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Summary of Opinion: United States v. Gregory Keith Smith & Eric Ross Helton, Nos. 85-5518, 85-5519 (6th Cir. Feb. 14, 1986)

Factual and Procedural Background

This appeal arises from a search and seizure centered on the residence of defendant Eric Helton. On August 20–21, 1984 a Kentucky State Police detective received information from a "reliable informant" that Helton was producing marijuana at his residence. A subsequent investigation by Detective William Stewart on August 21 revealed a very large marijuana plant growing near Helton's house. Based on an affidavit describing these facts, a state judge issued a search warrant for the Helton premises and any vehicles thereon. Officers executed the warrant, observed multiple marijuana plants outside, entered the house, and discovered an extensive marijuana nursery in the basement. The return to the warrant stated that plants worth in excess of $75,000 were destroyed.

Defendants Smith and Helton originally pleaded not guilty to manufacturing and possessing marijuana with intent to distribute. They later entered conditional guilty pleas to a superseding information charging simple possession of one pound of marijuana, reserving the right to appeal the denial of their motion to suppress evidence seized during the search. The district court denied the suppression motion, concluding that Smith lacked standing and that the affidavit supplied probable cause and authorized a search of the residence. The Sixth Circuit majority affirmed; Judge Contie dissented.

Legal Issues Presented

  1. Whether defendant Smith had standing (was a person aggrieved) to challenge the search of Helton's residence.
  2. Whether the affidavit supporting the search warrant established probable cause under the "totality of the circumstances" test (Illinois v. Gates).
  3. Whether officers' entry onto Helton's driveway and observation of a large marijuana plant were constitutional (i.e., whether Helton had a reasonable expectation of privacy in that area/curtilage).
  4. Whether the warrant, as issued, authorized a search of the interior of the Helton residence (specifically the basement) and seizure of the marijuana found there.
  5. (Raised in dissent) Whether exclusion of the allegedly illegally obtained evidence is required despite the magistrate's issuance of the warrant, and whether the officers acted in objective good faith such that exclusion would be inappropriate (United States v. Leon issues).

Arguments of the Parties

Defendants-Appellants (Smith and Helton)

  • Challenged the affidavit for the search warrant as defective — arguing that it failed to establish timeliness (when the alleged production of marijuana was occurring) and did not specify the informant's basis of knowledge or sufficiently establish informant reliability in the affidavit itself.
  • Argued that the search warrant for Helton's "premises" did not authorize a search inside the residence; at most the affidavit (and corroboration) supported observation of plants outside, not a search of the home's interior or basement.
  • Contended that, even if the large plant was in curtilage, Helton had a reasonable expectation of privacy in the driveway and curtilage and that Stewart's driving onto the driveway to observe the plant was an unlawful intrusion.

Plaintiff-Appellee (United States)

