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Case Summary: Tracey Haynes et al. v. City of Middletown (AC 30964)

Factual and Procedural Background

The plaintiffs sued the city of Middletown pursuant to General Statutes § 52-557n seeking damages for injuries sustained by the minor plaintiff, Jasmon Vereen, when a fellow student pushed him into a broken locker in the men's locker room at Middletown High School. The complaint alleged the locker had an exposed jagged and rusty edge that had existed long enough to rust and that the city and its agents were negligent in various respects, including failing to repair, warn, supervise and inspect.

The defendant denied negligence and pleaded special defenses of governmental immunity and comparative negligence. The plaintiffs replied with a general denial to the special defenses. The case was tried to a jury on November 21, 2008. The jury returned a verdict for the plaintiff and awarded damages; the award was reduced for comparative negligence. The trial court thereafter granted the defendant's motions to set aside the verdict and for a directed verdict and rendered judgment for the defendant on the ground of governmental immunity. The plaintiffs appealed. The Appellate Court affirmed the trial court's judgment.

Legal Issues Presented

  1. Whether the defendant waived the governmental immunity defense by failing to request a jury charge on municipal immunity.
  2. Whether there was sufficient evidence of imminent harm so that the plaintiff's claim fell within the identifiable person, imminent harm exception to discretionary act immunity under § 52-557n(a)(2).

Arguments of the Parties

Appellants' (Plaintiffs') Arguments

  • The trial court improperly set aside the verdict on governmental immunity because the defendant waived the defense by failing to request a jury charge on municipal immunity.
  • The identifiable person, imminent harm exception to municipal discretionary-act immunity applied because the condition of the lockers presented imminent harm to an identifiable class (students in the locker room), and therefore the jury's verdict in favor of the plaintiff should stand.

