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Summary of Opinion: Darrell Farmer v. Richard McClure et al., No. 87-3657 (Ill. App. Ct., 1st Dist., June 28, 1988)

Factual and Procedural Background

Plaintiff Darrell Farmer was hired as an apprehensions specialist by the Illinois Department of Corrections (DOC) on December 17, 1984, and served a six-month probationary period after obtaining a qualifying examination score. Administrative rules required two written evaluations for six-month probationary employees: one at the end of the third month and another 15 days prior to the period's end. Plaintiff's first evaluation was favorable. In June 1985, plaintiff's second evaluation was changed to a negative form that he did not sign and that his immediate supervisor, Harold Thomas, disavowed as to content. Plaintiff received notice of discharge effective June 15, 1985, but also received a notice of certification dated June 17, 1985. Plaintiff requested a Civil Service Commission (CSC) hearing; the CSC dismissed for lack of jurisdiction, concluding plaintiff had been a probationary employee when dismissed.

Plaintiff filed a second amended verified complaint in the circuit court (four counts) seeking administrative review, reinstatement and back pay under state personnel rules and the union contract, damages for alleged political motivation, and mandamus relief. Following a bench trial, the circuit court entered judgment for plaintiff on the reinstatement and mandamus counts, ordering certification, restoration of benefits and full back pay, and enjoining enforcement of the discharge. Defendants (Richard McClure and Michael Tristano, Directors of Central Management Services (CMS)) appealed, presenting challenges to the mandamus count, sovereign immunity, and the scope of relief.

Legal Issues Presented

  1. Whether the mandamus count in plaintiff's complaint stated a cause of action (i.e., whether plaintiff alleged a clear right and whether approval of discharge was a discretionary act unsuitable for mandamus).
  2. Whether sovereign immunity barred the mandamus and injunctive relief sought (i.e., whether the suit was effectively against the State and thus within the Court of Claims' exclusive jurisdiction).
  3. Whether the mandamus and injunctive relief granted by the circuit court was erroneous (including whether the administrative rules were mandatory or merely directory and whether plaintiff had a right to comment on his evaluation under the rules).

Arguments of the Parties

Defendants' (Appellants') Arguments

  • The mandamus count failed to state a cause of action because plaintiff did not clearly allege a rule violation by McClure, did not show an undoubted right to the relief requested, and approval of a probationary discharge is discretionary and thus unsuitable for mandamus.
  • The mandamus and injunctive relief were barred by sovereign immunity because the relief sought was effectively against the State and therefore jurisdiction lay in the Court of Claims.
  • The administrative rules at issue were directory (not mandatory) and did not grant a statutory right for an employee to comment on evaluations; thus, violation of the timing or form requirements did not mandate the relief granted.

