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Smart Summary

Factual and Procedural Background

The plaintiffs, Ann G. Kennedy, Matthew W. Harris, and Diane E. Harris, brought suit against the City of Montgomery alleging wrongful flooding of their homes located on South Hull Street. The plaintiffs claimed that their properties had been subject to flooding for several years despite their repeated requests to the city to improve the drainage system. After receiving no relief, they filed suit in July 1981. The complaints were consolidated and included four counts: negligence, interference with natural drainage, wantonness, and nuisance. The city moved for summary judgment, arguing it had no duty to maintain drainage or prevent flooding and that damages were not proximately caused by the city. The trial court granted summary judgment for the city without explanation. The plaintiffs appealed.

Legal Issues Presented

  1. Whether the city had a duty to control drainage and flooding on the plaintiffs' properties, relevant to the negligence and wantonness counts.
  2. Whether the plaintiffs' common-law right to be free from interference by an upper property owner with natural drainage created a claim against the city (Count Two).
  3. Whether the plaintiffs had claims for compensatory damages or injunctive relief based on the law of nuisance (Count Four).

Arguments of the Parties

Appellants' Arguments

  • The city negligently caused flooding on plaintiffs' properties by failing to maintain or improve the drainage system.
  • The city’s drainage easement carries a duty to maintain the ditch so water cast into it does not cause overflow and flooding.
  • The flooding constitutes a nuisance entitling plaintiffs to damages and injunctive relief.

Appellee's Arguments

  • The city has no duty to maintain drainage or prevent flooding as this is a discretionary governmental function.
  • The city did not undertake control of the drainage system and the flooding was caused by natural surface water drainage.
  • The city is not an upper property owner and thus the common-law right protecting against interference with natural drainage does not apply.
  • The courts lack authority to review city policy decisions regarding drainage maintenance or improvements.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hendrix v. Creel, 292 Ala. 541, 297 So.2d 364 (1974) Municipality has no duty to maintain drainage of natural surface water unless it has undertaken control. City argued no duty existed since drainage followed natural land contours; court found genuine factual dispute whether city undertook control.
Hursey v. City of Mobile, 406 So.2d 397 (Ala. 1981) Similar principle that city has no duty to maintain drainage if it has not constructed or regularly maintained the drainage system. City relied on this to argue no duty; court found disputed facts whether city performed routine maintenance.
Fricke v. City of Guntersville, 254 Ala. 370, 48 So.2d 420 (1950) Once municipality exercises authority to maintain drainage, it owes a duty of care and may be liable for negligence. Court referenced this to explain liability arises from negligent performance of a voluntary undertaking.
City of Birmingham v. Flowers, 224 Ala. 279, 140 So. 353 (1932) Similar to Fricke; municipality’s liability for negligent maintenance of drainage system. Used to support principle of duty upon undertaking maintenance.
Beasley v. MacDonald Engineering Co., 287 Ala. 189, 249 So.2d 844 (1971) Liability may arise from negligent performance of a voluntary undertaking. Cited to support that duty arises only upon undertaking.
City of Mountain Brook v. Beatty, 292 Ala. 398, 295 So.2d 388 (1974) City’s right to drainage through easement carries duty to maintain ditch so as not to cause overflow. Court found this principle applicable if city undertook control and flooding caused by city drainage system waters.
Mitchell v. Mackin, 376 So.2d 684 (Ala. 1979) Common-law right of lower property owner not to be injured by interference with natural drainage by upper owner. Court held this cause of action inapplicable because city is not an upper property owner.
Sargent v. Lambert Construction Co., 378 So.2d 1153 (Ala.Civ.App. 1979) Right to relief for interference with natural drainage is distinct and does not require negligence or trespass. Referenced to clarify the nature of Count Two claim; court found it inapplicable to city.
City of Birmingham v. City of Fairfield, 375 So.2d 438 (Ala. 1979) Proof of negligence required for injunctive relief to abate nuisance when conduct is authorized by statute. Applied to confirm that negligence must be shown for injunctive relief since drainage system construction is authorized by statute.

Court's Reasoning and Analysis

The court first analyzed whether the city owed a duty to maintain the drainage system to prevent flooding. It noted that under Alabama law, municipalities have discretionary authority to construct and maintain drainage systems but are not required to do so. Liability arises only if the city undertakes maintenance and breaches a duty of care. The court found genuine factual disputes regarding whether the city had undertaken control of the drainage system and whether the flooding was caused by the city’s drainage rather than natural surface water. This precluded summary judgment on the negligence and wantonness claims.

Regarding the common-law claim based on interference with natural drainage (Count Two), the court held this cause of action did not apply because the city is not an upper property owner, distinguishing the plaintiffs’ situation from cases involving adjoining landowners.

