Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Docket Number
Attorney(S)
Judges
Smart Summary

Case Summary: Dwight Dukes v. State of Maryland, No. 66, Sept. Term 2007 (Ct. Spec. App. Md. Jan. 31, 2008)

Factual and Procedural Background

Following a bench trial in the Circuit Court for Anne Arundel County on January 16, 2007, Dwight Dukes was convicted of driving or attempting to drive while impaired by alcohol (Transp. § 21-902(b)) and driving on a revoked license (Transp. § 16-303(d)). The court sentenced Dukes to one year imprisonment for driving while impaired and to a consecutive, suspended two-year term for driving while revoked.

The underlying incident occurred on October 3, 2006. The parties disputed whether Dukes was "driving" (specifically, whether he was in "actual physical control" of an operable vehicle) at the time of the encounter. Dukes waived a jury trial and proceeded on an agreed statement of facts consisting largely of the arresting officer's report. The officer's report stated that at about 4:47 a.m. he located Dukes asleep in the driver's seat of a two-door Cadillac stopped in a right turn lane (i.e., in the roadway), with the headlights on but dim; keys were on the floor mat below the steering wheel; the officer detected a strong odor of alcohol and slurred speech; Dukes failed field sobriety tests and refused chemical testing.

Dukes's driver's license had been revoked since March 20, 1980, with later extensions and a most recent extension beginning May 25, 2005; the trial court found (uncontested on appeal) that Dukes had actual knowledge of the revocation due to repeated reinstatement attempts. Dukes appealed, presenting a single question concerning the sufficiency of the evidence to sustain his convictions.

Legal Issues Presented

  1. Was the evidence sufficient to sustain the convictions (i.e., could a rational trier of fact find beyond a reasonable doubt that appellant was "driving" — specifically in "actual physical control" of an operable vehicle — and that he drove on a revoked license)?

Arguments of the Parties

Appellant's Arguments

  • Appellant contended the evidence was insufficient to show he was "driving" because he was not in "actual physical control" of an operable vehicle under the Atkinson factors.
  • He emphasized that: (a) he was asleep; (b) the key was not in the ignition; and (c) the headlights, while on, were "dim" and had been on for at least a half-hour — indicating the battery might have been too depleted to start the vehicle at the time charged. From these facts he argued there was reasonable doubt about the operability of the vehicle and thus whether he could have put the vehicle at risk.
  • Appellant asserted the trial court impermissibly drew an inference that the vehicle could be restarted (described by him as speculation), effectively shifting the burden to the defense to prove the battery was too drained to start the car.
  • At oral argument appellant relied on Thomas v. State, arguing its facts were similar and that in the absence of direct evidence of operability the conviction could not stand.

