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Smart Summary

Factual and Procedural Background

Plaintiff Policemen's Benevolent Association (PBA) filed a complaint in lieu of prerogative writs seeking to invalidate Township of North Brunswick Ordinance 97-4, which created a police department without creating a position for chief of police. The complaint asserted the ordinance violated the 1981 amendment to N.J.S.A. 40A:14-118. On March 31, 1997, prior to enactment, Director of Police Thomas Maltese issued a directive instructing bureau commanders to report directly to him rather than to the highest ranking officer. Ordinance 97-4 was enacted April 7, 1997, designating the Director of Police as the "Appropriate Authority," making the Director responsible for promulgating rules and policies and reporting to the Mayor. On the return date, Assignment Judge Robert A. Longhi reserved decision but later issued a written opinion declaring Ordinance 97-4 valid and dismissed the complaint; a judgment was entered July 28, 1997. The PBA appealed to the Appellate Division, which affirmed.

Legal Issues Presented

  1. Whether Ordinance 97-4 violates N.J.S.A. 40A:14-118 by creating a police department without a chief of police and by designating the Director of Police as the "Appropriate Authority."
  2. Whether empowering the Director of Police to promulgate rules and regulations (characterized by PBA as a legislative function) and to control daily operations (an executive function) unlawfully vests both legislative and executive functions in a single person.
  3. Whether the daily operations of the police force must be the responsibility of the highest ranking certified police officer rather than a civilian Director designated as the "Appropriate Authority."

Arguments of the Parties

Appellant's Arguments (PBA)

  • The Ordinance impermissibly empowers the Director of Police to promulgate rules and regulations, a legislative function, while also granting executive control over daily police functions; these distinct functions must be performed by separate individuals.
  • Entrusting one person with responsibilities of both a police chief and the "appropriate authority" contradicts precedents such as Hartmann v. Police Dep't of Ridgewood and In re Baldinger.
  • The daily operations of the police force should be the responsibility of the highest ranking certified police officer, not a civilian Director designated as "Appropriate Authority."

Respondents' Position

  • The Ordinance is consistent with N.J.S.A. 40A:14-118; the governing body creates laws, the police enforce them, and an executive administrator (the Director) may adopt rules and regulations necessary for departmental operation.
  • The municipality validly exercised the statutory option to create a police force without designating a chief of police and to designate the Director as the "Appropriate Authority."

