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Case Summary: Gary Purzycki et al. v. Town of Fairfield et al. (Appellate Court of Connecticut)

Factual and Procedural Background

The minor plaintiff, Jason Purzycki, an eight year old second grade student at Sherman School in Fairfield, was escorted to lunch with his class and later dismissed table-by-table to go to the playground. To reach the playground students proceeded down an unmonitored hallway; teachers in adjoining classrooms were instructed to keep doors open to hear or see hallway activity. After being dismissed for recess, Jason ran down the hallway, was tripped by another student near an exit door, fell head first through the wire mesh window of the exit door and sustained injuries.

The plaintiffs (Jason and his father Gary Purzycki) sued the school principal, Joseph Walsh, and the Fairfield board of education, asserting negligence (and initially nuisance, which was withdrawn prior to trial). The defendants pleaded qualified governmental immunity as a special defense. A jury returned a verdict for the plaintiffs, answering special interrogatories that the defendants were 60% negligent, Jason 40% negligent, and that the defendants' negligence subjected Jason to imminent harm. The defendants moved to set aside the verdict; the trial court granted the motion and rendered judgment notwithstanding the verdict for the defendants. The plaintiffs appealed; the Appellate Court affirmed.

Legal Issues Presented

  1. Whether the plaintiffs established the "imminent harm" element of the identifiable person–imminent harm exception to qualified governmental immunity so that liability could be imposed on the defendants for discretionary conduct.
  2. Whether the trial court abused its discretion in setting aside the jury verdict and rendering judgment notwithstanding the verdict.

Arguments of the Parties

Appellants' (Plaintiffs') Arguments

  • The plaintiffs contended that the identifiable person–imminent harm exception to qualified governmental immunity applied because schoolchildren are a foreseeable class and the danger was limited to the temporary period when children were traveling from lunch to recess.
  • The plaintiffs argued the case was analogous to Burns v. Board of Education, where imminent harm was found because the danger was limited to a temporary, treacherous condition.
  • The plaintiffs also emphasized that attendance at school was statutorily compelled and that the risk was limited to the half-hour lunch/recess period, supporting imminence.

Appellees' (Defendants') Arguments

  • The defendants argued they were entitled to qualified governmental immunity and that the plaintiffs failed to prove the imminent harm exception applied.
  • They asserted that mere foreseeability that children might run in the hall did not demonstrate the level of imminence required to overcome immunity and that the jury could not reasonably have found imminent harm based on the evidence presented.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Caciopoli v. Acampora, 30 Conn. App. 327, 331 Standard that a trial court may set aside a jury verdict if it is against the law or the evidence; and the role of the trial court in reviewing such motions (not to act as a seventh juror; view evidence in light most favorable to prevailing party). Used to state the standard of review for the trial court's decision to set aside the verdict and to justify deference to the trial court's determination.
Davis v. Druks, 43 Conn. App. 453, 454, ___ A.2d ___ (1996) Appellate standard that a trial court's decision to set aside a jury verdict will not be reversed unless there is an abuse of discretion. Supporting principle that the appellate court reviews the grant of a motion to set aside for abuse of discretion.
Berry v. Loiseau, 223 Conn. 786, 807, 614 A.2d 414 (1992) Quoted in support of the constitutional right to have factual issues resolved by a jury. Cited to emphasize the importance of jury factfinding while acknowledging the trial court's role in setting aside verdicts under the applicable standard.
Donahue v. State, 27 Conn. App. 135, 140, 604 A.2d 1331 (1992) Referenced alongside other authority regarding trial court discretion and jury rights. Cited as supporting authority for the standard governing motions to set aside verdicts.
Beach v. Regional School District Number 13, 42 Conn. App. 542, 553, 682 A.2d 118 (1996) Describes municipal employees' qualified immunity for governmental duties and liability for misperformance of ministerial acts. Used to introduce the immunity framework and the ministerial/discretionary distinction applicable to municipal employees.
Evon v. Andrews, 211 Conn. 501, 505, 559 A.2d 1311 (1989) Defines ministerial duties and states the exceptions to qualified governmental immunity, including the identifiable person–imminent harm exception; holds that in the context of a risk like fire (unspecified time/future), imminent harm was not established. The court analogized this case to Evon and relied on Evon’s reasoning that a risk that could occur at an unspecified time does not constitute imminent harm, supporting the conclusion that the imminent-harm exception did not apply here.
Burns v. Board of Education, 228 Conn. 640, 646, 638 A.2d 1 (1994) Holds that a school official may be responsible for failing to act to prevent the risk of imminent harm to school children as an identifiable class where the danger is limited to the duration of a temporary condition (e.g., a treacherous icy area). The plaintiffs relied on Burns by analogy; the majority discussed Burns but distinguished it on the ground that Burns involved a temporary physical condition that independently created imminent danger.
Sestito v. Groton, 178 Conn. 520, 527-28, 423 A.2d 165 (1979) Recognizes that identifiable persons can include narrowly defined classes of foreseeable victims; cited for examples of imminence. Cited to support the principle that identifiable classes (such as schoolchildren) may fall within the imminent-harm exception.
Shore v. Stonington, 187 Conn. 147, 444 A.2d 1377 (1982) Used as an instance of a higher level of imminence (e.g., a police officer permitting a drunk driver to continue), illustrating situations where immunity is overcome. Referenced by the court (via Evon) to contrast present facts with more acute exigencies that would constitute imminent harm.
State v. Wooten, 227 Conn. 677, 696, 631 A.2d 271 (1993) Discusses the constitutional right to jury trial and that factual issues with room for reasonable difference should be resolved by a jury. Cited in the dissent to argue that the question of imminent harm was a jury question.
State v. Cintron, 39 Conn. App. 110, 119, 665 A.2d 95 (1995) States that juries may apply common sense and their own experience when considering evidence. Cited in the dissent to support the argument that the jury could reasonably have found imminent harm based on common sense and the evidence presented.

