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Case Summary: Griffin v. The State, S95A1093 (Supreme Court of Georgia, Dec. 4, 1995)

Factual and Procedural Background

Michael David Griffin was indicted in 1992 in McIntosh County for the murder of Jenny Rhames. In the original McIntosh County prosecution the State did not seek the death penalty. The first trial ended in a mistrial. Griffin was reindicted in McIntosh County and, again, the State declined to seek the death penalty. Griffin filed a plea of former jeopardy which the trial court denied; Griffin appealed that denial to the Supreme Court of Georgia. While that appeal was pending, Griffin was indicted in Thomas County on a two-count indictment charging murder and kidnapping with bodily injury; in the Thomas County action the State announced its intention to seek the death penalty. The Supreme Court of Georgia granted Griffin an interim appeal pursuant to OCGA § 17-10-35.1. The Supreme Court (majority) held that the Thomas County murder count must be quashed because Thomas County lacked the right to exercise jurisdiction at the time of indictment; it upheld the Thomas County kidnapping indictment; and it held that the State may reindict Griffin for murder in Thomas or McIntosh County and may seek the death penalty on reindictment. The Court also addressed venue, OCGA § 16-1-7(b) (the "single prosecution" statute), prosecutorial vindictiveness and the availability of proof of actual vindictiveness, and whether certain evidentiary rulings should be reviewed under the unified appeal procedure.

Legal Issues Presented

  1. Whether the trial court erred by denying Griffin's motion to quash the Thomas County murder indictment because McIntosh County had first acquired jurisdiction.
  2. Whether the Thomas County kidnapping count is procedurally barred by OCGA § 16-1-7(b) (the "single prosecution" rule), given that the murder charge was initially prosecuted in McIntosh County.
  3. Whether the State is barred from seeking the death penalty on retrial because the State earlier declined to seek the death penalty in McIntosh County (including whether a presumption of prosecutorial vindictiveness arises).
  4. Whether the Court should review trial-court evidentiary rulings under the unified appeal procedure given the quashing of the murder indictment and the current posture of the case.

Arguments of the Parties

Appellant's (Griffin's) Arguments

  • Griffin argued the Thomas County murder indictment should be quashed because McIntosh County first acquired jurisdiction over the prosecution and thus preempted other counties' jurisdiction while that case was pending.
  • Griffin contended that OCGA § 16-1-7(b) required a "single prosecution" and that because the kidnapping and murder arose from the same conduct and could be prosecuted together in Thomas County, the State's initial prosecution of murder in McIntosh County procedurally barred subsequent prosecution of the kidnapping in Thomas County.
  • Griffin asserted that the State should be barred from seeking the death penalty on retrial because the State had specifically declined to seek the death penalty in the original McIntosh County proceedings and, by failing to present aggravating circumstances, effectively fixed life imprisonment as the maximum sentence.
  • Griffin relied upon Blackledge v. Perry to argue that a presumption of prosecutorial vindictiveness arises from the State's decision to seek the death penalty after mistrial, reindictment, and the appeal of the denial of former jeopardy.
  • Griffin challenged the admissibility of evidence of prior difficulties (29 prior incidents between Griffin and the victim) as improper; he sought review of the trial court's evidentiary rulings under the unified appeal procedure.

