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Case Summary: People v. Harper, Docket No. 63640 (Mich. Ct. App. May 18, 1983)

Factual and Procedural Background

On December 17, 1981, defendant was convicted by a jury of taking possession of and driving away a motor vehicle (MCL 750.413; MSA 28.645) and was sentenced to a term of three to five years' imprisonment. Defendant appealed as of right.

At trial the court conducted a hearing pursuant to People v Robinson because the prosecution had not produced an endorsed witness. The prosecution conceded the witness was a res gestae witness and that it had not exercised due diligence to produce that witness. The trial court excused production of the witness on the ground that the missing witness's testimony would have been merely cumulative, and, as a result, the court did not give the jury the CJI 5:2:14(3) instruction concerning a missing res gestae witness.

Legal Issues Presented

  1. Whether the trial court erred by failing to give the jury instruction CJI 5:2:14(3) after the prosecution conceded the missing witness was a res gestae witness and had not been produced with due diligence.
  2. If error occurred, whether the appropriate remedy is reversal and remand for a post-remand hearing under the procedure prescribed in People v Pearson, including who bears the burden on remand to show prejudice or lack thereof.

Arguments of the Parties

Prosecution's Arguments

  • The prosecution urged affirmance of defendant's conviction, arguing that the missing witness's testimony was in fact cumulative and therefore the trial court did not abuse its discretion in excusing production and not giving the CJI 5:2:14(3) instruction.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v Robinson, 390 Mich. 629; 213 N.W.2d 106 (1973) Procedure for conducting a hearing when an endorsed witness has not been produced (basis for the hearing held at trial). The trial court conducted the preliminary hearing pursuant to Robinson because the prosecution had not produced an endorsed witness.
People v Hadley, 67 Mich. App. 688; 242 N.W.2d 32 (1976) Cautionary discussion criticizing broad use of the "cumulative testimony" exception to the res gestae witness rule. The court cited Hadley to express skepticism about excusing production on the ground that testimony would be merely cumulative when the court cannot know what the missing witness would say.
People v Reynold, 20 Mich. App. 397; 174 N.W.2d 25 (1969) Recognition that the cumulative testimony exception has been upheld where "in all probability the testimony would only have been cumulative." Cited as an example of prior cases upholding the cumulative exception, but contrasted with the court's reluctance to rely on that exception without seeing the witness's testimony.
People v Rosemary Gibson, 71 Mich. App. 543; 248 N.W.2d 613 (1976), lv den 400 Mich. 854 (1977) Related appellate discussion on the difficulty of establishing that a missing witness's testimony would be merely cumulative. Cited to support the point that establishing cumulativeness is difficult when the witness is absent.
People v Pearson, 404 Mich. 698; 273 N.W.2d 856 (1979) Established the procedure when a res gestae witness has not been produced: (1) trial judge determines res gestae status and due diligence before verdict; (2) if lack of due diligence, instruct jury that it may infer the missing witness's testimony would have been unfavorable to the prosecution; and (3) determination of prejudice and remedies must await the verdict / post-verdict hearing. The Court of Appeals applied Pearson to hold that the trial court erred by failing to give CJI 5:2:14(3) and directed reversal subject to the prosecution's right to seek a post-remand hearing. The opinion follows Pearson's allocation of determinations and burden on remand.
People v Donald, 103 Mich. App. 613; 303 N.W.2d 247 (1981) Addressed a related issue; in some respect diverged from the Pearson procedure in its treatment of a specific witness. The court stated it could not follow Donald to the extent it diverged from Pearson's procedure.
People v Halliburton, 114 Mich. App. 47; 318 N.W.2d 602 (1982) Standard that the appellate court will not reverse a trial court's determination that a witness's nonproduction is not prejudicial absent a clear abuse of discretion. Cited to acknowledge the general standard of review but the court then recognized Pearson's procedural change allocating the prejudice determination to the trial court post-verdict.
People v Fiorini, 85 Mich. App. 226; 271 N.W.2d 180 (1978) Example of pre-Pearson practice in which the Court of Appeals would decide prejudice even though no post-verdict hearing had been held. Cited to contrast prior practice with the Pearson rule that the trial court should determine prejudice after verdict.
People v Abdo, 81 Mich. App. 635; 265 N.W.2d 779 (1978), lv den 405 Mich. 805 (1979) Another pre-Pearson example of appellate review of prejudice without a post-verdict hearing. Used to illustrate the change in procedure brought by Pearson.
People v Gojcaj, 411 Mich. 873 (1981) Noted as an example where the Supreme Court itself followed the Pearson procedure. Cited as Supreme Court practice consistent with Pearson.
People v Woodard, 406 Mich. 863; 275 N.W.2d 552 (1979) Another Supreme Court example of following Pearson's approach. Cited as further Supreme Court practice consistent with Pearson's procedure.
People v McShan, 120 Mich. App. 496; 327 N.W.2d 509 (1982) Appellate example cited in the opinion as following Pearson's procedure. Listed among cases illustrating the post-Pearson practice.
People v Rivera, 114 Mich. App. 419; 319 N.W.2d 355 (1982) Another Court of Appeals case following Pearson's procedure. Included as an example of post-Pearson appellate practice.
People v Reynolds, 93 Mich. App. 516; 286 N.W.2d 898 (1979) Another appellate example dealing with related issues concerning missing witnesses and prejudice. Cited along with other Court of Appeals authorities as examples of cases in the same area of law.
People v Porter, 406 Mich. 890 (1979) Explains that on remand the prosecution can meet its burden by establishing, by other than the hearsay testimony of the missing witness, that the witness's testimony would have been of no assistance, only cumulative, or that its absence is harmless error. The court cited Porter to explain how the prosecution may meet its burden on remand to preserve the conviction.