Plaintiff's (Appellee's) Arguments

  • CMS Director McClure failed to follow applicable administrative rules that required consideration of performance records and use of prescribed evaluation forms; plaintiff therefore had a clear right to relief and mandamus was appropriate to enforce those rules.
  • Plaintiff argued he became a certified employee effective June 17, 1985, and that notice of termination should be effective upon receipt; he sought certification, reinstatement, back pay and related relief to remedy procedural violations.
  • Plaintiff asserted that the procedural protections (timely evaluation, discussion, and opportunity to comment) guaranteed by the administrative rules were intended to ensure fair decisionmaking and were not discretionary or merely directory in a manner that would permit his discharge without those protections.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Walter v. Board of Education, 93 Ill.2d 101 Describes mandamus as extraordinary relief awarded in judicial discretion; mandamus applies when clear right, clear duty, and clear authority to comply exist. Used to frame the standard for granting mandamus and to support that mandamus can be appropriate when reinstatement with back pay is sought.
League of Women Voters v. County of Peoria, 121 Ill.2d 236 Mandamus applies when a clear right, duty and authority to comply are present. Cited as an additional authority describing mandamus standards applied to this case.
Coughlin v. Chicago Park District, 364 Ill. 90 Mandamus standard — supports the legal framework for mandamus relief. Included among authorities explaining conditions for mandamus relief.
People ex rel. Endicott v. Huddleston, 34 Ill. App.3d 799 Mandamus standard — cited for support. Referenced to reinforce the principles permitting mandamus where statutory or rule obligations exist.
Bell v. Civil Service Comm'n, 161 Ill. App.3d 644 Public agencies must follow their own rules in disciplinary proceedings; administrative rules carry legal force. Used to support the proposition that disciplined employees may rely on agency rules and that violations are illegal and not shielded by sovereign immunity.
Brown v. Civil Service Comm'n, 133 Ill. App.3d 35 Public agencies must follow their own rules; administrative rules have effect of law. Cited to show that violations of such rules are illegal and to support circuit court jurisdiction to enforce rules.
Keefer v. Trizna, 64 Ill. App.3d 844 Reiterates that public agencies must follow their rules in disciplinary contexts. Used as authority that employees have rights under agency rules which can be enforced.
People ex rel. Charles v. Telford, 48 Ill. App.3d 928 Mandamus was used to reinstate a probationary police officer fired in violation of statutory and ordinance requirements. Applied by analogy to support the use of mandamus to reinstate a probationary employee whose discharge violated required procedures.
Brunke v. Board of Fire Police Commissioners, 99 Ill. App.3d 25 Distinguished for involving a claim of a vested right to a promotion based on a statute's interpretation (not similar to present facts). Court distinguished Brunke from the instant case to show defendants' cited authorities were inapposite.
People ex rel. Donnelly v. McHenry County Sheriff's Dept. Merit Comm'n, 83 Ill. App.3d 957 Involved a rule dealing with "consent" and facts not analogous to a case where Director has authority to approve discharges. Distinguished because Donnelly addressed different rule language and factual posture; the court explained differences.
Klupt v. Blue Island Fire Department, 489 F. Supp. 195 Allegations without proof of failure to investigate and uninformed consent were insufficient to establish a peremptory duty for mandamus. Distinguished on the basis that here plaintiff offered specific evidence showing procedural failure and a clear right.
Herget National Bank v. Kenney, 105 Ill.2d 405 Whether the State is a party depends on issues and relief sought; suits against officers alleging departmental violations are not necessarily suits against the State. Used to support the proposition that a suit against an official for violating law need not be treated as a suit against the State.
Senn Park Nursing Center v. Miller, 104 Ill.2d 169 A mandamus action to direct an official to perform an official duty may be brought in circuit court; whether State is a party depends on issues and relief sought. Applied to conclude that circuit court jurisdiction was proper for directing an official to perform duties required by administrative rules.
Hudgens v. Dean, 75 Ill.2d 353 When the State is directly and adversely affected by a judgment, the suit is against the State. Cited and distinguished to explain why this action, framed against officers for rule violations, did not constitute a suit against the State.
Sass v. Kramer, 72 Ill.2d 485 Presumption that the State cannot violate its constitution or laws; violations are deemed made by the head of the department and suit against that officer is not an action against the State. Used to support holding that a suit against agency heads for violating rules is not barred as a suit against the State.
Betts v. Department of Revenue, 78 Ill. App.3d 102 Cited for a situation involving an absence of factual allegations of illegal acts (distinguished). Court distinguished Betts as inapplicable because here factual allegations of rule violations were present.
Brucato v. Edgar, 128 Ill. App.3d 260 Allegations where primary relief sought was monetary judgment to which equitable relief was incidental (distinguished). Court explained Brucato was inapposite to the mandamus and injunctive relief requested here.
Andrews v. Foxworthy, 71 Ill.2d 13 The word "shall" may be directory, but when a time period is provided to safeguard individual rights it is deemed mandatory. Applied to construe statutory/regulatory "shall" requirements (such as timing for evaluations) as mandatory in the circumstances presented.
Grove School v. Department of Public Health, 160 Ill. App.3d 937 Supports the proposition that "shall" may be mandatory when procedural timing protects rights. Used to reinforce the court's interpretation that the 15-day evaluation period was mandatory to protect employee rights.
Alberty v. Daniel, 25 Ill. App.3d 291 Recognizes that evaluations and opportunities to discuss them aid decisionmakers in discharge decisions. Discussed to acknowledge the evaluative process goal and to show that goal was frustrated here by lack of opportunity for plaintiff to comment.
Carrigan v. Illinois Liquor Control Comm'n, 19 Ill.2d 230 Performance of an official duty is mandatory when disregard would injuriously affect public interests or private rights. Applied to determine that failure to follow mandatory evaluation procedures would injure private rights and public interest, making the duty mandatory.
Sye v. Wood Dale Fire Protection District No. 1, 43 Ill. App.3d 48 Dismissals cannot be upheld when probationary employees are discharged without opportunities afforded by agency rules to be heard and to defend. Used to support the proposition that plaintiff's dismissal could not be upheld given deprivation of procedural protections.
Messina v. City of Chicago, 145 Ill. App.3d 549 Probationary status does not permit action outside of agency rules. Applied to reject defendants' argument that probationary status alone allowed defendants to ignore prescribed procedures.
Distaola v. Department of Registration and Education, 72 Ill. App.3d 977 Injunctive relief is appropriate where a lawful right is certain and clearly ascertainable and where irreparable harm and inadequate remedy at law are shown. Applied to justify injunctive relief (reinstatement, certification, back pay) because plaintiff's right to procedural compliance was certain and remedy at law was inadequate.

