Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Factual and Procedural Background

The Burke County Department of Social Services petitioned to terminate the parental rights of Thomas Tracy Whisnant’s mother and father. The Department was not represented at trial. [1]

Judge Tate presided over the 20 October 1983 hearing and announced that termination was warranted based on the father’s failure to pay child support during the six months preceding the petition. [2] On 28 December 1983, Judge Edward J. Crotty signed the adjudication and disposition orders, although he had not attended the hearing. The orders were filed on 29 December 1983. [3] The father appealed from the district court judgment. [4]

Legal Issues Presented

  1. Whether an order terminating parental rights is valid when signed by a judge who did not preside over the hearing. [2][3]
  2. Whether Rules 52 and 63 of the North Carolina Rules of Civil Procedure authorized Judge Crotty to sign the orders. [3][5][6][7]

Arguments of the Parties

Respondent-Appellant's Argument

  • The father contended that it was reversible error for a judge other than the judge who presided at the hearing to sign the order terminating parental rights. [2]

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Coggins v. City of Asheville, 278 N.C. 428, 180 S.E.2d 149 (1971) Rule 52 requires findings of fact on factual issues, conclusions of law, and entry of judgment in non-jury proceedings. The court relied on this principle in concluding that Judge Tate’s oral announcement did not satisfy Rule 52. [5]
Knutton v. Cofield, 273 N.C. 355, 160 S.E.2d 29 (1968) The trial judge in a non-jury proceeding must weigh the evidence, assess credibility, and draw reasonable inferences. This supported the conclusion that the judge who heard the evidence must perform the judicial decision-making function. [5]
Bank v. Easton, 12 N.C. App. 153, 155, 182 S.E.2d 645, 646, cert. denied, 279 N.C. 393, 183 S.E.2d 245 (1971) Rule 63 permits a substitute judge to perform ministerial acts necessary to effectuate an existing decision, but not to participate in decision-making without hearing the evidence. The court applied this rule because Judge Tate had made neither findings of fact nor conclusions of law, leaving no completed decision for Judge Crotty to effectuate. [7][8]
Arrow-Hart, Inc. v. Philip Carey Co., 552 F.2d 711 (6th Cir. 1977) Interpreted a substantially similar federal rule concerning a substitute judge. The court cited it as authority consistent with the limitation on a substitute judge’s role. [8]
Ten-O-Win Amusement Co. v. Casino Theater, 2 F.R.D. 242 (N.D. Cal. 1942) Interpreted a substantially similar federal rule concerning a substitute judge. The court cited it in accord with its interpretation of Rule 63. [8]

Court's Reasoning and Analysis

Rule 52 requires a court in a non-jury proceeding to find facts on the issues joined, state conclusions of law, and enter judgment. These requirements reflect that the judge who hears the case must evaluate the evidence, witness credibility, and reasonable inferences. [5]

Judge Tate presided over the hearing and orally announced that parental rights were terminated, but he did not make the required findings of fact and conclusions of law. The oral announcement therefore did not comply with Rule 52. [5]

Rule 63 applies when a judge who tried an action is unable, because of death, sickness, or other disability, to perform duties remaining after a verdict or after findings of fact and conclusions of law have been filed. [9][6] The rule did not apply because Judge Tate was neither disabled nor had he made findings of fact. [7]

Because the substitute judge’s role under Rule 63 is ministerial, Judge Crotty could not independently make the judicial determinations required to support termination. Since he did not hear the witnesses or participate in the trial, he lacked authority to sign the orders. The order terminating parental rights was therefore a nullity. [7][10][8]

The court acknowledged that the child’s placement had been delayed, but stated that it had no choice under the governing rules. If Judge Tate remained available, the case was to be heard by him, with possible consideration of the prior transcript and additional evidence concerning changed circumstances. If he was unavailable, a hearing de novo was required. [11][12]

Holding and Implications

VACATED AND REMANDED. Judge Crotty lacked authority to sign the orders terminating the respondent’s parental rights because he did not preside over the hearing, while Judge Tate was not disabled and had not made the required findings of fact and conclusions of law. The signed termination order was a nullity. [3][7][13]

The case was remanded for a hearing before Judge Tate if available, or otherwise for a hearing de novo. The opinion discusses no broader implications beyond this disposition and states no new precedent was set. [12]

IN THE MATTER OF: THOMAS TRACY WHISNANT, DATE OF BIRTH 9/8/74

Rules of Civil Procedure 52, 63 — order terminating parental rights — heard by one judge — signed by another — nullity An order terminating parental rights was signed without authority and is a nullity where the judge signing the order was not present at the hearing and the presiding judge was not disabled and did not make findings of fact. G.S. 1A-1, Rule 52; G.S. 1A-1, Rule 63.