Appellee's (State's) Arguments

  • The State asserted that McIntosh County's voluntary dismissal of its prosecution (nolle prosequi) after remittitur allowed another county (Thomas) to obtain jurisdiction thereafter; however, at the time Thomas indicted Griffin it lacked the right to exercise jurisdiction because McIntosh County had first acquired it while the case was pending.
  • As to the OCGA § 16-1-7(b) issue, the State argued that the statute is a "single venue" rule: it bars multiple prosecutions only within the same jurisdiction and does not require a "dual venue" charge (one that can be tried in more than one county) to be prosecuted in the single county where other related charges arise.
  • Regarding the death-penalty question, the State contended that neither double jeopardy nor a presumption of prosecutorial vindictiveness barred it from seeking the death penalty on reindictment; it further maintained that where the first trial did not produce a finding that aggravating circumstances were unavailable, the State may introduce aggravating evidence on retrial.
  • The State explained that the prosecutors in Thomas County had reviewed the same evidence as those in McIntosh County and reached a different conclusion as to whether to seek capital punishment (an argument the majority considered but did not decide on the present record).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
McAuliffe v. Outz, 139 Ga. App. 62 (227 S.E.2d 807) (1976) Where two or more courts have concurrent jurisdiction, the court first acquiring jurisdiction retains it to the exclusion of others while the case is pending. Used to explain the principle that McIntosh County held exclusive jurisdiction when Thomas County subsequently indicted Griffin, supporting quashing the Thomas County murder count.
Nobles v. State, 81 Ga. App. 229 (58 S.E.2d 496) (1950) Same principle regarding first-acquired jurisdiction; also cited for the proposition that an accused has no vested right to be tried in any particular court. Supported the Court's conclusion that McIntosh's prior jurisdiction preempted Thomas County at the time of the Thomas indictment, and that a subsequent voluntary dismissal by McIntosh does not retroactively validate Thomas's earlier action.
Griffin v. State, 264 Ga. 232 (443 S.E.2d 612) (1994) Held McIntosh County Superior Court did not abuse its discretion in declaring a mistrial and that jeopardy did not attach to bar retrial. Explained the procedural posture: while Griffin's prior appeal was pending this Court resolved that the mistrial was proper; after remittitur McIntosh dismissed by nolle prosequi, which affected later jurisdictional opportunity but did not validate Thomas County's earlier jurisdictional act.
Chambers v. State, 262 Ga. 200 (415 S.E.2d 643) (1992) While an appeal is pending, the State may not continue to prosecute the defendant in the trial court. Supported the proposition that while Griffin's appeal of the denial of his plea of former jeopardy was pending, prosecution in McIntosh County could not continue, and thus the State could not avoid the protections afforded by review.
Abney v. United States, 431 U.S. 651 (97 S.C. 2034, 52 L.Ed.2d 651) (1977) Protects defendants from being forced to "run the gauntlet" a second time before appellate review of double jeopardy claims is completed. Used to support the prohibition on the State circumventing protections by reindicting in another county during pendency of appeal.
Patterson v. State, 248 Ga. 875 (287 S.E.2d 7) (1982) Applied in similar double-jeopardy contexts to support protections while appeals are pending. Reinforced the Court's view that the State could not proceed in McIntosh while appeal was pending and could not circumvent review by reindicting elsewhere.
Brown v. Ohio, 432 U.S. 161 (97 S.C. 2221, 53 L.Ed.2d 187) (1977) Prosecutions of the same defendant in different counties of the same state are acts of a single sovereign for Double Jeopardy Clause purposes. Supported the majority's statement that the State, as one sovereign, may not circumvent double-jeopardy protections by reindicting in another county.
Potts v. State, 261 Ga. 716 (410 S.E.2d 89) (1991) Venue principles: cited for the proposition that venue over kidnapping can be specific and that kidnapping and murder counts may be distinct for double jeopardy purposes. Used to conclude venue for murder could lie in Thomas or McIntosh but venue for kidnapping lay solely in Thomas County; also cited to show kidnapping is not necessarily an included offense with murder.
Krist v. State, 227 Ga. 85 (179 S.E.2d 56) (1970) Venue principles (OCGA § 17-2-2). Supported the Court's venue analysis for the murder charge being proper in either Thomas or McIntosh County.
State v. Estevez, 232 Ga. 316 (206 S.E.2d 475) (1974) OCGA § 16-1-7(b) requires all crimes arising from the same conduct to be prosecuted in a single prosecution when they are known to the prosecutor and within a single court's jurisdiction. Provided statutory framework for analyzing whether the kidnapping charge was procedurally barred by the single-prosecution rule.
McCannon v. State, 252 Ga. 515 (315 S.E.2d 413) (1984) OCGA § 16-1-7 expands procedural double jeopardy beyond constitutional double jeopardy. Used to explain the statute's additional layer of protection and its procedural (as opposed to substantive) focus.
State v. Sallie, 206 Ga. App. 732 (427 S.E.2d 11) (1992) Example of when crimes may be deemed included because of the way the indictment is drawn. Cited as background on how inclusion analysis can operate and as one method of determining substantive inclusion under § 16-1-7(a).
Powe v. State, 257 Ga. 563 (361 S.E.2d 811) (1987) Illustrative comparison regarding prosecutor knowledge and multiple prosecutions within a jurisdiction. Referenced in discussion differentiating cases where prosecutors lacked knowledge from those where a single prosecution should have been brought.
Dalton v. State, 263 Ga. 138 (429 S.E.2d 89) (1993) Held that where the State unintentionally failed to provide timely notice of intent to seek the death penalty and trial had not commenced, the State could seek death penalty on reindictment. Distinguished by the Court as not on point for Griffin's claim regarding an asserted waiver of capital sentencing.
Brooks v. State, 259 Ga. 562 (385 S.E.2d 81) (1989) Double jeopardy precludes seeking the death penalty on retrial if the original trial produced insufficient evidence to support aggravating circumstances or the jury voted to impose life. Cited to outline limits on the State's ability to seek death on retrial where constitutional double jeopardy principles would apply.
Ward v. State, 239 Ga. 205 (236 S.E.2d 365) (1977) Related authority cited on post-conviction or retrial penalty limitations. Used to support the Court's discussion on double jeopardy and penalty-phase limitations.
Crawford v. State, 256 Ga. 57 (344 S.E.2d 215) (1986) Where a death sentence has been reversed and there was no finding of insufficient evidence to support aggravating circumstances, the State may introduce such evidence on retrial. Supported the Court's view that the State had not conceded absence of aggravating circumstances merely by failing to present them at the first trial.
Spraggins v. State, 255 Ga. 195 (336 S.E.2d 227) (1985) Similar authority permitting introduction of aggravating evidence on retrial under specified conditions. Reinforced the Court's conclusion that the State might properly seek and present aggravating circumstances on retrial.
Blackledge v. Perry, 417 U.S. 21 (94 S.C. 2098, 40 L.Ed.2d 628) (1974) Due process requires a rebuttable presumption of prosecutorial vindictiveness when a judge subjects a defendant to greater punishment after a successful appeal. Griffin invoked Blackledge; the Court distinguished Blackledge and held its presumption inapplicable because Griffin's case involved a mistrial (hung jury) rather than a successful appeal of a conviction.
North Carolina v. Pearce, 395 U.S. 711 (89 S.C. 2072, 23 L.Ed.2d 656) (1969) Rule creating presumption of vindictiveness when a judge imposes more severe sentence after a successful appeal (analogous to Blackledge). Referenced as analogous precedent in discussing the presumption of vindictiveness.
Alabama v. Smith, 490 U.S. 794 (109 S.C. 2201, 104 L.Ed.2d 865) (1989) Later limiting decision relevant to Pearce's application. Referenced as part of the doctrinal background on presumption-of-vindictiveness jurisprudence.
United States v. Whaley, 830 F.2d 1469 (7th Cir. 1987) Held that where a jury is deadlocked and a mistrial is necessary, there is no realistic likelihood of prosecutorial vindictiveness warranting a presumption. Relied upon by the majority to support the conclusion that no presumption of vindictiveness arises from a mistrial due to a deadlocked jury.
United States v. Khan, 787 F.2d 28 (2d Cir. 1986) Concluded that adding charges after a mistrial presents no realistic likelihood of vindictiveness. Used to support the majority's position rejecting a presumption of vindictiveness where a mistrial occurred.
United States v. Mays, 738 F.2d 1188 (11th Cir. 1984) No presumption of vindictiveness when a mistrial (not resulting from assertion of a protected right) occurs; courts do not presume vindictiveness absent evidence of actual retaliation. Used by the majority both to reject a presumption of vindictiveness and to explain that Griffin may attempt to prove actual vindictiveness on the present record.
United States v. Ruppel, 724 F.2d 507 (5th Cir. 1984) Declined to presume vindictiveness upon an increase in charges after a hung jury in absence of evidence of actual retaliation. Supported the majority's view that an addition of charges after mistrial does not automatically trigger a presumption of vindictiveness.
Potts v. State, 241 Ga. 67 (243 S.E.2d 510) (1978) Holds kidnapping and murder are not included as a matter of law where kidnapping recites injury other than that causing death. Cited in notes to support the conclusion that the kidnapping count did not constitute an included offense of the murder count as a matter of law under the facts here.
United States v. Goodwin, 457 U.S. 368 (1982) Due process prohibits the state from punishing a defendant for exercising his legal rights. Appears in the dissent (Fletcher) to support the argument that seeking the death penalty on retrial creates a realistic likelihood of vindictiveness violating due process.
United States v. Marrapese, 826 F.2d 145 (1st Cir.) Describes two methods by which a defendant may show vindictive prosecution: evidence of actual vindictiveness or showing sufficient likelihood to justify a presumption. Cited in the dissent to outline analytical framework for proving vindictiveness.
Patterson v. Randall, 637 S.W.2d 16 (Mo. 1982) Held that elevated penalty on retrial after an earlier proceeding may create a presumption of prosecutorial vindictiveness if state's explanation is inadequate. Relied upon in the dissent to illustrate a case where seeking capital punishment at retrial was found violative of due process.
Murphy v. State, 453 N.E.2d 219 (Ind. 1983) Found a presumption of vindictiveness where the state sought an enhanced penalty at retrial after foregoing such penalty in a first trial ended by mistrial. Cited by the dissent as supporting the position that a presumption of vindictiveness can arise in contexts similar to Griffin's.
Thigpen v. Roberts, 468 U.S. 27 (1984) Referenced in dissent regarding government conduct and the need for special justification for a change in prosecutorial posture. Used in the dissent to support the claim that prosecutor substitution cannot evade protections against vindictiveness.
Wasman v. United States, 468 U.S. 559 (1984) Addressed whether new facts developed prior to retrial justify enhanced charges/penalties. Cited in the dissent to argue the State failed to identify any new facts justifying seeking the death penalty on retrial.
Gregg v. Georgia, 428 U.S. 153 (1976) Discussed capital sentencing and prosecutorial discretion; cited for commentary that prosecutors consider strength of case and likelihood of capital sentence. Referenced in the dissent to argue the State should seek death only where evidence is overwhelming.
Baker v. State, 257 Ga. 567 (361 S.E.2d 808) (1987) Interpretation of OCGA § 16-1-7(b) in prior case law about prosecutor knowledge and single-prosecution requirement. Cited by dissenting justice Thompson to show prior construction of § 16-1-7(b) and to argue it applies horizontally across counties.
Brock v. State, 146 Ga. App. 78 (245 S.E.2d 442) (1978) Used by dissent for a jurisdictional principle relevant to whether crimes could be tried in a single court. Cited in dissent to support the view that the kidnapping and murder were within the jurisdiction of a single court (Thomas County) and thus subject to § 16-1-7(b).
Bullington (U.S. Supreme Court decision referenced) Characterized as equating the death penalty with an offense for double jeopardy purposes (as described in the dissent). Quoted in Justice Sears's dissent to argue that double jeopardy considerations treat the penalty phase with at least equivalent anxiety and should bar retrying for death after foregoing it.