On the nuisance claim (Count Four), the court noted that while nuisance is defined broadly, injunctive relief requires proof of negligence when the conduct is authorized by statute. Since the plaintiffs may establish negligence, summary judgment was improper on the nuisance claim and the request for injunctive relief. The court rejected the city's argument that policy decisions on drainage maintenance are nonreviewable, clarifying that the issue is whether the city engaged in negligent or wanton conduct.

Ultimately, the court affirmed the summary judgment only as to Count Two, reversed it as to Counts One, Three, and Four, and remanded for further proceedings to resolve factual disputes.

Holding and Implications

The court’s final decision was to AFFIRM IN PART, REVERSE IN PART, AND REMAND. Specifically, the summary judgment was affirmed as to the claim based on interference with natural drainage (Count Two) but reversed as to the negligence, wantonness, and nuisance claims (Counts One, Three, and Four).

The direct effect is that the plaintiffs are entitled to a trial on the claims that the city owed and breached a duty of care regarding drainage maintenance and that the flooding constitutes a nuisance. No new precedent was established; rather, the decision clarifies application of existing principles concerning municipal liability for drainage systems and distinguishes the inapplicability of natural drainage interference claims against municipalities.

Ann G. KENNEDY, Matthew W. Harris and Diane E. Harris v. CITY OF MONTGOMERY.

BEATTY, Justice.

These consolidated cases involve claims alleging that the City of Montgomery has wrongfully allowed flooding of the plaintiffs' homes. The plaintiffs appeal from summary judgment in favor of the city. We reverse.

The plaintiffs allege that their homes, located on South Hull Street in Montgomery, have been subject to flooding for several years. They filed damage claims with the city and made numerous requests to have the drainage system in the area improved. They received no relief and filed suit in July 1981.

The complaints are in four counts. Count One states that the city "negligently caused the Plaintiffs' property and home to be flooded on numerous occasions in the past two years." Count Two states that the city's unsuccessful attempts to provide adequate drainage for ordinary rainfall has caused water to be cast upon the Plaintiff's property. In their briefs the parties treat Count Two as based upon a lower property owner's common-law right not to be injured by interference of an upper property owner with the natural drainage of water onto the lower property. Count Three states that the city's employees acted wantonly in failing to provide adequate drainage. Count Four states that the conditions created by the city constitute a nuisance. The relief sought was damages in the amount of $100,000 and an injunction prohibiting the city from permitting further flooding.

After the two cases were consolidated, the parties engaged in extensive discovery. The city then filed a motion for summary judgment, stating that the complaints fail to state a claim upon which relief can be granted, because the city has no duty to maintain proper drainage and prevent flooding. The motion also stated that any damages were not proximately caused by the city. Based on consideration of the pleadings, an affidavit and several depositions, the trial court granted summary judgment in favor of the city without explanation.

The question on appeal is the propriety of summary judgment on the following issues: (1) As to the negligence and wantonness counts, whether the city had a duty to control the drainage and flooding on the plaintiffs' respective properties. This is the threshold issue for both the negligence and wantonness counts, which the parties treated together in their briefs. (2) As to Count Two, whether the plaintiffs' common-law right to be free from interference by an upper property owner with the natural drainage onto their property created a claim against the city. (3) As to Count Four, whether the plaintiffs had claims to compensatory damages or injunctive relief based on the law of nuisance. Of course, at this stage in the proceedings, we are not determining the merits of these issues but only deciding whether there exist genuine disputes as to material facts, precluding judgment as a matter of law.

I

Under Code of Ala. 1975, § 11-50-50, municipalities are authorized to construct and maintain drainage systems. However, a municipality is not required to exercise this authority. In general a municipality has no duty "to provide and maintain proper drainage of surface water from a resident's property to prevent flooding and damage to the property. That is a function committed to the municipality which calls for the exercise of governmental discretion." Hendrix v. Creel, 292 Ala. 541, 545, 297 So.2d 364 (1974). Once the authority to construct or maintain a drainage system is exercised, a duty of care exists, and a municipality may be liable for damages proximately caused by its negligence. Fricke v. City of Guntersville, 254 Ala. 370, 48 So.2d 420 (1950); City of Birmingham v. Flowers, 224 Ala. 279, 140 So. 353 (1932). This reflects the familiar tort principle that liability may arise from the negligent performance of a voluntary undertaking. Beasley v. MacDonald Engineering Co., 287 Ala. 189, 193, 249 So.2d 844 (1971).

