BOLIN, Justice.
Galaxy Cable, Inc., doing business as Galaxy Cablevision ("Galaxy"), appeals from a judgment entered on a jury verdict in favor of Pamela Davis, as next friend of Benjamin Drake Davis, a minor, on Pamela's claims alleging negligence and wantonness. We affirm in part and reverse in part.
Facts and Procedural History
On January 21, 2005, then 11-year-old Benjamin was playing at Tammy Thomas's house with Thomas's minor son, Tyler. Thomas's house was owned by her father, Sammy McCullar. The property includes a basketball court, which is located near a power line. Benjamin and Tyler were playing basketball and, during the game, Benjamin was injured when he fell into an exposed and frayed metal guy wire, which was supporting a utility pole. Benjamin's leg was lacerated by the frayed wire. The utility pole belonged to Alabama Power Company, and Galaxy had a lease agreement with Alabama Power that allowed it to attach one of its cables to the pole.
On January 18, 2007, Pamela sued Thomas, McCullar, Galaxy, and Alabama Power, alleging negligence and wantonness. Subsequently, Pamela moved to dismiss Thomas and McCullar as defendants; her motion was granted. Alabama Power was dismissed as a defendant immediately before the trial began, leaving only Galaxy as a defendant.
At trial, Benjamin testified that he had been invited to play with Tyler on January 21, 2005. The boys were playing basket-ball between 4:30 p.m. and 5:30 p.m. when Benjamin went to retrieve the ball and tripped over the guy wire, lacerating his leg. Benjamin testified that it was still light outside when the incident occurred. He stated that no weeds or grass obstructed his view of the guy wire. Benjamin testified regarding the pain associated with his injury.
Pamela testified regarding the extent of Benjamin's injury. Tyler also testified regarding the incident. Tammy Thomas testified that the basketball court was set up on a lawn that she mowed and maintained. Thomas said that she mowed around the guy wire with her riding lawn mower when she mowed the area and that she sprayed herbicide on the ground around the guy wire to keep vegetation down during the seven years she had lived on the property. She stated that she never hit the guy wire with her riding lawnmower and that no cars ever parked near the guy wire. Thomas stated that, before this accident, no one had ever run into the guy wire. Thomas stated that she had never noticed a problem in the guy wire before the incident. She stated that, on the day of the accident, the steel guy wire was frayed at the bottom near the ground and that a plastic yellow guard that would usually cover the bottom of the guy wire was pushed up to the top of the guy wire. Thomas stated that she had never noticed the yellow guard before and that she did not know how long it had been at the top of the guy wire.
Sammy McCullar testified that he visited his property every other day and that he had never seen the guy wire "unbraided," as it was on the day of the accident. He stated that he thought it must have been unbraided for only a short time because he would have noticed if it had been unbraided for a long time. When McCullar was asked if he had ever seen Tammy Thomas cut the grass next to the guy wire, he stated: "You can't cut grass up close to a guy wire, because it will knock you off of the lawn mower."
Gregory Berthaut, a regional manager for Galaxy, testified as to how guy wires are installed, why they are installed, and the procedures followed when complaints about guy wires are made. Berthaut explained that a guy wire is made of multiple strands of wire that are braided together and that a yellow guy-wire guard is placed over the bottom of the guy wire near the ground and sometimes secured to a "preform" at the bottom of the guy wire to prevent the yellow guy-wire guard from moving. He stated that the plastic guy-wire guard is yellow so it is visible and someone could avoid it and so that people would avoid hitting the guy wire with a lawn mower when they are mowing in the vicinity of the guy wire. Berthaut was asked if Galaxy required that yellow guards be placed over guy wires, and he stated: "It is not in writing required. Any that you install now, you do. But there's wires that have been out for 20, 25 years that don't have these on them, both telephone, power, and cable." He stated that someone would have to physically move a yellow guy-wire guard in order for the guard to be at the top of the utility pole. Berthaut also stated that over time ultraviolet rays weaken the yellow plastic guards.
