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Smart Summary

Factual and Procedural Background

On January 30, 1996, plaintiff Grace Cutroneo underwent spinal surgery during which defendant Joseph W. Dryer, an orthopedic surgeon, implanted a titanium rod manufactured by defendant Synthes (USA). Over three years later, the rod broke, necessitating a second surgery on October 5, 1999, to remove and replace it. The broken rod was subsequently tested by plaintiffs’ expert, who concluded that an indentation caused by surgical manipulation created a stress point leading to the fracture.

Plaintiffs filed a complaint against Dryer for malpractice and against Synthes for products liability, also alleging failure to warn about the risk of rod failure. During discovery, defendants requested the rod for testing, but it was lost after plaintiffs’ expert died. Defendants moved to strike claims related to the rod, arguing that without the rod, they could not test or defend against the claims properly. The Supreme Court partially granted this motion, dismissing claims related to the rod but denied dismissal of the failure to warn claim against Dryer. Plaintiffs appealed, and Dryer cross-appealed the preservation of the failure to warn claim and appealed the denial of his motion for reargument.

Legal Issues Presented

  1. Whether the dismissal of claims related to the lost broken rod was appropriate despite the loss being inadvertent.
  2. Whether the failure to warn claim against defendant Synthes should be dismissed based on the adequacy of warnings provided with the rod.
  3. Whether the failure to warn claim against defendant Dryer should be dismissed in light of disputed facts regarding informed consent.
  4. Whether the denial of defendant Dryer's motion for reargument was proper.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Puccia v. Farley, 261 AD2d 83, 85 Dismissal is appropriate for negligent disposal of crucial evidence when adversary lacks opportunity for inspection. Supported dismissal of claims related to lost rod despite inadvertent loss, emphasizing fairness to the opposing party.
Cummings v. Central Tractor Farm Country, 281 AD2d 792, 793, lv dismissed 96 NY2d 896 Lost evidence that is the instrumentality causing injury justifies dismissal. Reinforced that the broken rod's loss warranted dismissal as it was central to determining cause of injury.
Ashline v. Kestner Engrs., 219 AD2d 788, 790 Requirement of availability of expert for cross-examination regarding evidence inspection. Distinguished because plaintiffs' expert was deceased and unavailable for cross-examination.
Behrbom v. Healthco Intl., 285 AD2d 573, 574 Dismissal as a sanction is a matter of elementary fairness when evidence is lost. Applied to justify dismissal in light of lost rod preventing defendants from mounting a defense.
Kirkland v. New York City Hous. Auth., 236 AD2d 170, 175 Supports dismissal sanctions based on fairness principles. Quoted to emphasize fairness as the basis for dismissal sanction.
Banker v. Hoehn, 278 AD2d 720, 721 Manufacturer liability is limited when risks are adequately disclosed to treating physicians. Used to affirm dismissal of failure to warn claim against Synthes based on adequate warnings.

Court's Reasoning and Analysis

The court reasoned that dismissal of claims related to the lost broken rod was warranted despite the loss being inadvertent. This was because the rod was critical evidence, and defendants were deprived of the opportunity to inspect and test it, especially since plaintiffs’ expert who examined the rod was deceased and unavailable for cross-examination. The court cited established precedents holding that dismissal is appropriate as a matter of fairness when crucial evidence is lost and cannot be inspected by the opposing party.

Regarding the failure to warn claims, the court found that the warnings provided by Synthes with the rod sufficiently informed physicians of the risks, insulating the manufacturer from liability. However, the court identified a factual dispute over whether defendant Dryer communicated these risks to plaintiff, thus properly preserving the failure to warn claim against him. Finally, the court dismissed Dryer's appeal from the denial of his motion for reargument, noting that such appeals are not permitted.

Holding and Implications

The court affirmed the amended order partially dismissing claims related to the lost rod, dismissed the failure to warn claim against Synthes, preserved the failure to warn claim against Dryer, and dismissed Dryer's appeal from the denial of reargument.

The direct effect of this decision is that plaintiffs cannot pursue claims related to the broken rod due to its loss, Synthes is absolved of failure to warn liability based on adequate warnings, and Dryer remains subject to the failure to warn claim, preserving the factual dispute for trial. No new legal precedent was established beyond the application of existing principles on spoliation and failure to warn.

GRACE CUTRONEO et al., Appellants-Respondents, v. JOSEPH W. DRYER, Respondent-Appellant, and SYNTHES (USA), Respondent.

