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Smart Summary

Factual and Procedural Background

Mrs. Wilmer A. Rose filed a charge of insanity against her husband, Wilmer A. Rose, in the Probate Court of Arkansas County, Southern District. Following a hearing at which Wilmer A. Rose was not present and received no notice, the probate court adjudged him insane and ordered his commitment to the State Hospital for Nervous Diseases. This appeal was brought by C. F. Rose, father and next friend of Wilmer A. Rose. The trial-level disposition was reversed and remanded by the Supreme Court of Arkansas in an opinion delivered December 22, 1958. The record notes that no brief was filed for the appellee.

Legal Issues Presented

  1. Whether the probate court had jurisdiction to adjudicate the sanity of and commit a person to the State Hospital for Nervous Diseases when that person was not present before the court at the time of the inquisition (citing Sec. 59-101, Ark. Stats. 1947).
  2. Whether, if the adjudication is reversed for lack of jurisdiction, a person still confined in the hospital should remain in protective custody while a hearing is had in compliance with the applicable statute.

Arguments of the Parties

Appellant's Arguments

  • The appellant argued several points for reversal; one specifically identified in the opinion is that the probate court failed to comply with the statutory requirement that the person whose sanity is inquired into must be present before the court (Sec. 59-101, Ark. Stats. 1947).

No brief was filed for the appellee.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Monks v. Duffle, 163 Ark. 118, 259 S.W. 735 Interpreting the statute to require that the person charged be brought before the probate court; where jurisdiction must be exercised in a special statutory manner, the facts essential to jurisdiction must appear in the record. The court relied on Monks to hold that the requirement of the person's presence is mandatory and that failure of the record to show presence renders the probate order void.
Watson v. Banks, 154 Ark. 396 Establishing that probate courts have exclusive jurisdiction in matters relating to persons of unsound mind and their estates. Used to describe the scope of probate court jurisdiction and to frame the requirement that the special statutory procedure be followed to exercise that jurisdiction.
Oliver v. Routh, 123 Ark. 189; Massey v. Doke, Id., 211; Jones v. Ainell, Id., 532 Authority for the proposition that when jurisdiction is conferred to be exercised in a special manner (not at common law), the facts essential to the exercise of such jurisdiction must appear in the record. Cited to support the rule that absence of an affirmative record showing of the person's presence defeats the probate court's jurisdiction and renders the order void.
Hyde v. McNeely, 193 Ark. 1139, 104 S.W.2d 1068 Holding that the direction to bring the subject of the inquiry before the court is mandatory and that an order failing to recite such a jurisdictional fact is void. Applied to confirm that the absence of the person at the inquisition rendered the probate order void for lack of jurisdiction.
Barbee v. Kolb, Superintendent, 207 Ark. 227, 179 S.W.2d 701 Addressing habeas corpus where the petitioner established insanity at hearing; indicating that if a person is delivered to a superintendent under a warrant regular on its face, the superintendent acquired rightful custody and duties regardless of possible irregularities in the inquisition. The majority distinguished this case from the present facts; the dissent relied on Barbee to argue that custody may nonetheless be proper and that the warrant's regularity on its face supports continued custody until formal adjudication.
Payne v. Arkebauer, 190 Ark. 614, 80 S.W.2d 76 Holding that while presence is required for proceedings to appoint a guardian, presence is not necessary in a proceeding solely for commitment to the state hospital. Invoked in the dissent to support the view that presence before the probate court was not essential to a valid commitment order in all commitment proceedings and to argue the order was valid on its face.

Court's Reasoning and Analysis

The majority began with the statutory mandate (Sec. 59-101, Ark. Stats. 1947) and precedent requiring that a person suspected of insanity be brought before the probate court for an inquiry in order for the court to exercise jurisdiction. The court quoted statutory language (via prior authority) that, upon information that a person is of unsound mind, the court "shall cause the person so charged to be brought before such court and inquire into the facts by a jury, if the facts be doubtful."

Relying on Monks v. Duffle and related authorities (Oliver v. Routh; Massey v. Doke; Jones v. Ainell), the court emphasized that when a statute prescribes a special method for exercising jurisdiction, the facts essential to that jurisdiction must appear in the record. Hyde v. McNeely was cited for the proposition that the direction to bring the subject before the court is mandatory and that an order failing to recite such a jurisdictional fact is void.

Because it was undisputed in the record that Wilmer A. Rose was not present when the probate court adjudged him insane and ordered commitment, the majority concluded the probate court lacked jurisdiction to make the order and therefore reversed the commitment.