Court's Reasoning and Analysis

The Court's opinion is structured in four principal divisions corresponding to the issues identified above.

Division 1 — Jurisdiction and Quash of Thomas County Murder Count

The Court reasoned that where multiple courts have concurrent jurisdiction of the same offense, the court that first acquires jurisdiction retains it to the exclusion of others while that case is pending (citing McAuliffe and Nobles). McIntosh County had first acquired jurisdiction when it indicted Griffin, and that preempted Thomas County's ability to exercise jurisdiction at the time Thomas County later indicted Griffin for the murder. The pendency of Griffin's appeal on the plea of former jeopardy further meant the State could not proceed in McIntosh while the appeal was pending (citing Chambers). The Thomas County indictment therefore lacked the authority to exercise jurisdiction at the time it was invoked; the Court held the murder count of the Thomas County indictment must be quashed. The Court also emphasized that a subsequent voluntary dismissal by McIntosh County (nolle prosequi) does not retroactively cure the error of Thomas County having proceeded initially without the right to exercise jurisdiction (quoting a principle that "jurisdiction of a court depends on the state of fact existing at the time it is invoked"). The Court justified the rule as necessary to protect defendants from defending simultaneously in two State courts for the same offense and to prevent the State from circumventing double-jeopardy protections by reindicting in another county while appeals on jeopardy questions are pending.

Division 2 — OCGA § 16-1-7(b), Venue, and the Kidnapping Count

The Court analyzed venue and the single-prosecution statute OCGA § 16-1-7(b). It determined that venue over the murder charge could lie in either Thomas or McIntosh County under OCGA § 17-2-2, whereas venue over the kidnapping charge lay solely in Thomas County (citing Potts and Krist). Griffin argued that by first prosecuting murder alone in McIntosh County the State violated § 16-1-7(b) and therefore the Thomas County kidnapping charge was procedurally barred. The Court disagreed. It interpreted § 16-1-7(b) as a "single venue" rule that requires related crimes to be prosecuted together only where they are within the jurisdiction of a single court and known to the prosecutor at the time of commencing prosecution. The Court emphasized that nothing in the statutory language requires that a "dual venue" charge (a crime for which venue could properly lie in more than one county) be prosecuted in the single county where other related charges arise. Accordingly, because kidnapping venue lay exclusively in Thomas County and McIntosh County constituted a separate jurisdiction, § 16-1-7(b) did not bar Thomas County from prosecuting the kidnapping provided the statutory "single prosecution" requirement within that jurisdiction is observed.

Division 3 — Death-Penalty Issue and Vindictiveness

The Court addressed whether double jeopardy or a presumption of prosecutorial vindictiveness barred the State from seeking the death penalty on reindictment. The Court noted existing double-jeopardy limits: if the original trial lacked sufficient evidence of aggravating circumstances or the jury voted to impose life, double jeopardy would bar seeking death on retrial (citing Brooks and Ward). The Court rejected Griffin's contention that the State had conceded the absence of aggravating circumstances by not introducing them at the first trial, citing prior cases (Crawford, Spraggins) permitting the introduction of aggravating circumstances on retrial when the first outcome did not establish their absence.

On the vindictiveness argument, Griffin relied on Blackledge v. Perry to argue for a presumption of prosecutorial vindictiveness. The Court distinguished Blackledge: the presumption arises where greater punishment is imposed after a successful appeal of a conviction, as that poses a chilling effect on appeals. By contrast, the present situation involved a mistrial resulting from a jury deadlock (entered on the court's own motion), which the Court found not subject to the same chilling concerns. The majority therefore held that no presumption of prosecutorial vindictiveness arises from a mistrial due to a hung jury and cited federal circuit decisions (Whaley, Khan, Mays, Ruppel) supporting the absence of such a presumption in analogous circumstances. The Court nevertheless recognized that, on the present record, it could not determine whether actual vindictiveness existed and left open Griffin's ability to attempt to prove actual prosecutorial vindictiveness at the trial court level.

Division 4 — Evidentiary Ruling and Unified Appeal Procedure

Because the Court's disposition in Division 1 resulted in no murder indictment pending against Griffin and no notice of intent to seek the death penalty, the unified appeal procedure under OCGA § 17-10-35.1(a) was not presently applicable. Consequently, the Court declined to review the trial court's evidentiary rulings (including admission of evidence of 29 prior difficulties between Griffin and the victim) under that procedure.

Holding and Implications

Core Ruling: The Supreme Court of Georgia affirmed in part and reversed in part: it quashed the murder count of the Thomas County indictment but upheld the Thomas County kidnapping indictment.

