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Smart Summary

Factual and Procedural Background

The defendant, Lars R. Berggren, was charged with motor vehicle homicide by negligent operation under G.L.c. 90, § 24G(b), following a high-speed motorcycle chase on March 29, 1983. Patrolman Michael Aselton of the Barnstable police department, while on radar duty, observed the defendant speeding and initiated a pursuit in a marked cruiser with activated warning devices. The defendant, aware of the police cruiser but fearing the loss of his license, did not stop and led the patrolman on a six-mile chase through various areas. During the pursuit, the patrolman lost control of his cruiser after braking over a roadway crown, causing the vehicle to slide and collide with a tree, resulting in his death. The defendant was unaware of the accident as he was about 100 yards ahead at the time, and no other vehicles were involved. The Barnstable police department determined the patrolman died in the line of duty. Procedurally, the District Court judge granted a joint motion to report a question of law regarding causation to the Appeals Court under Mass. R. Crim. P. 34. The Supreme Judicial Court transferred the case to itself on its own motion for resolution.

Legal Issues Presented

  1. Whether the stipulated facts suffice to support a conviction for motor vehicle homicide by negligent operation under G.L.c. 90, § 24G(b).
  2. What standard of causation applies in a prosecution under G.L.c. 90, § 24G(b) for homicide by negligent operation of a motor vehicle.

Arguments of the Parties

Defendant's Arguments

  • The defendant conceded negligence but disputed that his conduct legally caused the patrolman’s death.
  • He argued that because he was ahead and unaware of the accident, the death was not directly traceable to his actions.
  • The defendant suggested that the police officer or his superior were negligent in allowing the chase to continue at high speeds and that this alleged contributory negligence should be considered.
  • He contended that the causation theory applicable in criminal cases differs from proximate cause in tort law.

Commonwealth's Arguments

  • The Commonwealth maintained that the defendant’s high-speed chase foreseeably led to the patrolman’s death and that proximate cause as defined in tort law applies.
  • They argued that the defendant’s conduct was not a remote link but part of the natural and continuous sequence of events leading to the fatality.
  • They emphasized that contributory negligence by the officer would not excuse the defendant’s conduct under § 24G.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Commonwealth v. Jones, 382 Mass. 387 (1981) Ordinary negligence suffices to establish violation of § 24G. Supported the standard that ordinary negligence is sufficient for conviction under the statute.
Commonwealth v. Diaz, 19 Mass. App. Ct. 29 (1984) Appropriate principles of causation in negligent vehicular homicide are those from tort law. Guided the court to apply tort law proximate cause standard to criminal negligence in vehicular homicide.
Commonwealth v. Geisler, 14 Mass. App. Ct. 268 (1982) Principles of causation in negligence cases. Reinforced use of tort causation principles in criminal negligence context.
Commonwealth v. Burke, 6 Mass. App. Ct. 697 (1978) Application of negligence and causation principles. Supported the application of ordinary negligence and proximate cause standards.
Commonwealth v. Lang, 285 Pa. Super. 34 (1981) Criminal causation standard in motor vehicle homicide cases involving police pursuits. The court found this reasoning compelling, holding that the jury must decide if the defendant’s conduct directly caused the officer’s death, which was not a fortuitous event.
Commonwealth v. McLeod, 379 Mass. 727 (1985) Proximate cause standard in criminal negligence. Supported the conclusion that proximate cause as in tort law applies to negligent vehicular homicide.
Commonwealth v. Rhoades, 379 Mass. 810 (1980) Foreseeability and natural sequence in causation analysis. Used to show the defendant’s conduct was not a remote cause and that the death was a foreseeable consequence.
Commonwealth v. Campbell, 394 Mass. 77 (1985) Contributory negligence does not excuse conduct under § 24G. Rejected defendant’s argument that alleged police negligence excused his conduct.

Court's Reasoning and Analysis

The court analyzed whether the defendant's conduct in leading a high-speed police chase could legally be considered the cause of the patrolman’s death. It first confirmed that a finding of ordinary negligence suffices for conviction under G.L.c. 90, § 24G(b), and that the appropriate standard of causation is proximate cause as developed in tort law. The court rejected the defendant's argument that the causation theory in criminal cases differs from tort law for this offense, referencing Massachusetts precedents that support tort-based causation.

The court found that the defendant’s conduct—speeding at night on winding, narrow roads, knowingly evading the police for six miles—was not a remote link but part of the natural and continuous sequence leading to the patrolman’s death. The officer’s pursuit and the risk of serious injury or death were foreseeable consequences of the defendant’s actions. The court also rejected any suggestion that contributory negligence by the officer could absolve the defendant under § 24G.