Appellee's (Defendant's) Arguments

  • The plaintiffs presented no evidence that the alleged actions of the defendant were governed by any policies or procedures, demonstrating that the defendant's actions were discretionary rather than ministerial, and thus governmental immunity barred recovery.
  • At trial the defendant argued the identifiable person, imminent harm exception applied only to municipal employees and not when the municipality itself is the sole defendant (the opinion notes the defendant later conceded that Grady v. Somers, decided after briefs were filed, resolved that issue contrary to its trial position).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Flagg Energy Development Corp. v. General Motors Corp. Cited for the proposition that an appellate court is not required to reverse a ruling that reached a correct result for a wrong reason. The court invoked this principle to justify affirming the trial court's judgment even though it reached the result for reasons different than those articulated by the trial court.
Auster v. Norwalk United Methodist Church Cited for the rule that a trial court possesses inherent power to set aside a jury verdict which, in the court's opinion, is against the law or the evidence. The court relied on this authority to state that the trial court properly exercised its power to set aside the jury verdict.
Martin v. Westport Cited for the statement that the common-law doctrine of governmental immunity has been statutorily enacted and is now largely codified in General Statutes § 52-557n. The court used this precedent to frame the statutory context governing municipal liability and immunity under § 52-557n.
Swanson v. Groton Cited for the proposition that the determination whether acts are ministerial or discretionary is normally a question of fact, though sometimes apparent from the pleading. The court cited this to explain the usual treatment of ministerial/discretionary questions and to note that here the plaintiffs had conceded the actions were discretionary.
Grady v. Somers Cited (and discussed) for the holding that the common-law identifiable person, imminent harm exception applies to discretionary act immunity in actions brought solely against a municipality pursuant to § 52-557n(a). The opinion notes the defendant conceded that Grady, decided after the parties' briefs, resolved the applicability issue contrary to the defendant's trial argument; the court referenced Grady in discussing the scope of the imminent harm exception.
Evon v. Andrews Cited for identifying three exceptions to discretionary-act immunity (imminent harm to an identifiable person; statute providing a cause of action; malice/wantonness/intent to injure). The court relied on Evon to identify the available exceptions and to state that the imminent harm exception was the only one claimed here.
Violano v. Fernandez Cited for the three-prong test for the imminent harm exception (imminent harm; identifiable victim; public official to whom it is apparent failure to act would likely subject victim to harm) and that the exception has received limited recognition. The court used Violano to explain the elements the plaintiffs would have had to plead and prove to overcome discretionary-act immunity.
Purzycki v. Fairfield Cited for the statement that schoolchildren statutorily compelled to attend school can be an identifiable class of victims for purposes of the imminent-harm exception. The court referenced Purzycki in noting that the plaintiff would be an identifiable person under the exception.
Tryon v. North Branford Cited for the proposition that the question of the existence of imminent harm is a factual one and the fact finder must assess credibility and weight of witness testimony. The court cited Tryon to explain that the existence of imminent harm is properly resolved by the fact finder, but here the issue could not be submitted to the jury because it had not been pleaded.
Petitte v. DSL.net, Inc. Cited concerning plenary review of the pleadings on appeal. The court invoked Petitte when reviewing the pleadings to determine whether the imminent-harm exception had been made an issue in the case.
Somers v. Chan Cited for the purpose of pleading—to apprise the court and opposing counsel of the issues to be tried. The court relied on Somers to emphasize that pleadings must state the issues and that plaintiffs failed to plead the exception.
Journal Publishing Co. v. Hartford Courant Co. Cited for the rule that a plaintiff's right to recover is limited by the allegations of the complaint and that judgments should conform to the pleadings, issues and prayers for relief. The court used this precedent to support the proposition that issues not raised in the pleadings cannot be decided in the plaintiff's favor.
Gaffey v. Gaffey Cited for the rule that the trial court is not permitted to decide issues outside those raised in the pleadings. The court cited Gaffey to reinforce that facts not averred in pleadings cannot be the basis for recovery.
Moulton Bros., Inc. v. Lemieux Cited for the statement "Facts found but not averred cannot be made the basis for a recovery." The court applied this principle to conclude the jury's findings could not supply an issue (imminent harm) that was never pleaded.
Zhang v. Omnipoint Communications Enterprises, Inc. Cited for the elementary rule that the party asserting a fact essential to its claim or defense bears the burden of proving that fact. The court cited Zhang to support the proposition that once plaintiffs conceded the defendant's actions were discretionary, the burden was on plaintiffs to plead and prove the exception to immunity.
Nikitiuk v. Pishtey Cited for the principle concerning where the burden of proof lies in the absence of any evidence from either side. The court referenced Nikitiuk as part of its discussion of the plaintiffs' burden to plead and prove facts essential to their claim.

Court's Reasoning and Analysis

The court analyzed whether the trial court properly set aside the jury verdict on governmental immunity grounds. The Appellate Court concluded the trial court's action was proper, but reached that conclusion on a different basis than the trial court's memorandum of decision.

Key steps in the court's analysis:

  1. The court noted that the defendant specially pleaded governmental immunity as a defense and proved that defense at trial.
  2. The plaintiffs had conceded at trial that the defendant's alleged negligent actions were discretionary, not ministerial, and the court treated the discretionary characterization as established for purposes of the immunity analysis.
  3. Because the plaintiffs conceded discretionary conduct, recovery against the municipality would be barred unless an exception to discretionary-act immunity applied. The plaintiffs invoked only the identifiable person, imminent harm exception.
  4. The court explained that pursuant to Practice Book § 10-57 and fundamental pleading principles, a matter in avoidance of an affirmative defense must be specially pleaded in the reply. The plaintiffs had filed only a general denial to the special defense and never amended their reply to specially plead the imminent-harm exception.
  5. The court emphasized that pleadings serve to apprise the court and opposing counsel of the issues to be tried and that a plaintiff's right to recover is limited by the allegations of the complaint and the issues raised in the pleadings. Because the imminent-harm exception was not pleaded, it was never an issue properly before the jury.
  6. The court observed that, without a jury finding on imminent harm (there being no instruction or interrogatory on the exception), the plaintiff could not legally prevail. The existence of imminent harm is a factual question for the factfinder, but the factfinder could not decide it where plaintiffs failed to plead the exception.
  7. Based on a plenary review of the pleadings, the court determined the plaintiffs had not made the applicability of the identifiable victim, imminent harm exception a legal issue in the case. Accordingly, the trial court properly set aside the verdict as being against the law.