Consequences and practical implications explicitly stated in the opinion:

  • The murder count of the Thomas County indictment is quashed because Thomas County lacked the right to exercise jurisdiction at the time it indicted Griffin.
  • The kidnapping count in the Thomas County indictment is not procedurally barred by OCGA § 16-1-7(b) and thus is upheld.
  • The State remains free to reindict Griffin for the murder of Jenny Rhames in either Thomas or McIntosh County, and the State may seek to have Griffin sentenced to death on such a reindictment, subject to constitutional and statutory constraints noted in the opinion.
  • Neither a presumption of prosecutorial vindictiveness nor double jeopardy automatically bars the State from seeking the death penalty on reindictment in this case; however, Griffin may attempt to prove actual vindictiveness to the trial court on the present record.
  • The Court declined to review the trial court's evidentiary rulings under the unified appeal procedure because no capital notice or murder indictment remains pending in a posture to invoke that procedure.
  • The judgment as to the Thomas County indictment was therefore: affirmed in part (kidnapping charge sustained) and reversed in part (murder charge quashed). The opinion notes dissents by Justices Fletcher and Sears as to Divisions 2 and 3 (and by Justice Thompson as to Division 2) indicating disagreement over the single-prosecution interpretation and death-penalty/due-process analysis.

Note: This summary is based exclusively on the opinion text provided. Quotations and characterizations reflect the Court's statements and the positions of the dissenting justices as they appear in the provided opinion.

GRIFFIN v. THE STATE

HUNSTEIN, Justice.

Michael David Griffin was indicted in 1992 in McIntosh County for the murder of Jenny Rhames. The State did not seek the death penalty. After Griffin's trial ended in a mistrial, he was reindicted for Rhames' murder. The State again declined to seek the death penalty. The trial court denied Griffin's plea of former jeopardy as to the second indictment and Griffin appealed to this court. While that appeal was pending, Griffin was indicted in Thomas County in a two-count indictment charging Griffin with kidnapping with bodily injury and murder of Rhames. The State announced its intention to seek the death penalty in that case. We granted Griffin's application for interim appeal pursuant to OCGA § 17-10-35.1. We hold that the murder count of the Thomas County indictment must be quashed because at the time of his indictment in Thomas County, that county lacked the right to exercise jurisdiction. We uphold the indictment for kidnapping in Thomas County. We further hold that the State may reindict Griffin for the murder of Rhames in Thomas or McIntosh County and may seek to have Griffin sentenced to death.

1. Griffin first contends that the trial court erred by denying his motion to quash the Thomas County murder indictment. We agree.

Where two or more courts have concurrent jurisdiction of the same offense, the court which first acquires jurisdiction of the prosecution retains it to the exclusion of others while that case is pending, thereby preempting jurisdiction for all offenses originating in the same course of criminal conduct. See McAuliffe v. Outz, 139 Ga. App. 62, 64 ( 227 S.E.2d 807) (1976); Nobles v. State, 81 Ga. App. 229, 230 ( 58 S.E.2d 496) (1950). McIntosh County held exclusive jurisdiction of the offense at issue when the State indicted Griffin in Thomas County. Therefore, when Griffin was indicted for murder in Thomas County, that county had no authority to exercise jurisdiction, and the murder count of that indictment must be quashed.

Our holding is not affected by the fact that charges currently are pending against Griffin only in Thomas County. The appeal that was pending at the time Griffin was indicted in Thomas County was resolved in Griffin v. State, 264 Ga. 232 ( 443 S.E.2d 612) (1994), in which we held that the McIntosh County Superior Court did not abuse its discretion in declaring a mistrial and that jeopardy did not attach so as to bar a retrial. After this Court remitted the case to the McIntosh County Superior Court, the McIntosh County indictment was dismissed through nolle prosequi. Hence, because McIntosh County Superior Court, the court first acquiring jurisdiction, has voluntarily and legally dismissed the prosecution, the Thomas County Superior Court now has the opportunity to obtain for the first time the right to exercise its jurisdiction as to the murder charge, since an accused has no vested rights to be tried in any particular court. Nobles, supra. However, the Thomas County Superior Court lacked the right to exercise jurisdiction at the time this case began due to the pendency of proceedings on the same offense in McIntosh County. The error of proceeding initially without the right to exercise jurisdiction is not cured by the subsequent dismissal of the McIntosh County case. See 22 C.J.S., Criminal Law § 176 ("jurisdiction of a court depends on the state of fact existing at the time it is invoked"). To permit this action to proceed under the present indictment would erode the protection of criminal defendants from having to defend themselves simultaneously in two State courts for the same alleged offense.

The Thomas County indictment must be quashed for a further reason. The day before Griffin's indictment in Thomas County, Griffin had filed an appeal with this Court of the denial by the McIntosh County Superior Court of his plea of former jeopardy. While that appeal was pending, the State clearly could not continue to prosecute Griffin in McIntosh County. See Chambers v. State, 262 Ga. 200, 202 ( 415 S.E.2d 643) (1992). To do so would deny Griffin protection from being forced to "run the gauntlet" a second time before his claim of double jeopardy could be reviewed. See Abney v. United States, 431 U.S. 651, 662 ( 97 S.C. 2034, 52 L.Ed.2d 651) (1977); Patterson v. State, 248 Ga. 875, 876 ( 287 S.E.2d 7) (1982). Prosecutions of the same defendant in different counties of the same state "must be viewed as acts of a single sovereign under the Double Jeopardy Clause." Brown v. Ohio, 432 U.S. 161, 164 n. 4 ( 97 S.C. 2221, 53 L.Ed.2d 187) (1977).Therefore, the State as one sovereign may not circumvent the clear rule barring it from proceeding in one county by simply reindicting Griffin in another.

The rule we articulate today imposes no undue burden upon the State. Nothing bars the State from reindicting Griffin for murder in Thomas County or in McIntosh County. If Griffin is reindicted for murder in Thomas County, either party may move to incorporate the pre-trial record accumulated under the present indictment.

2. Under the facts in this case, venue over the murder charge may lie in either Thomas or McIntosh Counties, OCGA § 17-2-2, but venue over the kidnapping charge lies solely in Thomas County. See Potts v. State, 261 Ga. 716, 720 (2) ( 410 S.E.2d 89) (1991); Krist v. State, 227 Ga. 85 (4) ( 179 S.E.2d 56) (1970). Based on these facts, Griffin argues that the State violated the "single prosecution" requirement in OCGA § 16-1-7(b) when it initially brought the murder charge alone in McIntosh County rather than bringing the murder charge together with the kidnapping charge in Thomas County. Hence, Griffin contends that Count Two of the present indictment, charging him with kidnapping with bodily injury, is procedurally barred by OCGA § 16-1-7(b). We do not agree.