  • Argued that the affidavit, when viewed under the Gates "totality of the circumstances" approach, together with corroboration by Detective Stewart and the informant's prior reliability, provided probable cause to the issuing state judge.
  • Contended that the driveway and area where the large plant grew were accessible and visible from the public road and not screened or enclosed, so there was no reasonable expectation of privacy that would have been violated by proceeding up the driveway to observe the plant.
  • Maintained that the warrant's description of the premises and the affidavit's use of the term "producing" supported a fair probability that additional evidence would be found inside the residence, thereby authorizing a search of the interior and basement.
  • (Responding to suppression and exclusion contentions) The government argued the record contained no evidence that officers made misrepresentations to the magistrate and that the officers' actions were consistent with law enforcement duties under the circumstances.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rakas v. Illinois, 439 U.S. 128 (1978) Cited for factors determining whether a person is "aggrieved" by a search (legitimate expectation of privacy and property/possessory interest). Applied to conclude Smith lacked standing because he did not establish an expectation of privacy or property/possessory interest in Helton's basement or the seized marijuana.
United States v. Arboleda, 633 F.2d 985 (2d Cir. 1980) Burden of production and persuasion in suppression proceedings rests on the person seeking suppression. Cited to support that Smith bore the burden to show entitlement to suppress and did not testify to support his claim.
Simmons v. United States, 390 U.S. 377 (1968) Testimony at a suppression hearing cannot be used as evidence of guilt at trial. Cited to explain why Smith's not testifying at the suppression hearing could not be used against him at trial but nevertheless left him unable to show a legitimate expectation of privacy.
United States v. Salvucci, 448 U.S. 83 (1980) Possession of contraband alone does not establish a legitimate expectation of privacy in the area searched. Applied to support that Smith's possession of marijuana at time of search did not establish standing to challenge the search.
Illinois v. Gates, 462 U.S. 213 (1983) Establishes the "totality of the circumstances" test for assessing probable cause based on informant tips. Used as the controlling standard for evaluating the sufficiency of the affidavit; the majority found the affidavit adequate under Gates given corroboration and prior reliability of informant.
United States v. Ventresca, 380 U.S. 102 (1965) Magistrate determinations should be tested and interpreted in a "commonsense and realistic fashion" and courts ensure magistrates had a substantial basis for concluding probable cause existed. Cited to justify deference to the state judge's probable cause determination and to apply commonsense review of the affidavit.
United States v. Algie, 721 F.2d 1039 (6th Cir. 1983) Applied in the circuit for probable cause and fair probability standards. Cited for the proposition that the warrant was supported by probable cause under the court's precedent.
Oliver v. United States, 466 U.S. 170 (1984) Explains that curtilage is protected by the Fourth Amendment but is defined by the reasonable expectation of privacy, not mere proximity. Applied to analyze whether Helton had a reasonable expectation of privacy in the driveway/curtilage where the large plant grew; majority concluded he did not under the circumstances.
United States v. Ventling, 678 F.2d 63 (8th Cir. 1982) Officer drove into a driveway, observed items in public view, and used those observations in obtaining a warrant; driveway area held in public view. Cited as analogous authority supporting that entry into an accessible driveway and observations in public view did not violate privacy expectations.
United States v. Humphries, 636 F.2d 1172 (9th Cir. 1980) Officer drove into an unenclosed driveway to check a license number; driveway not enclosed and automobile visible from street; entry and identification did not violate expectation of privacy. Cited to support holding that entry onto an unenclosed driveway visible from public roadway did not offend privacy expectations.
United States v. Magana, 512 F.2d 1169 (9th Cir. 1975) Accessibility and visibility from public highway can defeat a reasonable expectation of privacy even if within curtilage. Cited for the proposition that driveway location within curtilage is not dispositive if accessible/visible from public highway.
United States v. Lace, 669 F.2d 46 (2d Cir. 1982) Accessibility and visibility were determinative regarding surveillance of area between buildings on large tract. Cited as another authority affirming that accessibility and visibility are key factors in expectation of privacy analyses.
United States v. Van Dyke, 643 F.2d 992 (4th Cir. 1981) Officers entered near residence within an "exclusionary fence"; clear manifestations of reasonable expectation of privacy were present. Discussed as a case where the court found a reasonable expectation of privacy — contrasted with the present facts where no enclosure or screening existed.
United States v. Jackson, 585 F.2d 653 (4th Cir. 1978) Not every entry upon private property by police is a Fourth Amendment violation; encroachment on curtilage only implicates the Fourth Amendment when there is a reasonable expectation of privacy. Cited to emphasize that police entry onto private property is not per se unconstitutional; a reasonable expectation of privacy must be shown.
United States v. Nabors, 761 F.2d 465 (8th Cir.) (cert. denied) Listed in dissent's citations regarding standing/related Fourth Amendment principles. The dissent cited it as related authority; the majority opinion does not describe a specific application from Nabors.
United States v. Adamo, 742 F.2d 927 (6th Cir. 1984) Cited in dissent's list of authorities relevant to standing and Fourth Amendment analysis. The dissent referenced this case; the majority opinion does not articulate a distinct application of Adamo.
Katz v. United States, 389 U.S. 347 (1967) Foundational Fourth Amendment reasonable expectation of privacy principles. Cited by the dissent to frame privacy analysis; majority applied related expectation-of-privacy concepts but did not rest on Katz alone.
Hester v. United States, 265 U.S. 57 (1924) Discusses open fields doctrine vs. curtilage; cited in dissent footnotes. Cited by the dissent as background authority; the majority relied on Oliver for curtilage analysis.
Boyd v. United States, 116 U.S. 616 (1886) Historical Fourth Amendment principles; cited in dissent footnotes. Cited in the dissent's authority list; no discrete application described in majority opinion.
United States v. Roberts, 747 F.2d 537 (9th Cir. 1984) Cited in dissent's survey of informant-tip cases. Referenced by the dissent; the opinion does not state a particular application from Roberts in the majority's analysis.
United States v. Hoskins, 735 F.2d 1006 (6th Cir. 1984) Cited in the dissent's discussion of related Fourth Amendment authority. Cited by the dissent; no discrete application in the majority opinion is articulated.
United States v. Reed, 733 F.2d 492 (8th Cir. 1984) Cited in dissent's discussion of informant reliability and probable cause frameworks. Cited by the dissent; majority did not analyze Reed explicitly in its reasoning.
United States ex rel. Saiken v. Bensinger, 546 F.2d 1292 (7th Cir. 1976) Cited in dissent's list of authorities on Fourth Amendment principles. Referenced in dissent; no specific application detailed by the majority.
United States v. Stroble, 431 F.2d 1273 (6th Cir. 1970) Cited in dissent's authority list concerning Fourth Amendment law. Mentioned by the dissent; the majority did not rely on Stroble for its holdings.
Wattenburg v. United States, 388 F.2d 853 (9th Cir. 1968) Cited in dissent's list of precedents. Referenced by the dissent; no discrete majority application described.
United States v. Potts, 297 F.2d 68 (6th Cir. 1961) Cited among dissent authorities. Mentioned by the dissent; majority did not rely upon it in analysis.
Care v. United States, 231 F.2d 22 (10th Cir. 1956) Cited in dissent's authority compendium. Referenced in the dissent; the majority opinion does not describe its application.
United States v. Nigro, 727 F.2d 100 (6th Cir. 1984) Discusses consideration of informant tips under Gates; referenced by dissent. Used by the dissent to frame how Gates was applied in this circuit; majority relied directly on Gates itself.
United States v. Arenal, 768 F.2d 263 (8th Cir. 1985) Discusses how corroboration of some facts increases confidence in other assertions by an informant. Cited by the dissent as part of the broader discussion of tip corroboration; majority found corroboration sufficient in this case.
United States v. Marin, 761 F.2d 426 (7th Cir. 1985) Cited about informant-tip corroboration principles. Referenced in dissent's discussion of Gates-related cases; majority applied Gates to the facts here.
United States v. Strand, 761 F.2d 449 (8th Cir. 1985) Cited concerning corroboration and evaluation of informant reliability. Referenced in the dissent's survey; the majority concluded corroboration existed here.
Worthington v. United States, 726 F.2d 1089 (6th Cir. 1984) (Contie, J., concurring) cited by dissent concerning Gates application. Referenced by the dissent; majority did not rely on Worthington in its analysis.
United States v. Francesco, 725 F.2d 817 (1st Cir. 1984) Cited in dissent's discussion of corroboration and informant tips. Mentioned by the dissent; the majority did not distinctly rely on this precedent.
United States v. Freitas, 610 F. Supp. 1560 (N.D. Cal. 1985) Cited by dissent as authority discussing informant reliability. Referenced in the dissent's authorities list; majority did not rely on it.
United States v. Freitas, 716 F.2d 1216 (9th Cir. 1983) Cited among cases about evaluation of affidavits and informant tips. Referenced by the dissent; majority used Gates as controlling standard.
United States v. Lambert, 771 F.2d 83 (6th Cir. 1985) Cited in dissent's discussion of Gates and magistrate deference. Referenced by the dissent in framing standards for magistrate deference; majority applied deference consistent with Ventresca/Gates.
United States v. Pritchard, 745 F.2d 1112 (7th Cir. 1984) Cited in dissent's listing of Gates-related authority. Referenced by the dissent; majority did not analyze Pritchard specifically.
United States v. Young, 745 F.2d 733 (2d Cir. 1984) Cited regarding magistrate deference and Gates principles. Referenced by the dissent; majority applied Gates directly to the affidavit.
United States v. Savoca, 739 F.2d 220 (6th Cir. 1984) Cited with respect to magistrate deference and good-faith analysis. Used by the dissent in discussing how courts evaluate affidavits and officer good faith; the majority cited analogous deference principles.
United States v. Jenkins, 728 F.2d 396 (6th Cir. 1984) Cited among Gates-related and magistrate-deference cases. Referenced in dissent; majority applied Gates and Ventresca principles without invoking Jenkins specifically.
United States v. Ross, 713 F.2d 389 (8th Cir. 1983) Cited in dissent's catalogue of cases discussing probable cause and scrutiny of affidavits. Referenced in dissent; not specifically applied by the majority beyond general reliance on established standards.
United States v. Leon, ___ U.S. ___, 104 S.Ct. 3405 (1984) Establishes the good-faith exception to exclusionary rule where officers act with objective good faith reliance on a magistrate-issued warrant. The dissent relied on Leon to evaluate whether exclusion was appropriate; dissent argued officers lacked objective good faith given alleged infirmities of the affidavit. The majority did not deem exclusion appropriate because it found the warrant supported probable cause.
United States v. Loggins, 777 F.2d 336 (6th Cir. 1985) Cited as an example where a warrant could be invalid despite magistrate deference if analysis was improper. Cited by the dissent in discussing limits on magistrate deference; majority nevertheless upheld magistrate determination here.
United States v. Stanert, 762 F.2d 775 (9th Cir. 1985) Affidavit review limited to the "four corners" of the affidavit when assessing probable cause. The dissent cited Stanert for the proposition that review is limited to the affidavit. The majority referenced the affidavit's contents and corroborative investigation when assessing probable cause.
United States v. Settegast, 755 F.2d 1117 (5th Cir. 1985) Addresses when tips must be excised if lacking indicia of reliability. The dissent invoked Settegast to contend that the tips amounted to mere conclusions and should be excised; the majority disagreed, finding corroboration and prior informant reliability.
United States v. Marsh, 747 F.2d 7 (1st Cir. 1984) Cited in dissent's list of cases on affidavit sufficiency. Referenced by the dissent; majority did not rely on Marsh in its analysis.
United States v. Thomas, 757 F.2d 1359 (2d Cir.) Cited for the proposition that the Fourth Amendment requires evidence reasonably to believe evidence will be present at the specific time and place of the search. The dissent invoked Thomas regarding timeliness and nexus; the majority rejected a hypertechnical staleness challenge and found no indication of stale information.
United States v. Gant, 759 F.2d 484 (5th Cir.) Cited for establishing that the nexus between place searched and evidence may be established by normal inferences and for burden-related points on good faith. The dissent cited Gant on burden of proof regarding objective good faith; the majority relied on "fair probability" nexus reasoning to uphold interior search authorization.
United States v. Morgan, 743 F.2d 1158 (6th Cir. 1984) Affirms that the privacy of the home receives strong protection. The dissent cited Morgan to stress the home’s high degree of protection; the majority nonetheless concluded probable cause and authorization to search interior existed here.
United States v. Rosenbarger, 536 F.2d 715 (6th Cir. 1976) Cited to support that probable cause in the past is inadequate for issuance of a search warrant (staleness principle). The dissent invoked Rosenbarger to argue that the affidavit failed to show timeliness; the majority rejected a hypertechnical staleness objection given the affidavit's language and corroboration.
Sgro v. United States, 287 U.S. 206 (1932) Staleness principle: proof must be closely related in time to warrant issuance to justify probable cause. Cited by the dissent in support of timeliness requirement; majority found no indication of staleness here.
Brown v. Illinois, 422 U.S. 590 (1975) (Powell, J., concurring) Quoted by Leon regarding affidavits "so lacking in indicia of probable cause as to render official belief ... entirely unreasonable." Referenced in the dissent's Leon discussion; used to argue that the affidavit here lacked indicia of probable cause rendering officers' reliance unreasonable (dissent's position).
United States v. Hendricks, 743 F.2d 653 (9th Cir. 1984) Cited by dissent on burden of proof for objective good faith. Referenced by the dissent for procedural burdens in good-faith inquiries; majority found probable cause and did not reach an exclusionary-rule denial based on Leon concerns.

