Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Smart Summary

Factual and Procedural Background

Joseph Jackson, proceeding pro se, filed a complaint alleging multiple violations of his rights by the State of Arizona and two prison officials. Jackson also petitioned to proceed in forma pauperis ("IFP"), which was granted. The district court found his complaint largely unintelligible and determined it failed to state a claim under Federal Rule of Civil Procedure 12(b)(6). The court dismissed the complaint sua sponte with leave to amend and provided brief instructions on correcting defects. Jackson did not amend within the thirty-day period, leading to dismissal and entry of judgment against him. Subsequent motions to reconsider and late amendments failed to cure the deficiencies, and the district court denied reconsideration. Jackson appealed the dismissal.

Legal Issues Presented

  1. Whether the district court properly dismissed Jackson's complaint under 28 U.S.C. § 1915(d) as frivolous despite his indigent status and granted IFP status.
  2. Whether Jackson's claims against the State of Arizona and the two prison officials had an arguable basis in law and fact sufficient to survive dismissal.
  3. Whether the Eleventh Amendment barred Jackson's claims against the State of Arizona.
  4. Whether the prison conditions alleged by Jackson constituted cruel and unusual punishment under the Eighth Amendment.
  5. Whether Jackson's claims regarding denial of typewriter use implicated constitutional rights to meaningful access to the courts.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Neitzke v. Williams, 109 S.Ct. 1827 (1989) Standards for dismissal of IFP complaints as frivolous under 28 U.S.C. § 1915(d); distinction between frivolousness and failure to state claim under Rule 12(b)(6). Guided the court's analysis on whether Jackson's claims had an arguable basis in law and fact; required issuance and service of process for claims with arguable merit.
Edelman v. Jordan, 415 U.S. 651 (1974) Eleventh Amendment bars suits against states in federal court. Applied to bar Jackson's claims against the State of Arizona as lacking arguable legal basis.
Taylor v. List, 880 F.2d 1040 (9th Cir. 1989) Supporting principle on Eleventh Amendment immunity in the Ninth Circuit. Supported the court's conclusion regarding the State's immunity.
Will v. Michigan Dept. of State Police, 109 S.Ct. 2304 (1989) States are not "persons" under 42 U.S.C. § 1983 for purposes of suing them. Reinforced the dismissal of claims against the State of Arizona.
Pugh v. Parish of St. Tammany, 875 F.2d 436 (5th Cir. 1989) Claims barred by immunity are frivolous under section 1915(d). Used as analogous authority to support dismissal of claims against state officials with immunity.
Rhodes v. Chapman, 452 U.S. 337 (1981) Definition and scope of cruel and unusual punishment under the Eighth Amendment. Applied to evaluate Jackson's claims about prison conditions and to distinguish claims that do not rise to constitutional violations.
Franklin v. State of Oregon, 662 F.2d 1337 (9th Cir. 1981) Deliberate indifference to prison conditions can constitute cruel and unusual punishment. Supported the court's finding that some of Jackson's claims regarding prison conditions were not frivolous.
Wilson v. Rackmill, 878 F.2d 772 (3d Cir. 1989) Service of process protects indigent plaintiffs and ensures procedural fairness. Supported the court's decision to remand for issuance and service of process on non-frivolous claims.
Sands v. Lewis, 878 F.2d 1188 (9th Cir. 1989) Prisoners have no constitutional right to use of typewriters. Applied to dismiss Jackson's claim regarding denial of typewriter use as frivolous.
Coppedge v. United States, 369 U.S. 438 (1962) Congress' goal in enacting IFP statute is to assure equality of consideration for all litigants. Contextualized the court's approach to handling indigent litigants' claims.

Court's Reasoning and Analysis

The court began by recognizing the difficulty in deciphering Jackson's pro se complaint but construed it as alleging nine somewhat redundant claims against the State and two prison officials. The court first held that the Eleventh Amendment barred claims against the State of Arizona, rendering those claims legally baseless. The court then analyzed the individual claims against the prison officials:

  • Claims 1, 3, 5, 6, and 8 alleged cruel and unusual punishment based on unsanitary food handling and polluted water, which could pose serious health risks. The court found that if these conditions were as severe as alleged and resulted from deliberate indifference by officials, they could constitute an Eighth Amendment violation. These claims were therefore not frivolous under 28 U.S.C. § 1915(d).
  • Claim 2, described in incomprehensible terms involving "Double Jeopardy" and threats, was deemed totally without arguable legal basis.
  • Claims 4 and 9 concerned slippery floors and dried beans served as meals, which did not amount to cruel and unusual punishment because the Constitution does not guarantee comfortable prisons.
  • Claim 7 alleged denial of prisoners' right to carry typewriters to the State Law Library. The court held that while prisoners have a right to meaningful access to the courts, there is no constitutional right to typewriter use, rendering this claim frivolous.
  • Other miscellaneous allegations lacked arguable merit.

