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Smart Summary

Factual and Procedural Background

Henry M. Keron, acting as receiver for Mar-Min Enterprises, Inc. ("Mar-Min"), brought an action against Namer Investment Corporation ("Namer") and The Aetna Casualty and Surety Company ("Aetna") seeking damages for wrongful eviction. Mar-Min leased premises from Aurora Merchandising Corporation ("Aurora"), which in turn leased the premises from Namer. Namer owned the building and had leased it to Aurora, who sublet parts to subtenants including Mar-Min. Namer initiated an unlawful detainer action to regain possession of the premises, which led to Mar-Min's claim of wrongful eviction.

The trial court dismissed Mar-Min's action on two grounds: first, that the issues had been previously determined in the unlawful detainer action and were therefore barred by res judicata; second, that the claim was barred by the two-year statute of limitations under RCW 4.16.130. Mar-Min appealed the dismissal.

Legal Issues Presented

  1. Whether a prior unlawful detainer action dismissed without prejudice constitutes a final determination and bars subsequent claims under the doctrine of res judicata.
  2. Whether the two-year statute of limitations under RCW 4.16.130 applies to an action for wrongful eviction.
  3. Whether the plaintiff's claim is properly characterized as wrongful eviction, trespass, or breach of lease, and the impact of those characterizations on the applicable statute of limitations and appealability of issues.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
McKay v. McKay, 47 Wn.2d 301, 287 P.2d 330 (1955) A dismissal without prejudice under CR 41(a)(1)(B) is not a final determination and does not bar subsequent claims. Supported the court's conclusion that the prior unlawful detainer action was not res judicata because it was dismissed without prejudice before testimony.
Bates v. Drake, 28 Wn. 447, 68 P. 961 (1902) Final determination requirement for res judicata. Reinforced that no final determination was made in the prior action, so res judicata did not apply.
Maib v. Maryland Cas. Co., 17 Wn.2d 47, 135 P.2d 71 (1943) Finality and res judicata principles. Further supported the non-finality of the prior dismissal.
Scott v. Rainbow Ambulance Serv., Inc., 75 Wn.2d 494, 452 P.2d 220 (1969) Trial court may dismiss on opening statement but must do so cautiously. Justified the trial court’s summary dismissal on the basis of the opening statement, noting the need for caution and opportunity for counsel to explain.
Bartel v. Brockerman, 49 Wn.2d 679, 306 P.2d 237 (1957) Requirement that counsel be given opportunity to qualify statements before dismissal. Confirmed that counsel had adequate opportunity to present the wrongful eviction theory.
Impero v. Whatcom County, 71 Wn.2d 438, 430 P.2d 173 (1967) Issues not raised at trial generally cannot be raised on appeal. Precluded consideration of trespass and breach of lease theories not presented in trial court.
Riblet v. Ideal Cement Co., 57 Wn.2d 619, 358 P.2d 975 (1961) Same as above regarding preservation of issues for appeal. Supported the court’s refusal to consider unraised theories on appeal.
Zimmer v. Stephenson, 66 Wn.2d 477, 403 P.2d 343 (1965) Definition of trespass related to negligent entry. Distinguished wrongful eviction from trespass, noting entry by unlawful detainer action is not trespass.
Luellen v. Aberdeen, 20 Wn.2d 594, 148 P.2d 849 (1944) Distinction between trespass to real property and direct invasion of personal property rights. Clarified that wrongful eviction claim was not governed by trespass statute of limitations.
Young v. Riley, 59 Wn.2d 50, 365 P.2d 769 (1961) Unlawful detainer actions limited to possession disputes. Supported that breach of lease claims cannot be litigated within unlawful detainer actions.
Kessler v. Nielsen, 3 Wn. App. 120, 472 P.2d 616 (1970) Same as above regarding scope of unlawful detainer actions. Reinforced limitation of unlawful detainer to possession issues only.
Theurer v. Condon, 34 Wn.2d 448, 209 P.2d 311 (1949) Application of RCW 4.16.130 statute of limitations to actions not otherwise provided for. Applied the two-year limitations period to wrongful eviction claims.