Court's Reasoning and Analysis

The court's analysis proceeded in three main parts corresponding to the issues raised on appeal.

  1. Mandamus count and scope of relief:

    The court began with the standard for mandamus: it is extraordinary relief granted when there is a clear right to relief, a clear duty on the part of the respondent, and a clear authority to comply. The court found plaintiff alleged specific facts showing that the CMS Director failed to follow administrative rules requiring that the Director "shall consider the employee's performance records" and that "performance records shall include an evaluation ... on forms prescribed by the Director." Because plaintiff had a vested interest in the applicability of these rules, and because McClure had the duty and power to ensure rules were followed, mandamus was appropriate to require compliance. The court distinguished cases cited by defendants where either the facts or the legal standard differed (e.g., cases involving different rule language, lack of proof, or issues of statutory interpretation).

  2. Sovereign immunity and jurisdiction:

    The court addressed defendants' sovereign immunity defense by explaining Illinois law: sovereign immunity has been abolished except as provided by statute, and the Court of Claims has exclusive jurisdiction over contract claims and claims founded on administrative agency regulations. The court analyzed whether this suit was effectively one against the State, concluding that whether the State is a party depends on the issues and relief sought. Relying on authority that violations of rules by agency officials are to be treated as acts of the officials (not the State), and that administrative rules have the force of law, the court held that violations of such rules are illegal and the shield of sovereign immunity does not protect officials who fail to perform mandatory duties. Therefore, mandamus to direct an official to perform a duty could properly be brought in circuit court.

  3. Construction of the rules and entitlement to injunctive relief:

    The court examined the language of the administrative rules and the evidence. It construed the use of "shall" in the rules and the specified 15-day period for preparing a second evaluation as mandatory where the timing was intended to safeguard employee rights. Drawing on testimony from CMS personnel, the court found the evaluation form in question lacked required procedural indicia (employee signature, confirmation the evaluation was discussed) and that CMS procedures had been circumvented. Plaintiff was effectively denied the opportunity to comment or rebut the adverse evaluation; CMS was misinformed about whether the required discussion had occurred. Because the procedural safeguards were designed to allow employees to rebut unfair evaluations and inform CMS decisionmaking, their deprivation here injuriously affected private rights and the public interest. The court concluded injunctive relief (certification, reinstatement, back pay) was appropriate where the right was certain and remedies at law were inadequate, and reinstatement would restore the procedural protections for future actions.

Holding and Implications

AFFIRMED.

Holding (direct effect): The appellate court affirmed the circuit court's judgment ordering mandamus and a mandatory injunction requiring plaintiff's certification as an apprehension specialist, restoration to his position, restoration of all benefits as though he had worked continuously since his discharge (including full back pay), and restraining defendants from enforcing the discharge. Costs were awarded to plaintiff.

