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Smart Summary

Factual and Procedural Background

Willie James Robertson was indicted, tried, and convicted of four counts of aggravated assault and one count of possession of a firearm by a convicted felon in Elbert Superior Court before Judge Bailey. The trial court sentenced Robertson to twenty years for Count One, ten years each for Counts Two, Three, and Four, and five years for Count Five. The convictions arose from an incident on March 17, 1997, after an argument between Robertson and his wife, Rosalind Robertson. During the argument, Robertson threatened to kill his wife and threatened previously to "shoot up his mama's house." Robertson's mother, Mary Jane Harper, arrived at the trailer with two young children (ages three and one). The wife got into Harper's truck and attempted to leave; Robertson returned with a gun, placed his hand into the truck through an open window, and fired three times. The second shot grazed his wife’s left thigh; a small-caliber bullet was found on the passenger side floorboard under Ms. Robertson. Harper and the children were not struck by bullets. Ms. Robertson was taken to the hospital; Harper drove to the police station. Robertson appealed his convictions for Counts Two, Three, and Four, arguing (1) that the evidence was insufficient to support those aggravated-assault convictions, and (2) that his trial counsel was ineffective for failing to request a jury charge on the lesser offense of reckless conduct. The Court of Appeals affirmed.

Legal Issues Presented

  1. Whether the evidence was sufficient to support Robertson's convictions for aggravated assault as to his mother (Mary Jane Harper) and the two children (Counts Two, Three, and Four).
  2. Whether trial counsel rendered ineffective assistance by failing to request a jury instruction on the lesser offense of reckless conduct for the aggravated-assault charges involving Harper and the children.

Arguments of the Parties

Appellant's Arguments

  • The evidence was insufficient to support convictions for aggravated assault as to his mother and the children.
  • Trial counsel was ineffective for failing to request a jury charge on the lesser offense of reckless conduct for the aggravated-assault charges involving Harper and the children.

The opinion does not contain a detailed account of the appellee's separate, specific arguments in the text beyond the State's position implicit in seeking affirmance.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Williams v. State, 233 Ga. App. 217 (1) (504 S.E.2d 53) (1998). Support for the statement of the standard of review limiting appellate inquiry to whether any rational trier of fact could find essential elements beyond a reasonable doubt. The court cited this authority when describing the appellate sufficiency-of-the-evidence standard applied to Robertson's challenge.
Dunagan v. State, 269 Ga. 590, 591-592 (2) (502 S.E.2d 726) (1998). Principle that an aggravated assault based on O.C.G.A. § 16-5-20(a)(1) cannot be committed by criminal negligence (the attempted or completed injury must be intended); also cited for victim-state-of-mind discussion. The court relied on Dunagan for the proposition that intent (not mere negligence) is required for aggravated assault under subsection (a)(1) and referenced it in assessing victim-state-of-mind issues under (a)(2).
Osborne v. State, 228 Ga. App. 758 (492 S.E.2d 732) (1997). Cited among prior cases concerning intent and related issues (noted as having been overruled by Dunagan). The court noted Osborne as a related authority but observed Osborne (and Jordan) were expressly overruled by Dunagan.
Jordan v. State, 214 Ga. App. 598 (448 S.E.2d 917) (1994). Cited among prior cases concerning intent and related issues (noted as having been overruled by Dunagan). The court identified Jordan as precedent that was expressly overruled by Dunagan.
Fambro v. State, 164 Ga. App. 359 (297 S.E.2d 111) (1982). Cited as related precedent on assault-related issues. Included in the list of earlier cases discussed in the context of intent and aggravated-assault law.
Happoldt v. State, 267 Ga. 126, 127 (475 S.E.2d 627) (1996). Doctrine of transferred intent: when a defendant intentionally shoots into a group intending to harm one, he may be guilty of aggravated assault against each person in the group. The court applied the transferred-intent doctrine, citing Happoldt, to support convictions for persons other than the intended target (i.e., Harper and the children).
Pace v. State, 239 Ga. App. 506 (521 S.E.2d 444) (1999). Authority that a jury may find a defendant guilty of aggravated assault against each person in a group when the defendant intentionally shoots into the group. The court relied on Pace to support the conclusion that Robertson could be convicted of aggravated assault as to each person present when he fired into the truck.
Williams v. State, 208 Ga. App. 12, 13 (430 S.E.2d 157) (1993). Rule that victim's state of mind may be proved by indirect or circumstantial evidence. The court used this authority to support the sufficiency of evidence regarding Harper's and the children's reasonable apprehension of immediate harm.
Jackson v. Virginia, 443 U.S. 307 (1979). Standard for reviewing sufficiency of evidence (the court's conclusion that evidence was sufficient for a rational trier of fact to find guilt beyond a reasonable doubt). The court invoked Jackson to conclude that the evidence was sufficient to sustain the convictions.
Lee v. State, 199 Ga. App. 246, 247 (3) (404 S.E.2d 598) (1991). Authority concerning waiver and appointment of appellate counsel in the context of preserving grounds of appeal. The court cited Lee to explain that Robertson's claim of ineffective assistance was not waived due to the timing of appointing appellate counsel.
Zant v. Moon, 264 Ga. 93, 97 (2) (440 S.E.2d 657) (1994). Two-pronged test for ineffective assistance: defendant must show deficient performance and a likelihood that the deficient performance prejudiced the defense. The court applied Zant's standard in evaluating Robertson's ineffective-assistance claim.
Pace, supra, at 510. Support for the presumption that trial counsel rendered adequate assistance and made decisions in the exercise of reasonable professional judgment. The court cited Pace in stating the presumption of adequate performance and the need for highly deferential judicial scrutiny of counsel's performance.
Scott v. State, 238 Ga. App. 258, 260 (2) (518 S.E.2d 468) (1999). Principle that counsel's decisions on matters of tactic and strategy, even if unwise, do not amount to ineffective assistance of counsel. The court relied on Scott to characterize the failure to request certain jury instructions as matters of trial tactics not normally constituting ineffective assistance.
Herndon v. State, 235 Ga. App. 258, 259 (509 S.E.2d 142) (1998). Decision that requests for jury instructions fall within the domain of trial tactics. The court applied Herndon to conclude that counsel's decision not to request a reckless-conduct instruction was a tactical choice and not deficient performance.

