Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Case Summary: Terry Ann Williams v. Commission on Human Rights and Opportunities et al. (AC 17948)

Factual and Procedural Background

The plaintiff, Terry Ann Williams, alleged that her employment termination by Shawmut Bank Connecticut N.A. (now Fleet Bank of Connecticut) violated General Statutes § 46a-60(a)(1) and the Americans with Disabilities Act due to an adjustment disorder with depressed mood resulting from harassment on the job. She filed a complaint with the Commission on Human Rights and Opportunities (the commission) dated February 10, 1994, which was filed with the commission on February 14, 1994.

Relevant events in the employment timeline, as set out in the record and relied on by the court, include: written warning on January 28, 1991; working January 29, 1991; calling in sick January 30, 1991, and never returning to work thereafter; Shawmut advising on March 22, 1991, that her job had been filled; refusal of another position on April 15, 1991; receipt of full salary through May 21, 1991; disability payments that ceased January 30, 1993; commencement of employment with a different employer on January 4, 1993; settlement of a workers' compensation claim on July 7, 1993; and a Shawmut letter dated August 3, 1993, referencing a termination date of January 23, 1993. On October 15, 1993, the plaintiff requested to return to work; Shawmut responded by letter dated December 17, 1993, indicating more time was needed and agreeing not to assert a "time based or defense of statute of limitations which might arise after your initial claim letter."

The commission dismissed the plaintiff's complaint pursuant to General Statutes § 46a-82(e) on the ground that the complaint was not filed within the statutory 180-day period. The plaintiff appealed the commission's dismissal to the Superior Court. The Superior Court (McWeeny, J.) upheld the commission's dismissal, and the plaintiff appealed to the Appellate Court. The Appellate Court affirmed the trial court's judgment dismissing the appeal.

Legal Issues Presented

  1. Whether a complaint filed with the commission more than 180 days after the alleged discriminatory act satisfies the filing requirement of General Statutes § 46a-82(e), or whether that 180-day limitation is a mandatory, jurisdictional prerequisite that ousts the commission of jurisdiction.
  2. Whether, even if the filing was untimely, the employer's letter (Shawmut's December 17, 1993 letter) constituted a waiver of the statutory time limit or estoppel against asserting the statute of limitations as a defense.
  3. Whether equitable tolling applies to save an untimely complaint filed with the commission.

Arguments of the Parties

Plaintiff's Arguments

  • The plaintiff contended that her commission complaint was timely or, alternatively, that equitable tolling should apply to render it timely.
  • She argued that Shawmut's December 17, 1993 letter amounted to a waiver of any statute-of-limitations defense that might arise after her October 15, 1993 letter, and that Shawmut was therefore precluded from asserting untimeliness.
  • The plaintiff also asserted that, even if the filing was untimely, the commission would not be deprived of subject matter jurisdiction and the claim could still be considered.

