AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Summary of Opinion: Jorge Antonio Sandoval v. New Line Cinema Corp., No. 97-9175 (2d Cir. June 24, 1998)

Factual and Procedural Background

Jorge Antonio Sandoval is a photographer who created, between 1991 and 1994, a series of 52 untitled black-and-white self-portrait photographs. Sandoval undisputedly owned the copyrights to those photographs; the photographs were unpublished and had not been publicly displayed. In 1995 New Line Cinema produced and distributed the motion picture Seven. In one scene of the film (about 1 hour and 16–17 minutes in), a light-box in a photographer's apartment contains a number of photographic transparencies. For purposes of summary judgment the parties agreed that ten of the transparencies were reproductions of Sandoval's self-portraits.

When the light box is illuminated, the transparencies (or portions of them) are visible briefly across eleven different shots: the longest uninterrupted view of the light box is six seconds, and the box is otherwise visible, in whole or in part, for a total of approximately 35.6 seconds. The photographs never appear in focus; in most shots they are in the distant background and often obstructed by actors or props. In two shots figures in the photographs are barely discernible (one shot lasting four seconds, the other two seconds), and in one shot after 1.5 seconds the photograph is completely obstructed by a prop.

Sandoval sued New Line and related defendants for copyright infringement. The United States District Court for the Southern District of New York (Judge Sidney H. Stein) granted defendants' motion for summary judgment, concluding the use was a fair use under 17 U.S.C. § 107 and dismissed Sandoval's complaint. Sandoval appealed. The Second Circuit (panel including Judges Meskill, Kearse and District Judge Telesca, sitting by designation) affirmed the district court's judgment, concluding the defendants' use of the photographs was de minimis.

Legal Issues Presented

  1. Whether the defendants' use of Sandoval's copyrighted photographs in the motion picture Seven constituted actionable copyright infringement or was de minimis (i.e., so trivial as to fall below the quantitative threshold of substantial similarity required for actionable copying).
  2. Whether it was appropriate for the district court to resolve the case on the basis of fair use under 17 U.S.C. § 107 without first determining whether the copying was de minimis.

Arguments of the Parties

Plaintiff-Appellant (Sandoval)

  • Sandoval contended that the District Court employed the same analytical approach the District Court used in Ringgold v. BET, which this Court had reversed for improperly analyzing two of the § 107 factors; accordingly, Sandoval argued that the Second Circuit should reverse the district court's decision and direct the district court to grant summary judgment to the plaintiff on liability.

Defendants-Appellees (New Line and related entities)

  • The opinion reflects that the defendants prevailed below on the basis that their use of the photographs was a fair use under 17 U.S.C. § 107; the District Court had applied the four statutory fair-use factors and concluded in defendants' favor.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ringgold v. Black Entertainment Television, Inc., 1996 WL 535547 (S.D.N.Y. Sept. 19, 1996); reversed, Ringgold v. BET, 126 F.3d 70 (2d Cir. 1997) Discussed methods for evaluating the § 107 fair-use factors in cases involving visual works; articulated and applied the de minimis concept that quantitatively insubstantial use falls below the threshold for actionable copying. The court explained that the District Court below relied heavily on the (now-reversed-in-part) Ringgold district-court analysis. The Second Circuit distinguished the present facts from Ringgold and invoked Ringgold's discussion that where an unauthorized use is de minimis, it is appropriate to reject infringement without undertaking a full fair-use analysis.
Ringgold v. BET, 126 F.3d 70 (2d Cir. 1997) Established that a district court's improper weighing of certain § 107 factors warranted remand; stated that de minimis copying obviates the need for a full fair-use inquiry in some circumstances. The court relied on Ringgold for the legal standard that copying may be de minimis if quantitatively insubstantial and for guidance that de minimis copying eliminates the need for a fair-use determination; the court applied that de minimis inquiry here and found the copying de minimis.
Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569 (1994) Fair use analysis must be made on a case-by-case basis; there are no bright-line rules. The court cited Campbell to support the proposition that fair-use and substantial-similarity inquiries are ad hoc and fact-specific, reinforcing that the de minimis inquiry similarly depends on factual circumstances.
Peter Pan Fabrics, Inc. v. Martin Weiner Corp., 274 F.2d 487 (2d Cir. 1960) Describes the infringement test as necessarily "vague" and requiring ad hoc determinations. The court cited Peter Pan Fabrics to emphasize that substantial-similarity and infringement analyses are fact-specific and inherently imprecise, supporting its case-by-case de minimis assessment.
Sandoval v. New Line Cinema Corp., 973 F. Supp. 409 (S.D.N.Y. 1997) District Court decision applying the four § 107 factors and concluding that defendants' use constituted fair use. The Second Circuit described the district court's reliance on the four § 107 factors and its fair-use conclusion, but determined that the proper threshold inquiry (whether copying was de minimis) had not been resolved below; the Circuit nevertheless affirmed the judgment because the copying was de minimis as a matter of law.