Holding and Implications

Holding: The Appellate Court affirmed the trial court's judgment setting aside the jury verdict and rendering judgment for the defendant.

Implications:

  • The direct effect is that the plaintiffs recover nothing: the trial court's judgment for the defendant is affirmed.
  • The court's decision rests on the procedural point that plaintiffs failed to specially plead the identifiable person, imminent harm exception to discretionary-act immunity and therefore did not place that exception before the jury for determination.
  • The opinion does not announce a new substantive rule; it enforces existing pleading requirements and principles regarding governmental immunity and exceptions thereto. The court affirmed the judgment without relying on the trial court's stated reason concerning the timing of the imminent harm, instead basing its affirmance on the plaintiffs' failure to plead the exception.

Disposition: Judgment affirmed.

TRACEY HAYNES ET AL. v. CITY OF MIDDLETOWN

Syllabus The plaintiff H, individually and as parent and next friend of her minor son, V, sought to recover damages against the defendant city of Middletown, pursuant to statute (§ 52-557n), for personal injuries sustained by V when a fellow student pushed him into a broken locker in the men's locker room at a high school. After the jury returned a verdict in favor of V, the trial court granted the defendant's motion to set aside the verdict on the ground of governmental immunity and rendered judgment for the defendant, from which the plaintiffs appealed to this court. Held that the trial court properly set aside the jury's verdict, the defendant having specially pleaded and proved that it was entitled to governmental immunity, and the plaintiffs having failed to plead an exception to discretionary act immunity under § 52-557n (a) (2) in their reply to the defendant's special defense; the plaintiffs having conceded that the defendant's actions were discretionary in nature, they had the burden to plead and prove that an exception to governmental immunity applied, and although the plaintiffs, who had filed a general denial to the defendant's special defense of governmental immunity, contended, in response to a motion for a directed verdict by the defendant at the conclusion of evidence, that the identifiable person, imminent harm exception was applicable to the facts here, they never filed a motion to amend their reply to allege that exception to governmental immunity and thus failed to place that issue before the jury, and without a jury finding that the defendant's negligence subjected V to imminent harm, V legally could not prevail on his negligence claim.

Opinion

ALVORD, J.

The named plaintiff, Tracey Haynes, filed this action as parent and next friend of the plaintiff, Jasmon Vereen, her then minor son, and on her own behalf, for his medical expenses, against the defendant city of Middletown for injuries the plaintiff sustained when a fellow student pushed him into a broken locker in the men's locker room at Middletown High School. The plaintiffs appeal from the judgment of the trial court granting the defendant's motion to set aside the jury verdict in favor of the plaintiff in the amount of $30,000. On appeal, the plaintiffs claim that the court improperly set aside the verdict on the ground of governmental immunity because (1) the defendant waived that defense by failing to request a jury charge on municipal immunity and (2) there was sufficient evidence of imminent harm for the plaintiff's claim to fall within the identifiable person, imminent harm exception to the immunity generally afforded municipalities for the negligent performance of discretionary acts. We conclude that the court properly set aside the jury verdict on the ground of governmental immunity, although we reach that conclusion for reasons other than those stated by the court in its decision.

In this opinion, we refer to Vereen as the plaintiff, and to Vereen and Haynes collectively as the plaintiffs.

The jury reduced that award by 33 percent for the plaintiff's comparative negligence. From our review of the record and transcript, it does not appear that a verdict form was submitted to the jury with respect to the damages initially sought in the complaint by Haynes individually for the plaintiff's medical expenses. The jury did not award her any damages.