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hartmann v. Police Dep't of Ridgewood, 258 N.J. Super. 32, 609 A.2d 61 (App.Div. 1992) Illustration of power struggle between appropriate authority and chief of police where municipality had a chief. The court noted Hartmann addressed disputes when a municipality has a chief and found it of limited applicability here because Ordinance 97-4 did not create a chief.
In re Baldinger, 220 N.J. Super. 267, 531 A.2d 1087 (Law Div. 1957) Addressed conflicts between appropriate authority and chief of police. The court observed Baldinger similarly involved a municipality with a chief and thus had little applicability to the present ordinance.
Quaglietta v. Borough of Haledon, 182 N.J. Super. 136, 440 A.2d 82 (Law Div. 1981) Construction of N.J.S.A. 40A:14-118 in cases involving a police chief. Cited as precedent construing the statute but deemed of limited application because those cases involved municipalities with a chief of police.
Gauntt. v. Mayor and Council of City of Bridgeton, 194 N.J. Super. 468, 477 A.2d 381 (App.Div. 1984) Construction of N.J.S.A. 40A:14-118 (noting later partial overruling). Referenced as one of decisions construing the statute in contexts involving a chief; court found limited applicability here.
Falcone v. DeFuria, 199 N.J. Super. 549, 489 A.2d 1260 (Law Div. 1984), aff'd 199 N.J. Super. 554, 489 A.2d 1263 (App.Div. 1985), aff'd; 103 N.J. 219, 510 A.2d 1174 (1986) Explained the 1981 amendment's purpose as providing checks and balances in the position of Chief of Police and noted tensions between appropriate authority and chief. The court relied on Falcone to describe the legislative purpose of the statutory amendment but distinguished Falcone because Ordinance 97-4 exercised the option not to create a chief.
Grasso v. Borough Council of Glassboro, 205 N.J. Super. 18, 500 A.2d 10 (App.Div. 1985), certif. denied. 103 N.J. 453, 511 A.2d 639 (1986) Interpretation of N.J.S.A. 40A:14-118 in municipalities with a police chief. Cited among cases construing the statute; court found it of little applicability where no chief was created.
Sheeran v. Nationwide Mutual Ins. Co., Inc., 80 N.J. 548, 556, 404 A.2d 625 (1979) Statutory construction principle: when statute language is plain, courts enforce it according to its terms. Quoted to support the court's application of the plain language of N.J.S.A. 40A:14-118.
Caminetti v. United States, 242 U.S. 470, 485; 37 S.Ct. 192, 194; 61 L.Ed. 442, 452 (1917) Authority cited within Sheeran for statutory interpretation principle. Part of the quotation supporting the plain-language rule for statutory interpretation applied by the court.
Board of Educ. of Tp. of Neptune v. Neptune Tp. Educ. Ass'n, 144 N.J. 16, 25, 675 A.2d 611 (1996) Support for statutory construction methodology. Listed among authorities reinforcing that plain statutory language governs.
State v. Maguire, 84 N.J. 508, 529, 423 A.2d 294 (1980) Support for adherence to statutory language. Included to support the court's statutory construction approach.
Vreeland v. Byrne, 72 N.J. 292, 302, 370 A.2d 825 (1977) Statutory construction authority. Referenced as part of the court's canon favoring plain meaning.
Finn v. Mayor and Council of Norwood, 249 N.J. Super. 230, 232, 592 A.2d 283 (App.Div. 1991) Statutory interpretation support. Cited among cases supporting enforcement of plain statutory terms.
DeHart v. Bambrick, 177 N.J. Super. 541, 549, 427 A.2d 113 (App.Div. 1981) Authority supporting plain-language statutory construction. Listed in support of applying the statute's plain language.
Raubar v. Raubar, 315 N.J. Super. 353, 360, 718 A.2d 705 (Law Div. 1998) Support for statutory construction proposition. Cited as additional authority for following statutory text where language is plain.
Matter of Resyn Corp., 945 F.2d 1279, 1283 (3d Cir. 1991) Federal appellate statement: where legislature's intent is plain in language and history does not show contrary purpose, court must follow statute as written. Used to reinforce the court's obligation to follow the statute's clear terms.

Court's Reasoning and Analysis

The court began with the plain-language rule of statutory construction, citing Sheeran and other authorities, and examined N.J.S.A. 40A:14-118, which requires a municipality to provide an "appropriate authority" to adopt rules and regulations and establish policies for daily operations and discipline. The court observed that the statute makes appointment of a chief optional and that the appropriate authority may be one of several enumerated types, including a director. The ordinance designated the Director of Police as the Appropriate Authority and vested the Director with responsibility for promulgating departmental rules, establishing policies, directing daily operations, and reporting to the Mayor. The court rejected PBA's separation-of-functions argument on the ground that promulgation of departmental rules and control of daily operations are appropriate executive functions for the designated civilian appropriate authority under the statute. The court distinguished prior cases (e.g., Hartmann, Baldinger, Quaglietta, Gauntt, Grasso) as involving municipalities that had elected to create a chief of police and therefore found those decisions of limited applicability. The court also rejected PBA's contention that the highest ranking certified officer must supervise daily operations, noting the statute does not entitle such an officer to be designated as the appropriate authority. Concluding the ordinance is consistent with the statute and case law, the court affirmed the dismissal.

Holding and Implications

Holding: The Appellate Division affirmed the Law Division's judgment declaring Ordinance 97-4 valid and dismissing the PBA's complaint.

Implications: The direct effect is that North Brunswick's Ordinance 97-4 is valid: a municipality may create a police force without naming a chief of police and may designate a civilian Director of Police as the "Appropriate Authority" with authority to promulgate departmental rules and direct daily operations consistent with N.J.S.A. 40A:14-118. The opinion distinguishes prior decisions involving a municipal chief and does not announce a broader novel precedent beyond its statutory construction and application to the ordinance at issue.

POLICEMEN'S BENEVOLENT ASSOCIATION, NORTH BRUNSWICK, LOCAL 160, PLAINTIFF-APPELLANT, v. TOWNSHIP OF NORTH BRUNSWICK AND THOMAS MALTESE, DIRECTOR OF POLICE, DEFENDANTS-RESPONDENTS

The opinion of the court was delivered by KLEINER, J.A.D.