Respondents' (Commission and Employer) Positions, as reflected in the opinion

  • The commission dismissed the complaint under General Statutes § 46a-82(e) on the ground that it was filed more than 180 days after the alleged discriminatory act and therefore untimely.
  • Shawmut, by letter dated December 17, 1993, indicated that more time was needed to respond to the plaintiff's request to return to work and stated it would not assert a "time based or defense of statute of limitations which might arise after your initial claim letter." The court treated whether that letter constituted waiver as irrelevant to the commission's jurisdictional determination.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
W. v. W., 248 Conn. 487, 728 A.2d 1076 (1999) Cited in connection with determining whether a statutory time limitation is jurisdictional. The court referred to W. v. W. when framing the initial question whether § 46a-82(e)'s 180-day period is jurisdictional.
State v. Commission on Human Rights Opportunities, 211 Conn. 464, 559 A.2d 1120 (1989) Described the filing period with the commission as vital to a legitimate complaint or necessary for redress. The court cited this case to support the characterization of the filing period as important to a legitimate complaint under the statute.
Veeder-Root Co. v. Commission on Human Rights Opportunities, 165 Conn. 318, 334 A.2d 443 (1973) Concerning the importance of the statutory filing period to a claim. Used as part of a line of authorities emphasizing the significance of timely filing under the statutory scheme.
Scovill Mfg. Co. v. Commission on Civil Rights, 153 Conn. 170, 215 A.2d 130 (1965) Earlier authority recognizing the necessity of timely filing in the statutory complaint procedure. Cited among cases supporting that a timely filing period is fundamental to the complaint process.
Groton v. Commission on Human Rights Opportunities, 169 Conn. 89, 362 A.2d 1359 (1975) Discussed in the context of jurisdictional questions when complaints are untimely. The court noted that Groton did not resolve whether § 46a-82(e) was jurisdictional, and instead dismissal was upheld on other grounds (death of complainant) in that case.
Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, 236 Conn. 681, 674 A.2d 1300 (1996) Interpreted other sections of the discriminatory practice complaint statutes and addressed when time limits are jurisdictional or mandatory. The court treated Angelsea as determinative on the broader principle that the statutory complaint procedure's time limits can be mandatory and jurisdictional and applied its reasoning to § 46a-82(e).
Ambroise v. William Raveis Real Estate, Inc., 226 Conn. 757, 628 A.2d 1303 (1993) Explained that a legislature may manifest intent to make time constraints mandatory and not waivable, turning a time limit into a subject matter jurisdictional requirement. Cited approvingly in Angelsea and relied on to support that legislative time limits can be jurisdictional; the court cited Ambroise to support its conclusion about § 46a-82(e).
Bridgeport v. Debek, 210 Conn. 175, 554 A.2d 728 (1989) Addressed mandatory time limits and jurisdiction in statutory schemes. Cited with approval in Angelsea and relied on here as part of the authority supporting that certain statutory time limits oust jurisdiction if not complied with.
Kim v. Magnotta, 249 Conn. 94, 733 A.2d 809 (1999) Discussed the circumstances under which legislative time constraints can be subject matter jurisdictional. Referenced as supporting authority for the proposition that time fixed can attach to a statutory right and be jurisdictional.
Amodio v. Amodio, 247 Conn. 724, 724 A.2d 1084 (1999) Distinguished cases dealing with subject matter jurisdiction in the sense of a tribunal's authority to decide a class of case (as opposed to time constraints). The court distinguished the cases cited in the text from matters involving tribunal authority where there is no legislative time constraint, citing Amodio as an example of that distinction.
Dugan v. Milledge, 196 Conn. 591, 494 A.2d 1203 (1985) Supported the proposition that when time constraints relate to the essence of statutory purpose (a statute creating a new right), the limits are jurisdictional. Cited as part of the authority that when a statute creates a new right and limits enforcement time, the time limitation attaches to the right and is jurisdictional.
Wright v. Zoning Board of Appeals, 174 Conn. 488, 391 A.2d 146 (1978) Used in support of the proposition that time limits affecting the essence of a statutory purpose can be jurisdictional. Included among precedents showing that statutory time limits may be mandatory when central to a statute's purpose.
Koskoff v. Planning Zoning Commission, 27 Conn. App. 443, 607 A.2d 1146 (1992) Addressed time limitations in administrative contexts and their jurisdictional effect. Cited as additional support for the proposition that prescribed time limits can be jurisdictional.
Cocivi v. Plan Zoning Commission, 20 Conn. App. 705, 570 A.2d 226 (1990) Another case supporting that statutory time limits may be jurisdictional where appropriate. Cited to show a line of authority treating statutory time constraints as attaching to the right and limiting liability and remedy.
Davenport v. Quinn, 53 Conn. App. 282, 730 A.2d 1184 (1999) Stated that when a statute creates a right unknown to the common law and limits the time for enforcement, the time fixed attaches to the right. Cited to bolster the court's position that the statutory time limitation attaches to the right and may be jurisdictional.

Court's Reasoning and Analysis

The court first identified the dispositive question: whether the 180-day filing period in General Statutes § 46a-82(e) is jurisdictional. If it is jurisdictional, an untimely filing would deprive the commission of authority to act and neither waiver by the employer nor equitable tolling by the court could cure the defect.