Appellee's (State's) Arguments

  • The State argued the trial court's inferences were rational and supported by the evidence; resolving conflicting inferences is the factfinder's role (citing Pinkney on appellate function regarding inferences).
  • The State emphasized that the vehicle was stopped in the turn lane of a public street (i.e., in the roadway) — a "determinative factor" under Atkinson because a vehicle stopped in the roadway creates an obligation to move it and constitutes an imminent public risk.
  • The State maintained circumstantial evidence (lights on, recently driven, occupant in driver's seat, intoxicated) supported the conclusion that the vehicle was operable and that appellant had driven it while intoxicated or was in actual physical control of it.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court in This Opinion
Atkinson v. State, 331 Md. 199, 627 A.2d 1019 (1993) Definition and analysis of "actual physical control" and the six non‑exhaustive factors relevant to distinguish being in control from merely using a vehicle as shelter (engine/ignition status; position; awake/asleep; location of key; headlights; whether vehicle is in roadway or legally parked). The court applied the Atkinson framework, evaluated the six factors as applied to Dukes, concluded Dukes did not fall within the Atkinson "sleeping it off" exception, and found Dukes to be in actual physical control of the vehicle (vehicle in road, driver in driver's seat, lights on, recently driven).
Harrison v. State, 382 Md. 477, 855 A.2d 1220 (2004) Standard of review for challenges to evidentiary sufficiency (whether any rational trier of fact could find essential elements beyond a reasonable doubt), citing earlier authorities. The court invoked this standard to frame appellate review of the sufficiency claim and to state that evidence is viewed in the light most favorable to the prosecution.
Moye v. State, 369 Md. 2, 796 A.2d 821 (2002) Cited within the standard of review discussion as part of authorities stating the sufficiency-of-evidence standard. Used as supporting authority for the applicable appellate sufficiency standard quoted from Harrison.
State v. Albrecht, 336 Md. 475, 649 A.2d 336 (1994) Cited for the sufficiency standard and instruction to view evidence in the light most favorable to the prosecution. Quoted as part of the sufficiency-of-evidence standard framework applied on appeal.
Jackson v. Virginia, 443 U.S. 307 (1979) Federal articulation of the "any rational trier of fact" standard for sufficiency of the evidence. Included in the quoted authorities supporting the appellate standard of review for sufficiency invoked by the court.
Branch v. State, 305 Md. 177, 502 A.2d 496 (1986) Cited in relation to the sufficiency standard and appellate review principles. Part of the authorities the court relied upon in describing the standard for reviewing sufficiency challenges.
McDonald v. State, 347 Md. 452, 701 A.2d 675 (1997) Quotation that appellate courts must give due regard to the factfinder's finding of facts, resolution of conflicting evidence, and opportunity to observe credibility. The court invoked this principle to emphasize deference to the trial judge's fact‑finding and credibility assessments in a bench trial.
Pinkney v. State, 151 Md.App. 311, 827 A.2d 124 (2003) On appellate function regarding inferences: appellate review asks whether the trial court made reasonable (rational) inferences from existing facts; resolving conflicting evidentiary inferences is for the factfinder. The State relied on Pinkney; the court cited it to support that the trial court's inference that the vehicle could be restarted was a rational inference for the factfinder to draw.
Benedick v. Potts, 88 Md. 52, 40 A. 1067 (1898) Principle distinguishing legitimate inference from mere speculation: an inference must have a logical relation to the circumstances proved and not be mere conjecture. The court recited this long-standing distinction and applied the test to conclude the trial court's inference regarding operability was legitimate rather than speculative.
Bell v. Heitkamp, 126 Md.App. 211, 728 A.2d 743 (1999) Endorsed test to distinguish inference from speculation: if nonexistence of a fact is as probable as its existence, then inference is speculation and cannot be drawn. The court cited Bell (quoting Chesapeake Potomac Tel. Co. v. Hicks) and applied that test to evaluate whether the inference that the vehicle was operable was permissible.
Chesapeake Potomac Tel. Co. v. Hicks, 25 Md.App. 503, 337 A.2d 744 (1975) Quoted in Bell for the proposition that where the nonexistence of a fact is as probable as its existence an inference is mere speculation. Included as the origin of the quoted standard used to determine whether the trial court's inference was permissible.
Gore v. State, 74 Md.App. 143, 536 A.2d 735 (1988) Holds that direct evidence of operability is not required; rational inferences from circumstantial evidence (e.g., key in ignition, alternator/battery light, warm engine) can support finding of "driving." The court relied on Gore to support the proposition that operability may be inferred from circumstantial evidence and found the present circumstances (lights on, recently driven) analogous.
Thomas v. State, 277 Md. 314, 353 A.2d 256 (1976) Earlier case reversing conviction where evidence left to conjecture whether defendant had driven or whether vehicle was operable; decided under prior statutory formulation that distinguished "driving" and "actual physical control." The court distinguished Thomas, explaining that the statute has since been amended and that Thomas was decided under an older statutory scheme; therefore Thomas does not control the present case.
U.S. v. McFarland, 369 F.Supp.2d 54 (D. Me. 2005), aff'd, 445 F.3d 29 (1st Cir. 2006) Surveyed cases nationwide about approaches to "actual physical control" (noted that a significant majority adopt the view that physical ability to start the car suffices; a minority follow Atkinson's approach). Cited in a footnote in the discussion of how other jurisdictions treat the "actual physical control" question and to illustrate that Maryland's Atkinson approach is relatively less common.
Adams v. State, 697 P.2d 622 (Wyo. 1985) Represents the majority view (quoted in Atkinson) that physical ability to start and drive the vehicle implies actual physical control. Atkinson characterized this majority view as "excessively rigid"; the present court repeats that characterization from Atkinson when discussing competing approaches.
Petersen v. Dept. of Public Safety, 373 N.W.2d 38 (S.D. 1985) (dissent cited) Cited in Atkinson with approval (as a dissent) regarding critique of the majority "always in control" approach that would criminalize merely sleeping in parked vehicles. Cited as part of the background on the diversity of approaches among jurisdictions and to support the view that a rigid rule would criminalize "parked while intoxicated."
James O. Pearson, Jr., Annotation, 93 A.L.R.3d 7 (1979 & 2007 Supp.) Secondary source surveying what constitutes "driving, operating, or being in control" for DWI statutes; cited as additional background on jurisdictions' approaches. Cited in a footnote as further reference on the national treatment of the "actual physical control" question; not applied as binding authority.

Court's Reasoning and Analysis

The court began by stating the applicable appellate standard for a sufficiency challenge: whether any rational trier of fact could have found the essential elements beyond a reasonable doubt, viewing the evidence in the light most favorable to the prosecution and giving due regard to the trial court's opportunity to assess credibility (Harrison, quoting Moye, Albrecht, Jackson, Branch, and McDonald).

