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Smart Summary

Factual and Procedural Background

Kerry Esposito filed for dissolution of her marriage to Matthew Esposito on July 28, 1998. The court dissolved the marriage on January 18, 2000, incorporating the parties' written agreement regarding custody, child support, alimony, and property disposition. Under the agreement, the defendant was ordered to pay $350 per week in child support and up to $200 monthly for qualifying day care expenses.

Beginning June 4, 2000, the defendant allegedly failed to pay child support and day care expenses as required. The plaintiff filed motions for contempt on October 10, 2000, and December 15, 2000, claiming arrearages initially totaling $4750 for child support and $2000 for day care, later updated to $7250 and $2400 respectively.

A contempt hearing was held on January 17, 2001, at which the court found the defendant in contempt and determined the arrearage to be $1740, awarding the plaintiff $500 in attorney's fees. The plaintiff filed a motion to open the judgment on February 2, 2001, alleging denial of her right to an evidentiary hearing on attorney's fees, which was denied on April 11, 2001. The plaintiff appealed the attorney's fees award.

Legal Issues Presented

  1. Whether the trial court erred by failing to conduct an evidentiary hearing before awarding attorney's fees related to the contempt proceeding.
  2. Whether the trial court abused its discretion in awarding only $500 in attorney's fees when the plaintiff submitted an affidavit requesting $8,651.28.
  3. Whether the trial court was required to consider the parties' relative financial positions in awarding attorney's fees under the applicable statute.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lambert v. Donahue, 69 Conn. App. 146 (2002) Judicial discretion in awarding counsel fees and the standard for abuse of discretion. Used to affirm that the trial court's award of attorney's fees was within its discretion and not an abuse.
New England Savings Bank v. Clark, 54 Conn. App. 121 (1999) Due process requires a hearing when there are disputed factual issues affecting judicial discretion. Applied to conclude no evidentiary hearing was necessary as there were no disputed facts regarding the fee request.
Petronella v. Venture Partners, Ltd., 60 Conn. App. 205 (2000) Upholding an award of attorney's fees without a hearing when the court is familiar with the case. Supported the court's reliance on its knowledge of the proceedings to award fees without an evidentiary hearing.
Bizzoco v. Chinitz, 193 Conn. 304 (1984) Court may rely on its general knowledge of proceedings to support attorney's fees awards. Reinforced that the court's familiarity with the case sufficed as evidence for awarding fees.
Bowers v. Bowers, 61 Conn. App. 75 (2000) Attorney's fees awards in contempt proceedings lie within the trial court's discretion. Confirmed the discretionary standard applied to the trial court’s award of attorney's fees.
Eldridge v. Eldridge, 244 Conn. 523 (1998) Distinguishing attorney's fees awards under §§ 46b-62 and 46b-87, with fees under § 46b-87 being punitive. Clarified that fees awarded for established contempt are governed by § 46b-87 and do not require consideration of parties’ financial positions.
Dobozy v. Dobozy, 241 Conn. 490 (1997) Attorney's fees under § 46b-87 do not require consideration of the parties' relative financial abilities. Supported the court's rejection of the plaintiff's argument that financial positions had to be considered for the fee award.
O'Brien v. Seyer, 183 Conn. 199 (1981) Factors relevant to determining reasonable attorney's fees. Guided the court's understanding that reasonableness of fees involves multiple factors beyond hours worked.
Steiger v. J.S. Builders, Inc., 39 Conn. App. 32 (1995) List of factors for assessing attorney's fees in unfair trade practice litigation applied analogously. Informed the court's discretion in evaluating the reasonableness of the fee award.
Johnson v. Georgia Highway Express, Inc., 488 F.2d 714 (5th Cir. 1974) Use of judicial experience and expertise in determining reasonableness of attorney's fees. Approved by the court as a basis for relying on judicial familiarity in fee determinations.

Court's Reasoning and Analysis

The court first addressed whether an evidentiary hearing was required before awarding attorney's fees. It found no abuse of discretion in the trial court's decision not to hold such a hearing because there were no disputed facts concerning the fee request—only the reasonableness of the fee was at issue. The court relied on precedent establishing that when facts are undisputed, a hearing is not necessary, especially when the trial court is familiar with the case and counsel’s efforts.