The majority distinguished the present case from Barbee v. Kolb, where the petitioner obtained a habeas corpus hearing and established by evidence that he was of unsound mind. In Barbee the court discussed circumstances under which custody might be retained even if procedural irregularities existed. The majority nonetheless directed that if Rose remains confined in the hospital, he should remain in protective custody while a hearing is conducted in compliance with the applicable statute.

The opinion includes a dissent by Chief Justice Carleton Harris. The dissent agreed that Rose is entitled to a hearing but disagreed with reversing the order. The dissent relied on Barbee to argue that a warrant regular on its face gives the superintendent rightful custody and responsibilities regardless of irregularities in the inquisition; it noted recited medical evidence in the commitment order (including a physician's certificate diagnosing "maniac depressive reaction, maniac type" and recommending commitment) and suggested that habeas corpus proceedings in Pulaski County would be the proper avenue for a hearing. The dissent also questioned the majority's instruction that Rose remain in custody if the commitment order is invalid and observed statutory mechanisms (cited sections) by which the superintendent might seek commitment or limit liability for detention.

Holding and Implications

ORDER REVERSED AND REMANDED

Holding: The Supreme Court of Arkansas reversed the probate court's order adjudging Wilmer A. Rose insane and committing him to the State Hospital for Nervous Diseases because Rose was not present before the court at the time of the inquisition and, therefore, the probate court lacked jurisdiction.

Immediate implications for the parties: The commitment order was vacated and the case remanded for further proceedings consistent with the opinion. The majority directed that if Rose remains confined to the State Hospital, he should remain in protective custody while a hearing conforming to the statutory requirements is held. The opinion does not purport to announce a novel rule beyond the application of existing statutory requirements and precedent; it applied established authorities to the facts to determine that lack of presence deprived the probate court of jurisdiction.

ROSE v. ROSE

1. MENTAL HEALTH — INQUISITION, PRESENCE AS PREREQUISITE TO JURISDICTION. — The probate court is without jurisdiction to adjudicate the insanity of and to commit to the State Hospital for Nervous Diseases a person not present before the court at the time of the inquisition [Ark. Stats. 59-101]. 2. MENTAL HEALTH — INQUISITION, CUSTODY PENDING. — The order adjudicating the insanity of and committing appellant to the State Hospital was reversed on appeal because he was not present before the court at the inquisition. HELD: If he is still confined to the State Hospital, he should remain in protective custody while a hearing is had in compliance with the applicable statute.

WILLIAM J. SMITH, Associate Justice.

It appears that Mrs. Wilmer A. Rose filed a charge of insanity against her husband in the Probate Court of Arkansas County, Southern District, and following a hearing, without notice to him and at which he was not present, the court adjudged him insane and ordered him committed to the State Hospital for Nervous Diseases. This appeal is by C. F. Rose, father and next friend of Wilmer A. Rose.

The appellant has argued several points for reversal, one of which is the court's failure to comply with the statutory requirement that a person be present before the court at the time his sanity is inquired into, Sec. 59-101, Ark. Stats. 1947. In the case of Monks v. Duffle, 163 Ark. 118, 259 S.W. 735, we discussed the mandatory provision of this statute, stating:

"The order contains no recital that appellant was before the probate court when the condition of her mind was inquired into. Under Article 7, Sec. 34, of the Constitution of 1874, exclusive jurisdiction in matters relating to persons of unsound mind and their estates is conferred upon probate courts. Watson v. Banks, 154 Ark. 396. This jurisdiction can be exercised only in the special manner provided in Sec. 5829 of Crawford Moses' Digest, which is as follows: `If any person shall give information in writing to such court that any person in his county is an idiot, lunatic, or of unsound mind, and pray that an inquiry thereof be had, the court, if satisfied that there is good cause for the exercise of its jurisdiction, shall cause the person so charged to be brought before such court and inquire into the facts by a jury, if the facts be doubtful.'

"It will be observed that, in order to exercise its jurisdiction, it was necessary to have appellant before the court. Where the jurisdiction conferred upon a court must be exercised in a special manner, and not according to the course of the common law, it is necessary for the facts essential to the exercise of such jurisdiction to appear in the record. Oliver v. Routh, 123 Ark. 189; Massey v. Doke, Id., 211; Jones v. Ainell, Id., 532. The failure of the record to affirmatively show the presence of the appellant in court when the condition of her mind was inquired into renders the probate order void. The letter of guardianship must fall with the order."

In the case of Hyde v. McNeely, 193 Ark. 1139, 104 S.W.2d 1068, we said:

"The direction that the subject of the inquiry be brought before the court has been held to be mandatory, and an order which fails to recite such jurisdictional fact is void."