The court examined the factual record and the plaintiff's timeline. The alleged discriminatory conduct was described as "harassment on the job," with the plaintiff's operative employment events occurring in January–April 1991 and with her receiving no regular salary after May 21, 1991. The plaintiff filed the commission complaint on February 14, 1994 — more than 180 days after any alleged discriminatory act could have occurred.

Turning to the legal question, the court reviewed statutory interpretation principles and relevant precedent. The court relied heavily on the reasoning in Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, which treated certain statutory deadlines in the discriminatory practices complaint procedure as mandatory and jurisdictional. The court identified factors supporting a conclusion that a time limit is jurisdictional: the statutory language (use of "must" or "shall"); prior interpretation of similar language in the statutory scheme; the necessity of promptness to accomplish the statute's purpose; the inclusion of the time limit within the remedial statute itself; that the statute creates a cause of action unknown at common law; and the overall legislative scheme manifesting an intent to make time constraints mandatory.

Applying that reasoning to § 46a-82(e), the court concluded that the statute's 180-day filing period is a mandatory time limitation that ousts the commission of jurisdiction if not complied with. The court explained that the entire discriminatory practice complaint procedure requires strict enforcement of its time limits, and § 46a-82(e) establishes the methodology for initiating an action and the right to relief — thus making the time period jurisdictional.

Because the plaintiff's complaint was not filed within the 180-day period, the court held the commission had no jurisdiction to entertain the complaint and affirmed the dismissal.

Although unnecessary to the disposition, the court also addressed the plaintiff's alternate theories (waiver by Shawmut and equitable tolling). The court observed that (1) Shawmut's December 17, 1993 letter — even if construed as an employer-side waiver not to assert a time-based defense after October 15, 1993 — could not substitute for the commission's own jurisdictional requirement and (2) the record did not support equitable tolling (there was no evidence that the employer caused the plaintiff to refrain from timely filing, and the plaintiff had counsel since early 1991). Accordingly, the court noted those grounds failed on the facts.

Holding and Implications

Holding: The Appellate Court affirmed the Superior Court's judgment dismissing the plaintiff's appeal. The court held that General Statutes § 46a-82(e)'s 180-day filing requirement is a mandatory time limitation that ousts the commission of jurisdiction if not met, and that the plaintiff's complaint, filed on February 14, 1994, was untimely.

Implications:

  • The direct effect is that the plaintiff's claim could not be considered by the commission because the statutory filing deadline was not met; the dismissal of her appeal was affirmed.
  • The court reiterated that waiver by the employer of a timeliness defense is irrelevant to the commission's independent jurisdictional inquiry, and that equitable tolling was not warranted on the facts here.
  • The opinion applies existing Connecticut precedent and statutory interpretation principles to conclude that § 46a-82(e) is jurisdictional in nature for untimely complainants. The court affirmed dismissal on jurisdictional grounds and therefore did not need to rely on lesser alternative grounds to dispose of the case.

This summary is drawn exclusively from the text of the provided opinion. If a particular item was not addressed in the opinion (for example, comprehensive factual findings supporting every timeline assertion or a detailed account of the commission's internal procedures), that information has not been included.

TERRY ANN WILLIAMS v. COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES ET AL.

Syllabus The plaintiff appealed to this court from the judgment of the trial court dismissing her appeal from the decision by the defendant commission on human rights and opportunities dismissing her claim of employment discrimination on the ground that it had not been filed within 180 days of the allegedly discriminatory act as required by statute (§ 46a-82 [e]). Held that the plaintiff could not prevail on her claims that her complaint was timely and that, even if it was untimely, the defendant employer had agreed to waive any defense based on the statutory time limits; the plaintiff's complaint was filed more than 150 days after any alleged act of discrimination could have occurred, and § 46a-82 (e) contains a mandatory deadline that cannot be waived.

DUPONT, J.