Next, the court analyzed the amount of attorney's fees awarded. The plaintiff requested $8,651.28 based on an affidavit, but the court awarded only $500. The court explained that pursuant to General Statutes § 46b-87, attorney's fees awarded in contempt proceedings are punitive and discretionary, not compensatory, and the statute does not require consideration of the parties' relative financial positions. The court distinguished § 46b-87 from § 46b-62, which applies when a contempt action is unsuccessful.

The court emphasized that reasonableness of attorney's fees involves multiple factors, including time and labor, complexity, skill required, results obtained, and the court's own familiarity with the case. It noted that the defendant had paid most of the alleged arrearage prior to the hearing, reducing the outstanding amount to $1,740, which factored into the court's punitive fee award. The court concluded that the $500 award was within the trial court's discretion and did not constitute an abuse.

Holding and Implications

The court AFFIRMED the trial court's judgment awarding the plaintiff $500 in attorney's fees related to the contempt proceeding.

The direct effect of this decision is to uphold the trial court's exercise of discretion in awarding attorney's fees without an evidentiary hearing and in the amount awarded. No new legal precedent was established, and the ruling confirms that under § 46b-87, attorney's fees in contempt proceedings are punitive, discretionary, and need not consider the parties' financial positions.

KERRY ESPOSITO v. MATTHEW ESPOSITO

Syllabus The plaintiff, whose marriage to the defendant had been dissolved, appealed to this court from the judgment of the trial court awarding her attorney's fees in connection with a contempt hearing to enforce the parties' dissolution agreement as it pertained to child support and day care expenses. The plaintiff claimed that the trial court improperly failed to conduct an evidentiary hearing before making its award and violated her rights to due process by awarding only $500 when she had submitted an affidavit in support of her request for $8651.28. Held:

1. The trial court did not abuse its discretion in not conducting a hearing; there were no disputed facts about the fee request, the only issue being its reasonableness, and that court was familiar with counsel's preparation and presentation of the case.

2. Contrary to the plaintiff's assertion that the trial court should have considered the parties' financial positions in making its award of attorney's fees, such consideration is not required under the statute (§ 46b-87) applicable to the award of such fees when contempt is established; furthermore, the defendant having paid all but $1740 of the support arrearages sought by the plaintiff, and the award of attorney's fees under § 46b-87 being punitive rather than compensatory, this court could not conclude that the trial court's determination of the reasonableness of the fee was in abuse of its discretion.

Opinion

WEST, J.

The plaintiff, Kerry Esposito, appeals from the judgment of the trial court awarding her attorney's fees in connection with a contempt hearing to enforce the terms of the parties' dissolution of marriage agreement. The principal issue in this appeal is whether the court improperly failed to conduct an evidentiary hearing prior to deciding the amount of attorney's fees to be awarded to the plaintiff. The second issue on appeal is whether the court abused its discretion in awarding attorney's fees in the amount of $500, where the plaintiff had submitted an affidavit supporting her request for attorney's fees in the amount of $8651.28. We affirm the judgment of the trial court.

The plaintiff's affidavit claimed $8651.28 in fees and expenses related to the contempt action before the court, with a projected additional $1500 to $2500 being necessary to bring the action to a conclusion, and an outstanding balance of $4290.18 from the dissolution action.

The following facts are necessary for our resolution of the plaintiff's appeal. On July 28, 1998, the plaintiff filed an action for the dissolution of her marriage to the defendant, Matthew Esposito, and the court dissolved the parties' marriage on January 18, 2000. The parties submitted a written agreement concerning custody, child support, alimony and the disposition of their property, which the court incorporated by reference into its judgment of dissolution. According to the terms of that agreement, the defendant was obligated to pay $350 per week in child support and up to $200 a month toward qualifying day care expenses for the parties' minor child.

On October 10, 2000, the plaintiff filed an application for rule to show cause and motion to hold the defendant in contempt. The motion alleged that beginning on June 4, 2000, the defendant had failed to pay child support in accordance with the terms of the court order. The motion further alleged that from the time of the dissolution in January, 2000, the defendant had failed to pay qualifying day care expenses as required by the court order. The motion claimed that the defendant was in arrears $4750 with respect to the child support commitment and $2000 with respect to the day care expenses.