Court's Reasoning and Analysis

The court analyzed the sequence of determinations required where a res gestae witness has not been produced. It identified that, before the verdict, the trial judge need only determine (1) whether the witness is a res gestae witness and (2) whether the prosecution exercised due diligence to produce that witness. Because, at trial, the prosecution conceded the witness was res gestae and conceded lack of due diligence, the trial court's only remaining step before verdict was to give the missing-witness instruction (CJI 5:2:14(3)), as dictated by People v Pearson.

The trial court instead excused production under the asserted "cumulative testimony" exception and did not give the jury the Pearson instruction. The Court of Appeals concluded that this was error because Pearson requires the instruction where due diligence is lacking, leaving the determination of prejudice to be made post-verdict by the trial court (or on remand through a post-remand hearing).

The opinion reviewed prior appellate authority that had applied a cumulative-testimony exception but emphasized the difficulty of establishing cumulativeness without the witness's presence (citing Hadley and other cases). The court declined to follow People v Donald to the extent it diverged from Pearson's procedure.

Regarding appellate review standards, the opinion recognized the general rule that an appellate court will not overturn a trial court's nonprejudicial-finding absent clear abuse of discretion (People v Halliburton), but explained that Pearson changed the appropriate procedure: the trial court must determine prejudice after the verdict. Consequently, the Court of Appeals applied Pearson's procedural framework and remanded to allow the prosecution to seek a post-remand hearing to establish that the failure to produce the witness did not prejudice defendant's right to a fair trial.

Holding and Implications

Holding: The Court of Appeals concluded that the trial court erred in failing to give CJI 5:2:14(3) when the prosecution conceded the witness was a res gestae witness and that due diligence had not been exercised. The matter was remanded with instructions consistent with the opinion and the Court retained jurisdiction pursuant to Pearson, 404 Mich. 724.

Implications / Consequences:

  • The conviction was not summarily affirmed; the court reversed subject to the Pearson-prescribed procedure and remanded so the prosecution may seek a post-remand hearing concerning prejudice.
  • On remand the burden is on the prosecution to show that the failure to produce the witness did not adversely affect defendant's right to a fair trial (citing Pearson, 404 Mich. 725).
  • The opinion explains how the prosecution may satisfy that burden: by establishing, other than through the hearsay testimony of the missing witness, that the testimony would have been of no assistance, merely cumulative, or that the absence constitutes harmless error (citing People v Porter), or by establishing that the prosecution could not have produced the witness at trial (citing Pearson).
  • The Court retained jurisdiction pursuant to Pearson, consistent with the post-remand procedures described in that case.
  • No new rule of law beyond application of Pearson's procedure was announced; the decision directs further factfinding consistent with established precedent.

This summary is based exclusively on the text of the provided opinion and does not add information beyond that opinion.

PEOPLE v HARPER

PER CURIAM.

On December 17, 1981, defendant was convicted by a jury of taking possession of and driving away a motor vehicle, MCL 750.413; MSA 28.645, and was subsequently sentenced to a term of from three to five years imprisonment. He appeals as of right.

During the trial, the trial court conducted a hearing pursuant to People v Robinson, 390 Mich. 629; 213 N.W.2d 106 (1973), because the prosecution had not produced an endorsed witness. Even though the prosecution conceded that the witness was in fact a res gestae witness and that it had not exercised due diligence, the trial court excused production ruling that the witness's testimony would have been merely cumulative. Thus, the trial court failed to give the missing witness jury instruction. CJI 5:2:14(3).

