Smart Summary

Factual and Procedural Background

George M. Cofield began working as a custodial officer at the Atlanta City Jail in May 1973. On August 12, 1976, he was transferred from the Jail to the Farm Division. Cofield refused to report to the Farm Division because he "could not abide the transfer order" and was subsequently discharged for job abandonment. Believing the transfer and discharge were retaliatory, prompted by his active and vocal criticism of his employers, Cofield filed suit pro se alleging violations of his constitutional right to free speech.

The jury found in Cofield's favor, awarding him $20,000 in actual damages, $10,000 in punitive damages, and $500 in attorney's fees. The defendants moved for judgment notwithstanding the verdict or a new trial, both of which were denied. The defendants appealed. Cofield cross-appealed seeking to reinstate Maynard Jackson as a defendant. The district court had dismissed all defendants except the City of Atlanta and J.D. Hudson and directed verdicts in favor of the defendants on claims of conspiracy, race discrimination, and breach of contract. The appellate court affirmed the directed verdict for Jackson.

Legal Issues Presented

  1. Whether there was sufficient evidence to support the jury's award of actual and punitive damages to Cofield.
  2. Whether Cofield, a pro se litigant, was entitled to recover attorney's fees under the Civil Rights Attorney's Fees Awards Act of 1976, 42 U.S.C. § 1988.
  3. Whether the district court erred in dismissing Maynard Jackson as a defendant.

Arguments of the Parties

Defendants-Appellants-Cross-Appellees

  • Challenged the jury verdict and damages awarded to Cofield, moving for judgment notwithstanding the verdict or a new trial.
  • Appealed the denial of these motions.
  • Contended that Maynard Jackson was properly dismissed as a defendant.

Plaintiff-Appellee-Cross-Appellant (Cofield)

  • Asserted that his transfer and discharge were retaliatory and violated his First Amendment rights.
  • Cross-appealed to reinstate Maynard Jackson as a defendant.
  • Requested attorney's fees under 42 U.S.C. § 1988 despite appearing pro se.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Johnson v. Georgia Highway Express, Inc., 488 F.2d 714 (5th Cir. 1974) Attorney's fees are intended to enable litigants to obtain competent counsel, not to compensate attorneys personally. The court relied on this precedent to emphasize that 42 U.S.C. § 1988 aims to facilitate legal representation for plaintiffs, not to award fees to pro se litigants.
Grooms v. Snyder, 474 F. Supp. 380 (N.D. Ind. 1979) Denial of attorney's fees to pro se litigants under § 1988, even when assisted by lay advisors. Used as persuasive authority supporting the denial of attorney's fees to Cofield as a pro se litigant.
Rheuark v. Shaw, 628 F.2d 297 (5th Cir. 1980) Congress intended § 1988 to compensate attorneys, not pro se litigants. Supported the court's interpretation of § 1988 and its application in denying attorney's fees to Cofield.
Lovell v. Alderete, 630 F.2d 428 (5th Cir. 1980) Questioned attorney's fees for pro se litigants under the Freedom of Information Act; no definitive ruling on pro se entitlement under § 1988. The court distinguished this case and declined to find it persuasive for awarding attorney's fees under § 1988 to pro se litigants.
Lovell v. Snow, 637 F.2d 170 (1st Cir. 1981); Davis v. Parratt, 608 F.2d 717 (8th Cir. 1979) Other circuits agreeing that attorney's fees under § 1988 are generally not awarded to pro se litigants. Referenced as consistent authority supporting the court's denial of attorney's fees to Cofield.
Cox v. United States Department of Justice, 601 F.2d 1 (D.C. Cir. 1979); Crooker v. United States Department of Justice, 632 F.2d 916 (1st Cir. 1980) Cases involving attorney's fees for pro se litigants under the Freedom of Information Act. The court found these cases inapposite due to significant statutory differences with civil rights laws.

Court's Reasoning and Analysis

The court carefully reviewed the record, briefs, and arguments, concluding that sufficient evidence supported the jury's awards of actual and punitive damages, thereby affirming that part of the verdict. However, the court expressed serious reservations about awarding attorney's fees to Cofield, who litigated pro se. The court analyzed the Civil Rights Attorney's Fees Awards Act of 1976 (42 U.S.C. § 1988), emphasizing that its purpose is to enable wronged parties to secure competent legal counsel rather than to compensate attorneys or pro se litigants personally.