Further, the court found persuasive the reasoning in Commonwealth v. Lang, where a similar high-speed chase resulted in an officer’s death, concluding that such causation questions are for the jury to decide. Accordingly, the court held that the stipulated facts would support a conviction if the jury found causation established under the proximate cause standard.

Holding and Implications

The court held that the proper standard of causation in a prosecution for motor vehicle homicide by negligent operation under G.L.c. 90, § 24G(b) is the proximate cause standard from tort law, and that the stipulated facts in this case are sufficient to support a conviction.

The direct effect of this decision is to clarify the causation standard applicable in negligent vehicular homicide cases in Massachusetts and to confirm that a defendant’s conduct leading to a police pursuit resulting in an officer’s death can satisfy this standard. The court did not establish new precedent beyond applying existing tort principles to the criminal statute but resolved a novel legal question to guide jury instructions and trial proceedings in this case.

COMMONWEALTH vs. LARS R. BERGGREN.

Motor Vehicle, Operation, Homicide. Proximate Cause.

In a prosecution under G.L.c. 90, § 24G ( b), for homicide by negligent operation of a motor vehicle, the standard of causation is the standard of proximate cause enunciated in the law of torts. [340] In a prosecution for homicide by negligent operation of a motor vehicle so as to endanger public safety, proof that the defendant, on his motorcycle, led a high-speed, nighttime chase during which the pursuing police officer lost control of his cruiser and was killed, would be sufficient to support a conviction under G.L.c. 90, § 24G ( b), where, in the circumstances, the officer's pursuit and the likelihood of serious injury were foreseeable consequences and where the death was a result of the natural and continuous sequence of events caused by the defendant's actions. [341]

LYNCH, J.

The defendant is awaiting trial before a jury of six in the Barnstable Division of the District Court on a complaint charging him with motor vehicle homicide by negligent operation of a motor vehicle so as to endanger public safety (G.L.c. 90, § 24G ( b) [1984 ed.]). The District Court judge granted the joint motion to "report an issue" to the Appeals Court pursuant to Mass. R. Crim. P. 34, 378 Mass. 905 (1979). We transferred the report here on our own motion.

He was also charged with operating negligently to endanger (G.L.c. 90, § 24), and failing to stop for a police officer G.L.c. 90, § 25). The stipulated facts also state that a complaint issued for failure to stay within marked lanes (G.L.c. 89, § 4A). Neither the docket nor the sworn complaint, however, indicates that a complaint issued for this fourth charge.

We summarize the stipulated facts. On March 29, 1983, about 8:28 P.M., Patrolman Michael Aselton of the Barnstable police department was on radar duty at Old Stage Road in Centerville. He saw the defendant's motorcycle speed by him and commenced pursuit in a marked police cruiser with activated warning devices. The defendant "realized a cruiser was behind him but did not stop because he was `in fear of his license.'" The pursuit lasted roughly six miles through residential, commercial and rural areas. At one point, the defendant had gained a 100 yard lead and crossed an intersection, continuing north. The patrolman's cruiser approached the intersection at about "76 m.p.h. minimal" and passed over a crown in the roadway which caused the patrolman to brake. The wheels locked and the cruiser slid 170 yards, hitting a tree. Patrolman Aselton died as a result of the impact. The defendant had no idea of the accident which had occurred behind him. "No other vehicles were in any way involved in the causation of the accident." The stipulation further states that the decision to terminate a high-speed chase "is to be made by the officer's commanding officer." No such decision to terminate the pursuit had been made at the time of the accident. The Barnstable police department determined that patrolman Aselton died in the line of duty.

We understand the report to raise the question whether the stipulated facts would be sufficient to support a conviction of motor vehicle homicide by negligent operation under G.L.c. 90, § 24G ( b). We hold that it is.

The report states: "A request is hereby made by the Commonwealth and the defendant to have the Court report an issue to the Appeals Court pursuant to Rule 34.
"ISSUE: Whether or not the Defendant `caused' the death, as a matter of law, under M.G.L. Chapter 90, Section 24G, where the [Defendant] was operating a motorcycle at high speeds through residential areas and the Officer, while pursuing the defendant, lost control of his cruiser and died as a result of colliding with a tree.
"REASON FOR REQUEST: It is the Commonwealth's and the defendant's position that the above issue presents a novel issue relative to causation in a criminal case and that this issue should be resolved prior to trial so that proper jury instructions may be framed for the trial of the defendant."

For the purposes of the report the defendant apparently concedes all of the elements of negligence except causation.