Berthaut further testified that Galaxy performs annual leakage "ride-outs" as required by the Federal Communication Commission, to make sure that communication signals do not interfere with aircraft communications. During the annual rideout inspections, the Galaxy employees rarely get out of their vehicles. He stated that to conduct a "ride-out" a technician rides around to look at the top of the poles and that no technician had reported that the yellow guard was at the top rather than the bottom of the guy wire attached to the pole that is the subject of this case. Berthaut stated that he did not know if Galaxy was the entity that had installed the yellow guard on the pole near Thomas's house because Galaxy had purchased the cable system from another company. He further testified that, if Galaxy employees are out on a service call and they see a problem, they usually correct it immediately. Berthaut testified that when Galaxy employees went to repair the guy wire after Benjamin's injury, Alabama Power had already repaired it.
After Berthaut's testimony, Pamela rested her case. Galaxy filed a motion for a judgment as a matter of law ("JML"). Galaxy read from portions of its written motion for a JML and discussed the arguments raised in the motion. Galaxy argued that Benjamin was a social guest of Tammy Thomas and that it owed Benjamin no duty, that there was no evidence of negligence or wantonness, that Galaxy had no notice of the allegedly dangerous condition, that the condition was open and obvious, that someone had intentionally placed the yellow guy-wire guard at the top of pole, and that a yellow guard is not required.
On April 7, 2010, Galaxy moved to supplement the record with the following: its requested jury instructions, the motion for a JML filed at the close of Pamela's case, any transcribed or written jury questions, the trial exhibits, and any other documents constituting the entire record. The motion was granted. The clerk filed a response that is included in the supplemental record. She states in her response that Galaxy's requested jury instructions, motion for a JML, and any transcribed or written questions from the jury were never filed in the clerk's office. She stated that all the exhibits had been mailed to this Court and that all other documents had been included in the original record.
In response to Galaxy's motion for a JML, Pamela argued that Galaxy had raised several defenses in the motion that it had not raised in its answer and that those defenses had been waived. Pamela argued that the only affirmative defenses raised in Galaxy's answer were assumption of the risk and contributory negligence. Pamela argued that there was ample evidence to support both the negligence and the wantonness claims. The trial court denied Galaxy's motion for a JML. Galaxy then recalled Berthaut and Benjamin to testify.
The trial court charged the jury. Following. detoberations, the jury returned a verdict in favor of Pamela in the amount of $30,000 in compensatory damages and $120,000 in punitive damages. Galaxy then filed a posttrial motion for a JML. The trial court held a hearing on the motion, but never ruled on the motion, which was denied by operation of law. Galaxy timely filed this appeal.
Discussion
Galaxy argues that the jury verdict is not supportable; it argues that no duty was imposed on it because no one could have superior knowledge of what was an open and obvious defect.
The duty owed by a landowner to an injured party depends upon the status of the injured party in relation to the landowner's land, i.e., is the injured party a trespasser, a licensee, or an invitee. A landowner owes a duty to a trespasser not to wantonly or intentionally injure him by dangers known by the landowner. A person who enters land with the landowner's consent to bestow some material or commercial benefit is an "invitee," and a land-owner owes an invitee the duty to keep the premises in a reasonably safe condition and, if the premises are unsafe, to warn of hidden defects and dangers that are known to the landowner but that are hidden or unknown to the invitee. An entrant who is on the landowner's property with the landowner's consent or as his social guest, but with no business purpose, is a "licensee," to whom the landowner owes a duty not to willfully, wantonly, or negligently injure him.
Galaxy makes no argument regarding its status as a licensed user of Alabama Power's utility pole placed on an easement held by Alabama Power.
With regard to its argument that it owed no duty to Benjamin because this condition was open and obvious, Galaxy cites Dolgencorp, Inc. v. Taylor, 28 So.3d 737 (Ala. 2009), Ex parte Neese, 819 So.2d 584 (Ala. 2001), Browder v. Food Giant, Inc., 854 So.2d 594 (Ala.Civ.App. 2002), Alabama Power Co. v. Williams, 570 So.2d 589 (Ala. 1990), and Jones Food Co. v. Shipman, 981 So.2d 355 (Ala. 2006), all of which involve an invitee.
In its brief, Galaxy states:
"The Court and parties wrestled with the premises liability categories, and although the plaintiff was not so categorized, as Galaxy Cable never invited or permitted his presence, Galaxy Cable nevertheless urged the imposition of the comparable lack of duty. We urge the Court to determine the duty to Galaxy Cable in this case with reference to the non-party owner and occupier of the land, the dominant estate, which means the plaintiff is a social guest was a licen see."
