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Case Summary: Michael Smith v. Matt Heissinger and Regina Gae Buie-Heissinger, No. 4-00-0571 (Ill. App. Ct. 4th Dist. Mar. 6, 2001)

Factual and Procedural Background

Original owner John Homeier held a single tract later divided into Heissinger No. 1, Heissinger No. 2, and the Smith property. Two 25-foot right-of-way easements were recorded: easement No. 1 (no stated purpose) and easement No. 2 (stated "for the sole purpose of ingress and egress" for the benefit of the Smith property). Homeier conveyed the Smith property to plaintiff Michael Smith, assigning his interests in both easements. After Smith built a house, he sought electrical and telephone service by connecting to utilities within easement No. 1; defendants objected and denied a utility easement existed. In October 1999 Smith sued seeking a declaration that his easement included the right to place underground utilities and sought injunctions preventing defendants from interfering. Following an April 2000 bench trial, the trial court found an easement by necessity for utilities and issued a permanent injunction; it later denied defendants' motion to reconsider. Defendants appealed.

Legal Issues Presented

  1. Whether the trial court erred in admitting extrinsic evidence to determine the parties' intent regarding the existing easement.
  2. Whether the trial court erred by applying the theory of implied easement by necessity when plaintiff's complaint did not explicitly raise that theory.
  3. Whether the trial court erred in applying the easement-by-necessity doctrine to the facts of this case.

Arguments of the Parties

Defendants' Arguments (Appellants)

  • The easement's language is unambiguous; extrinsic evidence was improperly admitted and the matter should have been resolved by summary judgment.
  • The trial court could not apply easement by necessity because plaintiff did not plead that theory.
  • An easement by necessity is limited to ingress and egress; applying it here is improper and, defendants contend, an unconstitutional taking (no supporting authority cited).

Plaintiff's Arguments (Appellee)

  • The easement documents are ambiguous; extrinsic evidence was admissible.
  • The complaint, with attached exhibits, contained the elements of an easement by necessity and thus gave adequate notice.
  • Reasonable alternatives for utilities did not exist: cellular, solar, and generators were inadequate, and neighboring owners denied access.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
McMahon v. Hines, 298 Ill. App.3d 231, 236, 697 N.E.2d 1199, 1204 (1998) Admissibility of extrinsic evidence when interpreting easement documents (Second District authority). The trial court relied on McMahon in admitting extrinsic evidence; this court noted that reliance when reviewing admission.
Schnuck Markets, Inc. v. Soffer, 213 Ill. App.3d 957, 976, 572 N.E.2d 1169, 1183 (1991) Whether agreement language is ambiguous and therefore requires extrinsic evidence is a question of law. Cited for the proposition that ambiguity is a legal question reviewed de novo.
People v. Stevens, 315 Ill. App.3d 781, 783, 733 N.E.2d 1283, 1285 (2000) Standard of review: de novo review of trial-court decisions made as a matter of law. Used to state that review of the trial court's legal determinations (e.g., ambiguity) is de novo.
Martin v. See, 232 Ill. App.3d 968, 977-78, 598 N.E.2d 321, 327-28 (1992) Doctrine of necessity and standard that the court's finding of an easement by necessity will not be disturbed unless against manifest weight of the evidence. Cited as the controlling articulation of the doctrine of necessity and the standard for reviewing the trial court's factual finding.
Miller v. Schmitz, 80 Ill. App.3d 911, 913-14, 400 N.E.2d 488, 490 (1980) Elements required to establish an easement by necessity; prior use not required if land currently could not be used without the easement. Cited for the three-element test for easement by necessity and the exception to proof of prior use.
Toombs v. City of Champaign, 245 Ill. App.3d 580, 583, 615 N.E.2d 50, 51 (1993) De novo review of motions to dismiss on the pleadings where no weighing of facts or credibility is required. Invoked in analyzing whether plaintiff's complaint stated a cause of action for easement by necessity.
Wong v. Stevens, 216 Ill. App.3d 299, 301, 576 N.E.2d 1069, 1070 (1991) Purpose of pleading rules (735 ILCS 5/2-603) is to give notice; complaints should be liberally construed. Used to support the conclusion that the complaint and attached exhibits gave adequate notice of the easement-by-necessity claim.
Bond v. Dunmire, 129 Ill. App.3d 796, 804, 473 N.E.2d 78, 84 (1984) Exhibits attached to a complaint may be admitted as facts for purposes of a motion to dismiss. Relied upon to treat the complaint's exhibits as establishing common grantor status for pleading sufficiency.
Sabatino v. First American Title Insurance Co., 308 Ill. App.3d 819, 823, 721 N.E.2d 693, 697 (1999) Recognition that a sewer line can constitute an easement by necessity. Used to reject the argument that easement by necessity is limited to ingress and egress, illustrating utilities may be encompassed.
Granite Properties Ltd. Partnership v. Manns, 117 Ill.2d 425, 437, 512 N.E.2d 1230, 1236 (1987) Discussion of common elements between easement implied from preexisting use and easement by necessity. Referenced to show related doctrines and their treatment by courts.
Hallock v. Wear, 194 Ill. App.3d 894, 904-07, 551 N.E.2d 712, 718-20 (1990) Application of implied easement doctrines to access to water supply. Cited as an example of applying implied-easement concepts to utility-type needs.
Frantz v. Collins, 21 Ill.2d 446, 449-51, 173 N.E.2d 437, 439-40 (1961) Application of implied-easement principles to access to water supply. Also cited to support utility-related applications of implied-easement doctrines.
Swieton v. Landoch, 106 Ill. App.3d 292, 298-300, 435 N.E.2d 1153, 1159-60 (1982) Application of implied easements to access to sewer systems (catch basin example). Used to illustrate recognized applications of implied easements to utility access.