Court's Reasoning and Analysis

The majority opinion, delivered by Chief Judge Lively, addressed the dispute in discrete analytical steps:

  1. Standing/Person Aggrieved: The court applied Rakas and related authority to determine whether defendant Smith could challenge the search. The court concluded Smith failed to establish a legitimate expectation of privacy in Helton's basement or a property/possessory interest in the premises or the seized marijuana. The court noted the burden to produce evidence in support of suppression rested on the challenger and that Smith did not testify at the suppression hearing to establish such an expectation. Accordingly, Smith lacked standing to contest the search and seizure.
  2. Probable Cause for the Warrant: Using Illinois v. Gates and the "totality of the circumstances" approach, the court reviewed the affidavit and the corroborative investigation. Although the informant's tip alone was insufficient, the court found that: (a) the informant had proven reliable in an earlier case (as stated in the opinion), and (b) Detective Stewart's independent observation of a very large marijuana plant beside the residence corroborated the informant's assertion concerning Helton. The court emphasized deference to the issuing state judge—applying Ventresca's commonsense standard—and concluded the magistrate had a substantial basis to find probable cause. The Sixth Circuit's prior decision in Algie was cited as consistent with this conclusion.
  3. Curtilage and Observational Entry: Helton argued that Stewart's driving up his driveway and observing the plant invaded the curtilage and violated the Fourth Amendment. The court analyzed curtilage under Oliver, noting that curtilage is defined by expectations of privacy, not mere proximity to the home. The court found that on these facts the area was open, unenclosed, visible, and accessible from the public highway; there were no "no trespassing" signs or other efforts to screen the area. The majority concluded Helton had no reasonable expectation of privacy in the area where the large plant grew and therefore Stewart's entry and observation were lawful. Relevant circuit and other authorities (Ventling, Humphries, Magana, Lace) were cited as supportive analogies emphasizing accessibility and visibility.
  4. Authority to Search Interior of Residence: The court addressed Helton's contention that the warrant did not authorize interior searches. The warrant described the premises as "the Eric Helton residence" — a single-story dwelling and outbuildings — and the affidavit stated Helton was "producing" marijuana. The majority rejected a hypertechnical reading of the affidavit (citing Ventresca), explained that "producing" suggested ongoing activity beyond mere past cultivation, and observed that officers had seen multiple plants around the house. Considering the totality of information available to officers, the court found at least a "fair probability" that evidence would be discovered inside the home; thus, the warrant authorized entry and seizure of marijuana found in the basement.
  5. Conclusion and Deference: Summing up, the majority deferred to the magistrate's probable-cause determination (within limits articulated by Gates and Ventresca) and concluded the warrant was supported by probable cause, the driveway observation was lawful, Smith lacked standing, and the search and seizure of marijuana from the house were lawful. The district court's denial of the suppression motion was affirmed.