Because some claims had arguable legal and factual bases, the court held that the district court erred in dismissing the entire complaint without service of process. The court accordingly reversed the dismissal of the non-frivolous claims and remanded for issuance and service of process consistent with the standards set forth in Neitzke v. Williams.

Holding and Implications

The court's final decision was to AFFIRM in part, REVERSE in part, and REMAND. Specifically, the dismissal of claims 1, 3, 5, 6, and 8 was reversed, while the dismissal of claims 2, 4, 7, and 9 and the judgment as to the State of Arizona were affirmed. The case was remanded for issuance and service of process on the claims that were not frivolous.

The direct effect of this decision is that Jackson's viable claims alleging cruel and unusual punishment must be allowed to proceed through the federal court system, ensuring that indigent litigants receive procedural protections before dismissal. No new precedent was established beyond the application of existing standards from Neitzke v. Williams and related authorities.

JOSEPH JACKSON, II, PLAINTIFF-APPELLANT, v. STATE OF ARIZONA; (UNKNOWN) TERRY, DEPUTY ACTING WARDEN; (UNKNOWN) AVENENTI, DEPUTY WARDEN, DEFENDANTS-APPELLEES.

DAVID R. THOMPSON, Circuit Judge:

Joseph Jackson appeals pro se the district court's judgment dismissing his action for damages against the State of Arizona and two prison officials. We have jurisdiction under 28 U.S.C. § 1291. We affirm in part, reverse in part and remand.

BACKGROUND

Jackson's complaint alleged that prison officials have violated a wide range of his rights. Jackson also filed a petition to proceed in forma pauperis ("IFP"), which was granted.

As the district court noted, Jackson's complaint is "largely unintelligible." The complaint clearly fails to state a claim under Federal Rule 12(b)(6). Fed.R.Civ.P. 12(b)(6). Declining to order service of process, the district court sua sponte dismissed the complaint with leave to amend and with brief instructions on how to correct the complaint's numerous defects. The court gave Jackson thirty days to amend his complaint. After Jackson failed to amend the complaint within the thirty-day period, the district court dismissed the action and entered judgment against him. Jackson filed a motion to reconsider and some late amendments for the complaint, but the amendments did not cure the deficiencies identified by the district court. The district court denied the motion to reconsider.

DISMISSALS UNDER 28 U.S.C. § 1915(d)

"The federal in forma pauperis statute, enacted in 1892 and presently codified as 28 U.S.C. § 1915, is designed to ensure that indigent litigants have meaningful access to the federal courts." Neitzke v. Williams, ___ U.S. ___, 109 S.Ct. 1827, 1831, 104 L.Ed.2d 338 (1989) (unanimous decision). An IFP litigant may prosecute a lawsuit without paying filing fees or court costs. Id. As a result, IFP litigants, unlike paying litigants, have little "economic incentive to refrain from filing frivolous, malicious, or repetitive lawsuits." Id. To prevent such abusive litigation, section 1915(d) permits federal courts to dismiss IFP claims "if the allegation of poverty is untrue, or if satisfied that the action is frivolous or malicious." Neitzke, 109 S.Ct. at 1831; 28 U.S.C. § 1915(d). "Dismissals on these grounds are often made sua sponte prior to issuance of process, so as to spare prospective defendants the inconvenience and expense of answering such complaints." Neitzke, 109 S.Ct. at 1831.

There is no evidence in the record that Jackson is not impoverished or that the action is malicious. Therefore, the district court's sua sponte dismissal of the action prior to service of process could only be justified if the complaint was frivolous under section 1915(d). We review the determination that a claim is frivolous denovo. Noll v. Carlson, 809 F.2d 1446, 1447 (9th Cir. 1987).

A complaint is "frivolous" within the meaning of section 1915(d) only if it lacks an arguable basis in law or fact. Neitzke, 109 S.Ct. at 1831. Thus, a judge may dismiss IFP claims which are "based on indisputably meritless legal theories" or whose "factual contentions are clearly baseless." Id. at 1833.

On the other hand, an indigent plaintiff with an arguable claim is entitled to issuance and service of process. Neitzke, 109 S.Ct. at 1834; Wilson v. Rackmill, 878 F.2d 772, 774-75 (3d Cir. 1989). Service of process assures "indigent plaintiffs the practical protections against unwarranted dismissal generally accorded paying plaintiffs under the Federal Rules." Neitzke, 109 S.Ct. at 1834. And "Congress' overarching goal in enacting the in forma pauperis statute [was] `to assure equality of consideration for all litigants.'" Neitzke, 109 S.Ct. at 1834 (quoting Coppedge v. United States, 369 U.S. 438, 447, 82 S.Ct. 917, 922, 8 L.Ed.2d 21 (1962)). In the present case, the district court did not order issuance and service of process. Thus, under Neitzke, our critical inquiry is whether any of Jackson's claims has an arguable basis in law and fact.