The court concluded that the plaintiff failed to prove that the risk of harm from the defective locker was limited in time. In its memorandum of decision filed March 31, 2009, the court stated: "There is no way to predict, by a preponderance of the evidence, when the imminent harm would have occurred, if at all. Therefore, there is no factual basis sufficient to demonstrate the risk of imminent harm, and the jury could not find that all of the elements of the exception were met."
Although we conclude that the plaintiff cannot prevail in this action, we do so for different reasons than those articulated by the trial court. We are "not required to reverse a ruling of the trial court which reached a correct result, albeit for a wrong reason." (Internal quotation marks omitted.) Flagg Energy Development Corp. v. General Motors Corp., 244 Conn. 126, 151, 709 A.2d 1075 (1998).

The following facts reasonably could have been found by the jury. On March 15, 2005, the plaintiff and other students at Middletown High School were in the men's locker room after their physical education class. They had approximately five minutes to change out of their gym clothes before they were required to leave for their next scheduled class. Despite a written policy against horseplay in the locker rooms and gymnasium areas given in a handout to the students taking physical education classes at the beginning of each school year, the plaintiff and some of the other students began engaging in horseplay. They were swinging each other around and trying to throw each other to the ground. One of the students pushed the plaintiff into a jagged, broken locker that, according to the testimony of two of the witnesses, had been in that condition since the fall of 2004. The metal of the locker cut the plaintiff's arm. Although he does not plan on having plastic surgery, the injury left a scar.

Robert Smernoff, one of the school's physical education teachers at the time of the incident, testified that there were seven periods during the school day. When the plaintiffs physical education class had ended, Smernoff unlocked the doors to the two locker rooms and monitored the locker rooms while the students were changing their clothes. He testified that horseplay was an issue at the school and that he tried to move the students along so the incoming class would not mix with the outgoing class. He also testified that sometimes the students would stay in the locker room past the allotted time in order to visit with the incoming students.

The plaintiff's commenced the present action against the defendant seeking monetary damages. In their complaint filed March 30, 2007, they alleged that the plaintiff was a student at Middletown High School, that he was in the school's locker room with other students on March 15, 2005, for a physical education class, that there was a broken locker with an exposed jagged and rusty edge in that room, that the locker had been in that condition for a period long enough for the exposed metal to have become rusty and that the plaintiff was injured when he was pushed into the broken locker during school hours. The complaint alleged that the defendant and its agents, servants or employees were negligent, and that the action was being brought pursuant to General Statutes § 52-557n. The defendant denied the plaintiffs' allegations of negligence and pleaded special defenses of governmental immunity and comparative negligence. The plaintiffs replied to the defendant's special defenses with a general denial.

The plaintiffs' action is a direct action against the defendant city. They did not name any of the defendant's individual employees as defendants in this action.

The plaintiffs alleged that the defendant was negligent in one or more of the following ways:
"(a) in that it knew or should have been aware of the condition of the broken, rusty, jagged locker before the incident;
"(b) in that it caused or allowed and permitted the locker to remain in disrepair in an area where students were required to pass;
"(c) in that it caused or allowed and permitted the broken, jagged, rusty locker to be exposed to persons required to be in said locker room;
"(d) in that said broken locker violated basic safety codes and presented a danger foreseeable to injure young men such as the plaintiff;
"(e) in that it maintained said property in the men's locker room in the aforesaid conditions;
"(f) in that it failed to repair or remedy said conditions when the same were reasonably necessary under the circumstances;
"(g) in that it failed to warn the plaintiff of the aforesaid conditions;
"(h) in that it failed to supervise the students to prevent them from going near the aforementioned dangerous condition; and
"(i) in that it failed to make proper and reasonable inspection."








General Statutes § 52-557n (a) provides: "(1) Except as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties; (B) negligence in the performance of functions from which the political subdivision derives a special corporate profit or pecuniary benefit; and (C) acts of the political subdivision which constitute the creation or participation in the creation of a nuisance; provided, no cause of action shall be maintained for damages resulting from injury to any person or property by means of a defective road or bridge except pursuant to section 13a-149. (2) Except as otherwise provided by law, a political subdivision of the state shall not be liable for damages to person or property caused by: (A) Acts or omissions of any employee, officer or agent which constitute criminal conduct, fraud, actual malice or wilful misconduct; or (B) negligent acts or omissions which require the exercise of judgment or discretion as an official function of the authority expressly or impliedly granted by law."

