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Case Summary: The State of Ohio v. Glazer et al., Nos. 95AP100100–95AP100102 (Ct. App. Ohio, 5th Dist., Tuscarawas County, June 19, 1996)

Factual and Procedural Background

The State of Ohio appealed three judgments of the Tuscarawas County Court of Common Pleas dismissing indictments against Kevin Casteel, Thomas Glazer, and David Glazer. The three appeals were consolidated because they involved the same issues. The Tuscarawas County grand jury indicted the appellees on December 1, 1994: Casteel on two counts of trafficking in marijuana, Thomas Glazer on three counts of trafficking in marijuana, and David Glazer on two counts of trafficking in marijuana. All three pleaded not guilty and waived jury trials.

The underlying investigation began in 1991, including a controlled buy in November 1991 with tape-recorded transactions. Investigation activity slowed after Casteel was arrested on unrelated drug-sale charges in another county and Tuscarawas County deputies redirected resources to a multicounty serial murder investigation. The sheriff reported the transactions to the prosecutor in July 1993, who scheduled the matter for grand jury consideration, but indictment did not occur until November 1994—approximately three years after the last charged offense.

The two Glazers were tried to the bench on September 7, 1995; the court took the matter under advisement. Casteel's trial came on September 26, 1995, after he moved for dismissal on double jeopardy, statutory speedy trial, and due process grounds. The trial court dismissed Casteel's indictment on due process grounds for preindictment delay and subsequently dismissed the Glazers' indictments for the same reason. The State appealed, assigning two errors related to dismissal for preindictment delay/due process and dismissal based on denial of speedy trial where the defendants had waived such rights.

Legal Issues Presented

  1. Whether the trial court erred in dismissing the indictments on the grounds of preindictment delay (due process), where the State presented no evidence of prejudice to the defendants from the delay and there was a suggestion the delay might have been tactical.
  2. Whether the trial court erred in dismissing the indictments on the basis of denial of speedy trial rights where the defendants had waived such rights.

Arguments of the Parties

Appellant's (State's) Arguments

  • The State argued there was no evidence of prejudice to the defendants from the preindictment delay; specifically, Casteel did not claim prejudice, and the Glazers' counsel affirmatively represented that no prejudice had occurred and did not move for dismissal on that basis.
  • The State noted that tape recordings of the transactions had been preserved.
  • The State argued that speedy trial issues were waived by the defendants (the Glazers never raised them; Casteel's motion was filed beyond the time prescribed by Crim.R. 12(C)), citing State v. Dumas for the proposition that failure to raise such issues waives error.

Appellees' (Defendants') Arguments

  • The record reflects that the defendants relied on the trial court's determination that the three-year preindictment delay violated due process; the court dismissed indictments for that reason.
  • There is no record in the opinion of the Glazers asserting actual prejudice; their counsel represented no prejudice. Casteel, as noted by the State, did not claim prejudice in the record cited by the appellate opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
United States v. Marion, 404 U.S. 307 (1971) Speedy trial right attaches only after criminal charges are instituted; distinguishes preindictment from postindictment delay. The court invoked Marion to explain that preindictment delay does not raise the federal speedy trial right and that speedy trial concerns (incarceration, public accusation, impairment of defense) primarily concern postindictment delay.
Smith v. Hooey, 393 U.S. 374 (1969) Describes the interests protected by a speedy trial: (1) avoidance of undue/prejudicial incarceration, (2) avoidance of anxiety/public accusation, (3) avoidance of impairment of defense by delay. The court cited Smith v. Hooey to enumerate the typical speedy trial concerns and to show that two of those do not arise preindictment, while the third is generally addressed by the statute of limitations.
State v. Luck, 15 Ohio St.3d 150, 472 N.E.2d 1097 (1984) Holds that an unjustifiable delay between offense and indictment that results in actual prejudice violates due process; adopts a balancing test weighing actual prejudice against the State's reason for delay. The court explained that Luck requires proof of actual prejudice and a balancing of prejudice against the State's reason for the delay. The appellate court held the trial court erred by not applying Luck's balancing test and by concluding prejudice as a matter of law from a three-year delay.
United States v. Lovasco, 431 U.S. 783 (1977) Establishes that the accused must prove actual prejudice from preindictment delay and that prejudice alone does not automatically constitute a due process violation; calls for balancing state's reasons and prejudice. The court referenced Lovasco (via Luck) for the proposition that the defendant bears the burden to prove actual prejudice and that the court must balance prejudice against the State's reasons for delay.
State v. Dumas, 68 Ohio App.3d 174, 587 N.E.2d 932 (1990) Failure to timely raise certain pretrial issues (here, speedy trial) constitutes a waiver. The court applied Dumas to conclude that the Glazers did not raise speedy trial issues and that Casteel's motion was untimely under Crim.R. 12(C), so dismissal based on speedy trial was erroneous because the issues had been waived.