Holding and Implications

Holding: The judgment of the district court is AFFIRMED.

Implications:

  • Direct effect on the parties: The denial of the defendants' motion to suppress evidence was upheld; the conditional guilty pleas (reserving the right to appeal suppression) stand consistent with the district court's ruling and this affirmance.
  • Probable-cause analysis: The court reaffirmed that informant tips must be evaluated under Gates' "totality of the circumstances" and that corroboration plus evidence of prior informant reliability can supply the necessary indicia of probable cause to support a warrant.
  • Curtilage/accessibility nuance: The opinion emphasizes that curtilage protection depends on reasonable expectations of privacy shaped by accessibility and visibility; unenclosed, plainly visible areas adjacent to a home may not receive curtilage protection for purposes of suppression challenges.
  • No new broad precedent announced: The court applied existing Supreme Court and circuit precedents (e.g., Gates, Ventresca, Oliver) and did not purport to create a new doctrinal rule beyond those applications.

Separate/Dissenting View (Judge Contie)

Judge Contie agreed with the majority on two points: (1) that Smith lacked standing and (2) that Officer Stewart's entry onto the driveway did not violate the Fourth Amendment. However, he dissented because he concluded the affidavit was constitutionally insufficient to establish probable cause to search the interior of Helton's home. The dissent argued that:

  • The affidavit failed to show the timeliness of the informant's information and lacked sufficient detail about the informant's basis of knowledge and demonstrable reliability within the four corners of the affidavit.
  • Even if Stewart's observation justified investigation of the exterior area, the affidavit (absent the informant's tip) would not have supplied probable cause to search inside the home, and the tip as presented was too vague to support interior search authority.
  • Based on Leon, the dissent asserted that exclusion of the interior-obtained evidence was appropriate because a reasonably well-trained officer should have known the affidavit did not support probable cause for an interior search; the dissent would reverse the district court judgment on that basis.

Note: This summary is strictly confined to the information contained in the provided opinion. No facts, holdings, or applications have been inferred beyond what the opinion text states.

UNITED STATES OF AMERICA, PLAINTIFF-APPELLEE, v. GREGORY KEITH SMITH (85-5518), ERIC ROSS HELTON (85-5519), DEFENDANTS-APPELLANTS.

LIVELY, Chief Judge.

This is a search and seizure case in which the defendants contend that an affidavit for a search warrant was defective and that under the circumstances of this case a search warrant for defendant Helton's "premises" did not authorize a search inside his residence. Both defendants entered conditional pleas of guilty to charges of possession of marijuana, reserving the right to appeal from the judgment for review of the district court's denial of their motion to suppress evidence seized during the search of Helton's residence. Rule 11(a)(2), Fed.R.Crim.P.

I.

On August 21, 1984 a Kentucky State Police detective presented an affidavit for a search warrant to a state district judge. The affidavit stated that the detective had "reasonable and probable grounds to believe" that marijuana "is now on the premises known . . . as Eric Helton, residence," and the location and a particular description of the Helton property were given. The basis of the affiant's belief then was set forth:

On the 20th day of August, 1984, at approximately 5:00 p.m., the affiant received information from a reliable informant that Eric Helton was producing marijuana at his residence.
Acting on the information received, affiant conducted the following independent investigation: On August 21, 1984 at 11:30 A.M. Detective William Stweart [sic] observed a marijuana plant growing beside the residence of Eric Helton.

The judge issued a search warrant for the premises as described in the affidavit and for any vehicle located on the premises. Detective Campbell, who made the affidavit, Detective Stewart, who provided the information about the growing marijuana plant, and two other state officers executed the warrant. The officers found a number of marijuana plants growing near the Helton house and, after entering the house, found a marijuana nursery in the basement. There were many plants growing in the basement, along with a mechanical device for turning lights on and off and for activating a watering system. The defendant Smith was sitting on a couch in the basement when the officers entered. The return on the warrant stated that the officers "destroyed by burning" marijuana plants having a value in excess of $75,000 growing inside and outside the Helton residence.

After pleading not guilty to an indictment charging them with manufacturing and possessing marijuana with intent to distribute, the defendants were permitted to enter conditional guilty pleas to a superseding information charging them with simple possession of one pound of marijuana.

II.

The district court held a hearing on the defendants' motion to suppress marijuana taken from the basement of the Helton residence. Detectives Campbell and Stewart were the only witnesses. Detective Campbell testified that an informant gave him two tips concerning marijuana. The first tip related to marijuana growing in a garden, and investigation proved the information accurate. On August 20th the informant told Campbell that Helton was growing marijuana in his basement and that there was a large marijuana plant growing by the front door of Helton's house. Campbell requested Stewart to investigate and report to him. Stewart called Campbell by radio and reported that he had checked the residence and found that the "traffic" was there. "Traffic" was a prearranged code word for marijuana. Sgt. Scott of the Kentucky State Police, who went to the Helton residence with Stewart, called Campbell by telephone and said that he and Stewart had seen a large marijuana plant growing close to the front porch of the Helton home.