OCGA § 16-1-7(b) (formerly Code Ann. § 26-506) requires all crimes arising from the same conduct to be prosecuted in a "single prosecution" provided they are in the same jurisdiction and are known to the prosecutor, unless the court in the interest of justice orders separate trials. State v. Estevez, 232 Ga. 316, 318-319 ( 206 S.E.2d 475) (1974). OCGA § 16-1-7 expands the proscription of double jeopardy beyond that provided for in the United States and Georgia Constitutions, State v. Estevez, supra, because it "protects a defendant from multiple prosecutions arising from the same conduct in situations where constitutional double jeopardy would not be a defense." McCannon v. State, 252 Ga. 515, 516-517 ( 315 S.E.2d 413) (1984). We have recognized that OCGA § 16-1-7(b) embodies the procedural aspect of double jeopardy, State v. Estevez, supra, in that it "prevent[s] an accused from being unduly harassed by or threatened by successive criminal prosecutions." Id. at 319.

OCGA § 16-1-7(b) provides:

If the several crimes arising from the same conduct are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must be prosecuted in a single prosecution.

OCGA § 16-1-7(a) embodies the substantive aspect of double jeopardy: it limits multiple convictions that may be imposed for such crimes. State v. Estevez, supra. The substantive aspect thus calls into question whether one crime is included, by law or by fact, in another charged crime. Although two or more crimes may "arise from the same conduct," that does not mean a defendant cannot be convicted of each crime. This Court in Potts v. State, supra, set forth the applicable constitutional tests to determine if the crimes are included. State v. Sallie, 206 Ga. App. 732 ( 427 S.E.2d 11) (1992) represents another method in which crimes may have to be deemed included, i.e., where the defendant is convicted under an indictment or accusation drawn in such a manner as to bar further convictions.

It is very rare that a situation arises in which venue over a criminal charge can be had in more than one county. Even under such rare circumstances, however, nothing in the plain language of OCGA § 16-1-7(b) and the case law interpreting it requires that prosecution of a "dual venue" criminal charge must occur in that one county where other criminal charges arising out of the same multi-county crime spree must be prosecuted. As recognized in Henderson v. State, 227 Ga. 68, 75 ( 179 S.E.2d 76) (1970), "the legislature used language in subsection (b) making the prosecution together of multiple charges mandatory where rules relating to venue permit and the crimes are known to the proper prosecuting officer." (Emphasis supplied.) OCGA § 16-1-7(b) is a "single venue" rule which expanded procedural due process in this State to bar multiple prosecutions only within the same jurisdiction. We will not construe it as an expansion of procedural due process that unduly restricts the State's method of prosecuting multi-county crime sprees involving these rare, "dual venue" crimes.

Compare State v. Sallie, supra (crimes were committed in two separate counties could have been prosecuted in the separate counties, but for the unartful drawing of the indictment in one county which "used up" for substantive double jeopardy purposes all the facts that would have supported the prosecution in the other county of the crimes those facts represented); Powe v. State, 257 Ga. 563 ( 361 S.E.2d 811) (1987) (multiple crimes arose out of the same conduct in the same jurisdiction, but the prosecutor in one court of that jurisdiction had no knowledge of charges pending in another court within that same jurisdiction).

While the murder charge cannot be brought in both Thomas and McIntosh Counties, see Division 1, supra, insofar as OCGA § 16-1-7(b) is concerned, the kidnapping charge in Thomas County is not affected by the fact that the State sought to prosecute Griffin on the murder charge initially in McIntosh County because McIntosh County is a separate jurisdiction. Should the State decide to proceed with the murder charge in Thomas County, there is, statutorily speaking, no procedural double jeopardy bar to Thomas County also prosecuting Griffin for the kidnapping charge, so long as Thomas County comports with the requirement that there be a "single prosecution."

Although the charges must be prosecuted together, it is still within the trial court's authority to sever the charges for separate trials in the interest of justice. OCGA § 16-1-7(c).

Finally, contrary to Griffin's argument, prosecution of the kidnapping charge in Thomas County does not constitute vindictiveness of any kind. See Potts v. State, supra, 261 Ga. at (1), in which this Court upheld Potts' death sentence in Cobb County for the kidnapping of Michael Priest even though Potts had also been sentenced to death in Forsyth County for Priest's murder. Here, as in Potts, the kidnapping and murder charges are not the "same" for double jeopardy purposes; hence, absent any unartfulness in the drawing of the McIntosh murder indictment, there is no statutory or constitutional bar to the Thomas County prosecution for the kidnapping of Jenny Rhames.

Because the indictment charging kidnapping with bodily injury recites an injury inflicted on the victim other than the injury that caused the victim's death, the record before this Court does not establish that the kidnapping is an included offense as a matter of fact, see Potts v. State, supra, 261 Ga. at (1), and we have recognized that these crimes are not included as a matter of law. Potts v. State, 241 Ga. 67 (11) ( 243 S.E.2d 510) (1978).

3. Griffin contends the trial court erred by denying his plea in bar to prevent the State from seeking the death penalty in Thomas County, because the State specifically waived seeking the death penalty for the same murder charged here both in the original prosecution in McIntosh County and upon subsequent reindictment there. This issue is one of first impression.

Our opinion in Dalton v. State, 263 Ga. 138, 140 ( 429 S.E.2d 89) (1993), is not on point. In Dalton we merely held that, where the State had unintentionally failed to provide timely notice of its intent to seek the death penalty and where trial had not yet commenced, the State could seek the death penalty on reindictment.

Double jeopardy precludes the State from seeking the death penalty on retrial if there was insufficient evidence at the original trial to support the aggravating circumstances or if the jury voted to impose a life sentence. Brooks v. State, 259 Ga. 562 (1) ( 385 S.E.2d 81) (1989). See Ward v. State, 239 Ga. 205 (5) ( 236 S.E.2d 365) (1977). Griffin argues that by failing to introduce aggravating circumstances at the original trial, the State conceded their absence and thus fixed at life imprisonment the maximum sentence which can be imposed on Griffin for the murder of Jenny Rhames. However, we have held that where a death sentence has been reversed and there was no finding of insufficient evidence to support the aggravating circumstances, the State may introduce evidence of aggravating circumstances not presented to the first jury. Crawford v. State, 256 Ga. 57 (2) ( 344 S.E.2d 215) (1986); Spraggins v. State, 255 Ga. 195 ( 336 S.E.2d 227) (1985). In keeping with our prior decisions, we decline to hold that the State conceded the absence of any aggravating circumstances by failing to present them as such in the first trial.

The State in the present action alleged the following aggravating circumstances: (1) that the murder was committed while Griffin was engaged in the commission of another capital felony or aggravated battery, OCGA § 17-10-30(b)(2); (2) that Griffin committed the murder for the purpose of receiving a thing of monetary value, id. at (b)(4); and (3) that the murder was outrageously vile, horrible, or inhuman in that it involved torture, depravity of mind, or an aggravated battery to the victim, Id. at (b)(7).