In this declaratory judgment action, plaintiff Policemen's Benevolent Association ("PBA") filed a complaint in lieu of prerogative writs seeking to invalidate defendant Township of North Brunswick's ("Township") Ordinance 97-4 which created a police department. without creating a position for chief of police. Plaintiff's complaint asserted that the ordinance enacted by defendant violated the 1981 amendment to N.J.S.A. 40A:14-118 (L. 1981, c. 266).

N.J.S.A. 40A:14-118 provides:

The governing body of any municipality, by ordinance, may create and establish, as an executive and enforcement function "of municipal government; a police force, whether as a department or as a division; bureau or other agency thereof, and provide for the maintenance, regulation' "and control thereof. Any such ordinance shall, ma manner consistent with the form of government adopted by the municipality and with general law, provide for a line of authority relating to the police function and for the adoption and promulgation by the appropriate authority of rules, and regulations for the government of the force and for the discipline of its members. The ordinance may provide for the appointment of a chief of police and such members, officers and personnel as shall he deemed necessary, the determination of their terms of office, the fixing of their compensation and the prescription of their powers, functions and duties, all as the governing body shall deem necessary for the effective government of the force. Any such ordinance, or rules and regulations, shall provide that the chief of police, if such position is established, shall be the head of the police force and that he shall be directly, responsible to the appropriate authority for the efficiency and routine day to day operations thereof, and that he shall, pursuant to policies established by the appropriate authority:
a. Administer and enforce rules and regulations and special emergency directives for the disposition and discipline of the force and its officers and personnel;
b. Have, exercise, and discharge the functions, powers and duties of the force;
c. Prescribe the duties and assignments of all subordinates and other personnel;
d. Delegate such of his authority as he may deem necessary for the efficient operation of the force to be exercised under his direction and supervision; and
e. Report at least monthly to the appropriate authority in such form as shall be prescribed by such authority on the operation of the force during the preceding month, and make such other reports as may be requested by such authority.
As used in this section, "appropriate authority" means the mayor, manager, or such other appropriate executive or administrative officer, such as a full-time director of public safety, or the governing body or any designated committee or member thereof, or any municipal board or commission established by ordinance for such purposes, as shall be provided by ordinance in a manner consistent with the degree of separation of executive and administrative powers from the legislative powers provided for in the charter or form of government either adopted by the municipality or under which the governing body operates.
Except as provided herein the municipal governing body and individual members thereof shall act in all matters relating to the police function in the municipality as a body, or through the appropriate authority if other than the governing body.

[emphasis added.]

On the return date of an order to show cause issued coincident with the filing of plaintiffs complaint, Assignment Judge Robert A. Longhi considered oral argument. The judge reserved decision, but in a subsequent written opinion declared Ordinance 97-4 valid and accordingly dismissed plaintiffs complaint. Plaintiff appeals. We affirm.

A judgment memorializing Judge Longhi's decision was entered July 28, 1997, by the Acting Assignment Judge, Judson Hamlin.

I

Ordinance 97-4 (the "Ordinance") was enacted on April 7, 1997, and delineated the authority of the Director of Police. Under the Ordinance, the Director of Police is appointed by the Mayor and may be removed by the Mayor, unless the Council disapproves of the removal by a two-thirds majority vote. On the date the Ordinance was enacted, the Director of Police was defendant Thomas Maltese, a civilian, who had been appointed in 1995.

One pertinent section of the Ordinance is Article II, Section 1 delineating the composition of the police department:

Said Police Department shall consist of one (1) Director of Police and one (1) Police Inspector, and such Captains, Lieutenants, Sergeants, Police Officers, and civilian employees as deemed necessary and appropriate by the Director of Police in his discretion and judgment with the approval of the Mayor and Township council. . . . The express purpose for renaming these offices is to establish a statutory line of authority from all police employees to a higher elected authority. . . . No personnel may be appointed to the North Brunswick Police Department until they have satisfied all statutory requirements and have complied with the selection process and standards established by the Rules and Regulations adopted by the Appropriate Authority to govern said Police Department.

Apparently in anticipation of the passage of the Ordinance, on March 31, 1997, Maltese issued a directive instructing all bureau commanders of the Township police department to report directly to him, rather than to Captain Stanke, the highest ranking officer on the police force. This directive was apparently designed to comply with the municipal ordinance, and N.J.S.A. 40A:14-118, requiring that a municipality provide for a line of authority through which the appropriate authority adopts rules and regulations for the governance of the police force and for the discipline of its members. The designation of the "appropriate authority" is required, whereas the office of police chief is optional. Id.