Detective Stewart testified that the Helton residence was in a rural area, though there were quite a few houses in the neighborhood. After locating the Helton place Stewart turned off the highway and drove up the driveway 75 or 100 yards to the Helton house. There was a wire fence along the highway, but the driveway was open and there were no obstructions between the road and the house. Stewart said that when he reached the house he saw a marijuana plant about seven feet tall and four feet in diameter at its widest point growing within a foot or two of the house.

After sighting the plant Stewart backed his pickup truck away from the house and radioed his report to Campbell. Stewart testified that he could not have seen the plant from the highway with the naked eye, but "probably" could have seen it with binoculars. Detective Campbell estimated the distance from the road to the house as 80 yards. He also testified that there were no "no trespassing" signs and no obstructions either to seeing the area where the large marijuana plant and other smaller ones were growing, or to proceeding directly up the driveway to the house.

After the hearing concluded the district court requested briefs from the parties. In denying the motion to suppress, the district court found that Smith lacked standing and that the affidavit for the search warrant was sufficient for a probable cause determination by the state judge. The district court found that the warrant permitted the officers to search the interior of the house as well as the surrounding area. The court ruled specifically that, even though the large marijuana plant was growing within the curtilage, Helton had no reasonable expectation of privacy in the driveway, and that once the officers traversed the driveway to the area near the house the marijuana plant was in "open view."

III. A.

We agree with the district court that the defendant Smith was not a person aggrieved by the search and seizure in this case. This is so because he did not establish a legitimate expectation of privacy with respect to his presence in Helton's basement and he asserted no property or possessory interest in the place searched or the marijuana that was seized. The Supreme Court has made these factors determinative of whether a person is aggrieved by a search and seizure. Rakas v. Illinois, 439 U.S. 128, 148, 99 S.Ct. 421, 432, 58 L.Ed.2d 387 (1978). The burden of production and persuasion rests on the person seeking to suppress evidence. United States v. Arboleda, 633 F.2d 985, 989 (2d Cir. 1980). Smith could have testified at the suppression hearing in support of his claim, but did not do so. Any testimony by Smith at that hearing could not have been admitted as evidence of guilt at the trial. Simmons v. United States, 390 U.S. 377, 394, 88 S.Ct. 967, 976, 19 L.Ed.2d 1247 (1968). The fact that Smith was in possession of marijuana at the time of the search did not establish a legitimate expectation of privacy in the area searched. United States v. Salvucci, 448 U.S. 83, 85, 100 S.Ct. 2547, 2549, 65 L.Ed.2d 619 (1980). His presence is totally unexplained and the record discloses no facts which entitle him to object to the search.

B.

Though sketchy, the affidavit in this case appears to satisfy the "totality of the circumstances" test established by the Supreme Court in Illinois v. Gates, 462 U.S. 213, 103 S.Ct. 2317, 76 L.Ed.2d 537 (1983). The informant's tip alone would not have been sufficient. Id. at 227, 103 S.Ct. at 2324. However, the investigation of the tip did corroborate what Detective Campbell had been told. The informant's reliability had been established in an earlier case and Stewart's observations verified the apparent accuracy of the information concerning Helton. Our duty is to "ensure that the magistrate had a `substantial basis for . . . conclud[ing]' that probable cause existed." Id. at 238-39, 103 S.Ct. at 2324-25 (citation omitted). According due deference to the state judge's determination in this case, and testing and interpreting the affidavit in a "commonsense and realistic fashion," United States v. Ventresca, 380 U.S. 102, 108, 85 S.Ct. 741, 745, 13 L.Ed.2d 684 (1965), we conclude that the warrant was supported by probable cause. United States v. Algie, 721 F.2d 1039, 1041 (6th Cir. 1983).

As noted, the informant's tip would not have been sufficient without verification. The defendants contend the verification should not have been considered because Stewart conducted an unlawful search when he drove into the Helton driveway and observed the large marijuana plant growing next to his house. Helton argues that he had a reasonable expectation of privacy in his driveway and the curtilage of his house. The Supreme Court recognized in Oliver v. United States, 466 U.S. 170, 104 S.Ct. 1735, 1742, 80 L.Ed.2d 214 (1984), that the common law considered the curtilage part of the house itself and that the courts have extended Fourth Amendment protection to the curtilage. However, the curtilage is defined not merely by location, but "by reference to the factors that determine whether an individual reasonably may expect that an area immediately adjacent to the home will remain private." Id. (citations omitted).

When Stewart drove into the driveway there were no obstructions indicating any attempt to limit access to the area around the house. No effort had been made to screen off or enclose the area where the marijuana plants were growing. Except for the distance from the house, there was no apparent difference between the area where the large plant was observed and the cow pasture which the driveway crossed, and other open fields.

In United States v. Ventling, 678 F.2d 63 (8th Cir. 1982), an officer drove into the driveway of a residence in a rural area. While in the driveway he observed tire tracks and parked equipment which could have been used in unlawful activities he was investigating. He photographed some of the tracks beside the driveway to compare them with tracks at the scene of the illegal activities. The photographs and observations were used in obtaining a search warrant, and the defendant filed a motion to suppress. Noting that the driveway and the area around the front porch where the observations and photographs were made were in public view, the court denied the motion. Id. at 66. The asserted expectation of privacy was found unreasonable under those circumstances.

The court reached a similar conclusion in United States v. Humphries, 636 F.2d 1172, 1179 (9th Cir. 1980), cert. denied, 451 U.S. 988, 101 S.Ct. 2324, 68 L.Ed.2d 846 (1981), where an officer drove into a residential driveway to check the license number on a parked car. The automobile was visible from the street and the driveway was not enclosed in any way. Under these circumstances the court held that the officer's entry and identification did not violate any reasonably held expectation of privacy.

Whether a driveway is protected from entry by police officers depends on the circumstances. The fact that a driveway is within the curtilage of a house is not determinative if its accessibility and visibility from a public highway rule out any reasonable expectation of privacy. United States v. Magana, 512 F.2d 1169, 1171 (9th Cir. 1975). The factors of accessibility and visibility were also found determinative in a decision upholding surveillance of an area between a house, garage and barn on a seventy-acre tract. See United States v. Lace, 669 F.2d 46, 50 (2d Cir. 1982).

