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Smart Summary

Factual and Procedural Background

Hector Manuel Aguilar was convicted by a jury of first degree murder for the stabbing death of his girlfriend, Cecilia Chayra, which occurred in his apartment on April 21, 1987. Evidence at trial included the discovery of multiple weapons near the victim's body, bloodstains consistent with the victim's blood, and appellant's own bloodied clothing. Aguilar was arrested shortly after the killing and made an inculpatory statement to his father. Psychological experts testified that Aguilar exhibited paranoid personality traits exacerbated by cocaine use, which might have impaired his judgment. Aguilar claimed self-defense, stating that Chayra attacked him first. He was sentenced to 25 years to life in state prison, with a one-year enhancement for personal use of a deadly weapon. He appealed the judgment on multiple grounds, challenging evidentiary rulings, privilege waivers, jury instructions, and admission of certain evidence.

Legal Issues Presented

  1. Whether the trial court erred in applying Evidence Code section 795 to appellant's testimony after hypnosis.
  2. Whether appellant waived his attorney-client privilege regarding statements made to a court-appointed hypnotist.
  3. Whether appellant waived his privilege against self-incrimination and Sixth Amendment right to counsel by disclosure of hypnotic session tapes.
  4. Whether the trial court improperly restricted expert defense testimony by disallowing appellant's statements to experts.
  5. Whether the admission for impeachment of appellant's statements to a police officer after he invoked his right to silence violated constitutional protections.
  6. Whether the trial court had a sua sponte duty to instruct the jury with former CALJIC No. 3.36 regarding mental disease or defect.
  7. Whether admission of a photograph of the victim taken while alive prejudiced appellant.

Arguments of the Parties

Appellant's Arguments

  • The trial court improperly applied Evidence Code section 795 to his hypnotically refreshed testimony, resulting in an erroneous waiver of attorney-client privilege.
  • The waiver of attorney-client privilege was not voluntary or limited to the admissibility hearing and should not have permitted prosecutorial discovery or impeachment.
  • The use of statements made after invoking the right to remain silent violated his privilege against self-incrimination and Sixth Amendment rights.
  • The court improperly restricted expert witnesses from testifying about appellant's statements relevant to their opinions.
  • The trial court erred in failing to instruct the jury sua sponte on diminished capacity pursuant to former CALJIC No. 3.36.
  • The admission of a photograph of the victim taken while alive was prejudicial.

Respondent's Arguments

  • The trial court correctly applied Evidence Code section 795 and appellant waived privilege by submitting to hypnosis and consenting to disclosure.
  • The prosecution's use of appellant's statements for impeachment was proper and any error was harmless due to limiting jury instructions.
  • The admission of statements made after appellant asserted his right to silence was governed by the controlling constitutional and statutory law permitting impeachment use.
  • Expert testimony was properly limited to admissible bases for opinion under Evidence Code section 802.
  • The jury was adequately instructed on mental state issues, and failure to give CALJIC No. 3.36 sua sponte was harmless.
  • Any error in admitting the victim's photograph was harmless.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Shirley (1982) 31 Cal.3d 18 Testimony of a witness who has undergone hypnosis is inadmissible post-hypnosis, except defendant's own testimony. Held controlling; the trial court erred in applying Evidence Code section 795 to appellant's testimony because Shirley remains binding regarding defendant testimony after hypnosis.
People v. Burroughs (1987) 188 Cal.App.3d 1162 Legislative history and purpose of Evidence Code section 795 as a middle ground on hypnotically refreshed testimony. Discussed to explain the legislative intent behind section 795 and its procedural safeguards.
People v. Robles (1970) 2 Cal.3d 205 Exception to inadmissibility of defendant's testimony after hypnosis to protect right to testify. Referenced to support the exception to the general bar on hypnotically refreshed testimony for defendants.
Chapman v. California (1967) 386 U.S. 18 Standard for harmless error beyond a reasonable doubt. Applied to find harmless any error in admitting privileged or potentially prejudicial evidence.
Miranda v. Arizona (1966) 384 U.S. 436 Right to remain silent and protections against self-incrimination. Context for appellant's claim regarding statements made after invoking right to silence.
People v. May (1988) 44 Cal.3d 309 Use of statements made after invocation of right to silence for impeachment under Proposition 8. Held controlling; abrogated prior exclusionary rule and permitted impeachment use of such statements.
People v. Disbrow (1976) 16 Cal.3d 101 Prior rule precluding use of post-Miranda silence statements for impeachment. Overruled by Proposition 8 and May for impeachment purposes.
Harris v. New York (1971) 401 U.S. 222 Statements obtained in violation of constitutional rights may be used for impeachment. Supported admission of appellant's statements for impeachment despite claimed constitutional violations.
People v. Leever (1985) 173 Cal.App.3d 853 Trial court's duty to instruct on diminished capacity and harmless error analysis. Applied to find failure to give CALJIC No. 3.36 was error but harmless given instructions and evidence.
People v. Henderson (1963) 60 Cal.2d 482 Effect of removing diminished responsibility defense from jury consideration. Distinguished; appellant's defense was fully presented and argued unlike in Henderson.
People v. Sedeno (1974) 10 Cal.3d 703 Jury's understanding of mental state evidence and instructions. Supported conclusion jury was aware of legal significance of mental condition evidence.
People v. Stewart (1976) 16 Cal.3d 133 Requirement of concurrence of act and intent. Referenced regarding proper jury instructions on intent and act concurrence.
People v. Hendricks (1987) 43 Cal.3d 584 Harmless error standard for admission of victim photographs. Applied to hold any error in admitting victim's photograph was harmless.
People v. Cruz (1968) 264 Cal.App.2d 350 Definition of witness availability and invocation of privilege. Used to explain that defendant's invocation of privilege does not render him unavailable for hearsay exceptions.
People v. Kimble (1988) 201 Cal.App.3d 726 Use of statements for impeachment under federal law. Supported admission of statements made after invocation of Miranda rights for impeachment.
People v. Smith (1983) 34 Cal.3d 251 Application of constitutional provisions governing admissibility of evidence. Confirmed retroactive application of Proposition 8 to crimes committed after effective date.