The core legal question was whether the agreed facts supported a finding that Dukes was "driving," defined by statute to include being in "actual physical control" of a vehicle (Transp. § 11-114). The court relied principally on the Maryland Supreme Court's analysis in Atkinson, which identified six non‑exhaustive factors pertinent to whether an intoxicated occupant is in actual physical control or merely using a vehicle as shelter: (1) whether the engine/ignition is on; (2) location/position of the person in the vehicle; (3) awake or asleep; (4) where the ignition key is; (5) headlights on; (6) whether the vehicle is in the roadway or legally parked. The court emphasized that no single factor is dispositive and that the inquiry depends on the facts of each case, with the central focus being whether it is reasonable to assume the person would, while intoxicated, jeopardize the public by exercising control over the vehicle.

Applying those principles to the stipulated facts, the court made several reasoned inferences:

  • The vehicle was stopped in a right turn lane in the roadway (a determinative factor under Atkinson because a vehicle stopped in the roadway creates an obligation to move and poses a risk to the public).
  • Dukes was asleep in the driver's seat and the vehicle's headlights were on (though dim); keys were on the floor mat below the steering wheel. The car had been seen in the same position about a half-hour earlier, indicating it had been driven to that location recently.
  • The trial court rationally inferred there was sufficient battery/ignition power to restart the vehicle despite dimming headlights, because the lights were on to some degree and the vehicle had not been sitting unused for a prolonged period; thus, the court was not clearly erroneous in concluding the car was operable.
  • The court found the combination of location in the roadway, occupant in the driver's seat, recently driven status, and lights on established that Dukes fit within the statutory definition of being in actual physical control of the vehicle and was not within the Atkinson "sleep it off" exception.

The opinion distinguished Thomas v. State on statutory grounds: Thomas was decided under an earlier version of the statute that treated "driving" and "actual physical control" as distinct charges, whereas the modern statutory definition (in effect at the time of Dukes's arrest and in Atkinson) defines "drive" to encompass being in "actual physical control." Thus, Thomas does not control the present case. The court also relied on Gore to emphasize that direct proof of operability is not required and that rational inferences from circumstantial evidence can sustain a conviction.

Throughout the analysis the court distinguished permissible inferences from impermissible speculation, invoking Maryland precedents (e.g., Benedick, Bell) and concluding that the inferences drawn by the trial court (that the vehicle could be restarted and that Dukes was in actual physical control or had driven while intoxicated) were legitimate and supported by the agreed facts.

Holding and Implications

Holding: The Court of Special Appeals affirmed the judgments of the Circuit Court. The panel held that the evidence was sufficient to sustain the convictions; accordingly, the judgments of the Circuit Court for Anne Arundel County were AFFIRMED, and costs were ordered to be paid by the appellant.

Implications: The direct effect is affirmance of Dukes's convictions for driving or attempting to drive while impaired and driving on a revoked license under the stipulated facts. The court applied existing Maryland precedent—principally Atkinson and Gore—and the sufficiency standard articulated in authorities such as Harrison; it explicitly distinguished Thomas on statutory grounds. The opinion does not announce or purport to create new legal precedent beyond applying established Maryland law to the facts of this case.

Judgment: Judgments of the Circuit Court for Anne Arundel County affirmed; costs to be paid by appellant.

Dwight DUKES v. STATE of Maryland.

HOLLANDER, J.

Following a bench trial in the Circuit Court for Anne Arundel County on January 16, 2007, Dwight Dukes, appellant, was convicted of driving or attempting to drive while impaired by alcohol, in violation of Md. Code (2006 2007 Supp.), § 21-902(b) of the Transportation Article ("Transp."), and driving on a revoked license, in violation of Transp. § 16-303(d). The court sentenced appellant to a one-year term of imprisonment for driving while impaired and to a consecutive, suspended term of two years for driving while revoked.

Dukes presents a single question for our review: "Was the evidence sufficient to sustain the conviction[s]?" For the reasons that follow, we hold that it was, and shall therefore affirm.

I. FACTUAL PROCEDURAL BACKGROUND

The underlying incident occurred on October 3, 2006. At trial, the court was informed that the parties disputed whether appellant was "driving" at that time, within the meaning of the relevant statutes. Appellant waived a jury trial and proceeded on an agreed statement of facts. The court read into the record the arresting officer's report, as follows:

"On 10/3/06, at approximately 04:47 hours["] — so that is 4:47 in the morning — ["]I located an 86 Cadillac" something. "A two-door, grey," with a Maryland registration that is identified here. I won't read it. "On Baydale Drive north and College Parkway. The vehicle was stopped in a right turn lane with its headlights on, but they were dim."
"I had passed the vehicle approximately half an hour before in route to a B E in progress. It had not moved from that position. I contacted the operator, who was asleep in the driver's seat, and the vehicle keys were on the floor mat below the steering wheel. I woke him and detected a strong odor of an alcoholic beverage emanating from his breath, and his speech was slurred."
"He had trouble locating identification] and handed me his wallet with a Maryland I.D. only. He couldn't find a vehicle registration card. His movements were slow and not fluid. He exited his vehicle to attempt several field tests at the rear. . . ."

