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Smart Summary

Factual and Procedural Background

In November 1993, David Hardrick was indicted on charges of rape, aggravated assault, and aggravated sodomy. The State later entered orders of nolle prosequi on the rape and aggravated sodomy charges and proceeded only on the aggravated assault charge. The indictment's Count Two charged Hardrick with aggravated assault by placing his hands around the victim's neck and applying pressure. In February 1994, Hardrick pled guilty to this charge and was sentenced to five years imprisonment, with an order to serve two years. Within thirty days, Hardrick moved to withdraw his guilty plea, alleging it was made unintelligently and under threats, but the motion was denied. Hardrick subsequently filed multiple habeas corpus petitions in various superior courts, all dismissed as premature. After an unsuccessful application for probable cause to appeal, Hardrick filed the habeas corpus application in Dooly Superior Court in March 1995, which granted relief and ordered his discharge upon affirmance of that order by this Court.

Legal Issues Presented

  1. Whether the indictment charging Hardrick with aggravated assault was fundamentally defective for failing to allege every essential element of the crime.
  2. Whether a guilty plea waives the defense that the indictment charges no crime.
  3. Whether allegations in one count of an indictment can be imputed to another count absent specific reference.

Arguments of the Parties

State's Arguments

  • The State contended that by pleading guilty, Hardrick waived his objection to the indictment's defects.
  • The State argued that the original indictment, which included charges of rape and aggravated sodomy, sufficiently apprised Hardrick of the aggravated assault charge when read as a whole.

Hardrick's Arguments

  • Hardrick asserted that the indictment was fundamentally flawed as it failed to allege essential elements of aggravated assault, including intent or use of hands as deadly weapons.
  • He argued that his guilty plea was made unintelligently and under threats without explanation of the elements of the offense.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Brown v. State, 116 Ga. 559 (1902) Right to an indictment perfect as to essential elements of the crime charged. Confirmed that every essential element must be alleged in the indictment.
O'Brien v. State, 109 Ga. 51 (1900) An indictment must allege every essential element; defective indictments cannot be aided by inference. Supported the requirement that each count must be complete and distinct; intent must be alleged if material.
Durden v. State, 152 Ga. 441 (1921) Counts in an indictment must be independent; allegations in one count cannot be imported into another without express reference. Rejected the State's argument that other counts could supply missing allegations in the aggravated assault count.
Russell v. United States, 369 U.S. 749 (1962) Indictment must charge every essential element to ensure probable cause was found. Supported the principle that a conviction cannot stand if the indictment fails to charge an essential element.
Williams v. State, 174 Ga. App. 506 (1985) A guilty plea waives all defenses except that the indictment charges no crime. Confirmed that Hardrick’s guilty plea did not waive the defect in the indictment.
United States v. Bell, 22 F.3d 274 (11th Cir. 1994) A guilty plea does not waive the objection that the indictment fails to charge an offense. Reinforced the court’s holding that the defect in the indictment survives a guilty plea.
King v. State, 178 Ga. App. 343 (1986) Elements of aggravated assault under Georgia law. Outlined that aggravated assault requires an attempt to commit violent injury or placing another in apprehension, aggravated by intent to murder, rape, rob, or use of deadly weapon.
Chafin v. State, 154 Ga. App. 122 (1980) Hands may be deadly weapons depending on circumstances; indictment must allege such use if claimed. Emphasized that the indictment must allege the hands were used as deadly weapons if that aggravating factor is charged.
Perkins v. State, 197 Ga. App. 577 (1990) Indictment alleging use of deadly weapons must specify the weapon and its likely effect. Illustrated sufficiency requirements for alleging deadly weapon use in aggravated assault indictments.
McCain v. Smith, 221 Ga. 353 (1965) A guilty plea does not prevent the defendant from asserting the indictment does not charge a crime. Supported the principle that a defective indictment may be challenged post-plea.
Hilliard v. State, 87 Ga. App. 769 (1953) Same principle as McCain regarding defective indictments and guilty pleas. Reinforced the court’s holding on indictment defects surviving guilty pleas.
Wood v. State, 46 Ga. 322 (1872) Intent is a material allegation that must be included in the indictment if required. Supported the requirement to allege intent in the indictment for aggravated assault.
Ford v. State, 256 Ga. 375 (1986) Failure to timely raise hearsay objection results in waiver. Allowed consideration of hearsay evidence submitted by Hardrick regarding prosecutorial awareness of indictment defects.

Court's Reasoning and Analysis

The Court began by emphasizing the Sixth Amendment right to be informed of the nature and cause of the accusation, requiring that criminal indictments allege every essential element of the crime charged. The indictment in this case failed to allege essential elements of aggravated assault, including the intent to commit a violent injury or to place the victim in reasonable apprehension thereof, and whether the hands were used as deadly weapons or with intent to murder, rape, or rob. The Court noted that hands are not per se deadly weapons and that such an allegation must be explicitly stated if relied upon to aggravate the assault charge. Because the indictment was so fundamentally flawed as to charge no crime, Hardrick's guilty plea did not constitute an admission of criminal conduct.