Court's Reasoning and Analysis

The appellate court applied the standard governing motions to set aside a jury verdict (a trial court may set aside a verdict if it is against the law or the evidence and its decision will not be overturned absent abuse of discretion). Having framed the standard of review, the court proceeded to analyze the qualified governmental immunity doctrine and its exceptions.

The court observed that municipal employees have qualified immunity for governmental duties and that only certain exceptions permit liability for discretionary acts. The plaintiffs conceded the duty at issue was discretionary, so their claim depended on fitting within an exception; only the identifiable person–imminent harm exception was relevant here.

The court explained the scope of the identifiable person–imminent harm exception (which can include narrowly defined classes) and noted that the defendants did not dispute foreseeability or that Jason belonged to a foreseeable class. The dispositive question was whether the evidence could reasonably support a finding that the defendants' failure to supervise subjected Jason to imminent harm.

The court agreed with the trial court's conclusion that mere foreseeability (that children might run in the hall and could be injured) does not equate to imminent harm. It reasoned that to treat foreseeability alone as imminence would unduly transfer school governance from school officials to courts. The court compared the facts to precedents: it distinguished Burns (where a temporary treacherous physical condition created imminent danger limited in time) and analogized this case to Evon (where a risk that could occur at an unspecified future time was held not to be imminent).

The court further relied on uncontroverted evidence that the hallway had been unsupervised for twenty-two years without prior injuries and emphasized that the lack of supervision, standing alone, did not create an imminent risk. The actual injury resulted from a confluence of factors — lack of supervision, Jason's running, and another student's conduct — and thus the risk did not rise to the level of imminence needed to overcome qualified immunity. Concluding that the jury could not reasonably have found imminent harm, the court found no abuse of discretion in the trial court's setting aside of the verdict.

Holding and Implications

AFFIRMED.

Holding: The Appellate Court affirmed the trial court's grant of the defendants' motion to set aside the jury verdict and the judgment notwithstanding the verdict rendered for the defendants. The court held that the plaintiffs failed to establish that the defendants' failure to supervise subjected an identifiable person to imminent harm under the identifiable person–imminent harm exception to qualified governmental immunity.

