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Case Summary

Factual and Procedural Background

In early 1982 a series of arson fires occurred at Cedars‑Sinai Medical Center. Police investigations focused on Marcus Lavell Henderson. Investigators asked several Cedars employees to listen to a tape of a telephoned bomb threat; five individuals, including Sharon Huff and Rodrigo Rojas, independently identified the voice as Henderson's. Henderson was arrested, detained over three months, and the charges were later dismissed for lack of evidence. Henderson sued Cedars, Huff, Rojas and others for malicious prosecution and related claims. Huff and Rojas moved for summary judgment; their motions were denied by the superior court. Petitioners (Huff, Rojas and Cedars) sought writ relief from the Court of Appeal challenging the denial of summary judgment. The Court of Appeal granted the petition and directed the superior court to enter orders granting Huff's and Rojas's motions for summary judgment.

Legal Issues Presented

  1. Whether defendants who identified a voice on an investigative tape but did not initiate or seek out authorities were "actively instrumental in causing" the prosecution such that a malicious prosecution claim can proceed against them.
  2. Whether the superior court erred in denying summary judgment where the plaintiff conceded that the defendants did not initiate the prosecution.

Arguments of the Parties

Petitioners (Sharon Huff and Rodrigo Rojas; Cedars‑Sinai)

  • Declared they were summoned by investigators, listened to the tape, and "genuinely believed" the voice sounded like Henderson's.
  • Stated they did not seek out authorities or initiate any criminal action and took no further steps after listening; everything else was left to authorities.
  • Moved for summary judgment on the malicious prosecution cause of action.

Real Party in Interest (Marcus Lavell Henderson)

  • Alleged defendants acted without probable cause and maliciously misidentified him as the individual on the tape.
  • Conceded his arrest was not based solely on Huff's and Rojas's identifications and that Huff and Rojas had not sought out authorities.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Sullivan v. County of Los Angeles (1974) 12 Cal.3d 710, 720 [117 Cal.Rptr. 241, 527 P.2d 865] Defines malicious prosecution as initiating or procuring arrest and prosecution from malicious motives and without probable cause; private persons must at least have sought out authorities to be liable. Used to state the elements of malicious prosecution and to support that private persons generally must have sought out police/prosecutors to be liable.
5 Witkin, Summary of Cal. Law (9th ed. 1988), Torts, § 418, p. 503 "The test is whether the defendant was actively instrumental in causing the prosecution." Quoted as the operative test applied to determine whether Huff and Rojas were liable.
Norton v. Hines (1975) 49 Cal.App.3d 917, 922 [123 Cal.Rptr. 237] Public policy protection for private persons who aid law enforcement against prejudice following termination of prosecution in favor of accused. Invoked to support protection of private persons (like Huff and Rojas) who aided law enforcement by acting as witnesses.
Rupp v. Summerfield (1958) 161 Cal.App.2d 657 [326 P.2d 912] Holds that one who initiates proceedings and knowingly testifies falsely may be liable for malicious prosecution. Cited and distinguished: in Rupp the defendant initiated the proceeding and knowingly testified falsely; those facts differ from the present case.
Dreux v. Domec (1861) 18 Cal. 83 Supports liability for a "hired witness" or others who instigated prosecution and procured false testimony. Cited and distinguished: Dreux involved instigation and procurement of false testimony; factual differences noted.
Lujan v. Gordon (1977) 70 Cal.App.3d 260 [138 Cal.Rptr. 654] Discusses aiding and abetting malicious prosecution (citing Dreux for attorney liability when assisting instigation). Cited as part of the line of authority addressing liability for aiding and abetting prosecutions instigated by others; distinguished on facts.
Chern v. Bank of America (1976) 15 Cal.3d 866, 873 [127 Cal.Rptr. 110, 544 P.2d 1310] Describes the function of summary judgment to penetrate evasive pleading and ascertain existence or absence of triable issues. Applied to conclude that Henderson failed to present factual support for malice and conceded a crucial element, so summary judgment was appropriate.