Court's Reasoning and Analysis

The court first addressed the sufficiency-of-the-evidence challenge. It viewed the evidence in the light most favorable to the verdict and recited the relevant facts: threats by Robertson, the presence of Robertson's mother and two small children in the truck, Robertson's firing three shots through the truck window, the grazing of the wife's thigh, and the recovery of a bullet on the passenger floorboard. The court set out the statutory definitions: simple assault under O.C.G.A. § 16-5-20(a) (either an attempt to commit violent injury or an act placing another in reasonable apprehension of immediate violent injury), and aggravated assault when committed with a deadly weapon under O.C.G.A. § 16-5-21(a)(2). It relied on authority holding that aggravated assault under subsection (a)(1) requires intent (not criminal negligence) but observed that, even where the defendant intended to harm one person, the doctrine of transferred intent permits convictions as to others in the group who were endangered by the defendant's intentional shooting. Applying that doctrine, the court concluded a jury could find Robertson guilty of aggravated assault as to each person present.

The court also considered aggravated-assault liability under O.C.G.A. § 16-5-20(a)(2), which focuses on the victim's state of mind. Harper testified she was not afraid Robertson would harm her but was nervous due to the wife's behavior; police described Harper as "out of breath," "erratic," and "very upset." The court noted that a victim's reasonable apprehension may be proved indirectly or circumstantially and found that the testimony permitted a jury to conclude that Harper had a reasonable apprehension of immediate violent injury. The children's crying when Robertson fired provided further evidence from which a jury could infer their reasonable apprehension; the jury was permitted to reject Harper's alternative speculation that the crying was due solely to Ms. Robertson's behavior. The court reiterated appellate deference—an appellate court does not weigh evidence or judge credibility but asks whether competent evidence supports each element—and concluded the evidence was sufficient under Jackson v. Virginia.