The court noted the legislative history and prior case law, including Johnson v. Georgia Highway Express, which clarified that attorney's fees awards aim to attract competent counsel without producing windfalls. The court reasoned that allowing pro se litigants to recover attorney's fees would undermine Congress's intent, as pro se litigants do not incur attorney fees. The court distinguished cases involving the Freedom of Information Act, where pro se fee awards have sometimes been allowed, explaining that the statutory context and purposes differ significantly.

Accordingly, the court reversed the district court's award of attorney's fees to Cofield but affirmed the damages award and the dismissal of Maynard Jackson as a defendant.

Holding and Implications

The court's final decision was to AFFIRM in part; REVERSE in part.

Holding: The jury's awards of actual and punitive damages to Cofield were affirmed. The dismissal of Maynard Jackson as a defendant was affirmed. The award of attorney's fees to Cofield, a pro se litigant, under 42 U.S.C. § 1988 was reversed.

Implications: This decision clarifies that while pro se litigants may prevail on civil rights claims and receive damages, they are not entitled to attorney's fees under § 1988. The ruling reinforces the statutory purpose of fee-shifting provisions to facilitate access to legal counsel rather than to compensate non-attorney litigants for their own efforts. No new precedent was set beyond the application of existing principles concerning attorney's fees and pro se representation.

GEORGE M. COFIELD, (CAROLE JONES, AS THE ADMINISTRATRIX OF THE ESTATE OF GEORGE M. COFIELD, DECEASED), PLAINTIFF-APPELLEE-CROSS-APPELLANT, v. CITY OF ATLANTA AND J. D. HUDSON, ETC., DEFENDANTS-APPELLANTS-CROSS-APPELLEES.

JAMES C. HILL, Circuit Judge:

George M. Cofield began work as a custodial officer at the Atlanta City Jail in May, 1973. On August 12, 1976, Cofield was transferred from the Jail to the Farm Division. Because he "could not abide the transfer order," Appellee's Brief at 2, he did not report to work at the Farm. He was discharged for job abandonment. Believing that the transfer and subsequent discharge were prompted by his active and vocal criticism of his employers, Cofield brought suit, alleging pro se that his employers had infringed upon his constitutional right to speak. A jury agreed and awarded Cofield $20,000 in actual damages, $10,000 in punitive damages, and $500 in attorney's fees. The defendants moved for a judgment notwithstanding the verdict and, alternatively, for a new trial. Both motions were denied and the defendants appeal.

Cofield brought suit under 42 U.S.C. §§ 1981, 1983, 1985 and 1986, complaining that the defendants conspired to and had violated his first amendment right to speak, had discriminated against him because of his race, and had violated his employment contract. He named as defendants the City of Atlanta, Maynard Jackson, Mayor of the City of Atlanta, J. D. Hudson, Director of the Bureau of Corrections for the City of Atlanta, and Aubrey Thomaston, Deputy Director of the Bureau of Corrections for the city of Atlanta. The trial court dismissed all of the defendants except the City of Atlanta and J.D. Hudson, appellants here, and directed verdicts for the defendants on the conspiracy, race discrimination and contract allegations. By way of cross-appeal, Cofield seeks to have Maynard Jackson reinstated as a party defendant. We find no error and thus affirm the district court's directed verdict in favor of Jackson.

We have carefully reviewed the record and considered the briefs and arguments. We conclude that there is sufficient evidence to support the jury's awards of damages, and thus, like the trial court, we will not disturb that verdict. However, we have serious misgivings concerning the award of attorney's fees to Cofield, who appeared pro se. We reverse on that issue.

The Civil Rights Fee Awards Act of 1976, 42 U.S.C. § 1988, permits a court in its discretion to allow the prevailing party a reasonable attorney's fee as part of the costs of an action to enforce a provision of, inter alia, section 1983. Cofield is not an attorney, yet undoubtedly he devoted considerable time and effort in the pursuit of this claim. We do not suggest that he was an unworthy advocate; to be sure, he has prevailed. Nor do we imply that it is improper for a person to serve as his own advocate. We feel strongly, however, that the intent of Congress in enacting section 1988 would be seriously undermined if we allowed pro se litigants to recover legal fees under that section.

Judge Sharp, of the Northern District of Indiana, has concisely and informatively discussed the history culminating in the passage of the Civil Rights Fees Awards Act. See generally Grooms v. Snyder, 474 F. Supp. 380 (N.D.Ind. 1979). In Grooms the plaintiff, a state prisoner suing pro se under section 1983, was assisted at trial by another prisoner who served as a lay advisor." The plaintiff prevailed, and the lay advisor moved for "legal assistance fees" under section 1988. Judge Sharp denied the motion for much the same reason we deny attorney's fees here.