Griffin next argues, relying upon Blackledge v. Perry, 417 U.S. 21 (I) ( 94 S.C. 2098, 40 L.Ed.2d 628) (1974), that an inference of vindictiveness is created by the State's conduct in seeking the death penalty after mistrial, reindictment, and appeal of the denial of the plea of former jeopardy. We disagree. In Blackledge, after the defendant successfully appealed his misdemeanor conviction, the prosecutor reindicted him on a felony charge for the same conduct and, as a result, the defendant received a harsher sentence than he had originally received. Id., 417 U.S. at 22-23. The U.S. Supreme Court concluded as was done earlier that the opportunity for prosecutorial vindictiveness after a successful appeal is such that due process requires application of a rule creating a rebuttable presumption of vindictiveness when a judge subjects a criminal defendant to greater punishment after a successful appeal. Id., 417 U.S. at 27. In elaborating on the need to employ a presumption of prosecutorial vindictiveness, the Blackledge court did not focus on the prosecutor's mere motivation to penalize the individual defendant for the inconvenience or embarrassment involved in a second trial, but instead focused on the prosecutor's motivation to discourage other defendants from appealing. Id., 417 U.S. at 27-28. Furthermore, the U.S. Supreme Court stressed that regardless of actual motivation, the fear of vindictiveness spawned by a rule permitting prosecutors to "up the ante" after a successful appeal would chill defendants' exercise of the right to appeal. Id., 417 U.S. at 28.

The rule is analogous to that articulated in North Carolina v. Pearce, 395 U.S. 711 ( 89 S.C. 2072, 23 L.Ed.2d 656) (1969), later limited in Alabama v. Smith, 490 U.S. 794 ( 109 S.C. 2201, 104 L.Ed.2d 865) (1989).

The reasoning of Blackledge is inapplicable in the context of jury deadlock. Here, as the State points out, what provided the State an opportunity to "up the ante" was not a successful appeal of a conviction, but rather a mistrial. The appeal of the plea of former jeopardy, had it been successful, would have created no opportunity for enhancement of charges or penalty. A mistrial resulting from an inability of a jury to reach a verdict, especially when entered on the trial court's own motion, is not subject to chilling as is the exercise of the right to appeal. Therefore, no presumption of prosecutorial vindictiveness arises. See United States v. Whaley, 830 F.2d 1469, 1478-1479 (7th Cir. 1987) (courts have consistently held that no realistic likelihood of vindictiveness is found when a jury is deadlocked and both parties agree that a declaration of mistrial is a necessity); United States v. Khan, 787 F.2d 28, 33 (1) (2d Cir. 1986) (addition of charges after mistrial presents no realistic likelihood of vindictiveness and therefore raises no presumption of vindictiveness); United States v. Mays, 738 F.2d 1188, 1190 (11th Cir. 1984) (no presumption of vindictiveness when, after mistrial, government allegedly threatened defendant with additional charges if he refused to plead guilty; declaration of mistrial did not result from assertion of protected right and was not reasonably likely to engender a vindictive response); United States v. Ruppel, 724 F.2d 507 (5th Cir. 1984) (declined to presume vindictiveness upon increase in charges after hung jury in absence of evidence of actual retaliation).

Although neither the principles of double jeopardy nor a presumption of vindictiveness will bar the State from seeking the death penalty on reindictment, we are unable on the present record to make a determination whether there was actual vindictiveness. Griffin may nevertheless attempt to prove to the trial court that any effort by the State to seek the death penalty following reindictment is motivated by actual vindictiveness. See United States v. Whaley, supra, 830 F.2d at 1478-1479; United States v. Mays, supra, 738 F.2d at 1190.

4. Griffin also contends; that the trial court erred by ruling that evidence of 29 prior difficulties between Griffin and the victim is admissible. Because our holding in Division 1, supra, leaves no murder indictment pending against him and no notice of intent to seek the death penalty, the unified appeal procedure is not presently applicable to this case. See OCGA § 17-10-35.1(a). Therefore, we decline to review the trial court's evidentiary rulings thereunder.

Judgment affirmed in part and reversed in part. All the Justices concur, except Fletcher, P.J., and Sears, J., who dissent to Divisions 2 and 3, and Thompson, J., who dissents to Division 2.

HUNSTEIN, Justice.

DECIDED DECEMBER 4, 1995 — RECONSIDERATION DENIED DECEMBER 20, 1995.

THOMPSON, Justice, concurring in part and dissenting in part.

I concur fully with division three of the majority opinion. Because the trial court granted a mistrial on its own motion when the jury was unable to reach a verdict, a presumption of prosecutorial vindictiveness does not arise. Thus, the State can reindict defendant for murder and seek the death penalty.

I also concur in divisions 1 and 4. However, I dissent to division 2 because the kidnapping charge is procedurally barred.

OCGA § 16-1-7(b) provides that offenses which are part of the same course of conduct must be tried in a single prosecution if they are within the jurisdiction of a single court and are known to the prosecuting officer when the prosecution is begun. This code section has always been construed to bar the subsequent prosecution of crimes which could have been tried in a single court when the officer actually handling the proceedings knew of the crimes but prosecuted less than all of them. Until now, it has not mattered that the officer actually handling the proceedings did not have jurisdiction of all of the crimes. The question was whether he knew of all of the crimes and whether they could be prosecuted in a single court. See Baker v. State, 257 Ga. 567, 569 ( 361 S.E.2d 808) (1987); Powe v. State, 257 Ga. 563, 564-565 ( 361 S.E.2d 811) (1987).

True, the cases which have considered OCGA § 16-1-7(b) have applied it vertically, i.e., where all of the crimes could have been tried in the superior court of a county but some of the crimes were prosecuted in an inferior court within the same county. I see no reason why OCGA § 16-1-7(b) should not also be applied horizontally, i.e., where all of the crimes could have been tried in one county but less than all of the crimes were prosecuted in another county. After all, the State is a single sovereign and each and every prosecutor acts on behalf of the State. State v. Sallie, 206 Ga. App. 732, 736 ( 427 S.E.2d 11) (1992).

Acting on behalf of the State, the district attorney of McIntosh County waived the kidnapping charge in this case. The kidnapping and the murder arose out of the same course of conduct and they were within the jurisdiction of a single court — the Superior Court of Thomas County. Nevertheless, with full knowledge of the kidnapping charge, the district attorney of McIntosh County prosecuted defendant for murder. It follows that defendant cannot be reindicted for kidnapping.

FLETCHER, Presiding Justice, dissenting in part.