Implications: The decision enforces that administrative rules governing probationary evaluations and related procedural protections must be followed, and that mandamus and injunctive relief in circuit court may be available to compel agency officials to perform mandatory duties under those rules. The opinion does not purport to announce a broader new rule of law beyond applying established principles (the court affirmed the remedy in the specific circumstances where procedural protections were shown to have been denied). No explicit suggestion that a new precedent was created appears in the opinion; the ruling sustained the circuit court's remedy as appropriate to the facts presented.

This summary is based exclusively on the information contained in the provided opinion and does not add or infer facts beyond that text.

DARRELL FARMER, Plaintiff-Appellee, v. RICHARD McCLURE et al., Defendants-Appellants (The Ci

PRESIDING JUSTICE HARTMAN delivered the opinion of the court:

Defendants Richard McClure and Michael Tristano, former and current Directors of the Illinois Central Management Services (CMS), appeal from a mandamus order and a mandatory injunction commanding plaintiff's certification as an apprehension specialist employed by the Illinois Department of Corrections (DOC); restoration of all benefits as though he had worked continuously since his discharge, including an award of full back pay; and restraining defendants from enforcing the order of plaintiff's discharge. Defendants also appeal denial of their motion to dismiss plaintiff's mandamus count.

Defendants ask that we review whether: (1) the mandamus count in plaintiff's complaint stated a cause of action; (2) the doctrine of sovereign immunity barred the mandamus and injunctive relief sought; (3) the mandamus and injunctive relief granted was in error. We affirm.

Plaintiff was hired as a DOC apprehensions specialist on December 17, 1984, after achieving a "well qualified" score on his examination. The job involved investigating fugitive warrants for escaped criminals or parole violators and locating and apprehending such fugitives.

Plaintiff served a six-month probationary period. After successful completion of probation, State employees achieve certified status. ( 80 Ill. Adm. Code 302.310(1985).) No probationary employee may be discharged without approval of the Director of CMS, who may approve discharge of a probationary employee at any agency's request after considering the employee's performance records. ( 80 Ill. Adm. Code 302.320, 302, 780 (1985).) State agencies are required to prepare two evaluations of six-month probationary employees: one at the end of the third month and the other 15 days prior to the period's ending. 80 Ill. Adm. Code 302.270(1985).

On his first evaluation, plaintiff was rated positively: he met five of the "assigned" objectives and exceeded one. In the "general appraisal" categories, he exceeded expectations in two and met expectations in the remaining six categories. He was not shown as needing improvement or failing to meet objectives in any category. In the "remarks" section of his evaluation, plaintiff's supervisor noted his "very professional manner," "excellent" performance, and that his value to his unit was "demonstrated by his initiative and resourcefulness in all assignments."

In early 1985, plaintiff decided to run for State representative in the next election. He claimed he was warned it would be a mistake and could cost him his job. In March 1985, he and another trainee arrived at a parking lot in Springfield, pulled behind a vehicle with a man standing in back of it and asked the man, who turned out to be Michael Lane, DOC Director, if he was in the apprehension unit. Lane considered that the two trainees he observed in the parking lot behaved in a disruptive and unprofessional manner, informed his deputy director, Douglas Brown, and asked him to investigate. Lane later learned plaintiff was involved, but asserted he did not instruct Brown to fire him.

Plaintiff received no disciplinary warnings or suspensions; instead, several letters of commendation were received for his work. On June 10, 1985, he learned that he and his partner, veteran apprehensions specialist Carl Flagg, ranked second among the 20 to 22 teams in northern Illinois.

Harold Thomas, Superintendent of the DOC Area 1 Community Services Division, prepared favorable evaluations of approximately 27 probationary employees for the six-month period ending in June 1985, including plaintiff. Thereafter, Thomas' superior, Brown, by telephone, ordered Thomas, without reason, to change plaintiff's evaluation so as to prevent his certification. Thomas refused. Thomas never before had been asked to change an evaluation of a probationary employee. If "Springfield" disagreed with him, they had to so indicate in writing.

Thomas' secretary, Laura Lenkowski, had a telephone conversation with "someone" in Springfield, who dictated new wording for the supervisor's remarks section of the evaluation form. She could not recall any other certification recommendation that had been overruled, but had been instructed, on occasion, to change some category evaluations when employees came up for raises, usually to improve them so that an increase could be granted.