VAUGHN, Chief Judge.

This appeal arises from a petition filed by the Burke County Department of Social Services to terminate the parental rights of the mother and father of Thomas Tracy Whisnant. The Department of Social Services was not represented at trial.

The appellant in this case is the father of the child, who contends that it was reversible error for a different judge from the judge who presided at the hearing to sign the order terminating parental rights. We agree. The record shows that Judge Tate stated that although the evidence did not support a finding of neglect, there existed good grounds for terminating respondent's parental rights, namely, non-payment of any child support during the six months next preceding the filing of the petition. Judge Tate also stated that he believed the best interest of the child would be served by the termination of parental rights, and then asked the attorney appearing as guardian ad litem on behalf of the child to "prepare an order with the appropriate findings . . . [r]eflecting the broad findings that I announced."

On 28 December 1983, Judge Edward J. Crotty signed the documents that disposed of the case, i.e., the adjudication order and the disposition order. The former contained detailed findings of fact and conclusions of law relating to the termination of respondent's parental rights, and the latter terminated those rights. See G.S. 7A-289.30, -.31. Both orders recited that the cause had been heard before Judge Crotty on 20 October 1983, that judgment had been entered on that date, and the order was signed on 28 December 1983. Judge Tate was not mentioned in either order. The orders were filed on 29 December 1983. The record includes a stipulation signed by counsel for all parties that Judge Tate alone presided over the 20 October 1983 hearing, and that Judge Crotty was not present. Judge Crotty was without authority to sign the order terminating respondent's parental rights and the order he signed is a nullity. Our decision is not merely consistent with the Rules of Civil Procedure; it is mandated by them.

Rule 52 governs findings by the court in non-jury proceedings. This Rule requires the trial court in such proceedings to do three things: (1) find facts on all issues of fact joined on the pleadings, (2) declare conclusions of law arising on the facts found and (3) to enter judgment accordingly. Coggins v. City of Asheville, 278 N.C. 428, 180 S.E.2d 149 (1971). This is because when a trial judge sits as "both judge and juror," as he or she does in a non-jury proceeding, it is that judge's duty to weigh and consider all competent evidence, and pass upon the credibility of the witnesses, the weight to be given their testimony and the reasonable inferences to be drawn therefrom. Knutton v. Cofield, 273 N.C. 355, 160 S.E.2d 29 (1968). Judge Tate presided over the hearing and then announced in open court that respondent's parental rights were terminated. This is not sufficient compliance with the obligations imposed by Rule 52.

Finally, Rule 63, entitled "Disability of a Judge," reads in pertinent part as follows:

If by reason of death, sickness, or other disability, a judge before whom an action has been tried is unable to perform the duties to be performed by the court under these rules after a verdict is returned or findings of fact and conclusions of law are filed, then those duties may be performed: [those judges with authority to perform such duties are then listed].

Rule 63, N.C. Rules Civ. Proc. (emphasis added). Rule 63 does not apply to the situation before us. This is true for two reasons. Judge Tate was neither disabled nor did he ever make findings of fact. The function of a substitute judge is thus ministerial rather than judicial. As this Court observed:

Rule 63 does not contemplate that a substitute judge, who did not hear the witnesses and participate in the trial, may nevertheless participate in the decision making process. It contemplates only . . . [performing] such acts as are necessary under our rules of procedure to effectuate a decision already made. Under our rules, where a case is tried before a court without a jury, findings of fact and conclusions of law sufficient to support a judgment are essential parts of the decision making process.

Bank v. Easton, 12 N.C. App. 153, 155, 182 S.E.2d 645, 646, cert. denied, 279 N.C. 393, 183 S.E.2d 245 (1971). Accord, Arrow-Hart, Inc. v. Philip Carey Co., 552 F.2d 711 (6th Cir. 1977); Ten-O-Win Amusement Co. v. Casino Theater, 2 F.R.D. 242 (N.D.Cal. 1942) (both interpreting substantially similar federal rule).

Placement of this child has been delayed for no reason. In fairness to Judge Tate, we note that there is nothing to indicate that a proposed judgment was ever tendered to him. We, however, have no choice.

If Judge Tate is available for assignment, the case will be heard by him. He may consider the transcript of the evidence heretofore heard by him and may take such additional evidence, reports or assessments as he may find to be in the interest of the child to reflect any adjustment made by the child or change in the circumstances during the period of time since the hearing on 20 October 1983. If Judge Tate is not available for assignment to the case, there shall be a hearing de novo.

Vacated and remanded.

Judges BRASWELL and EAGLES concur.

Use AI to get other relevant cases.

Comments

IN RE WHISNANT
(Nov 1, 1984)