Court's Reasoning and Analysis

The court began by reviewing the application of Evidence Code section 795 regarding testimony after hypnosis. It found that under the controlling precedent of People v. Shirley, a defendant's testimony after hypnosis is not rendered inadmissible, and thus the trial court erred in applying section 795 to appellant's testimony. Nonetheless, since appellant testified and the prosecutor was satisfied that the hypnosis did not prejudice the testimony, appellant was permitted to testify. The court concluded appellant's waiver of attorney-client privilege was the product of this erroneous application and was not voluntary or limited. However, the resulting disclosure and impeachment evidence were cumulative and did not conflict with appellant's direct testimony, rendering any error harmless beyond a reasonable doubt.

Regarding appellant's claim of violation of privilege against self-incrimination and Sixth Amendment rights, the court held the evidence was cumulative and harmless due to jury admonitions. The court also upheld the admission of appellant's statements to a police officer for impeachment purposes, finding that Proposition 8 and subsequent case law abrogated prior exclusionary rules and permitted such use without ex post facto concerns.

The court sustained the trial court's restriction on expert testimony about appellant's statements, reasoning that the statements were not the basis of the experts' opinions and thus inadmissible under Evidence Code section 802. The court rejected appellant's attempt to admit the statements as evidence of state of mind, noting appellant was available to testify and controlled his availability.

On the failure to instruct sua sponte with CALJIC No. 3.36, the court acknowledged error but found no miscarriage of justice. The jury was fully instructed on the mental state elements and appellant's defense theory was presented through other instructions and expert testimony. The factual question posed by the omitted instruction was resolved adversely to appellant under other instructions.

Finally, the court found any error in admitting a photograph of the victim taken while she was alive was harmless.

Holding and Implications

The judgment of conviction is affirmed.

The court held that although the trial court erred in applying Evidence Code section 795 to appellant's testimony and in failing to give a diminished capacity instruction sua sponte, these errors were harmless beyond a reasonable doubt. The waiver of attorney-client privilege was not voluntary but did not prejudice appellant's substantial rights. The admission of impeachment evidence and other challenged rulings did not warrant reversal. The decision affirms appellant's conviction and sentence without setting new precedent, reaffirming existing principles on hypnosis, privilege waivers, impeachment use of statements after invocation of Miranda rights, and jury instruction standards.

THE PEOPLE, Plaintiff and Respondent, v. HECTOR MANUEL AGUILAR, Defendant and Appellant.

OPINION

DANIELSON, J.