The case was tried before a jury on November 21, 2008. In support of their negligence claim, the plaintiffs presented two witnesses in addition to the plaintiff and submitted medical records, a student accident report and various photographs of the plaintiffs injury and the locker as full exhibits. At the close of the plaintiffs' case, the defendant moved for a directed verdict on the ground that the plaintiffs had presented no evidence to show that the alleged actions of the defendant were governed by any policies or procedures, as alleged in their complaint. The defendant argued that the lack of any such evidence demonstrated that the alleged negligent actions were discretionary and not ministerial, and that the doctrine of governmental immunity therefore would bar the plaintiffs' recovery. Counsel for the plaintiffs responded that "there is no question that this would be discretionary. It's not ministerial." He then argued that the identifiable person, imminent harm exception would apply because the "condition of the lockers . . . presented an imminent harm to [an] identifiable class of victims . . . the students in the locker room." The defendant responded that the identifiable person, imminent harm exception solely applied to municipal employees and that it did not apply when the municipality is the only named defendant in a negligence action. The court reserved judgment on the motion, and the defendant then presented its case to the jury.

The defendant conceded at oral argument before this court that Grady v. Somers, 294 Conn. 324, 984 A.2d 684 (2009), which was decided after the parties had filed their appellate briefs, resolved this issue contrary to the defendant's argument before the trial court. In Grady, our Supreme Court determined that the common-law identifiable person, imminent harm exception applies to the discretionary act immunity provided to municipalities in an action brought solely against a municipality pursuant to § 52-557n (a).

Following the conclusion of the evidence and the parties' closing arguments, the court charged the jury on the law of negligence and comparative negligence. In that charge, the court recited seven of the nine claims of negligence set forth in the plaintiffs' complaint. The court omitted the allegations in the complaint that the broken locker violated basic safety codes and presented a danger foreseeable to injure young men such as the plaintiff and that the defendant failed to make proper and reasonable inspection. See footnote 6 of this opinion. The court did not give an instruction on the defendant's special defense of governmental immunity, nor did it give an instruction on the identifiable person, imminent harm exception to municipal immunity. Neither party had requested instructions addressed to governmental immunity or to the exceptions to governmental immunity, and neither party objected to the court's charge as given.

In addition to the exhibits admitted during the trial, the jurors received agreed on verdict forms and jury interrogatories prior to their deliberations. Again, none of the interrogatories addressed the issue of governmental immunity or an exception to that immunity. On November 25, 2008, the jury returned a verdict in favor of the plaintiff and awarded him damages. In the interrogatories, the jury indicated that the defendant was negligent, that its negligence was the proximate cause of the plaintiff's injury and that the plaintiff was 33 percent liable for his own injury. On December 2, 2008, the defendant, pursuant to Practice Book §§ 16-35 and 16-37, filed a motion to set aside the verdict and to render judgment in favor of the defendant, which the court granted. The court concluded that "governmental immunity insulates the [defendant] from the claim and verdict in this case." This appeal followed.

The plaintiff's verdict form requested only an award of noneconomic damages.

"The trial court possesses inherent power to set aside a jury verdict which, in the court's opinion, is against the law or the evidence." (Internal quotation marks omitted.) Auster v. Norwalk United Methodist Church, 94 Conn. App. 617, 620, 894 A.2d 329 (2006), aff'd, 286 Conn. 152, 943 A.2d 391 (2008). In the present case, we conclude that the court properly set aside the jury verdict because the verdict was against the law. We reach that conclusion because the defendant specially pleaded and proved that it was entitled to governmental immunity, but the plaintiffs failed to plead an exception to discretionary act immunity under § 52-557n (a) (2) (B) in their reply to the defendant's special defense.