When the state uses its machinery to put a person to death, it should ensure that the defendant has received a fair process. The majority violates that principle by holding today that the state may add a kidnapping charge and seek the death penalty when reindicting Michael David Griffin in a second county. Because its decision violates due process, double jeopardy, and fundamental fairness, I dissent to divisions 2 and 3.

1. The Fourteenth Amendment's guarantee of due process prohibits the state from punishing a defendant for exercising his legal rights. Relying on the due process clause, the Supreme Court has created a rebuttable presumption of vindictiveness when a trial judge imposes a more severe sentence on a defendant after a successful appeal, A defendant may show vindictive prosecution in two ways: by producing evidence of actual vindictiveness or showing that there is a sufficient likelihood of vindictiveness to justify a presumption. I would adopt this same analysis in interpreting the Georgia Constitution's due process clause and hold that the state's decision to seek the death penalty in Griffin's retrial presents a realistic likelihood of vindictiveness that the state has failed to rebut.

United States v. Goodwin, 457 U.S. 368, 371 ( 102 S.C. 2485, 73 L.Ed.2d 74) (1982).

North Carolina v. Pearce, 395 U.S. 711, 723-726 ( 89 S.C. 2072, 23 L.Ed.2d 656) (1969); see also Blackledge v. Perry, 417 U.S. 21 ( 94 S.C. 2098, 40 L.Ed.2d 628) (1974) (applying same rule when the defendant received an increased sentence for a felony conviction after appealing a misdemeanor conviction for the same conduct).

United States v. Marrapese, 826 F.2d 145, 147 (1st Cir.), cert. denied, 484 U.S. 944 ( 108 S.C. 331, 98 L.Ed.2d 358) (1987).

The totality of the circumstances surrounding the state's decision to seek the death penalty after Griffin's mistrial and appeal demonstrates a reasonable likelihood of vindictiveness. In the first trial, the state sought to have Griffin imprisoned for life, but was unable to convince a majority of juror seven to convict Griffin. After reindicting Griffin, the state was met with a plea of former jeopardy, followed by an appeal of its denial. Unlike a routine pretrial motion, this exercise of Griffin's rights introduced considerable delay in the McIntosh County prosecution. Frustrated, the state tried a new approach. Knowing that in McIntosh County it could do nothing until this court decided the appeal, the state rushed to indict Griffin in a different county. The state began prosecuting Griffin in Thomas County with at least constructive knowledge that to do so during the pendency of the appeal was improper. Moreover, the state added the kidnapping count, perhaps easier to prove than the murder count, and substantially increased the potential penalty by announcing its intent to seek the death penalty.

The timing of the state's change of course heightens the realistic likelihood of vindictiveness. The state determined to seek the death penalty only after Griffin's first trial ended in a hung jury and he appealed the denial of his double jeopardy claim.

[O]nce a trial begins — and certainly by the time a conviction has been obtained — it is much more likely that the State has discovered and assessed all of the information against an accused and has made a determination, on the basis of that information, of the extent to which he should be prosecuted. Thus, a change in the charging decision made after an initial trial is completed is much more likely to be improperly motivated than a pretrial decision.

Just as the United States Supreme Court has presumed prosecutorial vindictiveness when the government increases the severity of charges after a conviction and successful appeal, this court should presume prosecutorial vindictiveness when the state seeks the death penalty following a mistrial and appeal. Under these circumstances, the state's election to seek the enhanced punishment offends due process under the Georgia Constitution.

This conclusion is in accord with the decision of the Supreme Court of Missouri's opinion in Patterson v. Randall. In that case, the court was confronted with an issue differing from ours only in that the defendant had successfully appealed a conviction and life sentence before a second prosecutor sought the death penalty. The only change between the two trials affecting the penalty sought was that one prosecutor believed in the death penalty and the other did not. The court held that the state's explanation fell short of meeting the burden placed on the state. Because the state failed to meet its burden, the court presumed that the state might be retaliating against the accused. Therefore, the court held that the prosecutor's election to seek the death penalty at the second trial violated due process.

637 S.W.2d 16 (Mo. 1982).

Id. at 19; see also Murphy v. State, 453 N.E.2d 219, 227 (Ind. 1983) (finding presumption of vindictiveness when state sought enhanced penalty at retrial after foregoing its right to seek the penalty in first trial which ended in a mistrial).

The state's attempt to rebut the inference of vindictiveness — by stating that the prosecutors in Thomas County simply reviewed the same evidence as the prosecutors in McIntosh County and came to a different conclusion on the appropriate penalty — is similarly inadequate. The state as a single sovereign may not circumvent the rules of law and principles of fairness by acting in the guise of first one prosecutor and then another. More important, the state fails to identify any new fact developed prior to Griffin's appeal that justifies increasing the penalty sought.

Thigpen v. Roberts, 468 U.S. 27, 30 ( 104 S.C. 2916, 82 L.Ed.2d 23) (1984); Patterson v. Randall, 637 S.W.2d at 19.

See Wasman v. United States, 468 U.S. 559, 572 ( 104 S.C. 3217, 82 L.Ed.2d 424) (1984).

Because the enhanced punishment here is a death sentence, this case is distinguishable from the federal cases on which the majority relies in rejecting the presumption. First, the possibility of execution may have far greater impact on the exercise of rights than the possibility of a longer prison term or a larger fine. Whereas a defendant may feel minimal pressure to plead guilty and forego a jury trial after a first jury is unable to reach a verdict on lesser charges, a defendant newly confronted with even a remote chance of execution may feel forced to plead guilty and accept a life sentence. Second, the decision to seek the death penalty on retrial lacks the logical underpinnings that may justify the addition of new charges. Based on the learning experience of trying the case once without success, the state might reasonably bring new charges as part of a strategy to present its evidence differently in the second trial. In contrast, seeking the death penalty in a second trial for the same crime would not likely contribute to a better presentation of the evidence of that crime. Finally, the state should exercise its discretion to seek the death penalty only in cases in which the evidence of guilt is overwhelming. After Griffin's first trial ended with a majority of jurors prepared to acquit him of the murder, the state could not reasonably anticipate lack of residual doubt as to Griffin's guilt on retrial.

United States v. Mays, 738 F.2d 1188, 1190 (11th Cir. 1984).

Gregg v. Georgia, 428 U.S. 153, 225 ( 96 S.C. 2909, 49 L.Ed.2d 859) (1976) (White, J., concurring) (prosecutors are presumed to base their charging decisions on the strength of their case as well as the likelihood a jury would impose the death penalty).

Because the state's actions pose a realistic likelihood of vindictiveness and the state has failed to rebut the inference of vindictiveness, the State Constitution's due process clause prohibits it from seeking the death penalty against Griffin on retrial. Therefore, the state should not be able to seek to have Griffin sentenced to death for the murder of Jenny Rhames in any county.