Hector Manuel Aguilar appeals from the judgment entered following a jury trial that resulted in his conviction of the first degree murder (Pen. Code, § 187) of his girlfriend, Cecilia Chayra, and a finding that he personally used a deadly weapon in committing the offense (Pen. Code, § 12022, subd. (b)). He was sentenced to state prison for a term of 25 years to life, enhanced by 1 year pursuant to subdivision (b) of Penal Code section 12022. We affirm the judgment.

CONTENTIONS

Appellant contends the trial court erred in (1) applying the provisions of Evidence Code section 795 to his testimony, (2) ruling he waived his attorney-client privilege for purposes of trial, (3) ruling he waived his right against self-incrimination in connection with his statements to a hypnotist, which the prosecution was permitted to use for impeachment purposes, (4) permitting the prosecutor to exceed the scope of his direct testimony on cross-examination, (5) restricting expert defense testimony by disallowing evidence of appellant's statements to the experts, (6) admitting for impeachment purposes his pretrial statements made to a police officer on April 24, 1987, after appellant had exercised his right to remain silent, (7) failing to instruct the jury sua sponte in the language of former CALJIC No. 3.36 (Evidence of Mental Disease) (now see CALJIC No. 3.32), and (8) admitting in evidence a photograph of the victim taken while she was alive.

FACTS

We view the evidence in the light most favorable to the judgment in accordance with the usual rule governing appellate review. ( People v. Barnes (1986) 42 Cal.3d 284, 303 [ 228 Cal.Rptr. 228, 721 P.2d 110].)

The victim, Chayra, died in appellant's apartment between the hours of 9:15 p.m. and 10 p.m. on April 21, 1987. Her death was caused by multiple stab wounds to her neck. A 12-inch kitchen knife with a serrated blade, a box cutter, a stick and a baseball bat were found near her body, which was lying on the blood-soaked living room carpet. A blood-soaked shirt and Levis were found in the bedroom closet. Bloodstains were found in the kitchen, in the bathroom and on the living room wall near the front door.

Appellant's explanation that he had been invited to play baseball, and planned to use the box cutter to remove worn tape from his bat handle, was corroborated by a message on his telephone answering machine from Richard Bardales, as well as Bardales's testimony at trial.

As appellant was arrested outside his parents' home a few hours after the killing, his father asked what he had done, and appellant responded, "Termine a Cecilia," which means "I finished Cecilia off."

At appellant's booking, blood was noted on his clothing and person. The stains were consistent with the victim's blood, but not with appellant's. He was not under the influence of alcohol or drugs.

Chayra planned to terminate her relationship with appellant on the night she was killed because she feared he might be dealing cocaine. Appellant, who used and sold cocaine, had become increasingly paranoid in the months preceding the killing, and feared that Chayra would turn him in to the police.

In his defense, appellant claimed he and Chayra had been experiencing difficulties with their relationship for several days prior to the evening of April 21, 1987, when they met at his apartment and he suggested they stop seeing each other. Twice Chayra asked, "`What?'" and twice appellant repeated his statement. Then, stating in a loud voice, "`You can't do that,'" Chayra attacked him, throwing him off balance so that he dropped to his knees, and grabbing his shirt as she slapped at him, angrily repeating, "`You can't do that.'"

Eventually, appellant was knocked flat on his back with Chayra on top of him. They struggled for a while and then Chayra reached for a knife. Believing she was about to stab him, appellant grabbed the knife. Although he recalled hitting Chayra, and struggling with her for possession of the knife, appellant did not remember stabbing her. When she stopped struggling with him he saw all the blood, then remembered nothing else until he reached his parents' home.

Psychological experts appointed to examine appellant concluded he suffered from paranoid personality traits which could have been caused or exacerbated by his cocaine use, and would impair his judgment and cause him to overreact if he felt threatened.

DISCUSSION Evidence Code Section 795

(1) Because of appellant's difficulty in recalling the killing, one of the psychological experts appointed by the court caused him to be hypnotized. Appellant complains of the trial court's application of Evidence Code 795 to his testimony.

In People v. Shirley (1982) 31 Cal.3d 18 [ 181 Cal.Rptr. 243, 723 P.2d 1354], our Supreme Court held "that the testimony of a witness who has undergone hypnosis for the purpose of restoring his memory of the events in issue is inadmissible as to all matters relating to those events, from the time of the hypnotic session forward." ( Id. at pp. 66-67.) The court excepted from this rule the testimony of a defendant, stating, "when it is the defendant himself — not merely a defense witness — who submits to pretrial hypnosis, the experience will not render his testimony inadmissible if he elects to take the stand. In that case, the rule we adopt herein is subject to a necessary exception to avoid impairing the fundamental right of an accused to testify in his own behalf. ( People v. Robles (1970) 2 Cal.3d 205, 214-215. . . .)" ( People v. Shirley, supra, 31 Cal.3d 18, 67.)