Implications: The direct effect is that the plaintiffs' jury verdict was set aside and judgment for the defendants (the principal and the board of education) stands. The opinion applies existing qualified immunity principles and precedent (including Evon and Burns) to conclude that foreseeability of harm alone, without evidence of imminent harm, is insufficient to overcome governmental immunity; the court did not purport to announce a new rule of law beyond its application of those precedents.

GARY PURZYCKI ET AL. v. TOWN OF FAIRFIELD ET AL.

The plaintiffs sought to recover damages from the defendant school principal and the defendant board of education for injuries sustained by the minor plaintiff, J, when he was tripped by a fellow student in a school hallway. After the jury returned a verdict for the plaintiffs, the trial court granted the defendants' motion to set aside the verdict and rendered judgment for the defendants. On the plaintiffs' appeal to this court, held that the trial court did not abuse its discretion in determining that the plaintiffs did not establish that the defendants' failure to act was likely to subject an identifiable person to imminent harm so as to fall within the exception to the rule of municipal tort immunity; the jury could not reasonably have determined that J was subjected to imminent harm by the defendants' failure to supervise the schoolchildren during their lunch break.

( One judge dissenting)

SPEAR, J.

The plaintiffs appeal from the judgment notwithstanding the verdict rendered by the trial court after it granted the defendants' motion to set aside the verdict. The plaintiffs claim that the trial court improperly determined that they failed to establish the imminent harm aspect of the identifiable person-imminent harm exception to the defendants' qualified governmental immunity. We affirm the judgment of the trial court.

Jason Purzycki and his father, Gary Purzycki, are the plaintiffs in this case.

The defendants on appeal are Joseph Walsh, principal of Sherman School, and the Fairfield board of education. The town of Fairfield was originally a defendant, but the plaintiffs withdrew their claim against the town prior to trial. We refer in this opinion to Walsh and the board of education as the defendants.

The jury reasonably could have found the following facts. The plaintiff Jason Purzycki was an eight year old second grade student at the Sherman School in Fairfield. School rules required that teachers escort students to an all purpose room, which served as a cafeteria during lunchtime. While eating lunch, the students were supervised by two adults. After eating lunch, the students were dismissed on a table by table basis to go to the playground for recess. To get to the playground from the lunch room, the students proceeded down a hallway. The hallway was not monitored, but teachers in the classrooms abutting the hallway were instructed to keep their doors open in order to hear or see any activity in the hallway. This process was in accordance with the policies, rules and regulations promulgated by school officials.

On June 13, 1989, at approximately 12:30 p.m., Jason, along with the rest of his class, was escorted to lunch by a teacher. After being dismissed for recess, Jason proceeded to his locker, where he removed his coat and hat. He then ran down the hallway, and, as he neared the exit door, another student extended his leg and tripped him. Jason fell, head first, through the wire mesh window of the exit door and sustained injuries.

The relevant procedural history is as follows. The plaintiffs filed a personal injury action against the defendants, sounding in negligence and nuisance. The defendants alleged as a special defense that they were shielded from liability pursuant to the doctrine of qualified governmental immunity. After a trial, the jury rendered a verdict in favor of the plaintiffs. In answers to special interrogatories, the jury stated that the defendants were 60 percent negligent, the plaintiff Jason Purzycki was 40 percent negligent and the defendants' negligence subjected Jason to imminent harm. The defendants moved to set aside the jury verdict, asserting that the plaintiffs failed to prove their claim that the imminent harm exception to the qualified governmental immunity doctrine applied to this case. The trial court granted the defendants' motion and rendered judgment notwithstanding the verdict. This appeal followed.

The plaintiffs withdrew their claim for nuisance prior to trial.