On January 30, 1996, plaintiff Grace Cutroneo (hereinafter plaintiff) had a titanium rod inserted into her spine by defendant Joseph W. Dryer, an orthopedic surgeon. The rod had been manufactured by defendant Synthes (USA). Over three years later, it was discovered that the rod had broken requiring Dryer to perform a second surgery on October 5, 1999 to remove the rod and replace it. Within months of the second surgery, the broken rod was provided to plaintiffs' attorney, who, in turn, had it delivered to a professional engineer for testing to determine the reason for its failure. This expert concluded that the rod failed because of an indentation placed on it by manipulation during surgery. This indentation, he opined, created a "stress raiser" which was the focal point for the rod's fracture.

Shortly thereafter, plaintiff and her husband filed a complaint against Dryer for malpractice and against Synthes for products liability. In this complaint, plaintiffs also asserted that both defendants failed to inform her that rod failure was a risk of the initial surgery. During discovery, after both defendants requested that the subject rod be produced for testing, plaintiffs' attorney learned that their expert had died and that the rod had been lost.

Citing the inability to have their own experts test the rod, defendants each moved to strike the complaint. Supreme Court partially granted the applications by dismissing all claims regarding the rod. Although the court noted that the loss of the rod had been inadvertent, it was nonetheless persuaded by the opinions of defendants' experts that physical examination and testing of it was the only method by which the true cause of the fracture could be determined. These experts also averred that photographs of the rod and the written report of plaintiffs' deceased expert were insufficient for this purpose. Defendants theorized that plaintiff's heavy smoking, despite instructions to the contrary, had impeded the process of healing and that the lack of bone fusion, with resultant stress on the rod, was the most likely cause of its failure, not any defect from improper notching. Having been deprived of an opportunity to prove this defense, defendants prevailed in their argument that dismissal was the only appropriate remedy.

As to the failure to warn claim, Supreme Court found that the printed materials provided by Synthes with the rod adequately advised physicians to avoid notching and thus, as to Synthes, the complaint was dismissed in its entirety. Supreme Court refused to dismiss the failure to warn cause of action against Dryer, finding a question of fact as to whether this warning had been communicated to plaintiff in order to obtain her informed consent. Plaintiffs appeal, and Dryer cross-appeals from that portion of Supreme Court's order which preserved the failure to warn claim against him. Dryer also appeals from a subsequent denial of a motion for reargument.

First, we are unpersuaded by plaintiffs' argument that Supreme Court abused its discretion in dismissing all claims relating to the missing broken rod. Contrary to plaintiffs' contention, dismissals for lost evidence are not limited solely to instances of intentional spoliation. We have recently held that the sanction of dismissal is "appropriate for the negligent disposal of evidence deemed crucial to the underlying action when the adversary had not been given an opportunity for inspection" ( Puccia v. Farley, 261 AD2d 83, 85). This is especially true where that which is lost is "the very instrumentality giving rise to plaintiff's injuries" ( Cummings v. Central Tractor Farm Country, 281 AD2d 792, 793, lv dismissed 96 NY2d 896). Not only is the broken rod unavailable for testing by defendants' experts, the only expert who ever inspected it is himself unavailable for cross-examination ( compare Ashline v. Kestner Engrs., 219 AD2d 788, 790). Under circumstances such as these, dismissal is required "as `a matter of elementary fairness'" ( Behrbom v. Healthco Intl., 285 AD2d 573, 574, quoting Kirkland v. New York City Hous. Auth., 236 AD2d 170, 175). To the extent not specifically addressed, plaintiffs' remaining arguments for reversal as they pertain to the lost rod have been considered and found either unpreserved for our review or lacking in merit.

Next, we find no error in Supreme Court's determination regarding the failure to warn claim. Where the risks of a medical device are thoroughly disclosed to the treating physician, the manufacturer is insulated from liability for a failure to warn the patient of same ( see Banker v. Hoehn, 278 AD2d 720, 721). There is no serious dispute in this case that the written materials which accompanied the rod clearly disclosed the risk of breakage from indentation.

We find no merit in plaintiffs' claim that Synthes's summary judgment motion was untimely as it complied with Supreme Court's verbal scheduling order.

Finally, given plaintiff's contention that Dryer never even met with her prior to the first surgery, there is clearly a question of fact as to whether he discussed with her the possibility that the rod, once implanted, might break. Thus, Supreme Court properly refused to dismiss that cause of action which alleges a lack of informed consent as against Dryer. Since there is no appeal from a motion to reargue, Dryer's appeal from same must be dismissed.

Ordered that the amended order is affirmed, without costs. Ordered that the appeal from the order is dismissed, without costs.

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CUTRONEO v. DRYER
(Nov 10, 2004)