In June 1982, Proposition 8 amended the California Constitution to provide that, with certain specified exceptions, all relevant evidence is admissible. (Cal. Const. art I, § 28.)

In 1984, effective January 1, 1985, the Legislature enacted Evidence Code section 795, providing: "(a) The testimony of a witness is not inadmissible in a criminal proceeding by reason of the fact that the witness has previously undergone hypnosis for the purpose of recalling events which are the subject of the witness' testimony, if all of the following conditions are met:

"(1) The testimony is limited to those matters which the witness recalled and related prior to the hypnosis.

"(2) The substance of the prehypnotic memory was preserved in written, audiotape, or videotape form prior to the hypnosis.

"(3) The hypnosis was conducted in accordance with all of the following procedures:

"(A) A written record was made prior to hypnosis documenting the subject's description of the event, and information which was provided to the hypnotist concerning the subject matter of the hypnosis.

"(B) The subject gave informed consent to the hypnosis.

"(C) The hypnosis session, including the pre- and post-hypnosis interviews, was videotape recorded for subsequent review.

"(D) The hypnosis was performed by a licensed medical doctor or psychologist experienced in the use of hypnosis and independent of and not in the presence of law enforcement, the prosecution, or the defense.[]

Subdivision (a)(3)(D) was amended in 1987 to add licensed clinical social workers, and licensed marriage, family and child counselors certified in hypnosis by the Board of Behavioral Science Examiners, to the list of persons authorized to perform the hypnosis.

"(4) Prior to admission of the testimony, the court holds a hearing pursuant to Section 402 of the Evidence Code at which the proponent of the evidence proves by clear and convincing evidence that the hypnosis did not so affect the witness as to render the witness' prehypnosis recollection unreliable or to substantially impair the ability to cross-examine the witness concerning the witness' prehypnosis recollection. At the hearing, each side shall have the right to present expert testimony and to cross-examine witnesses.

"(b) Nothing in this section shall be construed to limit the ability of a party to attack the credibility of a witness who has undergone hypnosis, or to limit other legal grounds to admit or exclude the testimony of that witness."

In People v. Burroughs (1987) 188 Cal.App.3d 1162 [ 233 Cal.Rptr. 872], the court discussed the legislative history of section 795: "`STAFF COMMENTS: . . . . The purpose of the bill is to clarify the law as to when a witness may testify after having been hypnotized before trial. If the Shirley rule is followed, the witness may never testify. If Proposition 8 wholly overrules Shirley, a witness could testify in all cases after having been hypnotized. This bill would provide a middle ground and permit a witness to testify after having been hypnotized only if strict guidelines had been followed which would insure an adequate record upon which to judge whether hypnosis improperly contaminates the witness.' (Assem. Com. on Criminal Law and Public Safety, Analysis of Assem. Bill No. 2669 (1983-1984 Reg. Sess.) in original form.)

"The Legislature acted, declaring a previously hypnotized witness was not completely barred from testifying, at least to certain subjects when such testimony would be surrounded by several procedural safeguards. . . . The Legislature sought to ensure the integrity of the factfinding process, not to prescribe appropriate procedures for law enforcement authorities. The Legislature rejected the absolute bar to testimony of a previously hypnotized witness; it also clearly rejected the potential `anything goes' of Proposition 8 if Shirley were overruled.

"As noted in the Senate Committee on Judiciary Analysis, `[t]his middle ground approach would put California in accord with the rules in nine other states. . . .' (Sen. Com. on Judiciary, Analysis of Assem. Bill No. 2669 (1983-1984 Reg. Sess.) as amended June 20, 1984.) The bill's aim was to bring California in line with those jurisdictions from whose cases Justice Kaus fashioned his pre- Shirley exception in Guerra [ People v. Guerra (1984) 37 Cal.3d 385 ( 208 Cal.Rptr. 162, 690 P.2d 635)]." ( People v. Burroughs, supra, 188 Cal.App.3d 1162, 1168-1169.)