This appeal arises out of an employment dispute between the plaintiff employee and her employer, the defendant Shawmut Bank Connecticut N.A. (Shawmut), now Fleet Bank of Connecticut. The plaintiff, Terry Ann Williams, claims that her employment was terminated in violation of General Statutes § 46a-60 (a)(1), which prohibits discrimination based on present or past history of mental disorder, and the Americans with Disabilities Act, 42 U.S.C. § 12101 et seq., due to "an adjustment disorder with depressed mood as a result of harassment on the job." The plaintiff filed a complaint with the named defendant, the commission on human rights and opportunities (commission), which was dismissed by the commission pursuant to General Statutes § 46a-82 (e) on the ground that the plaintiff's complaint had not been filed within 180 days of the alleged discriminatory act. The plaintiff appealed from the commission's decision to the Superior Court, which upheld the dismissal. We affirm the judgment of the trial court.

General Statutes § 46a-82 (e) provides in relevant part: "Any complaint filed pursuant to this section must be filed within one hundred and eighty days after the alleged act of discrimination . . . ."

The plaintiff raises several issues on appeal relating to the timeliness of the filing with the commission and whether an untimely filing would deprive the commission of subject matter jurisdiction.

The plaintiff's complaint to the commission, dated February 10, 1994, was filed with the commission on February 14, 1994, and alleged that the plaintiff was employed by Shawmut from October, 1979, until January 29, 1991. She was given a written warning about her work by Shawmut on January 28, 1991, worked January 29, 1991, called in sick on January 30, 1991, and never returned to work thereafter. The plaintiff filed a workers' compensation claim alleging work-related stress, which she claimed commenced on January 28, 1991. She also claimed disability benefits, alleging a disablement beginning January 29, 1991. After she stopped working, Shawmut advised her on March 22, 1991, that her job had been filled and that she had been replaced. On April 15, 1991, the plaintiff refused an offer of another position at the bank at her former pay rate. She continued to receive a full salary until May 21, 1991. The plaintiffs disability payments ceased on January 30, 1993. The plaintiff began employment with another employer, Colt Firearms, on January 4, 1993. She settled her workers' compensation claim against Shawmut on July 7, 1993, and received $17,000. The plaintiff received a letter from Shawmut on August 3, 1993, advising her of her federal rights to continue health insurance coverage. The letter noted that her termination of employment date was January 23, 1993. On October 15, 1993, the plaintiff wrote to Shawmut requesting that she be allowed to return to work. Shawmut, by letter dated December 17, 1993, indicated that more time was needed to respond to her request and agreed not to assert a "time based or defense of statute of limitations which might arise after your initial claim letter."

The trial court concluded that the employer's agreement as expressed in its letter of December 17, 1993, did not prevent the commission from conducting a review of the timeliness of the plaintiffs complaint and that the doctrine of equitable tolling of the statute should not be invoked to save the plaintiffs complaint from dismissal. Accordingly, the trial court dismissed the plaintiffs appeal.

The plaintiff sought an articulation, claiming that the trial court had not determined the issues presented to it. The court articulated its memorandum of decision, and stated that it did not decide whether the 180 day limitation of § 46a-82 (e) was jurisdictional because even if it assumed the time limitation was not jurisdictional and, therefore, subject to the application of the doctrine of equitable tolling, that doctrine should not be invoked on the facts. The court further stated that the timeliness of the claim is not supported by the record, that the plaintiffs claim that she remained an employee of Shawmut from January, 1991, through October, 1993, is not supported by the evidence, and that the commission, on the substantial evidence presented, correctly determined that the plaintiff was not an employee in October of 1993 when she attempted to file a claim to return to work at Shawmut.

The plaintiffs primary argument is that even if her complaint were filed untimely, the commission did not lose jurisdiction and her claim could still be considered because the limitations period should be tolled on equitable grounds, or because Shawmut had waived the defense of the statute of limitations or is estopped from raising it.

Section 46a-82 (e) provides that any complaint must be filed with the commission within 180 days after the alleged act of discrimination. The question first to be determined is whether the time limitation of that section is jurisdictional. See W. v. W., 248 Conn. 487, 493, 728 A.2d 1076 (1999). If it is a jurisdictional hurdle for the plaintiff to overcome because of an untimely filing, she would not be entitled to claim a waiver of the statutory time limits, or equitable tolling, and the case must be dismissed. We conclude that § 46a-82 (e) is a mandatory time limitation that ousted the commission of jurisdiction.