As we interpret N.J.S.A. 40A:14-118, if the municipality chooses to create the position of police chief, the duties of the police chief are limited to those enumerated in the statute; however, the police chief is subordinate to the "appropriate authority" in that the police chief must he responsible to and report to the "appropriate authority."

The Director of Police is appointed by the Mayor and may be removed by the Mayor, unless the Council disapproves of the removal by a two-thirds majority vote. Article II, Section 2A of the ordinance names the appropriate authority:

The North Brunswick Police Department shall come under the jurisdiction of the Appropriate Authority, which is hereby created pursuant to N.J.S.A. 40A:14-118. Said Appropriate Authority shall he the Director of Police. The Appropriate Authority shall be directly responsible to the Mayor of the Township. The Director of Police, in addition to those powers and duties enumerated in section 5 of this article, shall he responsible for the operation of the police department pursuant to policies established by said Director and shall be responsible for the promulgation, updating, and/or ratification of the Rules and Regulations for police personnel which shall be known as the Rules and Regulations for the Police Department of the Township of North Brunswick.

[emphasis added.]

It is apparent from the record that Maltese's directive in anticipation of the enactment of the Ordinance prompted the PBA to initiate this litigation. PBA's primary contention is that the Ordinance empowers the Director of Police to promulgate rules and regulations, a legislative function. It thus asserted that the Ordinance which also empowers the Director with authority to control the daily functions of the police force, an executive function, impermissibly entrusts both a legislative function and an executive function to the same person. PBA therefore contends that two separate individuals must perform these two distinct functions.

PBA also contends entrusting one person with the responsibility for the duties of a police chief and of the "appropriate authority" contradicts Hartmann v. Police Dep't of Ridgewood, 258 N.J. Super. 32, 609 A.2d 61 (App.Div. 1992) and In re Baldinger, 220 N.J. Super. 267, 531 A.2d 1087 (Law Div. 1957). The judge rejected this contention and specifically noted that both Hartmann and Baldinger addressed the power struggle between the appropriate authority and the chief of police where the municipality had opted to create the position of a chief of police. We also note that N.J.S.A. 40A:14-118 has been construed in Quaglietta v. Borough of Haledon, 182 N.J. Super. 136 , 440 A.2d 82 (Law Div. 1981); Gauntt. v. Mayor and Council of City of Bridgeton, 194 N.J. Super. 468 , 477 A.2d 381 (App.Div. 1984), overruled in part, Falcone v. DeFuria, 103 N.J. 219, 510 A.2d 1174 (1986); and more recently in Grasso v. Borough Council of Glassboro, 205 N.J. Super. 18 , 500 A.2d 10 (App.Div. 1985), certif. denied. 103 N.J. 453, 511 A.2d 639 (1986). Quaglietta, Gauntt, and Grasso similarly involved municipalities having a police chief. That, of course, is not the scenario created by Ordinance 97-4 and as such, those decisions have little applicability to the issues raised in this litigation.

II

Citing Falcone v. Defuria, 199 N.J. Super. 549 , 489 A.2d 1260 (Law Div. 1984), aff'd 199 N.J. Super. 554 , 489 A.2d 1263 (App.Div. 198 5), aff'd; 103 N.J. 219, 510 A.2d 1174 (1986), the judge noted in his opinion that N.J.S.A. 40A:14-118 was enacted as a legislative amendment designed "to provide a system for checks and balances in the position of Chief of Police, so that one person could not become a tyrant." Falcone particularly noted the tensions that exist between the appropriate authority and the chief of police where a municipality has opted to create a police force with a chief of police. Unlike other reported decisions interpreting N.J.S.A. 40A:14-118, see Section I, supra, here Ordinance 97-4 involves the somewhat unique, but clearly permissible, example of a municipality exercising its option of creating a police force without designating a chief of police. "The ordinance may provide for the appointment of a chief of police . . . as the governing body shall deem necessary for the effective government of the force." N.J.S.A. 40A:14-118 (emphasis added).

In construing the Ordinance and N.J.S.A. 40A:14-118, the judge rejected PBA's argument and specifically concluded:

There is nothing in the Township ordinance which is inconsistent with the statute or case law. The governing body, the township council, as well as the state legislature, create the laws. The police are part of the executive branch and enforce the laws. As the executive administrator, the Director of Police is responsible for rules and regulations within the department which will help the department in fulfilling its duty to execute the laws. This is an appropriate function of the executive branch, and the North Brunswick ordinance is an appropriate use of the municipality's power to create and maintain a police force.