According to the officer's report, appellant failed the field sobriety tests and was arrested. He "refused the chemical test. . . ."

Appellant's driving record showed that his driver's license had been revoked on March 20, 1980. Over the years, appellant's revocation had been extended several times, most recently for two years beginning May 25, 2005. In a ruling that appellant does not contest, the court found that appellant had actual knowledge of the revocation, because he had unsuccessfully applied for reinstatement on a number of occasions.

The defense argued that, under Atkinson v. State, 331 Md. 199, 627 A.2d 1019 (1993), the evidence was insufficient to support a conviction for driving while impaired. The court rejected that argument, reasoning as follows:

In analyzing the [ Atkinson] factors . . . it seems to me that when I consider them all together, the fact that the vehicle is in a travel portion of the road, in a turn lane, and that the car is at that point being manipulated at least to the effect that the lights are on and that the Defendant is in the driver's seat, creates that potentiality, which is what Atkinson talks about. The potentiality of him putting the public at risk.
Quite candidly, the public is at risk just by the mere fact that he is sitting there and perhaps somebody might [hit] him.

Moreover, the court disagreed with Dukes's contention that, because the headlights were dim, the vehicle was not operable. It stated:

But I would not find that to be a sufficient concern in terms of deciding the case, and I would not draw the inference that because the lights were dim you would not be able to start it. I would draw the opposite inference[:] that so long as the lights were on to some degree, there was some ignition available to the Defendant.
This was in October. . . . [T]he weather hadn't been extremely cold. During those types of circumstances the likelihood that the battery is not going to kick over the car is not all that strong.

Defense counsel then pointed out that the evidence showed the lights on the car had been on for at least a half hour. The court responded:

About a half of an hour. I appreciate that. . . . The car had been driven there. So presumably [it] had been engaged and the engine had been running. It is not a situation where the car had been sitting for a week or so without being started. So, the amount of ignition power that is necessary to get it restarted is not as great as if the car had been sitting for a long time.
So, I don't consider that to be an element that causes me to have a reasonable doubt that the vehicle was operable, and I think the factors in this case, the location of the vehicle and the location of the Defendant, suggests to me that he fits within the definition of being in actual physical control of the vehicle and that he is not an Atkinson exception.
This is not a situation where he was basically in the back taking a snooze in some parking lot and had the radio on or had the ignition on to keep warm. That is the kind of exception that Atkinson recognizes, but I don't think it applies in this case.
So based on that, I do find that the Defendant was in actual physical control of the vehicle.

Accordingly, the court ruled: "I do find that the Defendant was in actual physical control of the vehicle. I find that the information contained in the report establishes that the Defendant was also under the influence of alcohol and that he is, therefore, guilty of [Transp. §] 21-902(b), driving or attempting to drive while impaired by alcohol." He was also convicted of driving while his license was revoked, in violation of Transp. § 16-303(d). This appeal followed.

The commitment record states that appellant was found guilty of "(Driving, Attempting to drive) Veh. while impaired by alcohol."

DISCUSSION

Appellant does not challenge the sufficiency of the evidence to establish that he was intoxicated, nor does he dispute that, at the time in question, his license had been revoked. His sole claim on appeal is that the evidence set forth in the agreed statement of facts was insufficient to support the finding that he was "driving," because, argues appellant, he was not in "actual physical control" of an operable vehicle. We disagree.

In a challenge to the sufficiency of the evidence, the standard of review is well settled. The Court said in Harrison v. State, 382 Md. 477, 487-88, 855 A.2d 1220 (2004) (quoting Moye v. State, 369 Md. 2, 12-13, 796 A.2d 821 (2002)):

"The standard of review for appellate review of evidentiary sufficiency is whether any rational trier of fact could have found the essential elements of the crimes beyond a reasonable doubt. See State v. Albrecht, 336 Md. 475, 478-79 [ 649 A.2d 336] (1994). We view the evidence in the light most favorable to the prosecution. See id. (citing Jackson v. Virginia, 443 U.S. 307, 319 [ 99 S.Ct. 2781, 61 L.Ed.2d 560] (1979) and Branch v. State, 305 Md. 177, 182-33 [ 502 A.2d 496] (1986)). We give `due regard to the [fact finder's] finding of facts, its resolution of conflicting evidence, and, significantly, its opportunity to observe and assess the credibility of witnesses.' McDonald v. State, 347 Md. 452, 474 [ 701 A.2d 675] (1997), cert. denied, 522 U.S. 1151 [ 118 S.Ct. 1173, 140 L.Ed.2d 182] (1998) (quoting Albrecht, 336 Md. at 478 [ 649 A.2d 336])."