(Galaxy's brief, p. 22.) The record indicates that the trial court did not charge the jury regarding a landowner's duty nor did the court charge the jury regarding Benjamin's status. Moreover, following the jury charges, counsel for Galaxy stated:
"Okay, Judge. And that's — that's all. I agree that we shouldn't pigeon hole as far as licensee, trespasser, invitee, social guest, et cetera, et cetera."
Clearly, Galaxy acquiesced to the trial court's failure to charge the jury on any applicable premises-liability duty owed by Galaxy; therefore, any error as to this issue was invited by Galaxy. See Dorsey v. State, 881 So.2d 460 (Ala.Crim.App. 2001) (defendant failed to object to court's method of remedying a Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), violation and acquiesced in the method), reversed on other grounds, 881 So.2d 533 (Ala. 2003). Additionally, the transcript indicates that Galaxy argued before the trial court in its motion for a JML that Benjamin was a social guest, i.e., a licensee. Accordingly, we decline to now hold that Benjamin was an invitee.
Although Benjamin was injured on land belonging to another, which land was the subject of an easement, the parties did not agree as to Benjamin's status or the duty owed by the landowner, and Galaxy waived the issue whether it owed Benjamin any specialized duty. Thereafter, the trial court charged the jury as to the general duty of care owed in a negligence action, as follows:
"Negligence is the failure to discharge or perform a legal duty owed to the other party. The duty owed by the defendant to the plaintiff was to exercise reasonable care and not to injure or damage the plaintiff. That is to exercise such care as a reasonably prudent person would have exercised under the same or similar circumstances."
We note that the trial court did not charge the jury regarding open and obvious conditions. Galaxy fails to argue that the trial court should have charged the jury as to this affirmative defense. Failure by an appellant to argue an issue in its brief waives that issue and precludes it from consideration on appeal. Ex parte Riley, 464 So.2d 92 (Ala. 1985). Because the jury was not charged regarding open and obvious conditions and because Galaxy does not on appeal raise this issue as error by the trial court, there is no need to address the merits of Galaxy's argument that the damaged guy wire constituted an open and obvious condition.
Galaxy argues that because Pamela failed to present any evidence of industry standards, electrical codes, ordinances, manuals, or other technical material that Galaxy violated, Pamela failed to present evidence indicating that Galaxy owed a duty to Benjamin. We recognize that evidence of a defendant's compliance with applicable industry standards may be relevant and admissible for purposes of determining whether a defendant breached a duty of care it owed an injured plaintiff. See Standard Plan, Inc. v. Tucker, 582 So.2d 1024 (Ala. 1991) (holding that expert's opinion as to insurance-industry standard was admissible as long as a proper foundation was laid); King v. National Spa Pool Inst, Inc., 570 So.2d 612 (Ala. 1990) (holding that evidence that manufacturer complied with or did not comply with industry standards was admissible as evidence of due care or lack of due care). However, the failure to present evidence of industry standards or codes does not mean that a plaintiff has failed to present evidence that the defendant owed the plaintiff a duty. The duty of care is an objective standard determined by what an ordinary careful and prudent person would have done under the same or similar circumstances. Standifer v. Pate, 291 Ala. 434, 439, 282 So.2d 261, 266 (1973) ("Negligence is the want of such care as an ordinary or reasonably prudent and careful man would exercise under similar circumstances".).
Next, Galaxy argues that Alabama Power Co. v. Moore, 899 So.2d 975 (Ala. 2004), requires reversal on the issue of causation because, it says, in this case, it is obvious that the guy wire had been tampered with and that that had caused Benjamin's injury. In Moore, 899 So.2d 975, a restaurant patron inadvertently parked his automobile atop the anchored end of a guy wire, which supported an electrical pole owned by Alabama Power Company. His car became hung on the guy wire, and, using his own hand tools, the patron broke the guy wire from its anchor. The guy wire then sagged and touched an electrified "stinger wire" that ran a few inches beneath the guy wire near the top of the electrical pole. The patron was electrocuted when the electricity conducted by the stinger wire traveled down the guy wire while the patron was holding the guy wire in his hand. This Court held that the intentional conduct of the patron superseded any alleged negligence or wantonness of Alabama Power because Alabama Power could not reasonably have foreseen the kind of harm that resulted from the intentional destruction of its equipment. Moore is easily distinguishable from the present case.