2. The Georgia Criminal Code also bars the kidnapping with bodily injury count of the Thomas County indictment. State law limits multiple prosecutions for crimes arising from the same criminal conduct. OCGA § 16-1-7(b) requires the state to bring a single prosecution if "the several crimes [1] arising from the same conduct [2] are known to the proper prosecuting officer at the time of commencing the prosecution and [3] are within the jurisdiction of a single court."

State v. Estevez, 232 Ga. 316, 317 ( 206 S.E.2d 475) (1974).

All three prongs of the statute are satisfied here. First, the kidnapping clearly arose out of the same course of conduct as the murder. The state alleges that both crimes occurred on the same day in the same county involving the same defendant and victim. Second, the kidnapping was known to the proper prosecuting officer — the McIntosh County district attorney — at the time of the original indictment. The parties stipulated that when Griffin was first indicted for murder in McIntosh County, the district attorney knew about the potential kidnapping charge. At oral argument, the state conceded that the prosecutors of the two counties communicated about the potential charges from the outset. Griffin was not indicted for kidnapping, however, because the state chose to indict him in McIntosh County and the prosecutors believed that venue for the kidnapping charge was proper only in Thomas County. Finally, the kidnapping and murder charges were "within the jurisdiction of a single court," specifically the Superior Court of Thomas County. Therefore, the state waived the kidnapping charge when it chose to prosecute Griffin for murder in McIntosh County.

See McCannon v. State, 252 Ga. 515 ( 315 S.E.2d 413) (1984); see also Henderson v. State, 227 Ga. 68, 76 ( 179 S.E.2d 76) (1970) (kidnapping and murder counts properly tried together because they were "part of one continuous transaction covering a period of 18 to 20 hours").

See Baker v. State, 257 Ga. 567, 568-569 ( 361 S.E.2d 808) (1987).

See Brock v. State, 146 Ga. App. 78, 80 ( 245 S.E.2d 442) (1978).

In reaching its conclusion that Griffin can now be prosecuted for kidnapping, the majority ignores precedent, plain statutory language, and the purpose of § 16-1-7(b). In Potts v. State, we addressed whether § 16-1-7(b) barred Potts's prosecution for murder in Forsyth County when he had been prosecuted for kidnapping the same victim in Cobb County. We held that

241 Ga. 67 ( 243 S.E.2d 510) (1978).

it is undisputed that the murder of Michael Priest took place in Forsyth County and that the kidnapping with bodily injury took place in Cobb County. As a matter of law, the two offenses were not within a single court's jurisdiction, and could not have been tried together. Therefore, we find no procedural bar to the appellant's subsequent prosecution for the murder of Michael Priest in Forsyth County.

This holding was predicated on the fact that the crimes could not have been tried within a single court's jurisdiction. Conversely, if the kidnapping and murder could have been tried within a single court's jurisdiction, the second prosecution would have been barred. This case presents that logical extension of Potts. Before indicting Griffin, the state was aware that it could prosecute him for murder and kidnapping in Thomas County, but the state elected not to do so, instead proceeding with the murder charge alone in McIntosh County. Under the rationale of Potts, the state may not now try Griffin for the kidnapping in Thomas County.

Further, the statutory language completely refutes the majority's interpretation of § 16-1-7(b) as creating "a `single venue' rule . . . bar[ring] multiple prosecutions only within the same jurisdiction." In a linguistic sleight of hand, the majority has transformed the third phrase, "within the jurisdiction of a single court," to the phrase "within a single venue." But, as we recognized in Potts, the phrase, "are within the jurisdiction of a single court," includes crimes that occur within different counties or venues so long as those crimes can be tried in a single court of one of those counties or venues. This plain language is consistent with the fundamental notion, which goes unaddressed in the majority opinion, that each county in the state is not a separate sovereign. The state cannot be carved into separate jurisdictions evaluating a double jeopardy claim for it is the state, as a single sovereign, that the statute prohibits from seeking successive prosecutions.

Majority opinion at 6.

Brown v. Ohio, 432 U.S. 161, 164 n. 4 ( 97 S.C. 2221, 53 L.Ed.2d 187) (1977) (prosecutions in two separate counties are acts of a single sovereign under double jeopardy clause).

Finally, this case illustrates the situation that § 16-1-7(b) was designed to prevent. As the majority acknowledges, § 16-1-7(b) prevents an accused from being unduly harassed or threatened by successive criminal prosecutions. Although Griffin could have been tried for murder and kidnapping in Thomas County in a single prosecution, the state first tried him for murder in McIntosh County. Because both crimes could have been disposed of in one prosecution, the second prosecution is fundamentally unfair, unnecessary, and "unduly harasses" Griffin. The majority fails to recognize that a defendant suffers the same harassment from unnecessary successive prosecutions whether they are in one venue or in multiple jurisdictions. The majority opinion, instead, treats similarly situated defendants disparately, granting protection to a defendant who fortuitously happens to be charged with committing crimes in one county, and denying it to a defendant charged with committing his crimes in multiple counties.

I am authorized to state that Justice Sears joins in this dissent.

SEARS, Justice, dissenting.

Presiding Justice Fletcher presents compelling reasons why the state is barred from trying Griffin for the death penalty and for kidnapping. I, therefore, join his dissent. I write separately to explain an additional reason why the majority errs in holding that the state may now seek the death penalty against Griffin after the state has already tried Griffin for murder.

For the reasons given by Presiding Justice Fletcher due process bars the state from seeking the death penalty against Griffin. I also conclude that double jeopardy bars the state from seeking the death penalty. In holding that double jeopardy bars a state from seeking the death penalty on a retrial when the first jury had "acquitted" the defendant of the grounds necessary to impose the death penalty, the United States Supreme Court found that the same double jeopardy principles that applied to successive prosecutions for an offense applied to successive prosecutions for the death penalty.

The "embarrassment, expense and ordeal" and the "anxiety and insecurity" faced by a defendant at the penalty phase of a . . . capital murder trial are at least equivalent to that faced by an defendant at the guilt phase of a criminal trial.

The United States Supreme Court in Bullington was thus effectively equating the death penalty with an offense for double jeopardy purposes. Similarly, I would equate the two for purposes of our procedural double jeopardy statute. OCGA § 16-1-7(b). I would thus hold that because the state chose to try Griffin for murder without seeking the death penalty, § 16-1-7(b) bars the state from putting Griffin through the anxiety and insecurity of a death penalty trial after the state has put him through the expense and anxiety of a first trial in which the state likely gained tactical advantages.

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GRIFFIN v. STATE
(Dec 4, 1995)