Court's Reasoning and Analysis

The court analyzed two distinct legal lines: (1) preindictment delay implicating due process and (2) speedy trial claims. For the due process/preindictment delay question, the court explained the legal framework distinguishing preindictment delay from the speedy trial right (citing Marion and Smith v. Hooey), then turned to Ohio precedent interpreting preindictment delay (State v. Luck) and its federal antecedent (Lovasco).

Under Luck/Lovasco, an unjustifiable delay between the offense and indictment violates due process only when it results in actual prejudice to the defendant, and the court must balance any proven prejudice against the State's reasons for the delay. The trial court in this case had concluded that the three-year passage established prejudice as a matter of law. The appellate court held that determination was error: the trial court failed to perform the Luck balancing test and the record did not support a constitutional violation. The appellate court relied on the record facts it recited—that Casteel did not claim prejudice, the Glazers' counsel affirmatively represented no prejudice, and tape recordings had been preserved—to conclude the record did not demonstrate actual prejudice or justify dismissal on due process grounds without the required balancing.

On the speedy-trial issue, the appellate court observed that speedy trial rights attach postindictment and that the Glazers never raised the issue while Casteel raised it untimely under Crim.R. 12(C). Citing State v. Dumas, the court concluded that the defendants had waived any speedy-trial objections; therefore, dismissal based on denial of speedy trial rights was improper.

Holding and Implications

Holding: The Court of Appeals reversed the judgments of the Tuscarawas County Court of Common Pleas and remanded the causes for further proceedings consistent with the opinion.

Implications and direct effects:

  • The trial court erred in dismissing the indictments on the basis of preindictment delay without conducting the balancing test required by State v. Luck (and Lovasco); the appellate court found the record did not support a due process dismissal.
  • The trial court erred in dismissing the indictments on speedy trial grounds because the defendants had waived those rights; dismissal on that basis was improper.
  • As a result, the appellate court reversed and remanded for further proceedings in accordance with applicable law and this opinion.

The opinion does not state that it establishes a new legal precedent; the court applied existing federal and Ohio precedent (Marion, Lovasco, Luck, Dumas, Smith v. Hooey) and directed that the trial court proceed under those governing principles.

Judgments reversed and causes remanded. WILLIAM B. HOFFMAN, P.J., and FARMER, J., concur.

The STATE of Ohio, Appellant, v. GLAZER et al., Appellees.

GWIN, Judge.

The state of Ohio appeals the three judgments of the Court of Common Pleas of Tuscarawas County, Ohio, dismissing the indictments brought against Kevin Casteel, Thomas Glazer, and David Glazer. This court has consolidated the cases for purposes of appeal, because they all deal with the same issues. The state assigns two errors to the trial court:

Assignment of Error Number One

"The trial court erred in dismissing indictments against defendants in drug trafficking cases, on the grounds of preindictment delay, where there was no evidence of prejudice to the defendants as a result of the delay in presenting their cases to the grand jury, and where there was suggestion that the delay was caused by the state for purpose of gaining tactical advantage."

Assignment of Error Number Two

"The trial court erred in dismissing indictments against defendants on the basis of denial of speedy trial rights where the defendants have waived such rights."

The Tuscarawas County grand jury indicted the three appellees on December 1, 1994. Kevin Casteel was charged with two counts of trafficking in marijuana, Thomas Glazer was charged with three counts of trafficking in marijuana, and David Glazer was charged with two counts of trafficking in marijuana. All three entered pleas of not guilty to the indictments and waived trial by jury. On September 7, 1995, the two Glazers were tried to the bench, and the court took the matter under advisement after both sides rested. On September 26, 1995, Casteel's case came on for trial, but Casteel filed a motion for dismissal on double jeopardy grounds, statutory speedy trial violations, and due process violations. The trial court dismissed Casteel's case, citing due process violations. Thereafter, the court also dismissed the indictments against the Glazers, for the same reason.

The due process issue involved a question of preindictment delay. The Tuscarawas County Sheriff's Department began to investigate the appellees in 1991, and eventually made a controlled drug buy in November 1991. All of the meetings and transactions between the agents and the appellees were tape recorded. Subsequently, appellee Casteel was arrested in Tuscarawas County for drug sales allegedly made in Guernsey County but unrelated to the sales in this case.

At that point, Tuscarawas County deputies became involved in the investigation of the Thomas Dillon multicounty serial murder case, and because of the caseload demand, nothing further was done on appellees' case. In July 1993 the sheriff reported the transactions to the prosecutor, who scheduled the matter for grand jury consideration. However, the matter was not taken to the grand jury until November 1994.