Court's Reasoning and Analysis

The court identified the governing elements of malicious prosecution: initiation or procurement of prosecution, malice, and lack of probable cause (citing Sullivan). It applied the test that liability requires the defendant to have been "actively instrumental in causing the prosecution" (Witkin). The court found Huff's and Rojas's uncontradicted declarations established they were approached by authorities as potential witnesses, genuinely believed the voice sounded like Henderson's, did not seek out authorities, and took no steps beyond responding to investigators. Henderson conceded Huff and Rojas did not initiate the prosecution and that his arrest was not based solely on their identifications. The court rejected Henderson's attempt to create a triable issue by alleging malice without factual support. Although cases (e.g., Rupp, Dreux) can impose liability where a witness initiated or procured false testimony, those cases were factually distinguishable because they involved initiation or procurement of the prosecution or paid/hired false testimony. Given the conceded absence of the initiation element and the lack of factual evidence of malice, the superior court abused its discretion in denying summary judgment.

Holding and Implications

Holding: The Court of Appeal granted the petition for writ of mandate, directed the superior court to vacate that portion of its July 13, 1988 order denying summary judgment to Sharon Huff and Rodrigo Rojas, and to enter a new order granting their motions for summary judgment in Marcus Lavell Henderson v. Cedars‑Sinai Medical Center et al., Los Angeles Superior Court No. C 488599.

Implications: The direct effect is that Huff and Rojas (and vicariously Cedars‑Sinai as its employee defendants) are entitled to summary judgment on Henderson's malicious prosecution claim. The opinion distinguishes prior cases on factual grounds and resolves the matter on application of existing law rather than announcing a new legal principle.

CEDARS-SINAI MEDICAL CENTER et al., Petitioners, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; MARCUS LAVELL HENDERSON, Real Party in Interest.

OPINION

ASHBY, Acting P.J.

Petitioners, defendants in a malicious prosecution action, seek review of an order of the respondent court denying their motion for summary judgment. We grant the petition.

FACTS

Early in 1982, there were a number of arson fires at Cedars-Sinai Medical Center (Cedars). At one point, the investigation into the cause of the fires focused on real party Marcus Henderson. During the course of the investigation, police investigators asked several Cedars employees to listen to a tape of a telephoned bomb threat. Five individuals, including petitioners Sharon Huff and Rodrigo Rojas, independently identified the voice as Henderson's. Henderson was arrested for arson, and Huff and Rojas, among others, testified at his preliminary hearing, identifying Henderson as the individual whose voice they had heard on the tape. Although the charges were later dismissed for lack of evidence, Henderson spent over three months in jail.

Henderson thereafter sued Cedars, Huff and Rojas, and others, for malicious prosecution and other causes of action. In his cause of action for malicious prosecution, Henderson alleges that the defendants "acted without probable cause in instigating and initiating the prosecution of plaintiff in that they did not honestly, reasonably, and in good faith, believe plaintiff to be guilty of the crime charged because they knew plaintiff was not the individual on the tape played for them. . . . Said defendants, nevertheless, maliciously misidentified plaintiff as the individual on said tape for the purpose of annoying and wronging him."

Henderson has also sued the City of Los Angeles and the city's police and fire departments for malicious prosecution, false imprisonment, negligent infliction of emotional distress, negligence, slander and false arrest.
Henderson did not oppose a summary judgment motion by Willie Moore, another defendant who identified Henderson's voice on the tape. Two remaining individuals who did identify the voice as Henderson's were not named as defendants. Cedars is named as a defendant on the theory that it is vicariously liable for the acts of its employees, Huff and Rojas. Because Cedars is entitled to a summary judgment if Huff and Rojas are so entitled, it is a party aggrieved by the ruling of the respondent court.

In their declarations submitted in support of their motions for summary judgment, Huff and Rojas stated that in February 1983, they were summoned to the security office at Cedars, introduced to investigators and asked to listen to the tape. Neither was told that others had identified the voice as Henderson's; both declared they "genuinely believed that it sounded like Marcus Henderson's voice on the tape."

Both Huff and Rojas stated they had not sought out the authorities or initiated any criminal action against Henderson; after listening to the tape, they took no further steps regarding the matter, and "[e]verything else was left to the authorities."

In his opposition to the motions, Henderson conceded that his arrest was not based solely upon the identifications provided by Huff and Rojas, and that they had not sought out the authorities.