A trial court may set aside a jury verdict if the court finds the verdict to be against the law or the evidence. Caciopoli v. Acampora, 30 Conn. App. 327, 331, 620 A.2d 191 (1993). The trial court's decision to set aside a jury verdict will not be reversed on appeal unless the trial court abused its discretion. Davis v. Druks, 43 Conn. App. 453, 454, ___ A.2d ___ (1996). "While the trial court has broad discretion to set aside verdicts, it should be mindful that [l]itigants have a constitutional right to have factual issues resolved by the jury." (Internal quotation marks omitted.) Caciopoli v. Acampora, supra, 331, quoting Berry v. Loiseau, 223 Conn. 786, 807, 614 A.2d 414 (1992); Donahue v. State, 27 Conn. App. 135, 140, 604 A.2d 1331 (1992). "Every reasonable presumption should be indulged in favor of the correctness of the trial court's decision to set aside the verdict because a trial court is in a better position than an appellate court to determine whether a jury's verdict was improperly influenced." Caciopoli v. Acampora, supra, 330. "`[T]he role of the trial court on a motion to set aside the jury's verdict is not to sit as a seventh juror, but, rather, to decide whether, viewing the evidence in the light most favorable to the prevailing party, the jury could reasonably have reached the verdict that it did.'" Id., 332.

With this standard of review in mind, we turn now to the law concerning municipal immunity. "The doctrines that determine the tort liability of municipal employees are well established. Although municipalities are generally immune from liability in tort, municipal employees historically were personally liable for their own tortious conduct. . . ." (Citations omitted.) Beach v. Regional School District Number 13, 42 Conn. App. 542, 553, 682 A.2d 118 (1996). Municipal employees now have qualified immunity in the performance of governmental duties, but may be liable if they misperform a ministerial act, as opposed to a discretionary act. Id. Ministerial duties are those that can "be performed in a prescribed manner without the exercise of judgment or discretion. . . . " (Citations omitted; internal quotation marks omitted.) Evon v. Andrews, 211 Conn. 501, 505, 559 A.2d 1311 (1989).

The plaintiffs concede that any duty owed was discretionary in nature. For the plaintiffs to succeed on their claim, the case must fit within one of the following exceptions: "first, where the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . second, where a statute specifically provides for a cause of action against a municipality or municipal officer for failure to enforce certain laws . . . and third, where the alleged acts involve malice, wantonness or intent to injure, rather than negligence." Id.

The identifiable person-imminent harm exception is the only one relevant to this case. Our courts have recognized that this exception includes not only identifiable individuals, but also includes narrowly defined classes of foreseeable victims. See Burns v. Board of Education, 228 Conn. 640, 646, 638 A.2d 1 (1994); Sestito v. Groton 178 Conn. 520, 527-28, 423 A.2d 165 (1979). The defendants do not claim that Jason is not a member of a narrowly defined class of foreseeable victims or that the harm was not foreseeable. Rather, they claim that the trial court properly granted their motion to set aside the verdict because, on the basis of the evidence adduced at trial, the jury could not have reasonably concluded that the lack of supervision subjected Jason to imminent harm.

We agree with the trial court that "there was no evidence that [Jason], in traveling the brief distance from the `all purpose' room to the play ground, was in imminent harm. True, the principal knew that if children were not watched they might run in the hall, and that if they ran in the hall, they could get hurt. But to regard this as imminent harm would be to equate that term with mere foreseeability, and to thereby transfer the governance of elementary schools . . . from the principal's office . . . to the [courtroom]. . . ."

The plaintiffs argue that this case is analogous to Burns v. Board of Education, supra, 228 Conn. 646. Burns, a high school student, incurred injuries when he slipped and fell on a patch of ice located in the school courtyard. He filed an action against the superintendent, the board of education and the principal, alleging that the defendants were negligent in failing to salt and sand the courtyard properly. The defendants claimed governmental immunity as a special defense. The plaintiff claimed that he was a member of a foreseeable class of victims, and entitled to the benefit of an exception to the doctrine of immunity. Our Supreme Court held that a defendant "bears the responsibility for failing to act to prevent the risk of imminent harm to school children as an identifiable class . . . ." (Emphasis added.) Id., 649. Furthermore, the court found that there was a risk of imminent harm: "Unlike the incident in Evon v. Andrews, supra, 211 conn. 501, this accident could not have occurred at any time in the future; rather, the danger was limited to the duration of the temporary icy condition in this particularly `treacherous' area of the campus." (Emphasis added.) Burns v. Board of Education, supra, 650.