Court's Reasoning and Analysis

The court first examined whether the prior unlawful detainer action barred the current claim under res judicata. It found that the prior action was dismissed without prejudice under CR 41(a)(1)(B) before any testimony was taken, thus it was not a final determination and did not bar subsequent claims.

Next, the court analyzed the nature of Mar-Min's claim. Although appellant suggested multiple theories (trespass, breach of lease, wrongful eviction), the pleadings and opening statement clearly presented only the wrongful eviction theory. The court noted that summary dismissal on opening statements must be cautious but found that counsel had ample opportunity to explain and qualified the claim as wrongful eviction.

The court declined to consider trespass and breach of lease theories because they were not raised at trial, consistent with appellate review principles.

Regarding the statute of limitations, the court determined that wrongful eviction claims are governed by the two-year statute under RCW 4.16.130, as no other specific limitation applies. Since the claim was brought after more than two years had elapsed, it was time-barred.

Holding and Implications

The court affirmed the trial court's dismissal of Mar-Min's wrongful eviction claim.

The direct effect of this decision is the dismissal of the appellant's claim on grounds of non-finality of the prior action and expiration of the statute of limitations. The court did not set any new precedent beyond clarifying the application of res judicata and statute of limitations principles in the context of wrongful eviction actions.

HENRY M. KERON, Appellant, v. NAMER INVESTMENT CORPORATION, et al., Respondents.

[1] Judgment — Res Judicata — Final Determination — Necessity. An action dismissed without prejudice under CR 41(a)(1)(B) is not a final determination and is not res judicata as to any claims or issues contained therein.

[2] Trial — Taking Case From Jury — Judgment on Opening Statement. Although the trial court can summarily dismiss a plaintiff's complaint on the opening statement, the procedure should be used sparingly and cautiously, giving counsel every opportunity to explain and qualify. [See Ann. 5 A.L.R.3d 1405, 53 Am. Jur., Trial (1st ed. §§ 327-331).]

[3] Appeal and Error — Review — Issues Not Raised in Trial Court — In General. Theories not urged at the trial level will not be initially considered on appeal. [4] Landlord and Tenant — Limitation of Actions — Wrongful Eviction. The 2-year statute of limitations contained in RCW 4.16.130 applies to an action for wrongful eviction.

Affirmed.

Action for wrongful eviction. Plaintiff appeals from a judgment in favor of the defendants.

SWANSON, J.

Henry M. Keron, receiver for Mar-Min Enterprises, Inc. ("Mar-Min"), sued Namer Investment Corporation ("Namer"), and The Aetna Casualty and Surety Company ("Aetna"). Mar-Min's claim for damages is predicated on the theory expressed in the pleadings and the opening statement to the trial court that Namer wrongfully evicted Mar-Min from the premises it leased from Aurora Merchandising Corporation ("Aurora"). The trial court dismissed plaintiff Mar-Min's action for damages allegedly caused by defendant Namer's unlawful detainer action brought to gain possession of the premises Mar-Min was leasing from Aurora. The dismissal was on the basis that the issues raised in plaintiff's complaint had already been determined in the prior unlawful detainer action between Namer and Mar-Min, and that such determination was res judicata. Secondly, the trial court held that a 2-year statute of limitations applied (RCW 4.16.130), and since more than 2 years had elapsed since the cause of action arose, plaintiff's claim was barred. Plaintiff Mar-Min appeals from the judgment of dismissal and assigns error to such ruling.

Aetna is the bonding company for Namer in the unlawful detainer action against Mar-Min and was joined as a defendant in this action on the theory that Namer wrongfully evicted Mar-Min, and thus the conditions of the bond were violated.

Namer owned a 45,000-square-foot building located on Aurora Avenue North in Seattle, Washington. Namer leased the entire premises to Aurora so that Aurora could conduct a membership-type discount store. Namer and Aurora were separate corporations and had separate functions but had the same officers and stockholders. Aurora, in turn, sublet departments of the store to various subtenants, including Mar-Min.