A negative evaluation for plaintiff's work in the period from March 16 to June 15, 1985, apparently bore Thomas' signature; however, Thomas testified that he may have signed the evaluation forms in blank, with the materials to be filled in later, including comments made by the individual employee, which the employee then signed. In this case, the block indicating that the document had been discussed with the employee was not checked and plaintiff's signature was not present.

The new wording dictated to Lenkowski showed that plaintiff failed to meet "assigned" objectives for six categories and succeeded in only one. In the "general appraisal" portion, plaintiff needed improvement in all eight categories. In the "remarks" section, plaintiff was shown to lack initiative, failed to meet established objectives, conducted ineffective follow-up investigations and displayed an unprofessional demeanor by vocally expressing dissatisfaction at being temporarily assigned to the evening shift. His refusal to accept an extradition assignment allegedly bordered on insubordination. Thomas stated he wrote none of these comments nor graded plaintiff in the categories as the form did. Thomas never received notice of any written disciplinary action against plaintiff. Thomas disagreed with the revised evaluation and believed plaintiff's discharge unwarranted by his record. Shortly thereafter, Thomas, himself, was relieved of his duties.

According to Robert Tapscott, manager of the Bureau of Personnel in CMS, the supervisor usually discussed evaluations with the employee concerned and both signed them before the forms were forwarded for further review. This afforded the employee an opportunity to comment and explain any disagreement with his supervisor's recommendations and was one reason for the two-week time period for advance preparation of appraisal forms. An employee could be discharged even though he met his goals, for example, if there was some critical incident. A higher superior might have access to some information on misconduct that an immediate supervisor lacked. Tapscott believed employees had frequently received evaluations less than 15 days before the end of the probationary period and considered the critical date the day that period ended.

Tapscott characterized plaintiff's June 1985 evaluation as incomplete and not filled out in accord with personnel rules. A form lacking an employee's signature would be a "red flag" to CMS, requiring an investigation to determine the reason for the lack of an employee signature. CMS usually relied on contacting the agency, not the employee, to resolve such problems. Plaintiff's evaluation bore the appearance of having been done by Thomas. Tapscott thought one of his employees learned from DOC that a meeting was held with plaintiff prior to his discharge, but he had no firsthand knowledge of this. If no satisfactory explanation had been received for the missing signature, plaintiff probably would have been certified. CMS has no certified employees without agency recommendations.

Plaintiff's dismissal notice, mailed June 14, 1985, and containing an effective discharge date of June 15, 1985, referred to his unsatisfactory job performance, failure to meet objectives and his unprofessional conduct and demeanor. Nevertheless, on June 21, 1985, plaintiff was mailed a notice that he became a certified employee on June 17, 1985. The information concerning his discharge may not have been put into the State computer before the notice of certification was sent out. Plaintiff actually had worked on June 15 and 16, 1985. On June 17, 1985, he received and signed for his evaluation and notice of discharge.

On June 18, 1985, plaintiff requested an immediate discharge hearing by the Illinois Civil Service Commission (CSC). He also filed a verified complaint for injunctive relief against DOC and CMS and filed a Federal suit for damages. Plaintiff asked for a formal CSC hearing, alleging that administrative rules and his union contract were violated because he had not received his second evaluation 15 days before the end of his probationary period. Under the union contract, employers must prepare two written evaluations of probationary employees; the latter evaluation two weeks prior to probation ending. Evaluations are to be discussed with the employees.

A civil service hearing was held on August 7, 1985, focusing on whether plaintiff was a probationary employee or a certified employee at the time of his dismissal. Plaintiff argued that his certification was effective June 17, 1985, the same date he received notice of his termination and such notice should be effective on receipt. The hearing officer concluded that plaintiff's discharge was effective when the papers were approved and the termination notice mailed. On August 21, 1985, CSC adopted the hearing officer's report and dismissed plaintiff's charges for lack of jurisdiction and on the ground that he had been a probationary employee when dismissed. CMS refused plaintiff a hearing for similar reasons.

