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Smart Summary

Factual and Procedural Background

On August 2, 1985, the plaintiff was a passenger on a bus operated by Walter Huston, an employee of Mount Kisco Bus Line, Inc., in Westchester County, New York. The bus was traveling at 50 to 60 miles per hour on a wet road when the driver lost control and collided with the rear of an egg truck stopped at a traffic light. The plaintiff sustained personal injuries from the impact. The bus driver initially told a truck driver, Kenneth Casablanca, that a brown car had cut him off, causing the accident. The bus driver also asked a passenger, Matthew Hart, to corroborate this claim, expressing concern about losing his job. At trial, the defendants relied on the bus driver’s hearsay statement that a brown car cut him off, admitted under the excited utterance exception, as evidence negating negligence. The jury found in favor of the defendants. The plaintiff appealed the admission of the hearsay statement and the resulting verdict.

Legal Issues Presented

  1. Whether the bus driver’s out-of-court statement that a brown car cut him off was admissible under the excited utterance exception to the hearsay rule.
  2. Whether the trial court erred in admitting this hearsay evidence over the plaintiff’s objection.

Arguments of the Parties

Respondents' Arguments

  • The bus driver was free from negligence because an unidentified car cut him off, forcing him to take evasive action.
  • The bus driver’s statement to the truck driver was admissible as an excited utterance since it was made shortly after the accident and related directly to the event.

Plaintiff's Arguments

  • The admission of the bus driver’s hearsay statement was erroneous because it did not meet the criteria for an excited utterance exception.
  • The statement was not made under the stress of the moment but was influenced by the driver’s concern about his employment, undermining its spontaneity and reliability.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Caviness, 38 N.Y.2d 227 General prohibition against hearsay evidence to prove the truth of the matter asserted. Supported the principle that hearsay is inadmissible because it deprives the opposing party of cross-examination.
People v. Norton, 164 A.D.2d 343 Explanation of hearsay rule and its exceptions. Referenced to emphasize the burden on the party seeking admission of hearsay to establish an exception.
Deutsch v. Horizon Leasing Corp., 145 A.D.2d 405 Definition and requirements for the excited utterance exception to hearsay. Used to frame the criteria for admissibility of statements made under the stress of a startling event.
Schiaroli v. Village of Ellenville, 111 A.D.2d 947 Contemporaneity and stress requirement for excited utterance. Supported the timing and stress factors necessary for the exception to apply.
People v. Nieves, 67 N.Y.2d 125 Clarification of excited utterance exception and its application. Referenced to assess whether the declarant was still under stress preventing reflection.
People v. Edwards, 47 N.Y.2d 493 Standards for determining whether a statement qualifies as an excited utterance. Applied to evaluate the spontaneity and reliability of the bus driver’s statement.
People v. Brown, 70 N.Y.2d 513 Focus on whether the declarant’s reflective faculties were stilled by excitement. Used to emphasize the necessity of absence of studied reflection for admissibility.

Court's Reasoning and Analysis

The court analyzed the hearsay statement under the excited utterance exception, which requires that the statement be made while the declarant is under the stress of a startling event, preventing reflective thought that could lead to fabrication. Although the bus driver’s statement was made at the scene shortly after the accident, the court found no evidence of the driver’s emotional state or excitement at the time. The testimony showed the driver sought corroboration from a passenger, indicating deliberation and concern about job security. This suggested the statement was not spontaneous but rather a product of studied reflection. Consequently, the court concluded the respondents failed to meet their burden to prove the statement’s admissibility as an excited utterance. The admission of this hearsay evidence was therefore erroneous, warranting reversal and a new trial.

Holding and Implications

The judgment is reversed, and a new trial is granted to the plaintiff against the defendants.

The direct effect of this decision is to vacate the jury verdict in favor of the defendants and require a retrial. The court’s ruling does not establish new precedent beyond reaffirming the strict standards for the excited utterance exception to hearsay. No broader legal implications are discussed.

IANCU LIEB, Appellant, v. COUNTY OF WESTCHESTER et al., Respondents, et al., Defendant.

Ordered that the judgment is reversed, on the law, and a new trial is granted to the plaintiff against the defendants the County of Westchester and Mount Kisco Bus Line, Inc., with costs to abide the event.

On the morning of August 2, 1985, the plaintiff was a passenger on a bus operated by the defendant Walter Huston, an employee of Mount Kisco Bus Line, Inc. It was a cloudy day in Westchester County, and the roadways were wet from drizzle. As the bus, traveling at a rate of 50 to 60 miles per hour, negotiated a curve on Route 22 in the Town of North Castle, the driver suddenly lost control of his vehicle. The bus then skidded into the rear of an egg truck, which had stopped for a traffic light at the intersection of Route 22 and Route 120. The impact of the collision knocked the plaintiff to the ground, and he sustained various personal injuries. Kenneth Casablanca, the driver of the egg truck, was also flung from the cab of his vehicle by the impact.