The Court rejected the State's argument that the guilty plea waived the defect and that allegations in other counts could supply missing elements, citing precedent that a plea of guilty does not waive the defense that the indictment charges no crime and that allegations in one count cannot be imported into another without explicit reference. The Court also considered evidence suggesting prosecutorial awareness of the indictment's defects but found no waiver of hearsay objections to that evidence.

Accordingly, the Court affirmed the habeas court's grant of relief, holding that Hardrick was sentenced on a void indictment incapable of supporting a conviction, requiring his immediate discharge.

Holding and Implications

The Court affirmed the order granting the writ of habeas corpus and ordered that David Hardrick be discharged immediately from incarceration.

The direct effect of this decision is the release of Hardrick from prison due to his conviction being based on a fundamentally defective indictment that failed to charge a crime. The Court did not establish new precedent but reaffirmed established principles regarding indictment sufficiency and the preservation of the defense that an indictment charges no crime despite a guilty plea.

SMITH v. HARDRICK

SEARS, Justice.

The State appeals the granting of relief to Petitioner Hardrick under the writ of habeas corpus. Because we find that Hardrick was convicted and sentenced upon an indictment that was so fundamentally flawed as to charge no crime at all, we affirm.

In November 1993, Hardrick was indicted on charges of rape, aggravated assault, and aggravated sodomy. On the State's motion, orders of nolle prosequi were entered on the charges of rape and aggravated sodomy, and the State proceeded against Hardrick only on the aggravated assault charge. That particular charge was set forth in Count Two of the indictment, which read in pertinent part:

The GRAND JURORS . . . charge and accuse DAVID HARDRICK . . . with the offense of AGGRAVATED ASSAULT for [he] did make an assault upon [the victim] by placing his hands around [her] neck and using his hands to apply pressure to her neck contrary to the law.

In February 1994, Hardrick pled guilty to the aggravated assault charge, and was sentenced to five years imprisonment.

The court ordered that Hardrick serve two years of his five year sentence; hence, he is due to be released from prison in February 1996. Within thirty days of entering his plea, Hardrick filed a Motion for Withdrawal of Guilty Plea, alleging that the plea was "made unintelligently without explanation by the Court or defense counsel of the elements of the offense, and under threats from defense counsel." That motion was denied, and thereafter Hardrick filed an application for writ of habeas corpus in the Superior Court of Tatnall County, which was dismissed as premature in October 1994. Thereafter, Hardrick filed an appeal, which was dismissed by the Court of Appeals for failure to file enumerations of error and a brief. While the appeal was pending, Hardrick filed a petition for habeas corpus relief in the Superior Court of Chatham County, which was dismissed as premature in January 1995. Subsequently, Hardrick filed an application in this Court for probable cause to appeal the dismissal of his habeas corpus petitions. That application was dismissed in February 1995. The application for habeas corpus relief that is the basis of this opinion was filed by Hardrick with the Superior Court of Dooley County on March 30, 1995, and the superior court's order issued on June 9, 1995. In its order, the superior court instructed that Hardrick was to be discharged upon this Court's affirmance of its order.

1. The Sixth Amendment to the United States Constitution states that criminal defendants shall "be informed of the nature and cause of the accusation against them." It is established in Georgia that satisfaction of this fundamental principle requires that a criminal indictment which does not recite language from the Code must allege every essential element of the crime charged. Furthermore, each count set forth in an indictment must be wholly complete within itself, and plainly, fully, and distinctly set out the crime charged in that count.

Brown v. State, 116 Ga. 559, 562 ( 42 S.E. 795) (1902) (affirming the right of the accused to an "indictment perfect as to the essential elements of the crime charged."); O'Brien v. State, 109 Ga. 51, 52 ( 35 S.E. 112) (1900); Fletcher v. State, 157 Ga. App. 707, 708 ( 278 S.E.2d 444) (1981); Capitol Distributing Co. v. State, 83 Ga. App. 303, 306 ( 63 S.E.2d 45) (1951).

See Durden v. State, 152 Ga. 441, 442-43 ( 110 S.E.2d 283) (1921); Perry v. State, 62 Ga. App. 115, 117-18 ( 8 S.E.2d 425) (1940).

Unless every essential element of a crime is stated in an indictment, it is impossible to ensure that the grand jury found probable cause to indict. Consequently, "[t]here can be no conviction for the commission of a crime an essential element of which is not charged in the indictment." If an accused individual can admit to all of the allegations in an indictment and still be not guilty of a crime, then the indictment generally is insufficient and must be declared void.

See Russell v. United States, 369 U.S. 749, 770 ( 82 S.C. 1038, 8 L.Ed.2d 240) (1962).

O'Brien, 109 Ga. at 52.

See Chelsey v. State, 121 Ga. 340, 342 ( 49 S.E. 258) (1904); Frost v. State, 200 Ga. App. 267, 268 ( 407 S.E.2d 765) (1991); State v. Howell, 194 Ga. App. 594, 595 ( 391 S.E.2d 415) (1990).