After previous pleadings had been filed in the circuit court and dismissed, plaintiff filed his second amended verified complaint in four counts on October 6, 1986, against defendants DOC, McClure, CMS and CSC. Count I requested administrative review of CSC's action. Count II asked for reinstatement, back pay and injunctive relief against McClure for failure to follow personnel rules, failure to consider plaintiff's performance record, and the agency's failure to prepare the second evaluation 15 days prior to the end of the probationary period. Count III asserted that plaintiff's discharge was politically motivated and requested similar relief, as well as damages and attorney fees. Count IV asked for mandamus relief, seeking reinstatement and back pay to remedy McClure's violation of personnel rules and the union contract.

Defendant McClure subsequently was requested to admit that: plaintiff's second evaluation was prepared June 12, 1985; personnel Rule 302.260 (Ill. Adm. Code 302.260 (1985)) required that a second evaluation be completed 15 days before the end of his probationary period; plaintiff had no opportunity to comment on the evaluation on or prior to June 12, 1985; the second evaluation was not discussed with him nor did he sign it; and McClure did not review that evaluation before making the decision to fire him. No response to this request is contained in the record.

After a bench trial, the circuit court entered an order on November 6, 1987, adding Tristano as defendant, as current CMS Director, and finding for plaintiff on counts II and IV and for defendants on count III. The court ordered a mandamus and a mandatory injunction commanding plaintiff's certification as an apprehension specialist, restoration to his position and to all benefits as if he had worked continuously since discharge, including full back pay, and restraining Tristano and McClure from enforcing the order of discharge against plaintiff. Plaintiff additionally was awarded costs. The circuit court explained that its decision was based on defendants' failure to follow the procedures in the administrative rules, not on the union contract, and that the rules' purpose was to ensure fair decision making by allowing employees to rebut unfair evaluations. The circuit court also voiced the suspicion that the parking lot incident influenced the agency decision. Defendants appeal.

I

Defendants first assert the mandamus count fails to state a cause of action and should have been dismissed by the circuit court because there is no clear allegation that McClure violated rules, plaintiff has not shown an undoubted right to the relief he requests and approval of discharge is a discretionary act unsuitable for mandamus.

• 1 Mandamus constitutes extraordinary relief awarded as an exercise in judicial discretion. ( Walter v. Board of Education (1982), 93 Ill.2d 101, 105, 442 N.E.2d 870.) Mandamus applies when there is a clear right to requested relief, a clear duty of respondent to act and clear authority to comply with the terms of the order. ( League of Women Voters v. County of Peoria (1987), 121 Ill.2d 236, 243, 520 N.E.2d 626; see Coughlin v. Chicago Park District (1936), 364 Ill. 90, 108-09, 4 N.E.2d 1; People ex rel. Endicott v. Huddleston (1975), 34 Ill. App.3d 799, 802, 340 N.E.2d 662.) Mandamus does not lie for a breach of contract claim alone, but is appropriate, as here, when reinstatement with back pay is sought. ( Walter v. Board of Education, 93 Ill.2d at 107.) In disciplinary proceedings, public agencies must follow their own rules; disciplined employees have the right to rely upon them. Bell v. Civil Service Comm'n (1987), 161 Ill. App.3d 644, 651, 515 N.E.2d 248; Brown v. Civil Service Comm'n (1985), 133 Ill. App.3d 35, 40-41, 478 N.E.2d 541, appeal denied (1985), 108 Ill.2d 557; Keefer v. Trizna (1978), 64 Ill. App.3d 844, 846, 381 N.E.2d 1049.

• 2 In the case sub judice, plaintiff sought mandamus because the CMS Director allegedly failed to follow applicable administrative rules which required that he consider employee performance records, including evaluations on appropriate CMS forms. Plaintiff possessed both a clear right and a vested interest in applicability of these rules which specifically were intended for probationary employees. McClure had a clear duty and the power to act to insure that the rules applied to all probationary employees, including plaintiff. In similar circumstances, mandamus has been used to reinstate a probationary policeman fired in violation of a statute and a municipal ordinance. People ex rel. Charles v. Telford (1977), 48 Ill. App.3d 928, 929-32, 363 N.E.2d 613.