Deciphering Jackson's pro se complaint is difficult, but we construe the complaint to allege nine somewhat redundant claims against the State of Arizona and two prison officials. Initially, we note that the eleventh amendment bars Jackson's claim against the state. Edelman v. Jordan, 415 U.S. 651, 663, 94 S.Ct. 1347, 1355, 39 L.Ed.2d 662 (1974); Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989); U.S. Const. amend. XI; cf. Will v. Michigan Dept. of State Police, ___ U.S. ___, 109 S.Ct. 2304, 2308-09, 105 L.Ed.2d 45 (1989) (a state is not a person for purposes of 42 U.S.C. § 1983). Therefore, Jackson's claim against the state is without arguable legal basis. See Pugh v. Parish of St. Tammany, 875 F.2d 436, 438 (5th Cir. 1989) (claim against prosecutors with clear immunity is frivolous within the meaning of section 1915(d)). We now consider the individual claims against the two named defendants.

We construe claims 1, 3, 5, 6, and 8 to allege that maintenance of the prison conditions described amounted to cruel and unusual punishment. Jackson seems to contend unsanitary food handling and polluted water at the prison "could lead to death, [and] all type[s]" of diseases. See generally Rhodes v. Chapman, 452 U.S. 337, 345-46, 101 S.Ct. 2392, 2398-99, 69 L.Ed.2d 59 (1981) (discussing the meaning of "cruel and unusual"). And while most of Jackson's allegations seem either highly improbable or greatly exaggerated, if the prison conditions were as threatening to Jackson's health and safety as he alleges and "if they were the result of deliberate indifference on the part of the prison officials, then [Jackson] arguably has alleged cruel and unusual punishment under the Eighth Amendment." Franklin v. State of Oregon, 662 F.2d 1337, 1347 (9th Cir. 1981). These claims are not frivolous for purposes of section 1915(d).

Claim 2 is "Double Jeopardy . . . Threatening-as-Slaves . . . Still occurring . . . Threatening to caused violents Reactions from convicts." This claim is totally incomprehensible and therefore without arguable basis in law.

In claims 4 and 9, Jackson complaints about the slippery prison floors and the dried beans served for meals. These claims do not state even an arguable claim for cruel and unusual punishment. "[T]he Constitution does not mandate comfortable prisons." Rhodes, 452 U.S. at 349, 101 S.Ct. at 2400.

Claim 7 alleges that prison officials violated Jackson's right to due process by refusing to allow prisoners "to carry personal type writers over to the State Law Library." While prisoners have a right to meaningful access to the courts, inmates "have no constitutional right to the use of a typewriter." Sands v. Lewis, 878 F.2d 1188, 1190 (9th Cir. 1989). Claim 7 is frivolous.

Jackson also makes other allegations which could be interpreted as stating independent claims. However, none of these potential claims has even arguable merit.

CONCLUSION

The district court's judgment is reversed as to claims 1, 3, 5, 6 and 8 and is affirmed as to claims 2, 4, 7, and 9. We also affirm the district court's judgment as to the State of Arizona. We remand the case for issuance and service of process. Neitzke v. Williams, ___ U.S. ___, 109 S.Ct. 1827, 1830-31, 104 L.Ed.2d 338 (1989).

AFFIRMED in part, REVERSED in part and REMANDED.

[19] FARRIS, Circuit Judge, concurring:

I would affirm but Neitzke v. Williams, ___ U.S. ___, 109 S.Ct. 1827, 1830-31, 104 L.Ed.2d 338 (1989) requires the result that we reach.

Upon remand, the district court may dismiss the complaint for failure to state a claim under Federal Rule 12(b)(6). The result will be the same but Neitzke requires a more restricted standard when the dismissal is based upon frivolousness under 28 U.S.C. § 1915(d). As the Supreme Court held in Neitzke:

The question presented is whether the complaint filed in forma pauperis which fails to state a claim under Federal Rule of Civil Procedure 12(b)(6) is automatically frivolous within the meaning of 28 U.S.C. § 1915(d). The answer, we hold, is no.

Neitzke v. Williams, ___ U.S. ___, 109 S.Ct. 1827, 1829, 104 L.Ed.2d 338 (1989).

I am compelled therefore, to join the majority.

Use AI to get other relevant cases.

Comments

JACKSON v. STATE OF ARIZ
(Sep 18, 1989)