A finding of ordinary negligence suffices to establish a violation of § 24G. Commonwealth v. Jones, 382 Mass. 387, 389 (1981), and cases cited. Commonwealth v. Diaz, 19 Mass. App. Ct. 29, 36 (1984). See 20 A.L.R.3d 473, 476-479 (1968), and cases collected (A showing of ordinary negligence has generally been held or recognized as sufficient to convict an accused under a "vehicular negligent homicide statute" where [as in Massachusetts] the term "negligence" appears without qualification or modification). The Appeals Court has observed: "It would seem to follow that if the jury's task is to find ordinary negligence, then the appropriate principles of causation to apply are those which have been explicated in a large body of decisions and texts treating the subject in the context of the law of torts." Commonwealth v. Diaz, supra. See Commonwealth v. Geisler, 14 Mass. App. Ct. 268, 276 (1982); Commonwealth v. Burke, 6 Mass. App. Ct. 697, 699-700 n. 3 (1978). The defendant argues, however, that the "causation theory properly applied in criminal cases is not that of proximate cause." Commonwealth v. Lang, 285 Pa. Super. 34, 42-43 (1981), citing Commonwealth v. Root, 403 Pa. 571, 576-580 (1961), and Commonwealth v. Redline, 391 Pa. 486, 504-505 (1958). If this theory has any application in this Commonwealth (see Commonwealth v. McLeod, 379 Mass. 727, 735 [1985]; Commonwealth v. Rhoades, 379 Mass. 810, 824 [1980]), it does not apply to a charge of negligent vehicular homicide. We adopt instead the suggestion of the Appeals Court and conclude that the appropriate standard of causation to be applied in a negligent vehicular homicide case under § 24G is that employed in tort law.

The defendant essentially contends that since he was one hundred yards ahead of the patrolman's cruiser and was unaware of the accident, the resulting death of the patrolman cannot be viewed as directly traceable to the defendant's conduct. The defendant, however, was speeding on a motorcycle at night on roads which his attorney at oral argument before this court characterized as "winding" and "narrow." He knew the patrolman was following him, but intentionally did not stop and continued on at high speeds for six miles. From the fact that the defendant was "in fear of his license," it may reasonably be inferred that he was aware that he had committed at least one motor vehicle violation. Under these circumstances, the defendant's acts were hardly a remote link in the chain of events leading to the patrolman's death. Commonwealth v. Rhoades, supra at 824. The officer's pursuit was certainly foreseeable, as was, tragically, the likelihood of serious injury or death to the defendant himself, to the patrolman, or to some third party. The patrolman's death resulted from the "natural and continuous sequence" of events caused by the defendant's actions. Commonwealth v. McLeod, supra at 735-736.

The defendant suggests that a consideration of the chase route would "lead a reasonable person to conclude that the officer himself or his superior was foolhardy and negligent to allow the `chase' to go on at such length and at such speeds" and stresses the fact that no decision to terminate the chase had been made by the time of the accident. Any discussion of alleged contributory negligence is inapposite, since contributory negligence would not excuse the defendant's conduct under § 24G. See Commonwealth v. Campbell, 394 Mass. 77, 87 (1985).

We find the reasoning in Commonwealth v. Lang, 285 Pa. Super. 34 (1981), compelling. The court reversed the order of a trial court judge which had quashed an information charging the defendant with homicide by motor vehicle for the death of a police officer during a high speed chase. The defendant had been speeding on his motorcycle and attempting to evade arrest. The court held that it was for the jury to decide whether the defendant's conduct directly resulted in the officer's death when the officer's car hit a tree during the chase and was not a fortuitous or coincidental event, unrelated to a direct result of the defendant's conduct. This situation was distinguished from "drag racing" as one in which "two `civilians' had freely and voluntarily engaged in a race . . . here, we are dealing with one `civilian' and a police officer. Having observed Lang speeding, Officer Redding was duty-bound to pursue him, which duty arguably became more compelling with each Vehicle Code violation. In a sense, Officer Redding was bound as if by a chain to Lang's vehicle; and, at the speed Lang was travelling, it was foreseeable the chain would break, hurtling Officer Redding to his death. Lang knew or should have known that his actions, speeding and attempting to elude arrest, were likely to result in injury to someone: either to himself, to some innocent third party, or to the pursuing police officer. . . . a jury could reasonably conclude, beyond a reasonable doubt, that Lang's conduct directly resulted in Officer Redding's death and was not a fortuitous or coincidental event unrelated to the direct result of his conduct" (footnotes omitted, emphasis in original). Commonwealth v. Lang, supra at 44.

We conclude that the proper standard of causation for this offense is the standard of proximate cause enunciated in the law of torts. We further conclude that, should the jury find the facts as stipulated in the instant case, and should the only contested element of the offense of motor vehicle homicide by negligent operation be that of causation, these facts would support a conviction under G.L.c. 90, § 24G ( b).

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COMMONWEALTH v. BERGGREN
(Aug 26, 1986)