I

The trial court found that the appellees' constitutional rights to due process had been violated when the state allowed an inordinate and unreasonable delay between the investigation and the eventual grand jury indictment. The parties agree that approximately three years passed from the time of the last offense charged until the date the indictment came down.

As the state points out, there are two kinds of delays possible, preindictment and postindictment. Preindictment delay does not raise the issue of the right to speedy trial, which attaches only after criminal charges are instituted. United States v. Marion (1971), 404 U.S. 307, 92 S.Ct. 455, 30 L.Ed.2d 468. Speedy trial issues include (1) undue and oppressive incarceration prior to trial, (2) anxiety and concern accompanying public accusation, and (3) the possibility that the long delay will impair the ability of the accused to defend himself. See Smith v. Hooey (1969), 393 U.S. 374, 89 S.Ct. 575, 21 L.Ed.2d 607. Preindictment delay does not affect these issues because the first two, incarceration and public accusation, do not arise, and the third is safeguarded by the statute of limitations. Only postindictment delay raises speedy trial issues.

Preindictment delays can affect due process rights in areas where speedy trial guarantees do not safeguard the accused. See State v. Luck (1984), 15 Ohio St.3d 150, 15 OBR 296, 472 N.E.2d 1097, following United States v. Lovasco (1977), 431 U.S. 783, 97 S.Ct. 2044, 52 L.Ed.2d 752. In State v. Luck, supra, the Supreme Court held, at paragraph two of the syllabus:

"An unjustifiable delay between the commission of an offense and a defendant's indictment therefor, which results in actual prejudice to the defendant, is a violation of the right to due process of law under Section 16, Article I of the Ohio Constitution and the Fifth and Fourteenth Amendments to the United States Constitution."

The Luck case dealt with a fifteen-year delay between a murder and the commencement of prosecution. The Luck court cited Lovasco, for the proposition that the accused must prove actual prejudice, and that prejudice, standing alone, does not automatically result in a due process violation. The court must balance the prejudice suffered by the accused with the state's reason for the delay, Luck 15 Ohio St.3d at 154, 15 OBR at 299-300, 472 N.E.2d at 1102, citing Lovasco, 431 U.S. at 789-790, 97 S.Ct. at 2048-2049, 52 L.Ed.2d at 758-759. In Luck, the accused cited various factors that she claimed had resulted in actual prejudice, including the deaths of two key witnesses, the fading of memory, the changes in her appearance (making eyewitness identification less reliable), and the loss of tape-recorded interviews and other evidence originally compiled by investigating officers. In response, the state argued that it was a police error in judgment regarding whether to give the case to the prosecutor that had resulted in the fifteen-year delay. The Supreme Court held that a delay in the commencement of prosecution is unjustifiable when the state's reason for the delay is to intentionally gain a tactical advantage over the defendant or when the state through negligence or other error ceases to investigate the case but later, and without new evidence, decides to prosecute. The Supreme Court noted that the length of the delay would be a key factor in determining whether the delay was justifiable. Id. at 158, 15 OBR at 303-304, 472 N.E.2d at 1104-1105.

The state points that Casteel does not claim prejudice. In the Glazers' cases, not only was there no claim of prejudice, but their attorney affirmatively represented that no prejudice had occurred and did not move for dismissal on this basis. The state indicates that the tape recordings of the transactions have been preserved.

The trial court determined that the passage of three years established as a matter of law a violation of due process rights, thereby establishing prejudice against the appellees.

We find that the trial court erred in not conducting the balancing test set forth in State v. Luck, supra. The record does not support the trial court's determination of a constitutional violation.

The first assignment of error is sustained.

II

The trial court cited as an additional reason for dismissing the indictments the question of speedy trial rights. The state points out that neither of the Glazers ever raised the issue of speedy trial, while Casteel's motion was filed well beyond the time prescribed by Crim.R. 12(C). Failure to raise those issues waived any error. See State v. Dumas (1990), 68 Ohio App.3d 174, 587 N.E.2d 932.

We find that the trial court erred in dismissing the indictments against the appellees on the basis of the denial of speedy trial rights because the appellees waived their rights.

The second assignment of error is sustained.

For the foregoing reasons, the judgments of the Court of Common Pleas of Tuscarawas County, Ohio, are reversed, and the causes are remanded to that court for further proceedings in accord with applicable law and consistent with this opinion.

Judgments reversed and causes remanded.

WILLIAM B. HOFFMAN, P.J., and FARMER, J., concur.

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STATE v. GLAZER
(Jun 19, 1996)