Court's Reasoning and Analysis

The court first addressed admissibility of extrinsic evidence. Noting the easements were created by two separate documents—easement No. 1 without a stated purpose and easement No. 2 limited to ingress and egress—the court found the documents ambiguous. Because ambiguity is a legal question reviewed de novo, and because defendants themselves referenced extrinsic documents in briefing, the court held the trial court did not err in admitting extrinsic evidence (citing Schnuck Markets and People v. Stevens).

Turning to easement by necessity, the court identified the three Miller elements: (1) common grantor and subsequent separation of title, (2) prior use that is apparent/continuous/permanent (though prior use is not required if the land cannot be used without the easement), and (3) necessity for beneficial enjoyment. Reviewing the sufficiency of the complaint de novo, the court found the complaint and attached exhibits alleged the elements (common grantor Homeier, the recorded easements, and allegation that electrical and telephone service were necessary to make the residence habitable), so the trial court permissibly applied easement-by-necessity principles.

On the sufficiency of the evidence, the court applied the manifest-weight standard for factual findings. It found evidence supporting the first element (common grantor). Because no prior use existed, plaintiff was required to show the land could not be used absent the easement; plaintiff testified the house was not habitable without electricity and telephone, solar/generator/cellular alternatives were inadequate for his needs, and neighboring owners denied access. The court also rejected defendants' contention that easement by necessity is limited to ingress/egress, citing Sabatino and other authorities recognizing utility-related implied easements. Because reasonable alternatives were shown not to exist, the court concluded the trial court's finding of an easement by necessity for utilities was not against the manifest weight of the evidence.

Holding and Implications

AFFIRMED

Holding: The Appellate Court affirmed the Sangamon County circuit court's judgment finding an easement by necessity allowing plaintiff utility access within the existing 25-foot right-of-way and affirmed the permanent injunction enjoining defendants from interfering with plaintiff's installation of utilities.

Implications: The direct effect is that the trial-court judgment in favor of plaintiff is upheld and defendants remain enjoined from interfering with plaintiff's utility installation within the easement. The opinion does not purport to establish a novel legal rule beyond applying existing precedent to the facts of this case.

MICHAEL SMITH, Plaintiff-Appellee, v. MATT HEISSINGER and REGINA GAE BUIE-HEISSINGER, Defendants-Appellants.