In his concurring opinion in People v. Guerra, supra, 37 Cal.3d 385, Justice Kaus, joined by Justice Grodin, emphasized that "virtually all of the other states that have adopted a `per se' rule excluding hypnotically induced testimony, have at the same time expressly declared that a witness is not necessarily barred from testifying to events which the witness recalled and related to others before undergoing hypnosis. [Citations.]" ( Id. at p. 431, italics omitted.)

In the present case, as related above, appellant did testify in his own behalf. He complains of the trial court's application of section 795 insofar as it resulted in discovery by the prosecution of assertedly privileged matter disclosed in his sessions with the hypnotist. Appellant argues that even assuming application of section 795, the court should have conducted an in camera hearing to determine the reliability of his posthypnosis testimony.

Shirley established that a defendant's submission to pretrial hypnosis will not render his testimony inadmissible. Proposition 8 did not affect this holding as it enlarged, rather than diminished, the scope of admissible evidence. By its terms, Evidence Code section 795 imposes limits on the admissibility of posthypnosis testimony. Unless and until our Supreme Court modifies its holding in Shirley, that decision controls admissibility of the posthypnosis testimony of a defendant in this state. The trial court erred in ruling the statute applicable to appellant's testimony.

This does not end our inquiry in the present case where, although the trial court found the hypnotist did not meet the requirements of subdivision (a)(3)(D) of Evidence Code section 795, appellant was not thereby precluded from testifying. Rather, the court ruled the prosecution, after viewing tapes of the sessions relating to hypnosis, would have to show that "the prosecution has been prejudiced or the witness has been so programmed that the noncompliance with the Evidence Code will fatally infect the validity of [appellant's] testimony."

After viewing the tapes, the prosecutor was satisfied that the hypnosis did not affect the reliability of appellant's testimony. He was therefore permitted to testify in his own behalf. As heretofore stated, his complaint on this appeal is that because of the court's ruling on section 795, the prosecutor was permitted to discover the content of all of his statements to the hypnotist, and to thereafter use some of them to impeach him.

Waiver of the Attorney-client Privilege

(2) At the hearing on admissibility of appellant's posthypnosis testimony, he personally waived his right of "confidentiality" with respect to his interviews with the hypnotist, Kurt Jorgensen, and agreed the prosecutor could review videotapes of those interviews. When the hearing continued at a later date, defense counsel stated that in light of the court's ruling that Evidence Code section 795 did apply, she had advised appellant to consent to the prosecutor's viewing of the tapes. She stated, "but I just want to make it clear they are turned over for that purpose only, that we do not concede that the prosecution has a right to discovery of any statements made by the defendant to a witness — I mean to an expert who has been appointed under the attorney/client privilege." She sought a ruling "that the prosecution use the information in those tapes solely for the purpose of [the 402] hearing, so if she wants to call an expert or cross-examine Mr. Jorgensen about the process and methodology of the hypnosis, that that be done; but if ultimately the court were to rule that [appellant] can testify, that she not be able to use his statements for impeachment purposes."

The prosecutor argued (assuming inadmissibility of any posthypnosis statements) appellant's prehypnosis statements to Jorgensen were admissible for impeachment purposes. The court so ruled, stating there were no restrictions on appellant's waiver and that inasmuch as he "subjected himself to this procedure under 795," his statements could be used to impeach him.

Defense counsel reiterated twice more that appellant's waiver was not intended for purposes of prosecutorial discovery, and requested that the tapes be sealed because they were within the attorney/client privilege. When the court again ruled the content of the tapes available for impeachment purposes, counsel moved pursuant to Evidence Code section 352 to exclude appellant's statements to Jorgensen that he had been followed by Drug Enforcement Administration (D.E.A.) agents and testified in a grand jury proceeding regarding the murder of an agent. The court ruled that inasmuch as the substance of appellant's statements had already been placed before the jury through testimony of other witnesses, their prejudicial effect in this context did not outweigh their probative value. The court did, however, promise to instruct the jury they were not to infer from the statements that appellant was involved in any misconduct.

Based on information gleaned from appellant's statements to the hypnotist, the prosecutor elicited appellant's testimony on cross-examination that he had been photographing cars on the freeway when he was stopped by a police officer, who explained that he had interrupted an ongoing investigation. As a result of this incident, appellant testified before a federal grand jury investigating the murder of a D.E.A. agent. In addition, federal prosecutors intimated to appellant that they thought he was a cocaine dealer. With respect to this testimony, the court admonished the jury: "As far as the jury is concerned, this evidence relates to a collateral matter to this trial and has nothing to do with the murder of a D.E.A. agent or federal proceedings; and the jury is specifically instructed that Mr. Aguilar is not a party to any federal action, he is not a suspect or a defendant in any other action. [¶] This matter is simply being brought up as a part of the overall pattern of conduct in this case and for that limited purpose. So, you are not to attach any significance to the fact he was called as a witness before a United States grand jury."