The superior court denied Huff and Rojas's motions for summary judgment because Henderson had raised a triable issue of fact as to petitioners' motives by providing evidence, "however slight," that they harbored ill will towards him. However, the court did not consider the determinative factor in this case: Henderson conceded that neither Huff nor Rojas initiated the prosecution against him. Because Henderson cannot prove this crucial element of his malicious prosecution cause of action, petitioners are entitled to summary judgment.

Henderson's only evidence of malice was his belief that Huff and Rojas had falsely identified the voice on the tape as his.

DISCUSSION

(1) Malicious prosecution consists of initiating or procuring the arrest and prosecution of another under lawful process, but from malicious motives and without probable cause. ( Sullivan v. County of Los Angeles (1974) 12 Cal.3d 710, 720 [ 117 Cal.Rptr. 241, 527 P.2d 865].) (2) "The test is whether the defendant was actively instrumental in causing the prosecution." (5 Witkin, Summary of Cal. Law (9th ed. 1988), Torts, § 418, p. 503.) "Cases dealing with actions for malicious prosecution against private persons require that the defendant has at least sought out the police or prosecutorial authorities and falsely reported facts to them indicating that plaintiff has committed a crime [Citation.]." ( Sullivan, supra, 12 Cal.3d at p. 720.)

(3a) In the present case, evidence offered by Huff and Rojas, and uncontroverted by Henderson, establishes that they did not instigate, nor were they "actively instrumental in causing," the prosecution of Henderson. On the contrary, Huff and Rojas were approached by the authorities as potential witnesses in an investigation which had already focused on Henderson, and the information supplied by Huff and Rojas was among several pieces of evidence which had been gathered by police prior to filing charges. (4) Public policy requires that "private persons who aid in the enforcement of the law should be given an effective protection against the prejudice which is likely to arise from the termination of the prosecution in favor of the accused." ( Norton v. Hines (1975) 49 Cal.App.3d 917, 922 [ 123 Cal.Rptr. 237].)

(3b) Henderson cites case law to the effect that an individual who does nothing more than testify falsely at a preliminary hearing (which he claims Huff and Rojas did) may be held liable for malicious prosecution. ( Rupp v. Summerfield (1958) 161 Cal.App.2d 657 [ 326 P.2d 912]; Dreux v. Domec (1861) 18 Cal. 83.) However, those cases are factually distinguishable. In Rupp, for example, the defendant "was not merely a witness at the preliminary hearing but initiated the proceeding by knowingly making a false report to law enforcement officers and that he intentionally and knowingly testified falsely at the preliminary hearing." (161 Cal.App.2d at p. 663; italics added.) In Dreux, cited in a number of later cases, two individuals instigated a prosecution on a false charge of assault with intent to murder; they then paid a third individual to testify falsely at the defendant's preliminary hearing. The Supreme Court approved a jury instruction which made the "hired witness" liable for malicious prosecution, even though he had not instigated the prosecution. Dreux has been cited for the proposition that an attorney may be held liable for aiding and abetting a malicious prosecution instigated by his client. ( Lujan v. Gordon (1977) 70 Cal.App.3d 260 [ 138 Cal.Rptr. 654] .)

(5) A summary judgment motion allows a court to "penetrate through evasive language and adept pleading and ascertain the existence or absence of triable issues [Citations.]." ( Chern v. Bank of America (1976) 15 Cal.3d 866, 873 [ 127 Cal.Rptr. 110, 544 P.2d 1310].) (3c) In this case, Henderson attempted to create a triable issue of fact merely by alleging that Huff and Rojas had acted out of "ill will and malice and without probable cause." Henderson did not present any facts which supported his claims, and he had no choice but to concede a crucial element of his malicious prosecution cause of action. The respondent court therefore abused its discretion in denying petitioners' motions for summary judgment.

Let a peremptory writ of mandate issue directing the respondent court to vacate that portion of its order of July 13, 1988, denying the motions for summary judgment of defendants Sharon Huff and Rodrigo Rojas, and enter a new and different order granting said motions, in that matter entitled Marcus Lavell Henderson v. Cedars-Sinai Medical Center et al., Los Angeles Superior Court No. C 488599.

Boren, J., and Kennard, J., concurred.

The petition of real party in interest for review by the Supreme Court was denied February 15, 1989.

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CEDARS-SINAI MEDICAL CENTER v. SUPERIOR COURT
(Dec 5, 1988)