Elsewhere we have stated that an act allowing attorney's fees is "not passed for the benefit of attorneys but to enable litigants to obtain competent counsel . . . ." Johnson v. Georgia Highway Express, Inc., 488 F.2d 714, 719 (5th Cir. 1974). Section 1988 was enacted two years after the rendering of the decision in Johnson v. Georgia Highway Express, and the legislative history of the act echoes our statement in that case. Congress specifically approved the standards established in Johnson v. Georgia Highway Express and its legacy, pointing out that "[t]hese cases have resulted in fees which are adequate to attract competent counsel, but which do not produce windfalls . . . ." S.Rep. No. 94-1011, 94th Cong.2d Sess. 6, reprinted in U.S. Code Cong. Ad. News 5908, 5913. Congress thought that awards of attorney's fees may be necessary because "[i]n many cases arising under our civil rights laws, the citizen who must sue to enforce the law has little or no money with which to hire a lawyer." Id. at 2, reprinted in U.S. Code Cong. Ad. News, at 5910. "[I]f our civil rights laws are not to become mere hollow pronouncements which the average citizen cannot enforce we must maintain the traditionally effective remedy of fee shifting in these cases." Id.

In Johnson v. Georgia Highway Express we were interpreting the attorney's fees section of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-5(k). The language of section 1988 tracks that of section 2000e-5(k).

Thus, it is clear to us that the purpose of section 1988 is not to compensate a worthy advocate but to enable and encourage a wronged person to retain a lawyer. It is apparent that Congress thought that such people ought to have access to legal representation.

Case law in this circuit buttresses our understanding of the purpose of section 1988. See Rheuark v. Shaw, 628 F.2d 297, 300 n. 1 (5th Cir. 1980) ("[W]e agree with the district court and its reasoning that Congress intended 42 U.S.C. § 1988 to compensate attorneys not pro se litigants."); Rheuark v. Shaw, 477 F. Supp. 897, 928-29 (N.D.Tex. 1979). At least two other circuits are in accord. See Lovell v. Snow, 637 F.2d 170 (1st Cir. 1981); Davis v. Parratt, 608 F.2d 717 (8th Cir. 1979). There are cases, notably those arising under the attorneys's fees sections of the Freedom of Information Act, 5 U.S.C.A. § 552(a)(4)(E), (F), in which courts have allowed pro se litigants attorneys fees. See, e. g., Cox v. United States Department of Justice, 601 F.2d 1, 5-6 (D.C. Cir. 1979); contra, Crooker v. United States Department of Justice, 632 F.2d 916, 920-22 (1st Cir. 1980). This court once faced that question, but decided to dispose of the pro se litigant's request for attorney's fees without answering "the broader question of whether a pro se litigant is ever entitled to recover attorney's fees in a [Freedom of Information Act] case." Lovell v. Alderete, 630 F.2d 428, 431 (5th Cir. 1980). In any event, we do not find these cases persuasive authority on the issue before us here. The history, language, and purpose of the Freedom of Information Act differ significantly from those of the civil rights statutes; those differences often render decisions under one of the statutes inapposite to cases arising under the other.

For example, it seems to us that actions brought under the Freedom of Information Act are likely to be brought by pro se litigants; damages are generally not involved and the relief sought is simply the release of information. Furthermore, section 552(a)(4)(F) may suggest that an award of attorney's fees may be in part punitive, "a useful sanction for unfounded resistance to a disclosure request . . . ." Lovell v. Alderete, 630 F.2d at 437 (Thomas A. Clark, Circuit Judge, dissenting). There is no suggestion that an award of section 1988 attorney's fees should be in any way punitive.

Thus we reverse that aspect of the district court's order awarding Cofield attorney's fees.

AFFIRMED in part; REVERSED in part.

[9] THOMAS A. CLARK, Circuit Judge, concurring in part and dissenting in part:

I concur in that part of the majority's opinion that affirms the jury's award of $30,000 in actual and punitive damages to the plaintiff below. I part company with the majority, however, on the issue of a pro se litigant's right to legal fees under the Civil Rights Attorney's Fees Awards Act of 1976, 42 U.S.C. § 1988. Essentially for the same reasons that I outlined in my dissenting opinion in Lovell v. Alderete, 630 F.2d 428, 434 (5th Cir. 1980), concerning the award of attorney's fees to pro se litigants in Freedom of Information Act cases, I would hold in this case that the Civil Rights Attorney's Fees Awards Act of 1976 provides the courts with the discretion to allow a prevailing pro se litigant a reasonable attorney's fee as part of the costs of the successful action.

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COFIELD v. CITY OF ATLANTA
(Jun 23, 1981)