This question is different from that decided in Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, 248 Conn. 392, 727 A.2d 1268 (1999). After oral argument in the present case, our Supreme Court held in Angelsea Productions, Inc., that the time limitations imposed on the commission were not jurisdictional because of the enactment of Public Acts 1996, No. 96-241, codified as General Statutes §§ 46a-82b (a), 46a-82d (a) and (b), and 46a-82e. Id., 405. We are dealing in this case with the jurisdiction of the commission over a complaint that has been filed untimely by a claimant, not the jurisdiction of the commission to proceed in cases in which the commission has failed to meet the statutory time requirements imposed on it. This case is governed by § 46a-82 (e), rather than the sections involved in Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, supra, 392. Section 46a-82 (e) was not amended by Public Act 96-241, nor does the legislative history of that statute indicate any legislative intent to affect anything other than the jurisdiction of the commission over actions in which the commission has failed to act timely. See 39 H.R. Proc., Pt. 15, 1996 Sess., pp. 5185-5201.

The jurisdictional issue has not yet been specifically decided by our Supreme Court, but existing decisions substantiate our conclusion. On the basis of the facts as found by the trial court and as they appear in the record, we note that the plaintiffs complaint to the commission was not filed within 180 days after the alleged act of discrimination. The act of discrimination of which the plaintiff complains is her "harassment on the job." (Emphasis added.) She terminated her employment in January, 1991, was replaced in March, 1991, refused another position with Shawmut in April, 1991, and received no regular salary after May 21, 1991. She received disability payments for two years and began employment with another company in January, 1993. Her complaint was filed on February 14, 1994, more than 180 days after any alleged act of discrimination could have occurred.

The plaintiff claims that Shawmut's letter of December 17, 1993, was a waiver by it of the 180 day time limit. By that date, the time to file a complaint had long expired. Furthermore, the letter applied only to a limitations defense that might arise after the plaintiffs letter of October 15, 1993.

A number of cases, while not using the word "jurisdiction," have called the period of time in which to file a complaint with the commission as provided in § 46a-82 (e), formerly General Statutes § 31-127, vital to a legitimate complaint or necessary in order to obtain redress for an injury suffered during that time period. State v. Commission on Human Rights Opportunities, 211 Conn. 464, 472, 559 A.2d 1120 (1989); Veeder-Root Co. v. Commission on Human Rights Opportunities, 165 Conn. 318, 330-31, 334 A.2d 443 (1973); Scovill Mfg. Co. v. Commission on Civil Rights, 153 Conn. 170, 175, 215 A.2d 130 (1965).

The case of Groton v. Commission on Human Rights Opportunities, 169 Conn. 89, 362 A.2d 1359 (1975), did not resolve the issue of whether § 46a-82 (e) was jurisdictional, although the trial court had determined that the commission lacked jurisdiction because the complaint was not timely filed. The Supreme Court instead upheld the trial court's dismissal of the plaintiffs action on the basis that the death of the complainant employee ousted the court of jurisdiction.

Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, 236 Conn. 681, 674 A.2d 1300 (1996), unlike the cases previously mentioned, discusses other sections of the same legislation that is the subject of the present case in terms of jurisdiction. We conclude that Angelsea Productions, Inc., is determinative of the issue we must decide. The court in that case concluded that General Statutes §§ 46a-83 (b) and 46a-84 (b) contain mandatory deadlines, which, if not complied with, oust a tribunal of jurisdiction. The opinion cites Ambroise v. William Raveis Real Estate, Inc., 226 Conn. 757, 764-65, 628 A.2d 1303 (1993), and Bridgeport v. Debek, 210 Conn. 175, 188, 554 A.2d 728 (1989), with approval. Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, supra, 700 n. 13. The legislature, in imposing a time limitation, can manifest an intent to make a time constraint mandatory and not waivable; that is, the legislature's intent can be found to impose a subject matter jurisdictional requirement on a statutory right. Ambroise v. William Raveis Real Estate, Inc., supra, 764-65. A legislative provision for a time constraint can be a subject matter jurisdictional requirement if that is the apparent intent of the legislature. See Kim v. Magnotta, 249 Conn. 94, 103, 733 A.2d 809 (1999).