Maryland Rule 8-131(c) is also pertinent:

When an action has been tried without a jury, the appellate court will review the case on both the law and the evidence.
It will not set aside the judgment of the trial court on the evidence unless clearly erroneous, and will give due regard to the opportunity of the trial court to judge the credibility of the witnesses.

Transp. § 11-114 defines "drive" as follows: "to drive, operate, move, or be in actual physical control of a vehicle. . . ." (emphasis added). In Atkinson v. State, 331 Md. 199, 627 A.2d 1019 (1993), upon which appellant relies, the Court examined the meaning of the phrase "actual physical control." There, a sheriff's deputy found the defendant inebriated and asleep in his vehicle, which was parked on the shoulder of a road. The keys were in the ignition and the engine was off. Id. at 203-204, 627 A.2d 1019. In reasoning equally applicable to the case at bar, the Atkinson Court analyzed the definition of "drive" in § 11-114 and made the following observation, id. at 206, 627 A.2d 1019 (internal citations omitted):

"[D]rive" (as a definition), "operate" and "move" are not at issue here, for each of these terms clearly connotes either some motion of the vehicle or some physical movement or manipulation of the vehicle's controls. To "move" a vehicle plainly requires that the vehicle be placed in motion. . . . "[T]he term `driving' . . . mean[s] . . . steering and controlling a vehicle while in motion; the term `operating,' on the other hand, is generally given a broader meaning to include starting the engine or manipulating the mechanical or electrical devices of a standing vehicle."

The Court considered the meaning of "actual physical control" of a vehicle. It declined to adopt the majority view, which is that "`[a]s long as a person is physically or bodily able to assert dominion in the sense of movement by starting the car and driving away, then he has substantially as much control over the vehicle as he would if he were actually driving it.'" Atkinson, 331 Md. at 212, 627 A.2d 1019 (quoting Adams v. State, 697 P.2d 622, 625 (Wyo. 1985)). The Court characterized this view as "excessively rigid," reasoning that "intoxicated persons sitting in their vehicles while in possession of their ignition keys would, regardless of other circumstances, always be subject to criminal penalty" Atkinson, 331 Md. at 212, 627 A.2d 1019. In its view, "this construction effectively creates a new crime, `Parked While Intoxicated.'" Id. (citing, with approval, Petersen v. Dept. of Public Safety, 373 N.W.2d 38, 40 (S.D. 1985) (Henderson, J., dissenting)).

The Atkinson Court cited cases from the District of Columbia, Minnesota, North Dakota, Oklahoma, and Wyoming for this view, while citing Arizona, Illinois, and Utah cases for the less "inflexible" construction adopted by the Court. 331 Md. at 211-15, 627 A.2d 1019. See U.S. v. McFarland, 369 F.Supp.2d 54, 58-60 (D.Me. 2005) (surveying cases, and finding that "a significant majority" of state courts, including those in Idaho, Illinois (overruling the prior case cited in Atkinson), New Mexico, North Dakota, Oklahoma, South Dakota, Tennessee, Vermont, and Wyoming, have adopted the Adams view, while "a small minority," including Arkansas, have adopted the Atkinson approach taken by Maryland; declining to apply Atkinson in interpretation of similar language in federal regulation), aff'd, 445 F.3d 29 (1st Cir. 2006). See also James O. Pearson, Jr., Annotation, What Constitutes Driving, Operating, or Being in Control of Motor Vehicle for Purposes of Driving While Intoxicated Statute or Ordinance, 93 A.L.R.3d 7 (1979 2007 Supp.).

Instead, the Atkinson Court determined that the Legislature did not intend to punish criminally an intoxicated person who uses his vehicle merely to "sleep it off." Atkinson, 331 Md. at 214, 627 A.2d 1019. Rather, it concluded that the General Assembly "intended to differentiate between those inebriated people who represent no threat to the public because they are only entering their vehicles as shelters until they are sober enough to drive and those people who represent an imminent threat to the public by reason of their control of a vehicle." Id. at 216, 627 A.2d 1019.

In this regard, the Court identified six non-exhaustive factors relevant in determining whether an individual in a vehicle has "actual physical control" over the vehicle, or is merely using it as shelter:

1) whether or not the vehicle's engine is running, or the ignition on;
2) where and in what position the person is found in the vehicle;
3) whether the person is awake or asleep;
4) where the vehicle's ignition key is located;
5) whether the vehicle's headlights are on;
6) whether the vehicle is located in the roadway or is legally parked.
Id.