III

It is fundamental that "`the meaning of a statute must . . . be sought in the language in which the act is framed, and if that is plain, . . . the sole function of the courts is to enforce it according to its terms.'" Sheeran v. Nationwide Mutual Ins. Co., Inc., 80 N.J. 548, 556, 404 A.2d 625 (1979) (quoting Caminetti v. United States, 242 U.S. 470, 485; 37 S.Ct. 192, 194, 61 L.Ed. 442, 452 (1917)); see Board of Educ. of Tp. of Neptune v. Neptune Tp. Educ. Ass'n, 144 N.J. 16, 25, 675, A.2d 611 (1996); State v. Maguire, 84 N.J. 508, 529, 423 A.2d 294 (1980); Vreeland v. Byrne, 72 N.J. 292, 302, 370 A.2d 825 (1977); Finn v. Mayor and Council of Norwood, 249 N.J. Super. 230 , 232, 592 A.2d 283 (App.Div. 199 1); DeHart v. Bambrick, 177 N.J. Super. 541 , 549, 427 A.2d 113 (App.Div. 1981); Raubar v. Raubar, 315 N.J. Super. 353 , 360, 718 A.2d 705 (Law Div. 1998) (citing Matter of Resyn Corp., 945 F.2d 1279, 1283 (3d Cir. 1991) (stating that, where the legislature has expressed its intention in plain language and the legislative history does not demonstrate a contrary purpose, the court is bound to follow the statutory provsion as written)); see also 2A Sutherland Statutory construction, § 46.01 5th Ed. (1992).

N.J.S.A. 40A:14-118 clearly requires that a municipality must have an appropriate authority to oversee the police department. The appropriate authority may be one of the enumerated persons or groups (mayor, executive officer, director, governing body, etc.) or the municipality may create a body specifically to become the appropriate authority. N.J.S.A. 40A:14-118. The appropriate authority adopts rules and regulations for the department, and the discipline of the members; additionally, the appropriate authority establishes policies for the daily operations of the department. The appropriate authority is a civilian position.

By its challenge to the Ordinance, PBA questions whether a Director of Police in a municipality that has opted not to name a chief of police may assume some of the duties normally assigned to the chief of police in the daily operations of the police department. We think it obvious that, where a municipality has opted not to name a chief of police, the Director of Police is vested with such authority.

North Brunswick has designated the Director of Police as the "appropriate authority" within the framework of the statutory scheme envisioned by the Legislature in enacting the amendment to N.J.S.A. 40A:14-118. Without a chief of police, all police officers are subordinate to the Director of Police in accordance with rank, as delineated in the Ordinance, Article II, Section I, and the Director is entitled to assume duties ordinarily assigned to a chief of police, including directing daily operations of the police department. In fact, the Ordinance provides that the Director of Police be responsible for the operation of the police department, establish policies for the department, and promulgate rules for the personnel. These responsibilities include prescribing duties and daily assignments of police Officers. It is abundantly clear that the Legislature recognized that if a municipality opted not to create the position of Chief of police, a municipality's police department would require leadership in the daily operations of the department. N.J.S.A. 40A:14-118 does not prohibit the Director of Police from also being the "appropriate authority," despite the fact that the Director of Police is also required to report to the Mayor.

As noted, N.J.S.A. 40A:14-118 permits a municipality to designate the Mayor as the "appropriate authority." Here, by Ordinance 97-4, North Brunswick has designated the Director of Police as the "appropriate authority," yet the Ordinance also requires the Director of Police to report to the Mayor, who could have been, but is not under this Ordinance, the designated "appropriate authority."

On appeal, PBA also raises an argument, rejected in the Law Division, that the daily operations of the police force should be the responsibility of the highest ranking certified police officer. However, that argument is specifically rejected by the clear legislative mandate which permits a municipality to opt not to have a chief of police and to designate an "appropriate authority" to supervise the police department. N.J.S.A. 40A:14-118 does not include the highest ranking certified police officer in a police department as being entitled to be named as "appropriate authority." We therefore agree with the Law Division judge that PBA's contention is without legal merit.

Affirmed.

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PBA v. TOWNSHIP OF N. BRUNSWICK
(Mar 4, 1999)