[1] The prior unlawful detainer action is not res judicata of any of the issues raised here. Such action prior to the taking of any testimony, was dismissed without prejudice after respondent's motion for a nonsuit. See CR 41(a)(1)(B). McKay v. McKay, 47 Wn.2d 301, 304, 287 P.2d 330 (1955). Therefore, no final determination was made. Bates v. Drake, 28 Wn. 447, 454, 68 P. 961 (1902); Maib v. Maryland Cas. Co., 17 Wn.2d 47, 52, 135 P.2d 71 (1943).

[2] In considering the second ground given for dismissal of appellant's claim, that it is barred by the 2-year statute of limitations, we must first ascertain the nature of appellant's claim. Appellant argues to us that his claim is based on several theories: trespass, breach of lease, and wrongful eviction. Our examination of the pleadings and review of appellant's opening statement to the trial court reveal only one theory — wrongful eviction. The claim and counsel's opening statement make reference to special damages caused by such eviction, including a loss of the lease appellant had with Aurora. But neither the pleadings nor counsel's opening statement assert any claim for damages based upon a breach of the lease or upon a trespass of the premises leased by appellant from Aurora. We are mindful of the rule that even though the trial court can summarily dismiss plaintiff's complaint on the opening statement ( Scott v. Rainbow Ambulance Serv., Inc., 75 Wn.2d 494, 452 P.2d 220 (1969)), such procedure should be used sparingly and cautiously, and the court must give counsel every opportunity to explain and qualify ( Bartel v. Brockerman, 49 Wn.2d 679, 306 P.2d 237 (1957)). Here, counsel fully stated his position which the court understood and described as the tort of "wrongful eviction." No claim was made to the trial court on the basis of a breach of lease or trespass. In his opening statement, appellant's counsel said to the court,

We maintain what other means do we have but this action here against Namer Investment Corporation to maintain our action for the unlawful eviction and damages that flow.
. . .
Our complaint against the Namer Investment Corporation bottoms upon the fact that the Namer Investment Corporation brought this action [unlawful detainer].
[3] The failure of appellant's counsel to urge these additional theories of trespass and breach of lease at the trial court level precludes their consideration on appeal. Impero v. Whatcom County, 71 Wn.2d 438, 430 P.2d 173 (1967); Riblet v. Ideal Cement Co., 57 Wn.2d 619, 358 P.2d 975 (1961).

However, appellant's theory of trespass is not one of trespass governed by RCW 4.16.080 (1), because Namer did not negligently enter upon real property or cause a third person to do so. His entry was by the means of bringing an unlawful detainer action. See Zimmer v. Stephenson, 66 Wn.2d 477, 403 P.2d 343 (1965). Neither is appellant's action governed by RCW 4.16.080(2), because his action is not a direct invasion of personal property rights. Luellen v. Aberdeen, 20 Wn.2d 594, 603, 148 P.2d 849 (1944).

We note that a companion case, Aurora v. Mar-Min, King County cause No. 655474, in which Aurora claims damages for breach of the lease, was consolidated for trial with the case at bar and was continued pending the result of this appeal. If Mar-Min has a claim for damages caused by a breach of the lease, as appellant argues to us, it is governed by the 6-year statute of limitations (RCW 4.16.040), and it was never presented in the unlawful detainer action, nor could it have been. This is because the unlawful detainer action is limited to a determination of the right of possession only. Young v. Riley, 59 Wn.2d 50, 365 P.2d 769 (1961); Kessler v. Nielsen, 3 Wn. App. 120, 472 P.2d 616 (1970).

[4] An action for wrongful eviction is not provided for in any other portion of RCW 4.16; therefore, we conclude RCW 4.16.130 applies:

An action for relief not hereinbefore provided for, shall be commenced within two years after the cause of action shall have accrued.
Theurer v. Condon, 34 Wn.2d 448, 454, 209 P.2d 311 (1949).

The order of dismissal is affirmed.

FARRIS, A.C.J., and JAMES, J., concur.

Petition for rehearing denied June 3, 1971.

Review denied by Supreme Court July 1, 1971.

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Comments

KERON v. NAMER INV. CORP
(Apr 26, 1971)