The Court cautioned that the inquiry "will inevitably depend on the facts of the individual case," and that "[n]o one factor alone will necessarily be dispositive. . . ." Id. Rather, "[c]ourts must in each case examine what the evidence showed the defendant was doing or had done, and whether these actions posed an imminent threat to the public." Id. at 216-17, 627 A.2d 1019. The Atkinson Court seemed to suggest that the factors are not all of equal weight, stating: "Perhaps the strongest factor . . . is whether there is evidence that the defendant started or attempted to start the vehicle's engine." Id. at 217, 627 A.2d 1019. Further, it explained that, "once an individual has started the vehicle, he or she has come as close as possible to actually driving without doing so " Id. Of import here, the Court also said that "the location of the vehicle can be a determinative factor in the inquiry because a person whose vehicle is parked illegally or stopped in the roadway is obligated by law to move the vehicle" Id.

Applying the factors to the case before it, the Atkinson Court observed that, although the defendant was in the driver's seat and the keys were in the ignition, the vehicle was legally parked, the ignition was off, and the defendant was fast asleep. Id. On balance, the Court concluded that there was reasonable doubt that the defendant was in "actual physical control" of his vehicle. Id.

In the instant case, appellant argues that the circuit court misapplied the Atkinson factors and, when properly considered, the factors compelled his acquittal. He observes that the Atkinson factors are in numerical equipoise: in favor of appellant are the facts that appellant was asleep; the key was not in the ignition; and the headlights were on but were "dim"; in the State's favor, appellant was in the driver's seat, the headlights were on; and the vehicle was located in the roadway. He asserts: "Logically, even by a preponderance of the evidence standard, this might resolve the case against the party with the burden of proof in the case." Appellant concedes, however, that "resolution of the issue involves more than just a score analysis of the . . . factors. . . ." As the Atkinson Court made clear, "the primary focus" in the court's determination of "actual physical control" turns on "whether it is reasonable to assume that the person will, while under the influence, jeopardize the public by exercising some measure of control over the vehicle." Atkinson, 331 Md. at 217, 627 A.2d 1019.

In his brief, appellant describes the vehicle as "parked on the side of the roadway and not lawful [sic] parked." The facts described in the arresting officer's report, to which appellant stipulated, are that "[t]he vehicle was stopped in a right turn lane. . . ." At trial, defense counsel explicitly conceded that "obviously the vehicle is located in the roadway. . . ."

According to appellant, the "critical fact" here is that his headlights had been on for at least a half-hour (between the time the officer initially saw appellant's vehicle and the time the officer returned to investigate), without the engine running, which would have depleted the battery in his vehicle. In appellant's view, the fact that his headlights had grown dim suggests that, under these circumstances, there was "considerable doubt" as to whether "the car could have been started and driven at the time charged." (Emphasis added.)

Appellant maintains that under Atkinson it was "not reasonable to assume that Appellant could have . . . presented a threat to the highway. . . ." He draws our attention to the circuit court's "inference" finding on this issue: "I would not draw the inference that because the lights were dim you would not be able to start it. I would draw the opposite inference[:] that so long as the lights were on to some degree, there was some ignition available to the Defendant." Appellant complains that "whether there was enough charge to actually start the engine is a matter left to complete speculation under the circumstances," (emphasis in original), and that the circuit court "effectively shift[ed] the burden of proof to the defendant to prove that the battery was too far drained to start the vehicle." "Accordingly," argues appellant, "no rational trier of fact could have concluded beyond a reasonable doubt that Appellant could have started the vehicle and assumed control over it had he woken up and attempted to do so."

In response, the State makes two points. First, the State quotes Pinkney v. State, 151 Md.App. 311, 329, 827 A.2d 124 (2003), for the proposition that "[t]he primary appellate function in respect to evidentiary inferences is to determine whether the trial court made reasonable, i.e., rational, inferences from extant facts. . . . [R]esolving . . . conflicting evidentiary inferences is for the fact finder." (Internal citation omitted.) According to the State, the evidence "plainly supported the inferences drawn by the trial court," and the court "was not clearly erroneous in concluding that the vehicle could be restarted." Second, and "[m]ost importantly," the State notes that "this patently was not a situation where Dukes had taken shelter in the car, off the public roadway; quite the contrary, the vehicle was stopped in the turn lane of a public street." Under Atkinson, argues the State, this is a "determinative factor," because appellant was obligated by law to move his vehicle out of the roadway, "and because of this obligation could more readily be deemed in `actual physical control' than a person lawfully parked on the shoulder or on his or her own property." Atkinson, 331 Md. at 217, 627 A.2d 1019.