Here, the city relies on Hendrix v. Creel, supra, and Hursey v. City of Mobile, 406 So.2d 397 (Ala. 1981), to argue that it has never undertaken to limit what is simply natural drainage of surface waters onto the plaintiffs' properties. In Hendrix the Court found that the City of Dothan had no duty to maintain drainage through a watercourse that followed the natural contour of the land, where the city's previous use and maintenance of the watercourse to drain adjacent properties was not sufficient to create an easement by prescription. In Hursey the City of Mobile held a drainage easement in a ditch that followed the natural fall of the land. This Court found that the city had no duty to maintain drainage, because the city had not constructed the ditch and had cleared it only twice in ten years.

In the present case a drainage ditch or swale runs along the rear lot lines of the plaintiffs' properties, where the city holds an easement (as in Hursey). The city contends that this ditch simply follows the natural fall of the land as in Hursey and Hendrix, while the plaintiffs' argue that this ditch is an integral part of an inadequate drainage system. Flooding occurs in periods of above average rainfall, when this ditch and the 12-inch pipe into which it passes become insufficient to hold all the water that flows onto the plaintiffs' properties. Evidence was presented that the problem could be remedied only by spending $500,000 to $1,000,000 to install larger drainage pipes in the area.

The plaintiffs' position is that the city's right to drainage through the easement "carries with it the corresponding duty to maintain the ditch in such a condition that the water cast into the ditch by the city not cause it to overflow." City of Mountain Brook v. Beatty, 292 Ala. 398, 406, 295 So.2d 388 (1974). In our view this case, rather than Hursey and Hendrix, applies (1) if the city has undertaken control of the drainage system for the plaintiffs' properties and (2) if waters from the city's drainage system — rather than natural drainage of surface waters — caused the flooding problems.

From review of the materials submitted by the parties in support of their positions, it is clear that a genuine dispute exists on these two factual matters. For example, the affidavit of the city maintenance superintendent states that routine maintenance of the area's drainage system includes inspection and clearing of the ditch that traverses the plaintiffs' lots. In depositions the city engineer indicated that the water from the area was channeled into the ditch across the plaintiffs' land. Such evidence is sufficient to establish that summary judgment was inappropriate on Counts One and Three.

II

Count Two of the complaints is based on the common-law right of a lower property owner not to be injured by interference of an upper property owner with the natural drainage of water onto the lower property. See generally Mitchell v. Mackin, 376 So.2d 684 (Ala. 1979). As the Court of Civil Appeals has noted, this is a distinct cause of action, not dependent upon proof of negligence or trespass. Sargent v. Lambert Construction Co., 378 So.2d 1153 (Ala.Civ.App. 1979). We believe that this cause of action is inapplicable, because the city is not an upper property owner. The cases cited by the plaintiffs involve adjoining landowners and do not support their position. The relation between the parties in those cases is not comparable to the relation between the city and the plaintiffs here.

III

Count Four and the prayer for injunctive relief in each complaint are based on the law of nuisance. The statutory definition of a nuisance is

"anything that works hurt, inconvenience or damage to another. The fact that the act done may otherwise be lawful does not keep it from being a nuisance. . . ." Code of Ala. 1975, § 6-5-120.

However, the lawfulness of the act complained of, though irrelevant to a claim for money damages, does affect the availability of injunctive relief. "[P]roof of negligence is required to sustain injunctive relief ordering abatement of a nuisance when the conduct giving rise to the conditions complained of was expressly authorized by legislative act." City of Birmingham v. City of Fairfield, 375 So.2d 438, 441 (Ala. 1979). Here, the parties agree on the applicability of this rule, since Code of Ala. 1975, § 11-50-50, authorizes construction of municipal drainage systems.

The city apparently rests on the contention that it had no legal duty and therefore could not be negligent. We have already held that the plaintiffs are entitled to a trial on the negligence and wantonness counts since they may be able to establish that the city violated a duty of care. Accordingly, the summary judgment must also be reversed on the issue of injunctive relief for abatement of the alleged nuisance.

The city does not discuss in brief whether the conditions complained of constituted a nuisance, entitling the plaintiffs to compensatory damages. Rather, the city argues in reference to both nuisance and negligence, that the courts have no authority to review a policy decision concerning maintenance or improvement of the city's drainage system. This argument reflects a misunderstanding of the issues presented for decision. We hold only that the plaintiffs are entitled to a trial to prove the existence of a nuisance and of a duty of care. Further exploration of the factual matters discussed above is necessary to determine if the city engaged in a nonreviewable policy decision or in culpable conduct, either negligent or wanton.

The judgment below must be affirmed as to Count Two, reversed as to Counts One, Three and Four, and remanded for further proceedings.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.

TORBERT, C.J., and MADDOX, JONES and SHORES, JJ., concur.

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KENNEDY v. CITY OF MONTGOMERY
(Nov 19, 1982)