Turning to ineffective assistance, the court first noted that Robertson did not waive the claim by procedural default given the filing of a notice of appeal and a year's delay in appointing appellate counsel (citing Lee). It then summarized the governing standard: the defendant must demonstrate both deficient performance and prejudice; counsel is presumed to have rendered adequate assistance and to have acted within reasonable professional judgment. The court treated the failure to request a reckless-conduct instruction as a matter of trial tactics. Citing authority that tactical decisions, even if mistaken, are generally insufficient to establish ineffective assistance, the court held that trial counsel's performance was not deficient for declining to request the lesser-included reckless-conduct charge.

Holding and Implications

Judgment affirmed.

Implications: The Court of Appeals affirmed Robertson's convictions for the aggravated-assault counts (including those involving his mother and the children) and rejected his ineffective-assistance claim predicated on the failure to request a reckless-conduct jury instruction. The direct effect is that the trial convictions and sentences stand as affirmed by the appellate court. The opinion does not announce a novel rule of law beyond applying existing precedents (the court relied on established authorities concerning sufficiency review, transferred intent, victim-state-of-mind proof, and the standard for ineffective assistance); no broader new precedent was stated in the opinion.

ROBERTSON v. THE STATE

MIKELL, Judge.

Willie James Robertson was indicted, tried, and convicted of four counts of aggravated assault and one count of possession of a firearm by a convicted felon. The trial court sentenced Robertson to serve twenty years for Count One, ten years each for Counts Two, Three, and Four, and five years for Count Five. Robertson appeals his conviction for Counts Two, Three, and Four, arguing that the evidence was insufficient to support his convictions, and that his trial counsel was ineffective by failing to request a jury charge on the lesser offense of reckless conduct. We disagree and affirm.

Viewed in the light most favorable to the verdict, the evidence demonstrates that on March 17, 1997, an argument ensued between appellant and his wife, Rosalind Robertson. Ms. Robertson testified that as the argument escalated, appellant told her "you think I'm playing with you, you going to find yourself lying on the floor . . . I'll kill you." Ms. Robertson also testified that appellant had threatened to kill her on a previous occasion and had threatened to "shoot up his mama's house."

During the March 17 argument, appellant's mother, Mary Jane Harper, arrived at the Robertsons' trailer with two children, Corles and Statrabvion Jackson, ages three and one. Ms. Robertson ran outside to Ms. Harper's truck, told Ms. Harper that appellant had threatened to kill her, and asked for a ride to the police station. Appellant approached the truck and tried to prevent his wife from leaving by grabbing her arm. Ms. Robertson held onto the door of the truck, and appellant went back inside the trailer. Ms. Robertson told Harper that appellant had gone to get a gun. Ms. Robertson jumped onto the floorboard of the truck and asked Harper to drive away. The children were on the seat. Harper had difficulty starting the engine.

Appellant emerged from the trailer with a gun. Holding the gun, he put his hand into the truck through an open window and fired three times. The second shot struck his wife, grazing her left thigh. Despite their proximity, neither Harper nor the children were struck by the bullets, and there was no evidence of bullet holes or other damage to the truck; however, a small caliber bullet was found on the passenger side floorboard underneath Ms. Robertson. After the third shot, Harper quickly drove to the police station. An ambulance transported Ms. Robertson to the hospital for treatment.

1. In his first two enumerations of error, appellant contends that the evidence was insufficient to support his conviction of aggravated assault against his mother and the children.

Our review is limited to determining whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.

Williams v. State, 233 Ga. App. 217 (1) ( 504 S.E.2d 53) (1998).

According to O.C.G.A. § 16-5-20 (a), a person commits simple assault when he or she either (1) attempts to commit a violent injury to the person of another or (2) commits an act which places another in reasonable apprehension of immediately receiving a violent injury. A simple assault becomes aggravated when it is committed with a deadly weapon.

O.C.G.A. § 16-5-21 (a) (2).

An aggravated assault based on O.C.G.A. § 16-5-20 (a) (1) cannot be committed by criminal negligence, because the attempted or completed injury to the victim must be the intended consequence of the defendant's act. There was no evidence that appellant intended to injure his mother or the children when he fired the gun. Nonetheless, the evidence supported a conviction based on subsection (a) (1) under the doctrine of "transferred intent." When a defendant intentionally shoots several times into a group of people intending to harm only one of them, a jury would be authorized to find him guilty of aggravated assault against each person in the group.