Court's Reasoning and Analysis

The court began by describing the district court's approach: the district court applied the four fair-use factors set forth in 17 U.S.C. § 107 and concluded the use was fair use, granting summary judgment for defendants. The Second Circuit observed that the district court resolved the fair-use issue without first determining whether the alleged copying was de minimis. The Circuit held that this procedural sequencing was an error: a de minimis threshold determination should precede a protracted fair-use analysis because if copying is de minimis, no actionable infringement exists and a fair-use inquiry is unnecessary.

The court then articulated the legal standard for de minimis copying (drawn from Ringgold and authorities cited therein): to be de minimis, the copying must be so trivial that it falls below the quantitative threshold of substantial similarity, which is a required element of actionable copying. In visual-works cases courts commonly consider (1) the amount of the copyrighted work copied and (2) the observability of the copyrighted work within the allegedly infringing work. Observability is measured by factors such as the length of time the work appears on screen and its prominence as indicated by lighting, distance, focus, and positioning.

Applying those principles to the present facts, the court reviewed a video of the relevant portions of the film and concluded the following factual points (as recited by the opinion): the photographs were displayed at poor lighting, at great distance, out of focus, and often obstructed; they appeared fleetingly across eleven shots totaling approximately 35.6 seconds with the longest uninterrupted view of six seconds; in most shots the images were in the distant background and indistinguishable, and in the few closer shots the figures were barely discernible and sometimes immediately obscured by props.

Comparing these facts to the Ringgold circumstances (where the artwork was clearly visible and recognizable), the court found that here the images lacked sufficient observable detail for an average viewer to identify subject matter or artistic style. The court also determined that the multiple brief shots did not have a cumulative effect because the images were not distinguishable. On that basis the court concluded the copying was quantitatively insubstantial and therefore de minimis, meaning no actionable copying occurred.

Although the court stated that the district court erred in resolving fair use without first determining de minimis copying, the Second Circuit nonetheless affirmed because the copying was de minimis as a matter of law.

Holding and Implications

Holding: The court affirmed the judgment of the District Court, concluding that the defendants' use of Sandoval's copyrighted photographs was de minimis and therefore not actionable as copyright infringement.

Implications:

  • Direct effect on the parties: The district court's dismissal of Sandoval's copyright infringement action is affirmed; Sandoval's claim is defeated because the court found the copying de minimis.
  • On broader legal implications: The opinion reiterates that where copying is de minimis (quantitatively insubstantial and not observable with sufficient detail), there is no infringement and a full fair-use analysis may be unnecessary. The opinion does not announce a new rule beyond applying established precedents (e.g., Ringgold and related authorities) to the specific facts of this case.

Opinion authored by District Judge Michael A. Telesca, sitting by designation, for the panel; judgment affirmed. Argued May 20, 1998; decided June 24, 1998.

JORGE ANTONIO SANDOVAL, PLAINTIFF-APPELLANT, v. NEW LINE CINEMA CORP., NEW LINE PRODUCTIONS, INC. AND NEW LINE DISTRIBUTION, INC., DEFENDANTS-APPELLEES.

TELESCA, District Judge

INTRODUCTION

Jorge Antonio Sandoval appeals from the judgment of the United States District Court for the Southern District of New York (Sidney H. Stein, Judge) granting defendants' motion for summary judgment and dismissing Sandoval's copyright infringement action. Sandoval brought suit claiming that the defendants, producers and distributors of the motion picture "Seven," used ten of his copyrighted photographs in that movie without his permission. Because we hold that defendant's use of Sandoval's pictures was de minimis, we affirm the judgment of the District Court.