JUSTICE KNECHT delivered the opinion of the court:

In October 1999, plaintiff, Michael Smith, filed a two-count complaint against defendants, Matt Heissinger and Regina Gae Buie-Heissinger, requesting the trial court to declare the easement rights possessed by plaintiff in a 25-foot-wide right-of-way over defendants' properties included the right to place underground utilities for the benefit of plaintiff's property. After an April 2000 bench trial, the trial court found plaintiff had an easement by necessity over defendants' properties for utilities and issued a permanent injunction enjoining defendants from interfering with plaintiff's installation of utilities. Defendants filed a motion to reconsider. After a May 2000 hearing, the trial court denied the motion to reconsider. On appeal, defendants argue the trial court erred in (1) admitting extrinsic evidence to determine the intent of the parties with respect to the existing easement; (2) applying the theory of implied easement by necessity when plaintiff's complaint did not raise such a theory; and (3) applying the easement by necessity theory to the facts of this case.

I. BACKGROUND

Both plaintiff's and defendants' properties were originally one tract of land owned by John Homeier. The original tract of land is currently divided into three pieces known as Heissinger No. 1, Heissinger No. 2, and the Smith property. See Appendix A (trial exhibit No. 1).

In September 1988, Homeier and defendants entered into a contract for the sale (trial exhibit No. 2) of a portion of the tract of land known as Heissinger No. 1. The real estate contract provided defendants were to grant Homeier a 25-foot easement off the west side of Heissinger No. 1. In December 1988, Homeier conveyed Heissinger No. 1 to defendants, but the deed (trial exhibit No. 3) lacked the easement. A corrected deed (trial exhibit No. 4) was later filed, containing a 25-foot-wide right-of-way (easement No. 1). The corrected deed contained no language limiting the purpose of the right-of-way.

In January 1996, Homeier and defendants entered into another contract of sale (trial exhibit No. 5) for an adjacent piece of property known as Heissinger No. 2. The real estate contract contained a provision for "an ingress and egress easement 25 [feet] in width along the west and south sides of the subject property, for the benefit of the property [known as the Smith property]." In March 1996, Homeier conveyed Heissinger No. 2 to defendants (trial exhibit No. 7) and recorded an easement (trial exhibit No. 6) dated January 22, 1996, creating the right-of-way "for the sole purpose of ingress and egress and for the benefit of the [Smith property]" (easement No. 2).

In March 1996, Homeier and plaintiff entered a contract for sale of the remaining land now known as the Smith property. The next month, Homeier conveyed the Smith property to plaintiff (trial exhibit No. 8). In the deed, Homeier assigned his interest in both easements.

After purchasing the property, plaintiff built a home on the property. Utilities already existed within easement No. 1 serving defendants' properties, and plaintiff requested the Central Illinois Light Company (CILCO) to install electricity to his home by connecting to the existing utilities. When CILCO employees began to install the electric wires on the easement, defendants questioned the employees and told them no utility easement existed. None of the other owners of adjacent property would allow plaintiff to obtain utilities across their properties.

In October 1999, plaintiff filed a complaint against defendants, praying for the trial court to (1) declare the easement rights possessed by plaintiff in the 25-foot-wide right-of-way over defendants' land include the right to place underground utilities for the benefit of his land, and (2) grant a preliminary and permanent injunction ordering defendants to cease and desist from interfering with the installation of underground utilities within plaintiff's easement.

In April 2000, the trial court held a bench trial on the complaint. Defendants argued the matter should have been resolved in a summary judgment motion and objected to the introduction of extrinsic evidence regarding the intent of the parties because the document granting the right-of-way speaks for itself. The trial court allowed the extrinsic evidence, citing the Second District's opinion in McMahon v. Hines, 298 Ill. App.3d 231, 236, 697 N.E.2d 1199, 1204 (1998). Homeier, Matt Heissinger, plaintiff, and two adjacent land owners, Robert Young and Edward Turley, testified at the trial. The trial court declined to rule from the bench and requested the parties to file simultaneous briefs within a week of the trial.