On December 15, 2000, the plaintiff filed a second motion to hold the defendant in contempt, repeating the principal allegations of her previous motion and updating the arrearage figures to reflect unpaid balances through December 17, 2000. As adjusted, the plaintiff claimed $7250 in unpaid child support and $2400 in unpaid day care expenses.

The court held a hearing on the contempt motion on January 17, 2001. At the conclusion of the hearing, the court found the defendant in contempt and found the arrearage to be $1740. The court awarded the plaintiff attorney's fees of $500.

Prior to the hearing, the defendant had paid $8500 of the claimed arrearage.

On February 2, 2001, the plaintiff filed a motion to open the judgment awarding her $500 in attorney's fees on the ground that she had been denied her right to an evidentiary hearing on her request for attorney's fees. The court denied that motion on April 11, 2001. This appeal followed.

The plaintiff first claims that the court's award of $500 as attorney's fees was improper because the court failed to hold an evidentiary hearing on the subject of attorney's fees. We disagree.

"Whether to allow counsel fees and in what amount calls for the exercise of judicial discretion." (Internal quotation marks omitted.) Lambert v. Donahue, 69 Conn. App. 146, 150, 794 A.2d 547 (2002). "Generally, when the exercise of the court's discretion depends on issues of fact which are disputed, due process requires that a trial-like hearing be held, in which an opportunity is provided to present evidence and to cross-examine adverse witnesses." (Internal quotation marks omitted.) New England Savings Bank v. Clark, 54 Conn. App. 121, 124, 734 A.2d 146 (1999).

In the present case, there were no disputed facts concerning the plaintiff's request for attorney's fees. In the memorandum of decision accompanying its denial of the plaintiff's motion to open the judgment, the court stated that it "assumed the affidavit of the plaintiff's attorney that he had expended thirty-five hours and that his hourly rate was $225 for a total attorney's fee of $7875 to be true and accurate. The only issue to be determined was the reasonableness of the fee."

In Petronella v. Venture Partners, Ltd., 60 Conn. App. 205, 216, 758 A.2d 869 (2000), appeal dismissed, 258 Conn. 453, 782 A.2d 97 (2001), we upheld an award of attorney's fees despite the fact that the trial court did not hold an evidentiary hearing on the subject. In upholding the award of attorney's fees over the defendant's argument that such an award was improper in the absence of a hearing, we relied on our Supreme Court's statement that "`courts may rely on their general knowledge of what has occurred at the proceedings before them to supply evidence in support of an award of attorney's fees.'" Id., quoting Bizzoco v. Chinitz, 193 Conn. 304, 310, 476 A.2d 572 (1984). In the present case, as in both Petronella and Bizzoco, the court was familiar with counsel's preparation and presentation of the case. Accordingly, there was no need for the court to hold an evidentiary hearing on the subject of attorney's fees, and the court did not abuse its discretion in awarding attorney's fees to the plaintiff in the absence of such a hearing.

We next turn to the plaintiff's claim that the court abused its discretion in awarding attorney's fees in the amount of $500. Specifically, the plaintiff claims that her due process rights were violated because she submitted a financial affidavit that set forth $8651.28 in attorney's fees in connection with the case, but the court awarded her only $500 in attorney's fees.

General Statutes § 46b-87 provides that the court may award attorney's fees to the prevailing party in a contempt proceeding. The award of attorney's fees in contempt proceedings is within the discretion of the court. Bowers v. Bowers, 61 Conn. App. 75, 82, 762 A.2d 515 (2000), appeal dismissed, 258 Conn. 710, 784 A.2d 889 (2001). "An abuse of discretion in granting the counsel fees will be found only if this court determines that the trial court could not reasonably have concluded as it did." (Internal quotation marks omitted.) Lambert v. Donahue, supra, 69 Conn. App. 150.

General Statutes § 46b-87 provides in relevant part: "When any person is found in contempt of an order of the Superior Court . . . the court may award to the petitioner a reasonable attorney's fee . . . such sums to be paid by the person found in contempt. . . ."

We first address the plaintiff's argument that the award of attorney's fees should have been determined by taking into consideration the parties' relative financial positions pursuant to General Statutes § 46b-62. We disagree with the plaintiff that the court was required to consider the parties' financial positions in awarding attorney's fees and that the failure to do so was an abuse of the court's discretion.