We conclude that Helton had no reasonable expectation of privacy in the area where the large marijuana plant was observed. Though the Supreme Court recognized in Oliver that the Fourth Amendment protects the curtilage, as opposed to open fields, from intrusions by law enforcement officers, for this purpose the curtilage is not defined by its physical location. Instead, it exists in that area around a dwelling that is "the setting for those intimate activities that the Amendment is intended to shelter from government interference or surveillance." 104 S.Ct. at 1741. Growing large plants in a totally unobstructed and open area is not one of those "intimate activities" whose presence defines the curtilage for Fourth Amendment purposes.

The cases relied upon by the defendants do not support a different conclusion. In United States v. Van Dyke, 643 F.2d 992 (4th Cir. 1981), decided before Oliver, the officers had entered areas near a residence and within an "exclusionary fence" about 150 feet from the house, where there were clear manifestations of an expectation of privacy which the court found reasonable. Not every entry on private property by police officers is a Fourth Amendment violation even if there is an encroachment upon the curtilage. United States v. Jackson, 585 F.2d 653, 660 (4th Cir. 1978). Only if there is a reasonable expectation of privacy, as measured by the Oliver standard, is the Fourth Amendment implicated. We conclude that Detective Stewart and Sgt. Scott did not violate Helton's right to privacy by entering the driveway and proceeding to the area of the residence.

IV.

In executing the warrant the officers entered the house and went to the basement. Detective Campbell testified that the informant told him that Helton was growing marijuana in his basement and had a big plant by the front door at his home. The only information Campbell put on the affidavit, however, was that the informant told him Eric Helton was producing marijuana at his residence. Helton makes two arguments with respect to the search of the house. First, he contends the affidavit did not establish probable cause because it did not specify when marijuana was being grown. He asserts that since the informant said he "was" growing marijuana, this could have referred to any time in the past and did not provide probable cause to believe the plants were being grown at the time the warrant was issued. We believe this is just the sort of hypertechnical reading of an affidavit that Ventresca forbids. If the informant said to Campbell "is growing," Campbell, in putting the tip into an affidavit the following day would have used "was growing." Before reciting the basis of his belief, Campbell had already stated in his affidavit that he had reason to believe marijuana "is now" on the Helton premises. There is no indication that the warrant was based on stale information.

Helton's second contention is that the warrant did not authorize the officers to search the interior of the house. This argument overlooks the fact that the warrant commanded them to search the premises known as the Eric Helton residence, which was described as "a single story red brick dwelling and any out buildings located on said premises." The affidavit stated that Helton was "producing," not just growing, marijuana. Presumably, "producing" referred to some activity beyond growing plants. Detective Campbell testified that he saw nine or ten other marijuana plants growing in the vicinity of the house, in addition to the large plant previously reported by Detective Stewart. Under all the circumstances we conclude that the search warrant authorized the officers to enter the Helton residence and seize the marijuana that was the subject of the suppression motion. Based on the totality of circumstances known to the officers, there was at least a "fair probability" that further evidence of criminal activity would be found inside the house. United States v. Algie, 721 F.2d at 1041.

The judgment of the district court is affirmed.

[21] CONTIE, Circuit Judge, dissenting.

I agree with the majority that appellant Smith lacks standing to challenge the search of appellant Helton's residence, and that the entry by Officer Stewart onto Helton's driveway did not violate the Fourth Amendment. However, because I believe that our Constitution requires, under the facts of this case, that the state demonstrate probable cause prior to conducting a search of a citizen's home, and that the failure to demonstrate such requires exclusion of the illegally obtained evidence, I dissent.

See also United States v. Nabors, 761 F.2d 465, 468 (8th Cir.), cert. denied, ___ U.S. ___, 106 S.Ct. 148, 88 L.Ed.2d 123 (1985); United States v. Adamo, 742 F.2d 927, 947 (6th Cir. 1984), cert. denied, ___ U.S. ___, 105 S.Ct. 971, 83 L.Ed.2d 975 (1985).

See also Katz v. United States, 389 U.S. 347, 351, 88 S.Ct. 507, 511, 19 L.Ed.2d 576 (1967); Hester v. United States, 265 U.S. 57, 59, 44 S.Ct. 445, 446, 68 L.Ed. 898 (1924); Boyd v. United States, 116 U.S. 616, 630, 6 S.Ct. 524, 532, 29 L.Ed. 746 (1886); United States v. Roberts, 747 F.2d 537, 541-42 (9th Cir. 1984); United States v. Hoskins, 735 F.2d 1006 (6th Cir. 1984); United States v. Reed, 733 F.2d 492, 501 (8th Cir. 1984); United States v. Jackson, 585 F.2d 653, 659-60 (4th Cir. 1978); United States ex rel. Saiken v. Bensinger, 546 F.2d 1292 (7th Cir. 1976), cert. denied, 431 U.S. 930, 97 S.Ct. 2633, 53 L.Ed.2d 245 (1977); United States v. Stroble, 431 F.2d 1273, 1276 (6th Cir. 1970); Wattenburg v. United States, 388 F.2d 853, 857 (9th Cir. 1968); United States v. Potts, 297 F.2d 68, 69 (6th Cir. 1961); Care v. United States, 231 F.2d 22, 25 (10th Cir.), cert. denied, 351 U.S. 932, 76 S.Ct. 788, 100 L.Ed. 1461 (1956).

I.