In May 2000, the trial court found in favor of plaintiff on both counts. The trial court based its decision on the doctrine of necessity as set forth in Martin v. See, 232 Ill. App.3d 968, 977-78, 598 N.E.2d 321, 327-28 (1992). After a hearing, the trial court denied defendants' motion to reconsider. This appeal followed. After filing their notice of appeal, defendants filed a motion to stay the trial court's judgment pending appeal. The trial court denied defendants' motion but provided, if the judgment is reversed on appeal, plaintiff is to remove any utilities installed within the easement at his own expense.

II. ANALYSIS A. Extrinsic Evidence

Defendants first contend the easement's language is unambiguous, and thus the trial court erred in admitting extrinsic evidence. Plaintiff argues the easement's language is ambiguous. Whether language of an agreement is ambiguous and requires extrinsic evidence for interpretation is a matter of law. Schnuck Markets, Inc. v. Soffer, 213 Ill. App.3d 957, 976, 572 N.E.2d 1169, 1183 (1991). This court reviews de novo a trial court's decision made as a matter of law. People v. Stevens, 315 Ill. App.3d 781, 783, 733 N.E.2d 1283, 1285 (2000).

The easement in question consists of two parts, created by two separate documents. The first document, creating easement No. 1, contains no language limiting the purpose of the first easement, while the second document, creating easement No. 2, states the easement is for the sole purpose of ingress and egress. In their brief, defendants themselves point to extrinsic evidence (sales contracts labeled trial exhibits Nos. 2 and 5) in arguing the documents are unambiguous. We find the documents creating the easements are ambiguous, and thus the trial court did not err in admitting extrinsic evidence. Because we find the documents are ambiguous, we need not address whether extrinsic evidence is admissible when the documents creating an easement are unambiguous.

B. Easement by Necessity

Two types of implied easements exist: the easement by necessity and the easement implied from a preexisting use. Martin, 232 Ill. App.3d at 977, 598 N.E.2d at 327. To establish an easement by necessity, three conditions must exist: (1) ownership of the dominant and servient estates by a common grantor followed by separation of title; (2) use of the easement before separation in an apparent, obvious, continuous, and manifestly permanent manner; and (3) necessity of the easement to the beneficial enjoyment of the dominant estate. Miller v. Schmitz, 80 Ill. App.3d 911, 913, 400 N.E.2d 488, 490 (1980). Proof of prior use is not required when the land presently could not be used absent the easement. Miller, 80 Ill. App.3d at 914, 400 N.E.2d at 490.

1. Sufficiency of the Complaint

Defendants argue the trial court could not have applied the doctrine of easement of necessity by implication because plaintiff failed to include it in his complaint. Plaintiff asserts all the elements of an easement by necessity were contained in the pleadings. Because the determination of whether plaintiff's complaint states a cause of action for an easement by necessity does not require the court to weigh facts or determine credibility, we review the matter de novo. See Toombs v. City of Champaign, 245 Ill. App.3d 580, 583, 615 N.E.2d 50, 51 (1993) (reviewing motion to dismiss on the pleadings de novo).

While section 2-603 of the Code of Civil Procedure ( 735 ILCS 5/2-603 (West 1998)) requires a plain and concise statement of the plaintiff's cause of action with separate claims stated in separate counts of the complaint, the purpose of the section is to give notice to the court and to the parties of the claims being presented. Wong v. Stevens, 216 Ill. App.3d 299, 301, 576 N.E.2d 1069, 1070 (1991). Complaints are to be liberally construed with an eye toward doing justice between the parties. Wong, 216 Ill. App.3d at 301, 576 N.E.2d at 1070.

Here, plaintiff alleged in his complaint a single-family residence had partially been completed on the Smith property and "electric power service and telephone service are necessary for use of [the Smith property] as a single-family [residence]." Attached to the complaint as exhibits are the deed from Homeier to plaintiff for the Smith property, the deed from Homeier to defendants for Heissinger No. 1, and the document creating the easement over Heissinger No. 2 with Homeier as the grantor. Thus, taken as a whole, these documents show Heissinger was the common grantor of the Smith property and Heissinger Nos. 1 and 2. See Bond v. Dunmire, 129 Ill. App.3d 796, 804, 473 N.E.2d 78, 84 (1984) (admitting the exhibits attached to the complaint as facts for a motion to dismiss). Thus, all the elements of an easement by necessity were included in plaintiff's complaint.