We conclude that this case is analogous to Evon v. Andrews, supra, 211 Conn. 508. In Evon, a decedent's administratrix alleged that the city of Waterbury and various city officials were negligent in failing to inspect the decedent's dwelling reasonably, properly and adequately and, as a result of such negligence, failed to prevent the occurrence of a fire. The defendants claimed that they were shielded from liability pursuant to the doctrine of governmental immunity. In holding that the identifiable person-imminent harm exception did not apply, our Supreme Court concluded that "[t]he risk of fire implicates a wide range of factors that can occur, if at all, at some unspecified time in the future. . . . [T]he plaintiffs' decedents were not subject to `imminent harm.' This is clearly not the situation in which a police officer stood by and watched a public brawl that resulted in a person being shot. See Sestito v. Groton, supra, [ 178 Conn. 528]. The present allegations do not even rise to the level of the imminence we rejected in Shore v. Stonington, [ 187 Conn. 147, 444 A.2d 1377 (1982)] in which a police officer permitted a drunk driver to continue on his way, resulting in the death of the plaintiff's decedent. In the present instance, the fire could have occurred at any future time or not at all. We cannot accept the proposition that the plaintiffs' decedents in this case were . . . subject to imminent harm. As we observed in Shore v. Stonington, supra, 157, `[t]he adoption of a rule of liability where some kind of harm may happen to someone would cramp the exercise of official discretion beyond the limits desirable in our society.'" Evon v. Andrews, supra, 508.

The plaintiffs argue that imminent harm was proved because Jason was compelled by statute to attend school and the risk of harm was limited to the one-half hour lunch recess every school day. Jason, however, could have been injured at any time in the future while traveling from lunch to recess, or not at all. In fact, the record contains uncontroverted evidence that in the twenty-two years prior to Jason's injury, students using the hallway to go to recess were unsupervised and no other injuries had occurred. Unlike Burns, where the icy condition alone created a risk of imminent harm, the lack of supervision claimed here, standing alone, did not create such risk. A combination of the lack of supervision, Jason's own conduct and the conduct of another student caused the injuries. While it may have been foreseeable that Jason might run in the hallway, any risk of harm that did exist required a confluence of events and did not rise to the level of imminence necessary to overcome the defendants' immunity. Accordingly, we conclude that the jury could not reasonably have found that Jason was subjected to a risk of imminent harm.

HEIMAN, J., dissenting.

The majority concludes that the jury could not reasonably have found that the minor plaintiff was subjected to a risk of imminent harm. Accordingly, it affirms the trial court's decision to grant the defendants' motion to set aside the verdict and to render judgment notwithstanding the verdict. I believe that the result reached by the majority is incorrect, and, thus, I respectfully dissent.

Our Supreme Court has repeatedly held that the resolution of the question of the existence of imminent harm is a factual issue for the jury to determine. See Evon v. Andrews, 211 Conn. 501, 507, 559 A.2d 1131 (1989); Shore v. Stonington, 187 Conn. 147, 153, 444 A.2d 1379 (1982); Sestito v. Groton, 178 Conn. 520, 528-29, 423 A.2d 165 (1979). "[T]he constitutional right of trial by jury includes the right to have issues of fact as to which there is room for a reasonable difference of opinion among fair-minded [persons] passed upon by the jury and not by the court." State v. Wooten, 227 Conn. 677, 696, 631 A.2d 271 (1993). "`Thus, the role of the trial court on a motion to set aside the jury's verdict is not to sit as a seventh juror, but, rather, to decide whether, viewing the evidence in the light most favorable to the prevailing party, the jury could reasonably have reached the verdict that it did." Caciopoli v. Acampora, 30 Conn. App. 327, 332, 620 A.2d 191 (1993).

Contrary to the majority, I believe that, on the basis of the evidence presented at trial, the jury could reasonably have found that Jason was subjected to a risk of imminent harm. At trial, the principal of the elementary school admitted that if elementary schoolchildren are not supervised, they tend to run and engage in horseplay that often results in injuries. Children on their way to recess are often especially excited and in a hurry to get out to play and are thus even more likely to run, to engage in horseplay and ultimately to be injured. At trial, the principal acknowledged that because of these natural tendencies of young children, his elementary schoolchildren are supervised for almost the entire time that they are on school grounds. The children are supervised while at recess, while eating lunch, and are even teacher escorted when traveling from classroom to classroom or from classroom to recess.