Maryland courts have long drawn a distinction between rational inference from evidence, which is legitimate, and mere speculation, which is not. See, e.g., Benedick v. Potts, 88 Md. 52, 55, 40 A. 1067 (1898) ("[A]ny . . . fact . . . may be established by the proof of circumstances from which its existence may be inferred. But this inference must, after all, be a legitimate inference, and not a mere speculation or conjecture. There must be a logical relation and connection between the circumstances proved and the conclusion sought to be adduced from them."). In Bell v. Heitkamp, 126 Md.App. 211, 728 A.2d 743 (1999), we endorsed the following test to distinguish between inference and speculation: "`where from the facts most favorable to the [party with the burden of proof] the nonexistence of the fact to be inferred is just as probable as its existence (or more probable than its existence), the conclusion that it exists is a matter of speculation, surmise, and conjecture, and a jury will not be permitted to draw it.'" Id. at 224, 728 A.2d 743 (quoting Chesapeake Potomac Tel. Co. v. Hicks, 25 Md.App. 503, 524, 337 A.2d 744, cert. denied, 275 Md. 750 (1975)).

Here, as the trial court reasoned, there was enough charge in the battery to light the car's headlights, even if they were growing dim. Moreover, the court recognized that "the car had been driven there. So presumably had been engaged and the engine had been running. It is not a situation where the car had been sitting for a week or so without being started." Under these circumstances, we cannot say the judge was clearly erroneous in concluding that the car was operable at the time of appellant's arrest.

Indeed, in Gore v. State, 74 Md.App. 143, 536 A.2d 735 (1988), we rejected the argument that the State must present direct evidence that the vehicle was operable in order to prove beyond a reasonable doubt that a defendant was in actual physical control of a motor vehicle. There, we said, id. at 149, 536 A.2d 735:

[I]n this case, it was established that the car key was in the ignition in the "on" position, with the alternator/battery light lit; that the gear selector was in the "drive" position; and that the engine was warm to the touch. We hold that this additional evidence is sufficient to support a finding by the trier of fact that appellant was "driving." Appellant's argument based upon the officer's failure, and indeed his inability, to testify, firsthand, to having observed an engine in the car or a transmission or to having seen the car move does not undermine the holding. It is axiomatic that the necessary rational inferences to support a finding of guilt beyond a reasonable doubt may be drawn by the trier of fact from circumstantial evidence.

(Emphasis added.)

Here, as in Gore, the vehicle's operability could be inferred from the circumstances. As in Gore, there was evidence that the vehicle's lights were lit and that it had been recently driven.

At oral argument, appellant placed great reliance on Thomas v. State, 277 Md. 314, 353 A.2d 256 (1976), suggesting that the facts of Thomas were "strikingly similar" to the case at bar. We are not persuaded that Thomas controls this case. In Thomas, the defendant was discovered by police intoxicated in his vehicle, which was parked "with lights on standing on the left paved shoulder" of a highway off-ramp. Id. at 315, 353 A.2d 256. The defendant "was either asleep or passed out on the driver's side of the vehicle. . . . [T]he windows were up. The keys were in the ignition. The motor was off." Id. The defendant was tried and convicted of driving while impaired by alcohol, id. at 316, 353 A.2d 256, but the Court of Appeals reversed. The Court said, id. at 325-26, 353 A.2d 256:

All the evidence in this case proves is that Thomas was in a vehicle by the side of the road, possibly intoxicated, at an early hour in the morning. Left to conjecture is whether he drove the vehicle to that location after imbibing alcohol or whether he had parked it there, been picked up by some other individual, and then dropped off in the same spot. . . . We do not know how long Thomas had been at this location. Also left to conjecture is whether the vehicle was operable. We may suspect that Thomas did not drop down from outer space into the vehicle in question, that he drove the vehicle to that location, and that when he drove it he was under the influence of alcohol. When the day arrives, however, when a person may be convicted upon the basis of suspicion only, liberty will have vanished from the land. Under our system of justice it was incumbent upon the State to prove the elements of the crime. In this instance it has utterly failed to prove the corpus delicti of the crime, that Thomas drove the vehicle on a public highway while his driving ability was impaired by alcohol. In fact, it has yet to prove that he drove the vehicle.

In this case, appellant concedes that he was parked in the roadway, while the defendant in Thomas was parked on the shoulder. But, appellant contends that, as in Thomas, "[l]eft to conjecture is whether he drove the vehicle to that location after imbibing alcohol. . . . Also left to conjecture is whether the vehicle was operable." Id. at 325, 353 A.2d 256. Appellant suggests that in this case the State placed evidence in the record that raised a reasonable doubt as to the vehicle's operability, in the form of the officer's notes that the car's headlights had been on for at least a half-hour and were dim. In his view, the State established facts that raised a reasonable doubt as to the vehicle's operability, and the State then was required to advance further evidence to dispel that doubt.