At the time the defendant moved for a directed verdict at the close of the plaintiffs' case, the plaintiffs admitted that all of the alleged negligent actions of the defendant were discretionary in nature, not ministerial.

"The general rule is that governments and their agents are immune from liability for acts conducted in performance of their official duties. The common-law doctrine of governmental immunity has been statutorily enacted and is now largely codified in General Statutes § 52-557n." (Internal quotation marks omitted.) Martin v. Westport, 108 Conn. App. 710, 729, 950 A.2d 19 (2008). Section 52-557n (a) (1) sets forth the circumstances under which a municipality will be held liable for damages to a person. This statute provides in relevant part: "Except as otherwise provided by law, a political subdivision of the state shall be liable for damages to person or property caused by: (A) The negligent acts or omissions of such political subdivision or any employee, officer or agent thereof acting within the scope of his employment or official duties. . . ." General Statutes § 52-557n (a) (1) (A). The statute also specifies two exceptions to the statutory abrogation of governmental immunity. The exception relevant to this appeal provides: "Except as otherwise provided by law, a political subdivision of the state shall not be liable for damages to person or property caused by . . . (B) negligent acts or omissions which require the exercise of judgment or discretion as an official function of the authority expressly or impliedly granted by law." General Statutes § 52-557n (a) (2).

The determination of whether official acts or omissions are ministerial or discretionary is normally a question of fact, although there are cases in which it is apparent from the complaint that the alleged negligent actions or omissions necessarily involved the exercise of judgment and were discretionary as a matter of law. See Swanson v. Groton, 116 Conn. App. 849, 854, 977 A.2d 738 (2009). In this case, however, as previously noted, the plaintiffs already had conceded that the defendant's actions were discretionary in nature. Accordingly, the doctrine of governmental immunity would bar the plaintiffs' recovery for their claims unless an exception to governmental immunity was applicable to this case. The only exception claimed to be applicable to the present case is the exception permitting a tort action in circumstances of likely imminent harm to an identifiable person. Accordingly, the plaintiff could prevail on his claim only by pleading and proving the sole relevant exception to discretionary act immunity.

"The immunity from liability for the performance of discretionary acts by a municipal employee is subject to three exceptions or circumstances under which liability may attach even though the act was discretionary: first, where the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm . . . second, where a statute specifically provides for a cause of action against a municipality or municipal official for failure to enforce certain laws . . . and third, where the alleged acts involve malice, wantonness or intent to injure, rather than negligence." (Citations omitted.) Evon v. Andrews, 211 Conn. 501, 505, 559 A.2d 1131 (1989).

"The imminent harm exception to discretionary act immunity applies when the circumstances make it apparent to the public officer that his or her failure to act would be likely to subject an identifiable person to imminent harm. . . . By its own terms, this test requires three things: (1) an imminent harm; (2) an identifiable victim; and (3) a public official to whom it is apparent that his or her conduct is likely to subject that victim to that harm. . . . [T]his exception to the general rule of governmental immunity for employees engaged in discretionary activities has received very limited recognition in this state. . . . If the plaintiffs fail to establish any one of the three prongs, this failure will be fatal to their claim that they come within the imminent harm exception." (Citations omitted; internal quotation marks omitted.) Violano v. Fernandez, 280 Conn. 310, 329, 907 A.2d 1188 (2006).
In its appellate brief, the defendant conceded that the plaintiff would be an identifiable person for purposes of the exception. "[W]e have established specifically that schoolchildren who are statutorily compelled to attend school, during school hours on school days, can be an identifiable class of victims." Purzycki v. Fairfield, 244 Conn. 101, 109, 708 A.2d 937 (1998).