The cases cited in the text are to be distinguished from those cases dealing with subject matter jurisdiction where the issue is whether the particular tribunal has authority to act to decide the class of case, and there is no legislative time constraint. See Amodio v. Amodio, 247 Conn. 724, 727-28, 724 A.2d 1084 (1999); W. v. W., supra, 248 Conn. 493.

The factors that led to the court's conclusion in Angelsea Productions, Inc. v. Commission on Human Rights Opportunities, supra, 236 Conn. 681, that the time limits of §§ 46a-83 (b) and 46a-84 (b) were jurisdictional were the use of the words "must" or "shall" in the statutory language, the prior interpretation of the words "must" or "shall" in other sections of the same legislation as mandatory, the essence of the thing to be accomplished by the statute requires promptness or a time limitation, the purpose of the statute would be compromised without a time limitation, the time limitation is contained within the statute that establishes the remedy, the statute provides a cause of action unknown to the common law, and the scope of the legislation manifests a legislative intent to make the time constraints mandatory.

The reasoning of Angelsea Productions, Inc., applies to § 46a-82 (e) as well as to §§ 46a-83 (b) and 46a-84 (b). The " entire discriminatory practice complaint procedure . . . can be implemented only through strict enforcement of its time limits." (Citations omitted; emphasis added.) Id., 692. The entire complaint procedure includes § 46a-82 (e), which establishes the methodology for beginning an action to prohibit discriminatory practices and creates the right to claim aggrievement for them and the right to relief from them.

Cases involving time constraints in legislation other than the discriminatory practice complaint procedure, §§ 46a-82 through 46a-96, also support our conclusion that § 46a-82 (e) is jurisdictional. When time constraints or limits relate to the essence of the purpose of legislation, which legislation is unknown to the common law, and effectuate the legislative intent, the time limits mandate compliance and are jurisdictional. Ambroise v. William Raveis Real Estate, Inc., supra, 226 Conn. 766-67; Dugan v. Milledge, 196 Conn. 591, 595, 494 A.2d 1203 (1985); see also Wright v. Zoning Board of Appeals, 174 Conn. 488, 491, 391 A.2d 146 (1978); Koskoff v. Planning Zoning Commission, 27 Conn. App. 443, 446-48, 607 A.2d 1146, cert. granted, 222 Conn. 912, 608 A.2d 695 (1992), appeal withdrawn November 10, 1992; Cocivi v. Plan Zoning Commission, 20 Conn. App. 705, 707, 570 A.2d 226, cert. denied, 214 Conn. 808, 573 A.2d 319 (1990). Where a statute creates a right that did not exist at common law and limits the time for enforcement of the right, the time fixed attaches to the right and is a limitation on the liability as well as the remedy. Davenport v. Quinn, 53 Conn. App. 282, 292, 730 A.2d 1184 (1999).

All of the factors discussed in Angelsea Productions, Inc., and the previously cited cases are present here, and we conclude that because the plaintiff did not file her complaint within 180 days after the alleged act of discrimination, the commission had no jurisdiction to entertain the plaintiffs complaint.

Although we affirm the trial court's judgment of dismissal on the ground that the commission lacked jurisdiction, and need not discuss the basis on which the trial court dismissed the case, namely, the failure of the plaintiff to prove either waiver of the time requirement or equitable tolling; see Groton v. Commission on Human Rights Opportunities, 169 Conn. 89, 101, 362 A.2d 1359 (1975); we note that the plaintiff has not shown a meaningful waiver. Whether Shawmut agreed not to defend the plaintiffs complaint against it by raising a timeliness defense is irrelevant. It is the commission that must determine if the complaint is timely, not the employer of the complainant.
There is little or no merit to the plaintiffs claim of equitable tolling. Nothing in the record suggests that her employer caused her to refrain from filing a timely complaint. We also note that she has been represented by counsel since January or February, 1991.

Use AI to get other relevant cases.

Comments

WILLIAMS v. COMMISSION ON HUMAN RIGHTS OPP
(Jul 20, 1999)