Cases defendants rely upon are distinguishable. In Brunke v. Board of Fire Police Commissioners (1981), 99 Ill. App.3d 25, 27-28, 425 N.E.2d 15, plaintiff asserted a vested right to a promotion based on an erroneous interpretation of a statute. In People ex rel. Donnelly v. McHenry County Sheriff's Department Merit Comm'n (1980), 83 Ill. App.3d 957, 958-60, 404 N.E.2d 1033, the applicable rule dealt with "consent," unlike the case at bar, in which the CMS Director had the authority to approve all discharges of probationary employees. ( 80 Ill. Adm. Code 302.320 (1985).) Further, in Donnelly the circuit court did not dismiss the mandamus petition, but granted a directed verdict after a hearing. In Klupt v. Blue Island Fire Department (N.D. Ill. 1980), 489 F. Supp. 195, 199-200, mere allegations, without proof, of failure to investigate and an uninformed consent to a discharge were found insufficient to establish the peremptory duty required for mandamus.

Here, plaintiff's allegations are specific and his right to the procedural protections claimed are clear from the evidence. The circuit court did not err in denying defendant's motion to dismiss the mandamus count.

II

Defendants next maintain that both the mandamus and injunctive claims are barred by sovereign immunity, as they are really suits against the State and jurisdiction is limited to the Court of Claims.

• 3 Sovereign immunity has been abolished in Illinois, except as provided by law. (Ill. Const. 1970, art. XIII, § 4.) The State may not be made a party or defendant in any court, however, except as provided by the Illinois Public Labor Relations Act (Ill. Rev. Stat. 1985, ch. 48, par. 1601 et seq.) or the Court of Claims Act (Ill. Rev. Stat. 1985, ch. 37, par. 439 et seq.). (Ill. Rev. Stat. 1985, ch. 127, par. 801.) The Court of Claims has exclusive jurisdiction over all contract claims against the State and claims founded on administrative agency regulations. Ill. Rev. Stat. 1985, ch. 37, pars. 439.8(a), (b).

Whether the State is a party depends upon the issues involved and relief sought, not on the formal identification of the parties. ( Herget National Bank v. Kenney) (1985), 105 Ill.2d 405, 408, 475 N.E.2d 863; Senn Park Nursing Center v. Miller (1984), 104 Ill.2d 169, 186, 470 N.E.2d 1029.) When the State is directly and adversely affected by the judgment or decree, the suit is against the State. ( Hudgens v. Dean (1979), 75 Ill.2d 353, 357, 388 N.E.2d 1242.) Applying the presumption that the State or one of its departments cannot violate the State's constitution or laws, however, any such violation is deemed made by the head of the department involved and a lawsuit against that officer is not an action against the State. Sass v. Kramer (1978), 72 Ill.2d 485, 492, 381 N.E.2d 975; Herget National Bank v. Kenney, 105 Ill.2d at 411.

• 4 The administrative rules that plaintiff contends were violated here had the force and effect of law. ( Bell v. Civil Service Comm'n, 161 Ill. App.3d at 651; Brown v. Civil Service Comm'n, 133 Ill. App.3d at 40.) Violations of such rules are illegal and the shield of sovereign immunity does not protect such actions. A mandamus action to direct an official to perform an official duty properly can be brought in circuit court. Senn Park Nursing Center v. Miller, 104 Ill.2d at 189.

Cases defendants rely upon are inapposite. They involve charges of exceeding authority, rather than violations of law ( Hudgens v. Dean, 75 Ill.2d at 356-57); an absence of factual allegations of illegal acts ( Betts v. Department of Revenue (1979), 78 Ill. App.3d 102, 108, 396 N.E.2d 1150); and allegations in which the principal relief sought was a monetary judgment to which equitable relief would have been incidental. Brucato v. Edgar (1984), 128 Ill. App.3d 260, 267, 470 N.E.2d 615.

The relief granted here against defendants by the circuit court was authorized by law.