The plaintiffs filed a general denial to the defendant's specially pleaded defense of governmental immunity. When the defendant moved for a directed verdict at the conclusion of the evidence in the plaintiffs' case, they indicated that the identifiable person, imminent harm exception was applicable to the facts of the case. The plaintiffs did not, however, move to amend their reply to allege the identifiable person, imminent harm exception to governmental immunity. See Violano v. Fernandez, 280 Conn. 310, 325-26, 907 A.2d 1188 (2006). When the plaintiffs conceded that the defendant's actions were discretionary, it then clearly was the plaintiffs' burden to plead and to prove the exception to that immunity. Pursuant to Practice Book § 10-57, a "[m]atter in avoidance of affirmative allegations in an answer or counterclaim shall be specially pleaded in the reply. . . ." The plaintiffs failed to comply with the rules of practice and failed to place this issue before the jury.

"Pleadings have an essential purpose in the judicial process. . . . The purpose of pleading is to apprise the court and opposing counsel of the issues to be tried. . . . For that reason, [i]t is imperative that the court and opposing counsel be able to rely on the statement of issues as set forth in the pleadings." (Citations omitted; internal quotation marks omitted.) Somers v. Chan, 110 Conn. App. 511, 528, 955 A.2d 667 (2008). It is fundamental in our law that "the right of a plaintiff to recover is limited by the allegations of the complaint . . . and any judgment should conform to the pleadings, the issues and the prayers for relief." (Internal quotation marks omitted.) Journal Publishing Co. v. Hartford Courant Co., 261 Conn. 673, 686, 804 A.2d 823 (2002). "The [trial] court is not permitted to decide issues outside of those raised in the pleadings." (Internal quotation marks omitted.) Gaffey v. Gaffey, 91 Conn. App. 801, 804 n. 1, 882 A.2d 715, cert. denied, 276 Conn. 932, 890 A.2d 572 (2005). "Facts found but not averred cannot be made the basis for a recovery." (Internal quotation marks omitted.) Moulton Bros., Inc. v. Lemieux, 74 Conn. App. 357, 361, 812 A.2d 129 (2002).

"It is an elementary rule that whenever the existence of any fact is necessary in order that a party may make out his case or establish his defense, the burden is on such party to show the existence of such fact." (Internal quotation marks omitted.) Zhang v. Omnipoint Communications Enterprises, Inc., 272 Conn. 627, 645, 866 A.2d 588 (2005), quoting Nikitiuk v. Pishtey, 153 Conn. 545, 552, 219 A.2d 225 (1966); see C. Tait, Connecticut Evidence (3d Ed. 2001) § 3.3.1, p. 136 ("[w]hoever asks the court to give judgment as to any legal right or liability has the burden of proving the existence of the facts essential to his or her claim or defense"). "The burden of proof in any proceeding lies at first on that party against whom the judgment of the court would be given if no evidence at all were produced on either side." (Internal quotation marks omitted.) Nikitiuk v. Pishtey, supra, 552-53.

Although the jury found the defendant's actions or omissions with respect to the broken locker to be negligent, the jury did not find that the defendant's negligence subjected the plaintiff to imminent harm. There was no jury instruction or jury interrogatory addressed to the issue of imminent harm, nor could the issue properly have been submitted to the jury because the exception had not been pleaded by the plaintiffs. The question of the existence of imminent harm is a factual one. The fact finder must assess the credibility and the weight to be given the testimony of the witnesses to make that determination. See Tryon v. North Branford, 58 Conn. App. 702, 716, 755 A.2d 317 (2000).

Accordingly, our plenary review of the pleadings; see Petitte v. DSL.net, Inc., 102 Conn. App. 363, 374, 925 A.2d 457 (2007); discloses that the plaintiffs never made the applicability of the identifiable victim, imminent harm exception to discretionary act immunity a legal issue in the case because they failed to plead it in their complaint or in their reply to the defendant's special defense of governmental immunity. Without a jury finding that the defendant's negligence subjected the plaintiff to imminent harm, the plaintiff legally could not prevail on his negligence claim. We therefore conclude that the plaintiff was not entitled to judgment and that the court properly set aside the jury verdict in his favor.

The judgment is affirmed.

In this opinion the other judges concurred.

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HAYNES v. MIDDLETOWN
(Jun 22, 2010)