Immediately after the collision, the bus driver requested the passengers to move to the back of the bus and wait for the police to arrive. He then exited the bus, and approached Casablanca to find out whether he had been injured. During the course of his conversation with Casablanca, the bus driver indicated that a brown car had "cut him off", causing the accident. Following the driver's conversation with Casablanca, police arrived at the scene and began talking to the bus passengers. At this point, the bus driver approached one of the passengers, Matthew Hart, and asked him whether he had seen a car cut him off. According to Hart, the bus driver then asked him to "back up" this claim, explaining "I've been in several accidents before and I'll lose my job".

The respondents asserted that the bus driver was free from negligence because an unidentified car had cut him off, forcing him to change lanes in an effort to avoid a collision. Since the bus driver died prior to the trial, the primary evidence offered in support of this defense was Casablanca's testimony at an examination before trial that the bus driver had told him that a brown car cut him off, which the court admitted into evidence, over objection, under the excited utterance exception to the hearsay rule. The court similarly permitted Hart to testify that the bus driver had told him that he had been cut off, but instructed the jury to disregard that portion of the bus driver's statement which indicated that he had been involved in previous accidents. At the conclusion of the trial, the jury returned a verdict in favor of the respondents, and this appeal ensued.

On appeal the plaintiff contends the Supreme Court erred in admitting the bus driver's hearsay statement that a brown car had cut him off. We agree. The rule prohibiting the admission of hearsay has been described as the "best known feature of Anglo-American law" (People v. Caviness, 38 N.Y.2d 227, 230; People v. Norton, 164 A.D.2d 343). The rule prohibits the use of out of court statements when they are offered into evidence to prove the truth of the matter asserted therein (Richardson, Evidence §§ 200, 201 [Prince 10th ed]), based on the rationale that the party against whom the statement is offered is deprived of the opportunity to confront the declarant and lay bare whatever weaknesses there may be in his story by inquiring into his veracity, the accuracy of his perception, and/or his ability to recall the past event correctly (see, People v. Norton, supra; Richardson, Evidence § 201 [Prince 10th ed]).

One of the long recognized exceptions to the hearsay rule permits the admission of excited utterances, which are made under the stress of the moment without time for reflection or deliberation (see, Deutsch v. Horizon Leasing Corp., 145 A.D.2d 405; Schiaroli v. Village of Ellenville, 111 A.D.2d 947, 948). Statements within this exception are generally made contemporaneously or immediately after a startling event which affected or was observed by the declarant, and relate to the event (see, People v. Nieves, 67 N.Y.2d 125; People v. Edwards, 47 N.Y.2d 493, 496-497). In determining the admissibility of a statement offered into evidence as an excited utterance, the trial court must ascertain, in the first instance, whether, at the time the utterance was made, "the declarant was [still] under the stress of excitement caused by an external event sufficient to still his reflective faculties, thereby preventing opportunity for deliberation which might lead the declarant to be untruthful" (People v. Brown, 70 N.Y.2d 513, 519; People v. Edwards, supra). As the Court of Appeals has stressed, "`the decisive factor is whether the surrounding circumstances reasonably justify the conclusion that the remarks were not made under the impetus of studied reflection'" (People v. Brown, supra, at 519; People v Edwards, supra).

Applying these principles at bar, we find that the respondents failed to meet their burden of establishing that the bus driver's hearsay explanation for the accident was admissible as an excited utterance (see, People v. Norton, supra; People v. Nieves, supra). Contrary to the defendants' contention, the fact that the bus driver's statement to Casablanca was made while the driver was still at the scene of the accident does not, standing alone, establish that the statement was made under the stress of excitement caused by the accident. In this regard, we note that those portions of Casablanca's prior testimony which were offered into evidence at the trial contain no indication of the bus driver's demeanor or emotional state at the time he offered Casablanca his explanation for the accident. Moreover, the defense's claim that the bus driver's statement was not the result of studied reflection is undercut by Hart's testimony that the driver asked him to "back up" his explanation for the accident because he was concerned about the possible loss of his job. Under these circumstances, it was error for the Supreme Court to admit the bus driver's statement as an excited utterance, and, accordingly, we remit the matter for a new trial.

We have reviewed the plaintiff's remaining contentions, and find that they are without merit. Thompson, J.P., Eiber, Balletta and O'Brien, JJ., concur.

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LIEB v. COUNTY OF WESTCHESTER
(Oct 7, 1991)