Consideration of informants' tips in the context of probable cause determinations was reviewed in Illinois v. Gates, 462 U.S. 213, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983), where the Court rejected rigid application of the "reliability" and "basis of knowledge" prongs of the Aguilar/Spinelli test in favor of evaluating such tips in the "totality of the circumstances." See United States v. Nigro, 727 F.2d 100, 103-04 (6th Cir. 1984). Under Gates, "a deficiency in one [element] may be compensated for, in determining the overall reliability of a tip, by a strong showing as to the other, or by some other indicia of reliability." 462 U.S. at 233, 103 S.Ct. at 2329. Accordingly, information from an informant with a record for reliability might be credited despite lack of evidence regarding the informant's basis of knowledge, while, likewise, a detailed tip indicating the means by which it was acquired might also be credited even in the absence of evidence of reliability. A tip's reliability may also be established through corroboration of the details of the tip by independent information. Id. at 241-43, 103 S.Ct. at 2333-34. That an informant is accurate with respect to the corroborated facts, makes it more likely that the informant is accurate with respect to other information communicated. See generally United States v. Arenal, 768 F.2d 263, 266-67 (8th Cir. 1985); United States v. Marin, 761 F.2d 426, 430-32 (7th Cir. 1985); United States v. Strand, 761 F.2d 449, 452 (8th Cir. 1985); Worthington v. United States, 726 F.2d 1089, 1094 (6th Cir. 1984) (Contie, J., concurring), cert. denied, ___ U.S. ___, 105 S.Ct. 109, 83 L.Ed.2d 53 (1984); United States v. Francesco, 725 F.2d 817, 823 (1st Cir. 1984); United States v. Freitas, 610 F. Supp. 1560, 1566 (N.D.Cal. 1985).

However, "after-the-fact scrutiny by courts of the sufficiency of an affidavit should not take the form of de novo review. A magistrate's `determination of probable cause should be paid great deference by reviewing courts.'" Gates, 462 U.S. at 236, 103 S.Ct. at 2331. Further, "probable cause requires only a probability or substantial chance of criminal activity. . . ." Id. at 244 n. 13, 103 S.Ct. at 2335 n. 13. "An affidavit must provide the magistrate with a substantial basis for determining the existence of probable cause. . . ." Id. at 239, 103 S.Ct. at 2332.

The task of the issuing magistrate is simply to make a practical, commonsense decision whether, given all the circumstances set forth in the affidavit before him, including the "veracity" and "basis of knowledge" of persons supplying hearsay information, there is a fair probability that contraband or evidence of a crime will be found in a particular place. And the duty of a reviewing court is simply to ensure that the magistrate had a "substantial basis for . . . conclud[ing]" that probable cause existed.

Id. at 238-39, 103 S.Ct. at 2332-33; United States v. Lambert, 771 F.2d 83, 92-93 (6th Cir. 1985); United States v. Pritchard, 745 F.2d 1112, 1120-21 (7th Cir. 1984); United States v. Young, 745 F.2d 733, 757-58 (2d Cir. 1984), cert. denied, ___ U.S. ___, 105 S.Ct. 1842, 85 L.Ed.2d 142 (1985); United States v. Savoca, 739 F.2d 220, 224 (6th Cir. 1984); United States v. Jenkins, 728 F.2d 396, 398 (6th Cir. 1984); United States v. Freitas, 716 F.2d 1216, 1225 (9th Cir. 1983); United States v. Ross, 713 F.2d 389, 393 (8th Cir. 1983).

The deference accorded the magistrate is not without limits, for "[a] sworn statement of an affiant that `he has cause to suspect and does believe that' liquor illegally brought into the United States is located on certain premises will not do" and "[a]n officer's statement that `[a]ffiants have received reliable information from a credible person and believe' that heroin is stored in a home, is likewise inadequate." 462 U.S. at 239, 103 S.Ct. at 2332.

Sufficient information must be presented to the magistrate to allow that official to determine probable cause; his action cannot be a mere ratification of the bare conclusions of others. In order to ensure that such an abdication of the magistrate's duty does not occur, courts must continue to conscientiously review the sufficiency of affidavits on which warrants are issued.

Id. However, "[e]ven if the warrant application was supported by more than a `bare bones' affidavit, a reviewing court may properly conclude that, notwithstanding the deference that magistrates deserve, the warrant was invalid because the magistrate's probable cause determination reflected an improper analysis of the totality of the circumstances." United States v. Leon, ___ U.S. ___, 104 S.Ct. 3405, 3417, 82 L.Ed.2d 677 (1984). See United States v. Loggins, 777 F.2d 336, 338 (6th Cir. 1985); United States v. Stanert, 762 F.2d 775, 782 (9th Cir. 1985), modified, 769 F.2d 1410 (9th Cir. 1985); United States v. Settegast, 755 F.2d 1117, 1121 (5th Cir. 1985); United States v. Marsh, 747 F.2d 7, 11 (1st Cir. 1984).

The Fourth Amendment requires that there "be enough evidence reasonably to believe that evidence of illegal activity will be present at the specific time and place of the search." United States v. Thomas, 757 F.2d 1359, 1367 (2d Cir.), cert. denied, ___ U.S. ___, 106 S.Ct. 66, 67, 88 L.Ed.2d 54 (1985). "[T]he nexus between the place to be searched and the evidence sought may be established through normal inferences about the location of the evidence." United States v. Gant, 759 F.2d 484, 488 (5th Cir.), cert. denied, ___ U.S. ___, 106 S.Ct. 149, 88 L.Ed.2d 123 (1985). Further, "[i]n reviewing the validity of a search warrant, a court is limited to the information and circumstances contained within the four corners of the underlying affidavit." Stanert, 762 F.2d at 778.

In this case, the affidavit read in full:

On the 20th day of August, 1984, at approximately 5:00 p.m., affiant received information from a reliable informant that Eric Helton was producing marijuana at his residence.
On August 21, 1984 at 11:30 a.m. Detective William Stewart observed a marijuana plant growing beside the residence of Eric Helton.

The district court rejected Helton's challenge to the sufficiency of the affidavit.

Here the information received from the informant . . . was not as precise as it should have been both in regard to the time when Helton was producing marijuana and as to being more specific to support the reliability of the informant. However, such information was corroborated and verified by the independent investigation of Detective Stewart. The investigation disclosed that the informant's information was accurate and reliable and that Helton was in fact at the time of the date of affidavit producing marijuana at his residence.

The court concluded that "on the face of the affidavit the magistrate could reasonably find that there was probable cause to search the Helton premises including the inside of the residence with the `fair probability' that contraband would be found by the search." On appeal, appellant contends that (1) there was no indication of the timeliness of the informant's information, (2) there was no probable cause to search inside the home, and (3) the affidavit failed to indicate why the informant was reliable.