BACKGROUND

Jorge Antonio Sandoval is an artist and photographer who lives and works in Southern California. Between 1991 and 1994, he created a series of 52 untitled, and highly unusual black and white self-portrait studies. The series contains, inter alia, photographs of Sandoval with his face tightly wrapped with wire; with his face covered by soap bubbles; and lying on what appears to be a bed of thorns. It is undisputed that Sandoval owns the copyrights to these photographs, which were never published nor publicly shown.

In 1995, New Line Cinema Corp. produced and commenced distribution of the motion picture "Seven". The movie is based upon a fictitious story of a depraved photographer who commits seven torturous murders, each of which is designed to evoke or represent one of the traditional seven deadly sins recognized in the doctrines of the Roman Catholic Church. In one scene, approximately one hour and sixteen minutes into the movie, two investigators search the photographer's apartment for evidence linking him to the murders. On the back wall of the apartment is a large light-box with a number of photographic transparencies attached to it. The parties agree, for purposes of summary judgment, that ten of the transparencies affixed to the light box are reproductions of Sandoval's self-portraits.

At approximately one hour and seventeen minutes into the movie, the light box is turned on, allowing light to pass through the non-opaque portions of the transparencies posted on the box. During the next minute and a half, the light box and Sandoval's pictures, or portions of each, are briefly visible in eleven different camera shots. The longest uninterrupted view of the light box lasts six seconds, but the box is otherwise visible, in whole or in part, for a total of approximately 35.6 seconds. The photographs never appear in focus, and except for two of the shots, are seen in the distant background, often obstructed from view by one of the actors. In these two shots, figures in the photographs are barely discernable, with one shot lasting for four seconds and the other for two seconds. Moreover, in one of the shots, after one and a half seconds, the photograph is completely obstructed by a prop in the scene.

DISCUSSION

I. The Proceedings Below.

The District Court held that New Line Cinema's use of Sandoval's copyrighted photographs constituted a fair use of that material under § 107 of the Copyright Act (codified at 17 U.S.C. § 107), and therefore granted defendants' motion for summary judgment and dismissed the complaint. In making that determination, the District Court considered four factors which are set forth in § 107 of the Copyright Act as relevant, non-exclusive considerations in determining whether or not the use of copyrighted material is a fair use. Specifically, the Court examined: (1) the purpose and character of the use of the photographs; (2) the nature of the copyrighted work; (3) the amount and substantiality of the portion used; and (4) the effect upon the potential market for the copyrighted photographs. Sandoval v. New Line Cinema Corp., 973 F. Supp. 409, 412-414 (S.D.N.Y 1997).

Section 107 of the Copyright Act provides in relevant part that: the fair use of a copyrighted work, including such use by reproduction in copies or phono records or by any other means specified . . . for purposes such as criticism, comment, news reporting, teaching (including multiple copies for classroom use), scholarship, or research, is not an infringement of copyright. In determining whether the use made of a work in any particular case is a fair use the factors to be considered shall include —
(1) the purpose and character of the use, including whether such use is of a commercial nature or is for non-profit educational purposes;
(2) the nature of the copyrighted work;
(3) the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
(4) the effect of the use upon the potential market for or value of the copyrighted work.
The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors.
17 U.S.C. § 107 (1994).