What appellant fails to appreciate is that, as the Court recognized in Atkinson, Thomas was decided under "a prior version of the statute. . . ." Atkinson, 331 Md. at 206, 627 A.2d 1019. That earlier enactment made it "`unlawful for any [intoxicated] person to drive or attempt to drive or to be in actual physical control of any vehicle. . . .'" Id. at 206, 627 A.2d 1019 (quoting Md. Code (1957, 1970 Repl.Vol., 1974 Cum. Supp.), Art. 66½, § 11-902(b) (italics in Atkinson, boldface added). The Thomas Court "construed the statute as having two distinct prongs, a `driving' prong and an `actual physical control' prong." Atkinson, 331 Md. at 206, 627 A.2d 1019. The statute did not, at that time, contain the modern, omnibus definition of "drive," which, as we have noted, encompasses "driving," "moving," "operating," and being in "actual physical control" of a vehicle. Atkinson, 331 Md. at 207 n. 5, 627 A.2d 1019.

Indeed, the Thomas Court noted that "[t]he State devoted a considerable portion of its brief to argument that under the facts and circumstances here Thomas was `in actual physical control' of the vehicle and thus in violation of the statute." Thomas, 277 Md. at 316, 353 A.2d 256. The Thomas Court rejected the State's argument, however, reasoning, id. at 317, 353 A.2d 256:

[W]hen the General Assembly added the words `in actual physical control of any vehicle' to the statute it must have intended a meaning different from driving or attempting to drive. The argument of the State here that Thomas was in actual physical control of the vehicle is without merit for a very simple reason, namely, he was never so charged.

Whether the appellant in Thomas had been in "actual physical control" of his vehicle was irrelevant, in the Court's view, "because the State had only charged Thomas with `driving,' not with being in `actual physical control' of his vehicle." Atkinson, 331 Md. at 207, 627 A.2d 1019. That reasoning has no application with regard to the current statute. The statute had been amended by the time Atkinson was decided, and the Atkinson Court declined to apply Thomas to the facts of that case. Notably, the Court observed: "The present statute avoids this potential pitfall in charging Under this [modern] statutory design, a person must only be charged with `driving' under § 21-902(b), this charge encompassing all the specific definitions of `drive' set out in § 11-114." Atkinson, 331 Md. at 207 n. 5, 627 A.2d 1019.

Consequently, we are satisfied that appellant's reliance on Thomas is misplaced. Under the current statute, a person commits the crime of "driving" while intoxicated when he is intoxicated while in "actual physical control" of his vehicle, even if it is "left to conjecture" that he actually "drove" the vehicle, in the narrower sense, at some earlier time. As the State correctly points out, under Atkinson the fact that appellant's vehicle was stopped in the roadway was properly a "determinative factor" in the "actual physical control" analysis. The trial court recognized this when it said: "Quite candidly, the public is at risk just by the mere fact that he is sitting there and perhaps somebody might [hit] him."

In any event, the Atkinson Court opined that, even if a defendant was not in "actual physical control" of a vehicle at the time of his arrest, he could still be convicted of driving while intoxicated if circumstantial evidence proved beyond a reasonable doubt that he had driven the vehicle while intoxicated at an earlier time. The Court explained, id. at 218-19, 627 A.2d 1019 (internal citations omitted):

It is important to bear in mind that a defendant who is not in "actual physical control" of the vehicle at the time of apprehension will not necessarily escape arrest and prosecution for a drunk driving offense. A person may also be convicted under § 21-902 if it can be determined beyond a reasonable doubt that before being apprehended he or she has actually driven, operated, or moved the vehicle while under the influence Those were the facts in . . . Gore v. State . . . discussed supra, where the court concluded that evidence of the ignition key in the "on" position, the glowing alternator/battery light, the gear selector in "drive," and the warm engine, sufficiently supported a finding that the defendant had actually driven his car shortly before the officer's arrival. Thus, our construction of "actual physical control" as permitting motorists to "sleep it off should not be misconstrued as encouraging motorists to try their luck on the roadways, knowing they can escape arrest by subsequently placing their vehicles "away from the road pavement, outside regular traffic lanes, and . . . turn[ing] off the ignition so that the vehicle's engine is not running."
* * *
In the instant case, had there been evidence to establish that Atkinson had driven prior to his apprehension, he might properly have been convicted — not because of what he was doing when the officer arrived on the scene, but because of what the fact-finder could have inferred he had done previously, i.e., actually drive, operate, or move his vehicle while intoxicated. While many forms of circumstantial evidence potentially could have lead [sic] to this conclusion, no such evidence was adduced in Atkinson's case. There is no evidence that Atkinson did anything but climb into his vehicle, put the key in the ignition, and go to sleep.

Here, the fact that appellant was intoxicated and asleep in the driver's seat of a vehicle that was stopped in the roadway, with its lights on, is powerful circumstantial evidence that appellant drove the vehicle to that location while intoxicated. There was also ample evidence to convince the fact finder that appellant drove on a revoked license.

JUDGMENTS OF THE CIRCUIT COURT FOR ANNE ARUNDEL COUNTY AFFIRMED. COSTS TO BE PAID BY APPELLANT.

Use AI to get other relevant cases.

Comments

DUKES v. STATE
(Jan 31, 2008)