This court has clearly stated that "probable cause existing at some time in the past will not suffice for the issuance of a search warrant." United States v. rosenbarger, 536 F.2d 715, 719 (6th Cir. 1976), cert. denied, 431 U.S. 965, 97 S.Ct. 2920, 53 L.Ed.2d 1060 (1977). See Sgro v. United States, 287 U.S. 206, 210, 53 S.Ct. 138, 140, 77 L.Ed. 260 (1932) ("it is manifest that the proof must be of facts so closely related to the time of the issue of the warrant as to justify a finding of probable cause at that time.") The affidavit in this case fails to indicate when the informant learned of Helton's alleged production or when such production had or was taking place. While the affidavit's failure to indicate the time frame within which the tip is applicable may not alone preclude a finding of probable cause, when considered in the totality of the circumstances with the affidavit's other infirmities, the absence of a time element detracts from the magistrate's probable cause conclusion.

We have recently reaffirmed that "the privacy of the home `deserve[s] the most scrupulous protection from governmental invasion.'" United States v. Morgan, 743 F.2d 1158, 1168 (6th Cir. 1984), cert. denied, ___ U.S. ___, 105 S.Ct. 2126, 85 L.Ed.2d 490 (1985), quoting United States v. Oliver, 466 U.S. 170, 104 S.Ct. 1735, 1741, 80 L.Ed.2d 214 (1984). The affidavit in issue is incredibly vague with respect to where the police reasonably expected to find the alleged evidence in the case. The affidavit indicates that Helton was "producing" "at his residence." The affidavit fails to indicate what "producing" or "at his residence" means. The tip does not indicate that Helton was growing marijuana in his basement, house, or yard. The tip provides no details nor the basis for the tipster's knowledge of the alleged production. The vague and broad nature of the tip, as related in the affidavit, provides no reasonable basis to believe that particular evidence is in any particular place.

The majority, while noting that "[t]he informant's tip alone would not have been sufficient," concludes that "the investigation of the tip did corroborate what Detective Campbell had been told. The informant's reliability had been established in an earlier case and Stewart's observations verified the apparent accuracy of the information concerning Helton." First, I note that "what Detective Campbell had been told" seems irrelevant since we evaluate the sufficiency of the affidavit at face value. Second, the affidavit fails to indicate how the informant's reliability had been established. Third, the tip is so vague, that it is meaningless to speak of the tip having been corroborated by Stewart's observation. Even if one might describe the tip as corroborated, the tip does not clearly indicate that marijuana was being produced in Helton's home, and, therefore, does not provide probable cause for a search of the house.

Finally, the affidavit gives no indication whatsoever regarding why the affiant deemed the informant in question reliable. The affidavit in this case is unlike those described in Gates in which a deficiency in evidence of reliability is cured by evidence regarding the basis of the informant's knowledge.

The tips furnished "nothing more than a conclusion that the defendant[s] had engaged in criminal conduct." . . . They wholly lack evidence either of the basis of the informant's knowledge or of the reliability of the informants, and, therefore, fall far short of the basis required by Gates. The tips must, therefore, be excised from the warrant, and the remaining allegations must stand alone to support the probable cause determination.

Settegast, 755 F.2d at 1121 n. 5. In the absence of the informant's "tip," it is clear that probable cause existed, on the basis of Stewart's observation, only to search around the house, rather than inside. Accordingly, the search of the house pursuant to a warrant not supported by probable cause violated the Fourth Amendment.

II.

The government argues, alternatively, that even if the evidence in question was obtained in violation of the Fourth Amendment, exclusion is not an appropriate remedy. The district court agreed, concluding that "[t]here is nothing in the record to indicate that the officers made any misrepresentations to the magistrate in reference to the affidavit or its contents."

The Court had made clear that the question of whether the Fourth Amendment was violated and whether exclusion is an appropriate remedy are separate questions. Leon, 104 S.Ct. at 3412; Strand, 761 F.2d at 455. Likewise, the Court has held that the sequence of the inquiries depends on "the exigencies of particular cases" and is entrusted to the court's discretion. Leon, 104 S.Ct. at 3422-23.

In Leon, the Court held that exclusion is inappropriate where an officer acts in objective good faith. Id. at 3420. "[T]he officer's reliance on the magistrate's probable cause determination and on the technical sufficiency of the warrant he issues must be objectively reasonable . . . and it is clear that in some circumstances the officer will have no reasonable grounds for believing that the warrant was properly issued." Id. at 3421 (footnotes omitted). "[O]ur good-faith inquiry is confined to the objectively ascertainable question whether a reasonably well-trained officer would have known that the search was illegal despite the magistrate's authorization." Id. at n. 23. "The objective standard we adopt, moreover, requires officers to have a reasonable knowledge of what the law prohibits." Id. at 3420 n. 20. The Court held, more specifically, that an officer does not act in good faith by relying on an affidavit "`so lacking in indicia of probable cause as to render official belief in its existence entirely unreasonable.'" Id. at 3422, quoting Brown v. Illinois, 422 U.S. 590, 611, 95 S.Ct. 2254, 2265, 45 L.Ed.2d 416 (1975) (Powell, J., concurring in part). In evaluating objective good faith, we consider "not only how well-established is the general legal principle involved but also how precisely the facts coincide with the cases applying that principle." United States v. Savoca, 761 F.2d 292, 298 n. 12 (6th Cir. 1985). The burden of proof on objective good faith rests on the government. Gant, 759 F.2d at 487; United States v. Hendricks, 743 F.2d 653, 656 (9th Cir. 1984), cert. denied, ___ U.S. ___, 105 S.Ct. 1362, 84 L.Ed.2d 382 (1985). See Leon, 104 S.Ct. at 3422.

That the officer may have convinced the magistrate, district judge, or members of the appellate panel that probable cause existed to support the warrant does not establish the officer's objective good faith. But see Leon, 104 S.Ct. at 3423. Such an analysis would give the magistrate the last word on the exclusion question.

Gates and the cases cited therein establish that vague, conclusory, uncorroborated, and unreliable anonymous tips simply cannot establish probable cause. A reasonably well-trained officer should have known that there was no probable cause to search inside the house. Therefore, the evidence gathered from such search should be excluded.

For the aforementioned reasons, the judgment of the district court should be reversed.

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UNITED STATES v. SMITH
(Feb 14, 1986)