However, defendants argue the trial court prohibited them from cross-examining plaintiff as to alternative sources of utilities. Defendants thoroughly cross-examined plaintiff as to alternative sources of the utilities, such as cellular phones, solar power, and gas generators. Defense counsel also questioned plaintiff about his attempts at getting the needed utilities from other neighbors. In fact, defendants presented the testimony of two of the neighboring landowners who denied plaintiff access to their utilities.

Defendants also contend the application of an easement by necessity in this case is an unconstitutional taking because they have been precluded from negotiations. Defendants do not cite any case law in support of this argument (177 Ill.2d R. 341(e)(7)), nor do they allege how the application of easement by necessity prohibited negotiations. Thus, we decline to address this argument.

Accordingly, we find the trial court did not err in applying the doctrine of implied easement by necessity.

2. Sufficiency of the Evidence

Defendants next argue, even if the trial court could have applied the easement by necessity doctrine, the trial court erred in finding plaintiff had met his burden of proof. This court will not disturb the trial court's finding of an easement by necessity unless it is contrary to the manifest weight of the evidence. Martin, 232 Ill. App.3d at 978, 598 N.E.2d at 328.

The evidence presented at trial demonstrates the first element is present. Here, Homeier was the common grantor, owning as a single tract: Heissinger No. 1, Heissinger No. 2, and the Smith property. As to the second element, no evidence of prior use exists, and thus plaintiff must demonstrate the land cannot be used without the easement.

At trial, plaintiff testified he was in the process of building a home on the Smith property. The home currently has a solar power source, but it is insufficient to supply enough power to make the house habitable. The home also lacks telephone service. Plaintiff testified the home is not habitable without telephone and electrical services.

Defendants do not argue the house is habitable without the necessary utilities, but rather argue an easement by necessity is limited to ingress and egress only. We disagree. In Sabatino v. First American Title Insurance Co., 308 Ill. App.3d 819, 823, 721 N.E.2d 693, 697 (1999), the Second District found a sewer line across the plaintiff's property was an easement by necessity. In the case of an easement implied from a preexisting use, which has common elements with easement by necessity (seeGranite Properties Ltd. Partnership v. Manns, 117 Ill.2d 425, 437, 512 N.E.2d 1230, 1236 (1987)), courts have examined the application of that doctrine to access to water supply (Hallock v. Wear, 194 Ill. App.3d 894, 904-07, 551 N.E.2d 712, 718-20 (1990); Frantz v. Collins, 21 Ill.2d 446, 449-51, 173 N.E.2d 437, 439-40 (1961)) and to a catch basin providing access to the sewer system (Swieton v. Landoch, 106 Ill. App.3d 292, 298-300, 435 N.E.2d 1153, 1159-60 (1982)). Such application of implied easements does not offend public policy; it furthers the public policy favoring full utilization of land (Miller, 80 Ill. App.3d at 914, 400 N.E.2d at 491).

While a showing of absolute necessity is not required in Illinois to create an implied easement by necessity upon the severance of land into two or more tracts, an easement by necessity is not sanctioned if available alternatives affording a reasonable means of obtaining the needed utilities exist. See Martin, 232 Ill. App.3d at 978, 598 N.E.2d at 328. Defendants contend plaintiff has failed to prove reasonable alternatives do not exist.

When questioned by defendants as to why he could not use a cellular phone on his property, plaintiff testified he ran a home business and a cellular phone was not adequate to handle his business needs; for example, a computer cannot access the Internet over a cellular phone. Plaintiff also testified solar power and gas generators were unable to produce enough electricity to make his home habitable. Moreover, the evidence showed the owners of the other neighboring properties had denied plaintiff access over their land.

Thus, the trial court's judgment plaintiff had an utility easement by necessity in plaintiff's existing easement was not against the manifest weight of the evidence.

III. CONCLUSION

Accordingly, we affirm the judgment of the circuit court of Sangamon County.

Affirmed.

McCULLOUGH and MYERSCOUGH, JJ., concur.

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SMITH v. HEISSINGER
(Mar 6, 2001)