. 707, 257 So.2d 378 (1971) in which we reversed a defendant's conviction when police officers improperly questioned a defense witness who was under sequestration. In that case defense counsel notified the court that he was afraid to place the witness on the stand because of the interrogation. There was held that the defendant was deprived of the testimony of one of his witnesses because counsel was legitimately apprehensive about placing, and therefore did not place the witness on the stand.

In this case, the witness was subpoenaed by the state, was willing to testify at trial and stated that he would testify truthfully if called. Because defendant has not shown or even suggested how he might have been prejudiced by the questioning of the witness in this case, we find that he was not thereby deprived of a fair trial. The trial judge did not err in denying the motion for a mistrial.

Decree

Accordingly defendant's conviction and sentence are affirmed.

AFFIRMED.

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STATE v. HOWARD
(Dec 13, 1979)