Appellant's waiver of the privilege against disclosure of his interviews with the hypnotist was occasioned by the trial court's erroneous application of Evidence Code 795 to his testimony. The waiver was not only limited to the hearing on admissibility of his posthypnosis testimony (Evid. Code, § 402); it was also not freely and voluntarily made. However, all that resulted from the prosecutor's discovery of the tapes was disclosure of the above-described incident, and the prosecutor's asking appellant several times on cross-examination if he remembered making certain statements to the hypnotist. None of this evidence conflicted with appellant's testimony on direct examination.

Appellant argues the information gleaned by the prosecutor from his privileged statements to the hypnotist assisted in establishing the prosecution's theory of the case, i.e., that appellant was a drug dealer who killed his girlfriend because he feared she would turn him in to the police. Assuming this evidence initially possessed the probative value assigned it by appellant, it was merely cumulative to other testimony concerning appellant's participation in drug transactions. In addition, we must presume the jury abided by the court's admonition that the incident related by the hypnotist had nothing to do with either this case or the murder being investigated by the officer who stopped appellant, and that appellant was neither a defendant nor a suspect in any federal action. The probative value, if any, of the complained of testimony was eliminated by this admonition, which also cured any prejudicial effect the testimony might otherwise have had. The error was harmless beyond a reasonable doubt. ( Chapman v. California (1967) 386 U.S. 18, 24 [17 L.Ed.2d 705, 710-711, 87 S.Ct. 824, 24 A.L.R.3d 1065].)

The complained of testimony, which was uncorroborated by the police officer or federal officials, was equally subject to interpretation as further evidence of appellant's paranoid personality traits.

Privilege Against Self-incrimination and Sixth Amendment Right to Counsel

(3) For the first time on this appeal, appellant claims disclosure of the tapes violated his privilege against self-incrimination and his Sixth Amendment right to counsel at all critical stages of the criminal process. Again, the resulting evidence was cumulative to other testimony, particularly that of Diana Heber, and any prejudicial effect it may otherwise have had was effectively precluded by the court's admonition to the jury. Again, the error was harmless. ( Chapman v. California, supra, 386 U.S. 18, 24 [17 L.Ed.2d 705, 710-711].)

Restrictions on Expert Defense Testimony

(4) Appellant complains of the court's refusal to permit his expert witnesses to relate his statements to them.

"A witness testifying in the form of an opinion may state on direct examination the reasons for his opinion and the matter . . . upon which it is based. . . ." (Evid. Code, § 802)

The court permitted Dr. Goodman to testify to information he received from appellant's family members concerning his behavior during the period preceding the killing, for the purpose of establishing the basis for the expert's opinion. When defense counsel sought to elicit from the doctor appellant's statements to him concerning the killing itself, assertedly for the same purpose, the prosecutor's objection was sustained.

Dr. Coburn was also asked to relate appellant's statements to him concerning the killing. When the admissibility of this testimony was challenged, counsel argued that if the People were to be permitted to argue that appellant's testimony was affected by hypnosis, then appellant should be able to show his prehypnosis statements to the doctor were consistent with his testimony at trial. Again, the prosecutor's hearsay objection was sustained.

The prosecutor stated she knew of no basis for such an argument.

The record discloses that Dr. Goodman ultimately testified his opinion was based essentially on his testing of appellant and the statements of appellant's family members, and "very little on what [appellant] said." Although Dr. Coburn stated he considered appellant's statements, including his perception of the situation during the stabbing incident, his diagnosis was based upon family information and test results provided by Dr. Goodman, as well as statements made by appellant's brother to police officers. The experts agreed appellant's mental condition was not apparent in their interviews with him. Thus, his statements to the experts were not matters upon which their opinions were based, and were not admissible pursuant to Evidence Code section 802, supra.

Insofar as appellant sought to admit the statements in anticipation of an attempt by the prosecutor to impeach his trial testimony by showing that it was affected by hypnosis, no such showing was ever made. (5) (See fn. 6.) Finally, the proffered evidence was not admissible as a statement of appellant's state of mind, emotion, or physical sensation at the time of the killing, as he was not unavailable as a witness. (Evid. Code, § 1251.)