In People v Hadley, 67 Mich. App. 688, 690-691; 242 N.W.2d 32 (1976), this Court said:

"We are hesitant to agree with the trial court's conclusion that the pilot's testimony would have been cumulative. We find the cumulative testimony exception to the res gestae witness rule to be most troublesome. This exception is often invoked where, as here, the court has no idea what testimony the witness might give. This Court has upheld the use of the cumulative testimony exception where `in all probability the testimony would only have been cumulative'. People v Reynold, 20 Mich. App. 397, 399; 174 N.W.2d 25 (1969). * * * However, such an assumption seems to run contrary to the rule which gives a defendant the benefit of any doubt in determining whether a witness be endorsed and produced. * * * Therefore, we would rather not add further support to the paradoxical situation where only through the production of a witness can a court determine whether his testimony is cumulative but where his production is excused by deeming his testimony cumulative." (Citations omitted.) See also People v Rosemary Gibson, 71 Mich. App. 543, 554-555; 248 N.W.2d 613 (1976), lv den 400 Mich. 854 (1977). Establishing that the witness's testimony would only have been cumulative can be rather difficult when the witness is not present. Cross-examination could bring out certain facts not mentioned in the police report.

Probably to meet this concern the Supreme Court, in People v Pearson, 404 Mich. 698, 722; 273 N.W.2d 856 (1979), established the following procedure for handling the situation where a res gestae witness had not been produced:

"Assuming the trial judge decides that there was a lack of due diligence, * * * then the judge should instruct the jury that it may infer that the missing `witness's testimony would have been unfavorable to the prosecutor's case'. CJI 5:2:14(3). However, determination of the existence of prejudice to the defendant and possible remedies must await the verdict.'

Thus, the trial court has no more than two determinations to make in such a case before the verdict — whether or not the witness is in fact a res gestae witness and whether or not the prosecution has exercised due diligence. Therefore, the trial court erred in failing to give CJI 5:2:14(3).

To the extent that People v Donald, 103 Mich. App. 613, 615-616; 303 N.W.2d 247 (1981), diverges from the Pearson procedure in its treatment of the witness Horace Watson, we cannot follow it.

The prosecution urges us to affirm defendant's conviction, arguing that because the witness's testimony was in fact cumulative the trial court did not abuse its discretion in finding it cumulative. This Court will not reverse a trial court's determination that a witness's nonproduction is not prejudicial absent a clear abuse of discretion. People v Halliburton, 114 Mich. App. 47; 318 N.W.2d 602 (1982). Before Pearson, this Court would decide such an issue even though the trial court had not held a post-verdict hearing on prejudice. E.g., People v Fiorini, 85 Mich. App. 226; 271 N.W.2d 180 (1978); People v Abdo, 81 Mich. App. 635; 265 N.W.2d 779 (1978), lv den 405 Mich. 805 (1979). However, Pearson has changed this procedure. It is not for the Court of Appeals to decide in the first instance whether or not the defendant has been prejudiced: "Whether a defendant has been prejudiced by the prosecution's failure to exercise due diligence is a factual issue which should be resolved by the trial court." Pearson, 404 Mich. 721. Therefore, the proper procedure is for us to reverse defendant's conviction "subject to the prosecution's right to seek a post-remand hearing, concerning the existence of prejudice, within 30 days from the issuance of this opinion". Pearson, 404 Mich. 727. This is the procedure that the Supreme Court itself has been following. E.g., People v Gojcaj, 411 Mich. 873 (1981); People v Woodard, 406 Mich. 863; 275 N.W.2d 552 (1979). See also People v McShan, 120 Mich. App. 496; 327 N.W.2d 509 (1982); People v Rivera, 114 Mich. App. 419; 319 N.W.2d 355 (1982); People v Reynolds, 93 Mich. App. 516; 286 N.W.2d 898 (1979).

On remand, the burden is on the prosecution to show that the failure to produce the witness did not adversely affect defendant's right to a fair trial. Pearson, 404 Mich. 725. Although the Supreme Court in Pearson specifically rejected an automatic grant of a new trial if the witness cannot be produced for the post-remand hearing, 404 Mich. 724, it has also said:

"If the prosecution can establish by other than the hearsay testimony of the missing witness that the testimony would have been of no assistance to the defendant, that it merely constituted cumulative evidence, or that its absence constitutes harmless error then its burden is met and the conviction should be affirmed." People v Porter, 406 Mich. 890 (1979).

The prosecution can also meet its burden if it establishes that it could not have produced the witness at trial. Pearson, 404 Mich. 725.

Remanded with instructions to proceed according to this opinion. We retain jurisdiction pursuant to Pearson, 404 Mich. 724.

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PEOPLE v. HARPER
(May 18, 1983)