2. Under the Code, aggravated assault has two essential elements: (1) an attempt to commit a violent injury, or an act that places another in reasonable apprehension thereof, and (2) that the assault was aggravated by either (a) an intention to murder, rape or rob, or (b) the use of a deadly weapon. Hands are not per se deadly weapons, but may be, depending upon the circumstances of a particular case. However, when the State believes that such circumstances exist, the indictment should allege that the accused's hands were being used as deadly weapons and were likely to cause bodily injury. Both under the case law and as a matter of simple logic, merely because an indictee is accused of using his hands in the commission of an assault, it will not be presumed that the hands were used as deadly weapons. Otherwise, all indictments that alleged assault with one's hands would also allege the aggravating circumstance of use of a deadly weapon.

OCGA § 16-5-21; King v. State, 178 Ga. App. 343, 344 ( 343 S.E.2d 401) (1986); Smith v. State, 140 Ga. App. 395, 396 ( 231 S.E.2d 143) (1976).

Chafin v. State, 154 Ga. App. 122, 123 ( 267 S.E.2d 625) (1980).

See, e.g., Perkins v. State, 197 Ga. App. 577, 580 ( 398 S.E.2d 702) (1990) (in an indictment charging aggravated assault, where it was alleged that two trained attack dogs were used as deadly weapons, the indictment was sufficient because it stated that the dogs were "deadly weapons and likely to cause serious bodily injury in the offensive manner used, with the intent to cause harm to [the victims].").

O'Brien, 109 Ga. at 52 (a defective indictment cannot be aided by inference).

3. The indictment in this case failed to set forth the elements of aggravated assault, as it did not state that Hardrick placed his hands around the victim's neck in an attempt to use them as a deadly weapon, or in an attempt to rape, rob or murder the victim. Moreover, the indictment failed to state that, in placing his hands around the victim's neck, Hardrick intended to inflict a violent injury, or placed the victim in reasonable apprehension of being injured violently. "If intent is material, it is necessary to allege it [in the indictment]." Because the indictment was so fundamentally flawed as to charge no crime at all, when Hardrick pled guilty to the allegations in the indictment, he did not thereby admit to any criminal conduct. In this regard, as noted by the habeas court, if the allegations set forth in the indictment were sufficient to charge a crime, chiropractors licensed to practice in this State would be subject to criminal prosecution simply for treating their patients.

O'Brien, 109 Ga. at 53; Wood v. State, 46 Ga. 322, 324 (1872).

It appears that the State may have been aware of the indictment's shortcomings. Evidence was submitted to the habeas court by Hardrick which suggested that the DeKalb County District Attorney instructed the Assistant District Attorney in charge of Hardrick's prosecution that because count two of indictment appeared to be insufficient, it might be necessary to re-indict on that count. (We note that the State has waived its hearsay objection to this evidence by failing to raise that objection before the habeas court. See Ford v. State, 256 Ga. 375, 379 ( 349 S.E.2d 361) (1986)).

The State argues that by pleading guilty, Hardrick waived his objection to the fatally defective indictment. Our case law states otherwise. It is well established that "[a] plea of guilty . . . waives all defenses other than that the indictment charges no crime." We also reject the State's contention that the indictment in its original form alleged rape and aggravated sodomy, and thus, when read as a whole at that time, sufficiently apprised Hardrick of the allegation of aggravated assault charged against him. Allegations set forth in one count of an indictment cannot be imputed to a separate count, absent specific reference to the allegation sought to be imputed.

Williams v. State, 174 Ga. App. 506, 507 ( 330 S.E.2d 435) (1985) (emphasis in original). Accord McCain v. Smith, 221 Ga. 353, 354 ( 144 S.E.2d 522) (1965) ("a plea of guilty . . . does not prevent the defendant from asserting that the facts alleged in the accusation do not constitute a crime."), Hilliard v. State, 87 Ga. App. 769, 773 ( 75 S.E.2d 173) (1953) (same); see United States v. Bell, 22 F.3d 274, 275 (11th Cir. 1994) ("Although a plea of guilty waives many objections to the conviction, it does not waive the objection that the indictment fails to charge an offense.") (emphasis in original).

Durden, 152 Ga. at 443 (when there is no express reference in one count to some material thing expressed in another count, "the matter alleged in the preceding count [can] not by mere construction be imported into the second count"); Braxley v. State, 143 Ga. 658, 660 ( 85 S.E. 888) (1915) ("rule[s] of pleading prevent the allegation of a cause of action in one count from being projected into another count to supply the latter's deficiencies."); Perry, 62 Ga. App. at 117-18.

The indictment's failure to charge Hardrick with a crime renders it fatally defective and void, and incapable of supporting Hardrick's conviction. Hardrick was sentenced to incarceration on a criminal charge never properly made, and the Fourteenth Amendment offers no alternative but to affirm the grant of the writ of habeas corpus.

4. Because Hardrick was sentenced on a fatally defective and void indictment, we affirm the order of the habeas court granting the writ of habeas corpus, and order that Hardrick be discharged from his present state of incarceration instanter.

Judgment affirmed. All of the Justices concur.

SEARS, Justice.

DECIDED DECEMBER 4, 1995.
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SMITH v. HARDRICK
(Dec 4, 1995)