III

• 5 Finally, defendants insist that plaintiff was not entitled to relief because the rules involved only provided a directory, not a mandatory, deadline for turning in evaluations and only the union contract, not the rules, involved an employee's right to comment. Our reading of the rules is to the contrary.

In deciding whether to approve a discharge of a probationary employee, the rules require that the "Director [of CMS] shall consider the employee's performance records." (Emphasis added.) ( 80 Ill. Adm. Code 302.780 (1985).) The rules provide further that "[p]erformance records shall include an evaluation of employee performance prepared by each agency on forms prescribed by the Director." (Emphasis added.) ( 80 Ill. Adm. Code 302.270(a) (1985).) As Tapscott's testimony indicated, CMS carefully reviewed these forms, checking for the employee's signature and the supervisor's filling out the block indicating that the evaluation had been discussed with the employee. Although the word "shall" can be construed as directory, when a time period is provided to safeguard individual rights, it is deemed mandatory. Andrews v. Foxworthy (1978), 71 Ill.2d 13, 21, 373 N.E.2d 1332; Grove School v. Department of Public Health (1987), 160 Ill. App.3d 937, 941, 513 N.E.2d 973.

The performance of an official duty is mandatory when disregard of such provisions would injuriously affect either public interests or private rights. ( Carrigan v. Illinois Liquor Control Comm'n (1960), 19 Ill.2d 230, 233, 166 N.E.2d 574.) Here, not only were plaintiff's rights disregarded, but the public interest in having probationary employees fairly evaluated would be injured. Assuming, arguendo, that the primary purpose of the evaluation forms and of giving probationary employees the opportunity to discuss them with their supervisors and make comments is to aid the CMS Director and the agency in making informed decisions whether to discharge such employees, or not (see Alberty v. Daniel (1974), 25 Ill. App.3d 291, 298, 323 N.E.2d 110), even that goal was frustrated in the instant case. Plaintiff never had an opportunity to add his comments or to establish that Thomas neither made nor agreed with the comments that appeared. CMS received no information concerning Thomas' position; instead it appeared from the evaluation form that Thomas authored the comments and graded the categories. Thomas' testimony essentially ran counter to the category entries and the comments. As the circuit court observed, no factual basis for those evaluation form remarks is apparent from the record. The normal procedures CMS relied upon in this case were circumvented. One of the purposes of the 15-day period for preparation of the second evaluation, to allow time for review of the evaluation with the employee, was thwarted. When CMS did investigate, it was misinformed that a meeting with plaintiff had occurred and he had had a chance to discuss the evaluation. According to the evidence, CMS would not have terminated plaintiff if it knew he lacked that opportunity; instead, according to Tapscott, his certification probably would have been approved if his probationary period ended without such an opportunity.

Dismissals cannot be upheld when probationary employees are discharged without opportunities afforded them by agency rules to be heard and to defend. ( Sye v. Wood Dale Fire Protection District No. 1 (1976), 43 Ill. App.3d 48, 50-51, 356 N.E.2d 938.) In the case sub judice, plaintiff clearly was denied the opportunity administrative procedures gave him to question in writing his adverse evaluation. The mere fact that plaintiff was a probationary employee gave defendants no authority to act outside of their own rules. Messina v. City of Chicago (1986), 145 Ill. App.3d 549, 556, 495 N.E.2d 1228.

• 6 Injunctive relief is appropriate where a lawful right is certain and clearly ascertainable and when irreparable harm and an inadequate remedy at law are established. ( Distaola v. Department of Registration and Education (1979), 72 Ill. App.3d 977, 980, 391 N.E.2d 489.) Plaintiff's right to have administrative rules followed is certain and clearly ascertainable; his remedy at law is inadequate to furnish the benefits of reinstatement to his job. His prospects for advancement are harmed by the delay in reinstatement.

Granting plaintiff certified status, thereby assuring him the safeguard of a hearing in any future termination action, was appropriate to remedy violation of plaintiff's past procedural protections. The concomitant restoration of benefits and back pay also was proper.

In consideration of the foregoing, we find no error in the decision of the circuit court and, accordingly, affirm.

Affirmed.

BILANDIC and SCARIANO, JJ., concur.

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FARMER v. McCLURE
(Jun 28, 1988)