In determining how the four factors should be evaluated, the District Court relied heavily on the analysis employed in Ringgold v. Black Entertainment Television, Inc., 1996 WL 535547 (S.D.N.Y. Sept. 19, 1996), a similar case involving an infringement claim against the producers of a television program in which an artist's copyrighted artwork was used as set dressing without her permission. Ringgold, however, was subsequently reversed by this court on grounds that the District Court had improperly analyzed two of the four factors set forth in § 107. Ringgold v. Black Entertainment Television, 126 F.3d 70 (2nd Cir. 1997). Sandoval contends on appeal that since the District Court below utilized the same flawed analysis as the District Court in Ringgold, this Court should reverse the judgment below and direct the District Court to grant summary judgment to the plaintiff on the issue of liability. In Ringgold, this Court held that a District Court's failure to properly weigh two of the four factors set forth in § 107 warranted remand for proper examination of those factors under the correct legal standards. Ringgold, 126 F.3d at 78-81. We also stated, however, that where the unauthorized use of a copyrighted work is de minimis, no cause of action will lie for copyright infringement, and determination of a fair use claim is unnecessary. Ringgold, 126 F.3d at 76 (where "the allegedly infringing work makes such a quantitatively insubstantial use of the copyrighted work as to fall below the threshold required for actionable copying, it makes more sense to reject the claim on that basis and find no infringement, rather than undertake an elaborate fair use analysis . . . .").

In the instant case, the District Court decided the fair use issue without first ascertaining whether or not the use of the copyrighted material was de minimis. We believe it was error to resolve the fair use claim without first determining whether the alleged infringement was de minimis. However, because the claimed copying is de minimis as a matter of law, we affirm the judgment of the District Court.

II. The Infringement of Plaintiff's Copyrighted Photographs is De Minimis.

To establish that the infringement of a copyright is de minimis, and therefore not actionable, the alleged infringer must demonstrate that the copying of the protected material is so trivial "as to fall below the quantitative threshold of substantial similarity, which is always a required element of actionable copying." Ringgold, 126 F.3d at 74 (citing 4 Melville B. Nimmer David Nimmer, Nimmer on Copyright § 13.03[A] at 13-27). In determining whether or not the allegedly infringing work falls below the quantitative threshold of substantial similarity to the copyrighted work, courts often look to the amount of the copyrighted work that was copied, as well as, (in cases involving visual works), the observability of the copyrighted work in the allegedly infringing work. Ringgold, 126 F.3d at 75. Observability is determined by the length of time the copyrighted work appears in the allegedly infringing work, and its prominence in that work as revealed by the lighting and positioning of the copyrighted work. Ringgold, 126 F.3d at 75. Like the analysis of a fair use claim, an inquiry into the substantial similarity between a copyrighted work and the allegedly infringing work must be made on a case-by-case basis, as there are no bright-line rules for what constitutes substantial similarity. See Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569, 577 (1994) (analysis of fair use claim must be made on case-by-case basis); Peter Pan Fabrics, Inc. v. Martin Weiner Corp., 274 F.2d 487, 489 (2d Cir. 1960)(test for infringement of a copyright is necessarily "vague" and determinations must be made "ad hoc").

We have reviewed a video copy of the relevant portions of the alleged infringing work, and find that the defendants' copying of Sandoval's photographs falls below the quantitative threshold of substantial similarity. Unlike the artwork at issue in Ringgold, where the artwork was "clearly visible" and "recognizable as a painting . . . with sufficient observable detail for the `average lay observer' . . . to discern African-Americans in Ringgold's colorful, virtually two-dimensional style," Ringgold 126 F.3d at 77, Sandoval's photographs as used in the movie are not displayed with sufficient detail for the average lay observer to identify even the subject matter of the photographs, much less the style used in creating them.

The photographs are displayed in poor lighting and at great distance. Moreover, they are out of focus and displayed only briefly in eleven different shots. Unlike Ringgold, in which the court found that brief but repeated shots of the poster at issue reinforced its prominence, the eleven shots here have no cumulative effect because the images contained in the photographs are not distinguishable. In short, this is the type of case the Ringgold court anticipated when it observed that "[i]n some circumstances, a visual work, though selected by production staff for thematic relevance, or at least for its decorative value, might ultimately be filmed at such distance and so out of focus that a typical program viewer would not discern any decorative effect that the work of art contributes to the set." Ringgold, 126 F.3d at 77. Because Sandoval's photographs appear fleetingly and are obscured, severely out of focus, and virtually unidentifiable, we find the use of those photographs to be de minimis.

CONCLUSION

For the aforementioned reasons, we find that defendants' use of Sandoval's copyrighted material was de minimis and affirm the judgment of the District Court.

Use AI to get other relevant cases.

Comments

SANDOVAL v. NEW LINE CINEMA CORP
(Jun 24, 1998)