General Statutes § 46b-62 provides in relevant part: "In any proceeding seeking relief under the provisions of this chapter . . . the court may order either spouse or, if such proceeding concerns the custody, care, education, visitation or support of a minor child, either parent to pay the reasonable attorney's fees of the other in accordance with their respective financial abilities. . . ."

Although the award of attorney's fees pursuant to § 46b-62 is appropriate when a complaining party has brought an unsuccessful contempt action, where contempt is established, the concomitant award of attorney's fees properly is awarded pursuant to § 46b-87 and is restricted to efforts related to the contempt action. See Eldridge v. Eldridge, 244 Conn. 523, 534-38, 710 A.2d 757 (1998). Unlike § 46b-62, § 46b-87 does not contain any requirement that the award of attorney's fees is to be determined with reference to the relative financial positions of the parties. Dobozy v. Dobozy, 241 Conn. 490, 499, 697 A.2d 1117 (1997).

The plaintiff also incorrectly assumes that the reasonableness of attorney's fees is determined solely with reference to the amount of time actually spent by the attorney in connection with the matter at hand. It is axiomatic, however, that the determination of reasonableness of attorney's fees appropriately takes into consideration a range of factors, among which the time and labor expended is but one consideration. See O'Brien v. Seyer, 183 Conn. 199, 206, 439 A.2d 292 (1981) (factors properly considered in determining reasonable compensation to attorney summarized in Code of Professional Responsibility, now rule 1.5 of Rules of Professional Conduct); Steiger v. J.S. Builders, Inc., 39 Conn. App. 32, 38-39, 663 A.2d 432 (1995) (adopting list of factors to be considered by trial court if it determines plaintiff is entitled to attorney's fees, costs in unfair trade practices litigation).

Rule 1.5(a) of the Rules of Professional Conduct provides: "A lawyer's fee shall be reasonable. The factors to be considered in determining the reasonableness of a fee include the following:
"(1) The time and labor required, the novelty and difficulty of the questions involved, and the skill requisite to perform the legal service properly;
"(2) The likelihood, if made known to the client, that the acceptance of the particular employment will preclude other employment by the lawyer;
"(3) The fee customarily charged in the locality for similar legal services;
"(4) The amount involved and the results obtained;
"(5) The time limitations imposed by the client or the circumstances;
"(6) The nature and length of the professional relationship with the client;
"(7) The experience, reputation, and ability of the lawyer or lawyers performing the services; and
"(8) Whether the fee is fixed or contingent."
Although that rule governs the reasonableness of the fee charged by an attorney to his client, many of the factors equally are appropriate in determining the reasonableness of a judicial award of attorney's fees.








Thus, although there was no dispute as to the hours that the plaintiff's counsel claimed to have devoted to the contempt action, it was within the discretion of the court to determine whether the effort expended on the matter by counsel was reasonable under the circumstances. In making its determination, the court is allowed to rely on its familiarity with the complexity of the legal issues involved. Indeed, it is expected that the court will bring its experience and legal expertise to the determination of the reasonableness of attorney's fees. See Johnson v. Georgia Highway Express, Inc., 488 F.2d 714, 717-18 (5th Cir. 1974), cited approvingly by this court in Steiger v. J.S. Builders, Inc., supra, 39 Conn. App. 38-39. Moreover, because the award of attorney's fees pursuant to § 46b-87 is punitive, rather than compensatory, the court properly may consider the defendant's behavior as an additional factor in determining both the necessity of awarding attorney's fees and the proper amount of any award.

In the present case, the plaintiff claimed that the defendant owed $8700 in child support and $1540 in child care expenses. Prior to the hearing, the defendant authorized an attorney, who had settled an employment case for him, to send the plaintiff $8500. The plaintiff received that payment on January 16, 2001, the day before the contempt hearing. Thus, the arrearage owed by the defendant at the time of the hearing was only $1740.

In light of both the amount of the arrearage at the time that the hearing was held and the punitive purpose of § 46b-87, we cannot conclude that the award of $500 in attorney's fees reflected an abuse of the court's discretion.

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ESPOSITO v. ESPOSITO
(Aug 27, 2002)