The privilege of a defendant in a criminal case not to become a witness does not make him unavailable. As a party, he is in a position to control his availability. (See Cal. Law Revision Com. com., Evid. Code, § 240: "Moreover, if the out-of-court statement is that of the party himself, he may not create `unavailability' under this section by invoking a privilege not to testify"; see also, People v. Cruz (1968) 264 Cal.App.2d 350, 356-357, fn. 6 [ 70 Cal.Rptr. 603].)

Admission of Appellant's Statements to a Police Officer

(6) Appellant complains of the trial court's admission for impeachment purposes of his statements to a police officer who questioned him after he had asserted his right to remain silent ( Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694, 86 S.Ct. 1602, 10 A.L.R.3d 974]). In People v. May (1988) 44 Cal.3d 309 [ 243 Cal.Rptr. 369, 748 P.2d 307], our Supreme Court held that Proposition 8 (Cal. Const, art I, § 28, subd.(d)) abrogated the rule of People v. Disbrow (1976) 16 Cal.3d 101 [ 127 Cal.Rptr. 360, 545 P.2d 272], precluding any use of such statements, and that any case arising after February 1, 1988, would be governed by the federal rule permitting their use for impeachment purposes. Appellant claims application of this rule to his statements made on April 24, 1987, prior to the May decision, constituted an ex post facto use of the May rule.

Appellant's focus on the decision in May is misplaced. The Disbrow rule was abrogated by the passage of article I, section 28, subdivision (d) of the California Constitution, effective June 9, 1982, prior to the events herein. ( People v. May, supra, 44 Cal.3d 309, 318.) Section 28, subdivision (d) applies to prosecutions for crimes committed on or after its effective date ( People v. Smith (1983) 34 Cal.3d 251, 262 [ 193 Cal.Rptr. 692, 667 P.2d 149]), and provides: "Except as provided by statute hereafter enacted by a two-thirds vote of the membership in each house of the Legislature, relevant evidence shall not be excluded in any criminal proceeding, including pretrial and post conviction motions and hearings, or in any trial or hearing of a juvenile for a criminal offense. . . . Nothing in this section shall affect any existing statutory rule of evidence relating to privilege or hearsay, or Evidence Code, Sections 352, 782 or 1103. Nothing in this section shall affect any existing statutory or constitutional right of the press."

As the court stated in May: "Given the probable aim of the voters in adopting section 28(d), namely, to dispense with exclusionary rules derived solely from the state Constitution, it is not reasonably likely that the California voters intended to preserve, in the form of a `statutory' privilege, a judicially created exclusionary rule expressly rejected by the United States Supreme Court under the federal Constitution." ( People v. May, supra, 44 Cal.3d 318, italics in original.)

Under federal law, statements elicited from a defendant in violation of his constitutional rights may be used for impeachment purposes. ( Harris v. New York (1971) 401 U.S. 222, 225-226 [28 L.Ed.2d 1, 4-5, 91 S.Ct. 643]; People v. Kimble (1988) 201 Cal.App.3d 726, 731 [ 248 Cal.Rptr. 41].) From and after passage of section 28, subdivision (d), such statements may also be used for impeachment purposes in this state.

CALJIC No. 3.36

(7) Appellant contends the trial court had a sua sponte duty to instruct in the language of former CALJIC No. 3.36 (now see CALJIC No. 3.32): "Evidence has been received regarding a [mental disease] [mental defect] or [mental disorder] of the defendant [____]. You may consider such evidence solely for the purpose of determining whether or not the defendant [____] actually formed the mental state which is an element of the crime charged [in Count ____, to-wit ____."

Respondent contends "none of the expert testimony presented in the instant case raises even the slightest suggestion that appellant did not possess the necessary mental state, i.e., wilful deliberate premeditation, at the time of the murder."

Psychologist Dr. Alan Goodman found paranoid personality traits which, he explained, could cause "undue expectation of trickery or harm." Persons suffering with this condition "might question the loyalty of people that they have been friendly with. They might be very intent — quick, rather, to be aroused in anger, question the fidelity of people who have been formerly close, be hypervigilant to the environment around them, expecting harm or some kind of threat to come from what . . . they had normally related to with calmness[,] from people or situations where they had felt no harm, now they . . . would be looking for harm or trickery." According to Dr. Goodman, people with paranoid personality disorders are more easily insulted or slighted than others would be.