It is undisputed that Wilmer A. Rose was not present at the time when the court adjudged him insane and ordered him committed. Accordingly, under the statute and cases, supra, the court was without jurisdiction to make the order and it must be reversed.

The circumstances in this case are quite different from those we had under consideration in Barbee v. Kolb, Superintendent, 207 Ark. 227, 179 S.W.2d 701, wherein Barbee was seeking his release from the State Hospital for Nervous Diseases in a habeas corpus proceeding. During the hearing on his petition, Barbee established by his own witnesses that he was of unsound mind. In this case Rose has appealed from the order declaring him to be of unsound mind and we are called upon to determine whether there was reversible error in the proceedings in the trial court.

If Wilmer A. Rose is still confined to the State Hospital for Nervous Diseases, he should remain in protective custody while a hearing is had in compliance with the applicable statute, supra.

The order is reversed and remanded for further proceedings consistent with this opinion.

CARLETON HARRIS, C.J. (dissenting).

While I agree with the majority that Rose is entitled to a hearing, I do not agree that the order should be reversed. These exact contentions were made to the Court in the case of Barbee v. Kolb, Supt., 207 Ark. 227, 179 S.W.2d 701. There, Barbee, through habeas corpus proceedings, sought to obtain his discharge from the State Hospital for Nervous Diseases, setting out that the proceedings of the Probate Court committing him to the hospital were void for the following reasons:

"a. Such proceedings were conducted in the absence of appellant and without his knowledge because he was not given notice of the institution and pendency of such proceedings or the nature of the charge, or the time when and the place where the hearing thereof would be had; * * *

* * * * * *

c. No competent evidence was introduced tending to establish appellant's insanity."

The proof showed that the commitment was issued by the Probate Judge, following the filing of the affidavit and interrogatories of the doctors. Barbee was not present and was not notified in any way of the proceedings thereto.

This Court, in passing upon appellant's contentions, stated:

"For the purpose of this opinion we may, and do, assume, without deciding, that such proceedings were not in conformity to then existing law. It is not contended that the warrant for commitment was void on its face. On the contrary, such warrant was introduced in evidence by appellant's attorney, and the copy thereof set out in the record before us discloses that the same was, on its face, in all things regular.
Since appellant, indubitably an insane person, was delivered to appellee Kolb under a warrant of commitment regular on its face, such appellee acquired rightful custody of appellant, and became charged with certain duties and responsibilities with respect to him regardless of whether the inquisition for determination of his sanity was entirely regular.

* * * * * *

At 28 Am.Jur. 679, it is said: `* * * if the evidence indicates that one committed to an institution for the insane is actually insane, the court should not order his discharge, regardless of the invalidity of the proceedings under which he was committed, but should direct his continued restraint until such time as proper proceedings can be had for a formal adjudication of insanity.' * * *"

In Payne v. Arkebauer, 190 Ark. 614, 80 S.W.2d 76, it was held that, while a person charged with insanity must be present in a proceeding for appointment of a guardian, such presence is not necessary in a proceeding solely for a commitment to the state hospital. In the instant case, the order was valid on its face, and recited evidence physicians to establish the incompetence of Rose, including the oral testimony of one physician. The other, Dr. Kolb, in his certificate, stated:

"My diagnosis is maniac depressive reaction, maniac type, and he is incompetent. I feel this man can be potentially dangerous to himself and others.
In view of the above pattern of behavior, it is evident that prolonged psychiatric care will be needed for a recovery. If he will not submit to hospitalization voluntarily, then I recommend commitment."

There is nothing to prevent Rose from instituting habeas corpus proceedings for a hearing on his sanity here in Pulaski County, and, in my view, this would be the proper step. While the majority hold that the Court was without jurisdiction, and reverse the order, they state that Rose "* * * should remain in protective custody while a hearing is had in compliance with the applicable statute, supra." This, to me, is inconsistent, for I see no authority for the hospital authorities to hold Rose if the order of commitment is invalid. It is true that the superintendent himself can still apply for an order of commitment under the provisions of Section 59-234, Ark. Stats. (1947) Anno., (and, for that matter, under Section 59-236, no liability is incurred by the superintendent or staff for the detention of any person until 30 days after such patient has made demand in writing for his release). But I see no reason to impose this duty upon the superintendent in the instant case. Under the Barbee case, supra, Rose could obtain his hearing, but would remain in custody until his sanity was determined.

For the reasons herein set out, I respectfully dissent.

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ROSE v. ROSE
(Dec 22, 1958)