Dunagan v. State, 269 Ga. 590, 591-592 (2) ( 502 S.E.2d 726) (1998). The well-reasoned dissent by Justice Carley may be the better view. See id. at 595 (Carley, J., dissenting). See generally W. LaFave and A. Scott, Substantive Criminal Law §§ 3.7(1), 7.4 (1986). See also Osborne v. State, 228 Ga. App. 758 ( 492 S.E.2d 732) (1997); Jordan v. State, 214 Ga. App. 598 ( 448 S.E.2d 917) (1994); Fambro v. State, 164 Ga. App. 359 ( 297 S.E.2d 111) (1982). Osborne and Jordan were expressly overruled by Dunagan.

Happoldt v. State, 267 Ga. 126, 127 ( 475 S.E.2d 627) (1996).

Pace v. State, 239 Ga. App. 506 ( 521 S.E.2d 444) (1999).

Also, the evidence is sufficient to support appellant's conviction under O.C.G.A. § 16-5-20 (a) (2). In considering evidence of an aggravated assault under subsection (a) (2), we must look to the victim's state of mind. Harper testified that she was not afraid that her son would harm her, and that she was nervous as a result of Ms. Robertson's "hollering." The state of mind of a victim may be proved by indirect or circumstantial evidence, however. Police officers described Harper as "out of breath," "erratic," and "very upset" upon her arrival at the police station. This testimony was sufficient for the jury to conclude that Harper had a reasonable apprehension of receiving a violent injury.

Dunagan, supra, at 593-594.

Williams v. State, 208 Ga. App. 12, 13 ( 430 S.E.2d 157) (1993).

Id.

Similarly, Harper's testimony that the children were crying when appellant fired into the truck in which they were sitting was sufficient for the jury to conclude that they, too, had a reasonable apprehension of receiving a violent injury. The jury was entitled to reject Harper's speculation that the children were crying because of Ms. Robertson's behavior.

An appellate court does not weigh the evidence or determine the credibility of witnesses, but only determines whether the evidence is sufficient for a rational trier of fact to find the defendant guilty beyond a reasonable doubt. As long as there is some competent evidence, even though contradicted, on each element necessary to prove the State's case, the jury's verdict will be upheld.

We conclude that the evidence was sufficient for the jury to find the essential elements of the crime beyond a reasonable doubt.

Jackson v. Virginia, 443 U.S. 307 ( 99 S.Ct. 2781, 61 L.Ed.2d 560) (1979).

2. Finally, Robertson contends that his trial counsel was ineffective. Robertson's trial counsel filed a notice of appeal on September 11, 1998, and the court appointed his appellate counsel on September 23, 1999, one year later. Accordingly, Robertson cannot be deemed to have waived this ground of appeal.

Lee v. State, 199 Ga. App. 246, 247 (3) ( 404 S.E.2d 598) (1991).

In order to establish ineffective assistance of counsel, Robertson must show that his trial counsel's performance was deficient and establish a likelihood that the deficient performance prejudiced his defense. Trial counsel is presumed to have rendered adequate assistance and to have made all significant decisions in the exercise of reasonable professional judgment, and judicial scrutiny of counsel's performance must be highly deferential. "Counsel's decisions on matters of tactic and strategy, even if unwise, do not amount to ineffective assistance of counsel."

Zant v. Moon, 264 Ga. 93, 97 (2) ( 440 S.E.2d 657) (1994).

Pace, supra, at 510.

Scott v. State, 238 Ga. App. 258, 260 (2) ( 518 S.E.2d 468) (1999).

Robertson contends that trial counsel was deficient by not requesting a jury charge on the lesser offense of reckless conduct for the aggravated assault charges involving Harper and the children. Decisions regarding requests for jury instructions fall under the rubric of trial tactics. Trial tactics, however mistaken they may appear with hindsight, are almost never adequate grounds for finding trial counsel to have been ineffective so as to overturn a conviction. The performance of Robertson's trial counsel was not deficient.

Herndon v. State, 235 Ga. App. 258, 259 ( 509 S.E.2d 142) (1998).

Judgment affirmed. Pope, P.J., and Miller, J., concur.

DECIDED AUGUST 23, 2000 — CERT. APPLIED FOR.
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ROBERTSON v. THE STATE
(Aug 23, 2000)