Psychiatrist Dr. Michael Coburn also found paranoid personality traits aggravated by cocaine use. Asked what effect these traits would have in an altercation situation, Dr. Coburn responded "it is very likely to lead to overreaction, to excessive action, to inappropriate action, to impaired judgment. [¶] There is a very great propensity to misinterpret behavior in a negative sense." He described a heightening of responses, and more rapid responses, especially in situations perceived as threatening.

In his own testimony, appellant claimed Chayra attacked him and was reaching for a knife just prior to the killing. The testimony of his experts was that a person subject to his mental condition would have more heightened and more rapid responses to perceived wrongs to himself. This evidence was offered for the purpose of raising a question whether appellant premeditated and deliberated, or even harbored malice aforethought, at the time of the killing. We agree with appellant that the court erred in failing to instruct on its own motion pursuant to CALJIC No. 3.36. ( People v. Leever (1985) 173 Cal.App.3d 853, 865-866 [ 219 Cal.Rptr. 581] (criticized on another point in People v. Ellis (1987) 195 Cal.App.3d 334, 340-341 [ 240 Cal.Rptr. 708]).)

Here, as in Leever, supra, we are persuaded no miscarriage of justice resulted from the error. Appellant conceded he was the perpetrator of the homicide; the only issue was the degree of his culpability. The instructions given the jury fully illuminated his theory of the case, i.e., that he was guilty only of voluntary manslaughter, because the mental state described by the experts caused him to honestly but unreasonably believe in the necessity to defend himself. They were fully instructed on the offenses of first and second degree murder, as well as voluntary manslaughter. These instructions included definitions of malice aforethought, willful, deliberate, and premeditated. (CALJIC Nos. 8.11, 8.20.) The jury was instructed that one who kills upon a sudden quarrel or heat of passion, or in the honest but unreasonable belief in the necessity to defend himself against imminent peril to his life or great bodily injury, is guilty only of voluntary manslaughter. (CALJIC Nos. 8.40, 8.42, 8.44, 5.17.) They were instructed on the use of circumstantial evidence and the necessary concurrence of act and intent. (CALJIC Nos. 2.02, 3.31.) They were told the specific intent with which the act was done "may be shown by the circumstances surrounding the commission of the act," that the proven circumstances must be consistent with the theory that appellant had the required specific intent and irreconcilable with any other rational conclusion, and that any reasonable interpretation of the evidence pointing to the absence of specific intent must be adopted. (CALJIC No. 2.02.)

Contrary to appellant's assertion, the diminished responsibility defense was not removed from the jury's consideration, as was the case in People v. Henderson (1963) 60 Cal.2d 482, 491-494 [ 35 Cal.Rptr. 77, 386 P.2d 677]. In our case, counsel for appellant premised her entire argument on the effect of his mental condition upon his culpability for the homicide, urging the jury to convict him of voluntary manslaughter, rather than murder, because he honestly but unreasonably believed in the necessity to defend himself. As the court stated in Leever: "There can be no doubt under the circumstances that the jurors knew the legal significance of the evidence of mental condition." ( People v. Leever, supra, 173 Cal.App.3d 853, 866.) The factual question posed by the omitted instruction was necessarily resolved adversely to appellant under other, properly given instructions. ( People v. Sedeno (1974) 10 Cal.3d 703, 721 [ 112 Cal.Rptr. 1, 518 P.2d 913] (disapproved on another point in People v. Flannel (1979) 25 Cal.3d 668, 684-685, fn. 12 [ 160 Cal.Rptr. 84, 603 P.2d 1]); People v. Stewart (1976) 16 Cal.3d 133, 141 [ 127 Cal.Rptr. 117, 544 P.2d 1317].)

The Victim's Photograph

Appellant claims he was prejudiced by the jury's viewing of a photograph of the victim taken while she was alive. Any error in admitting the photograph was harmless. ( People v. Hendricks (1987) 43 Cal.3d 584, 594 [ 238 Cal.Rptr. 66, 737 P.2d 1350].)

DECISION

The judgment is affirmed.

Klein, P.J., and Arabian, J., concurred.

Appellant's petition for review by the Supreme Court was denied June 21, 1990. Arabian, J., did not participate therein.

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PEOPLE v. AGUILAR
(Mar 23, 1990)