In the face of this, the principal admitted that when his elementary schoolchildren left the lunch room and traveled to recess, excited and in a hurry, they were not directly supervised as they were at other critical times.fn1 "In considering the evidence introduced in a case, [j]uries are not required to leave common sense at the courtroom door . . . nor are they expected to lay aside matters of common knowledge or their own observations and experience of the affairs of life, but, on the contrary, to apply them to the facts in hand, to the end that their action may be intelligent and their conclusions correct." (Internal quotation marks omitted.) State v. Cintron, 39 Conn. App. 110, 119, 665 A.2d 95 (1995). Therefore, I conclude that here the issue of imminent harm presented an issue of fact as to which there was room for a reasonable difference of opinion among fair-minded persons, and thus the jury could have reasonably concluded that Jason was subjected to a risk of imminent harm.

Moreover, recent case law supports the jury's conclusion that Jason was subjected to a risk of imminent harm. Contrary to the majority's opinion, I believe that this case is controlled by Burns v. Board of Education, 228 Conn. 640, 646, 638 A.2d 1 (1994), not Evon v. Andrews, supra, 211 Conn. 501. In Evon, a decedent's administratrix alleged that the city of Waterbury was negligent in failing to reasonably inspect a multifamily rental unit in which the decedent was living and, as a result of such negligence, failed to prevent the occurrence of a fire. In Evon, the Supreme Court concluded that, "[t]he class of possible victims of an unspecified fire that may occur at some unspecified time in the future is by no means a group of `identifiable persons.'" Evon v. Andrews, supra, 508. In Burns, however, as here, the plaintiff fell "during school hours, while the child was compelled by statute to be on those school grounds." Burns v. Board of Education, supra, 650. Thus, the plaintiff in Burns, like the minor plaintiff here, "was one of a class of foreseeable victims" to whom the school principal and the board of education owed a duty of protection from dangers that may reasonably be anticipated. Id.

The majority concludes that this case is controlled by Evon, not Burns, because the accident here could have occurred at any time in the future, or not at all, and thus the danger in this case was not limited or temporary in duration. I disagree.

In my opinion, the risk of injury at issue here is similar to the risk of injury that our Supreme Court found to constitute "imminent harm" in Burns. In Burns, icy conditions "in this particularly `treacherous' area of the campus" existed for temporary periods of time every winter. Burns v. Board of Education, supra, 228 Conn. 649. Here, the lack of supervision of the hallway between the lunch room and the outside playground occurred every school day during that particularly treacherous half hour when the young children were hurriedly and excitedly trying to get out to recess. Thus, the threat of injury here was just as "limited" and "temporary" as was the threat of injury in Burns. Further, the potential for harm from a fall on ice and the potential for harm from unsupervised second graders hurriedly and excitedly running out to recess are equally significant and foreseeable. See id.

The majority further distinguishes this case from Burns by concluding that in Burns, the risk of imminent harm was created by the icy condition alone, while here, the risk of harm was created by a combination of the lack of supervision, Jason's own conduct and the conduct of another student, and thus did not rise to the level of exposure to imminent harm. I disagree.

In Burns, the icy condition alone did not create the risk of imminent harm. The plaintiff in Burns slipped and fell because (1) there was ice, (2) the head custodian failed to salt and sand that area of the campus, and (3) the student chose to walk in that particularly treacherous area of the school when the conditions were icy. Thus, both here and in Burns, the risk of imminent harm required a confluence of events.

Therefore, viewing the evidence in the light most favorable to the plaintiffs, I conclude that the jury reasonably could have found that the lack of supervision subjected Jason to a risk of imminent harm.fn2 I would reverse the judgment and remand this case with direction to deny the defendants' motion to set aside the verdict and to render judgment on the jury verdict.

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PURZYCKI v. TOWN OF FAIRFIELD
(Feb 25, 1997)