A foreseeable intervening act does not break the causal relationship between the defendant's action and the plaintiffs injuries.
"`[T]he line is drawn to terminate the defendant's responsibility' for injuries of the
unanticipated sort resulting from `intervening causes which could not reasonably be foreseen, and which are not normally part of the risk created.' . . . Among those injuries are those that result from `intentional or criminal acts against which no reasonable standard of care would require the defendant to be on guard,' such as `
destructive meddling with property.'"
Moore, 899 So.2d at 979 (quoting
Prosser and Keeton on the Law of Torts § 44, at 312, 311 (5th ed. 1984)). In
Moore, the plaintiff intentionally cut the guy wire and was injured. Here, someone moved the yellow protective guard, which allowed the braided wires on the guy wire to be exposed and to become frayed, and when Benjamin fell over the wires, his leg was lacerated. There was testimony that the plastic yellow guards deteriorate and that there are guy wires without yellow guards that have been that way 20 years. Berthaut's testimony, which Galaxy cites as evidence that someone intentionally moved the yellow guard to the top of the wire, where it was on the day of the incident, indicates that the only way the yellow guard could have been moved all the way to the top of the guy wire was if someone had a "bucket" truck and that it would be hard to move it even if someone had a ladder. Berthaut's testimony indicates that the children playing basketball near the guy wire would not have moved the yellow guy-wire guard to the top of the wire. Accordingly,
Moore does not require a reversal here.
Next, Galaxy argues that the trial court erred in finding that Pamela presented clear and convincing evidence of wanton conduct as required by § 6-11-20, Ala. Code 1975, for an award of punitive damages. "`An appellate court, when reviewing a ruling on a motion for a judgment as a matter of law, uses the same standard the trial court used initially in granting or denying the motion.'" Jim Walter Homes, Inc. v. Nicholas, 843 So.2d 133, 135 (Ala. 2002) (quoting Bell v. T.R. Miller Mill Co., 768 So.2d 953, 956 (Ala. 2000)). Ex parte Norwood Hodges Motor Co., 680 So.2d 245 (Ala. 1996), sets out the standard a trial judge is to use when a defendant objects to the submission of the question of punitive damages to the jury: "[W]hether there was evidence of such quality and weight that a jury of reasonable and fair-minded persons could find by clear and convincing evidence that the defendant consciously or deliberately engaged in [wantonness]." 680 So.2d at 249.
Specifically, Galaxy argues that wantonness requires knowledge of the existing conditions and that McCullar and Thomas (the owner and occupier of the property, respectively) did not have knowledge of any danger and that Galaxy also lacked knowledge of any danger. "The lack of notice — by any of the witnesses or to Galaxy Cable — refutes the consciousness required to support the wantonness count and punitive damages."
"`"Wantonness" has been defined by this Court as the conscious doing of some act or the omission of some duty, while knowing of the existing conditions and being conscious that, from doing or omitting to do an act, injury will likely or probably result. To prove wantonness, it is not essential to prove that the defendant entertained a specific design or intent to injure the plaintiff.'
"
Alfa Mut. Ins. Co. v. Roush, 723 So.2d 1250, 1256 (Ala. 1998)."
Ervin v. Excel Props., Inc., 831 So.2d 38, 41 (Ala.Civ.App. 2001). "To establish wantonness, the plaintiff must prove that the defendant, with reckless indifference to the consequences, consciously and intentionally did some wrongful act or omitted some known duty. To be actionable, that act or omission must proximately cause the injury of which the plaintiff complains."
Martin v. Arnold, 643 So.2d 564, 567 (Ala. 1994).
Galaxy appears to argue that it had to have notice that the yellow guard had been moved in order for a jury to find it guilty of wantonness. Although Galaxy did not have to have actual knowledge of the defect in the guy wire in order for a jury to find wantonness because wantonness is conduct carried on with a reckless or conscious disregard of the rights of safety of others, Lance v. Ramanauskas, 731 So.2d 1204, 1211 (Ala. 1999), there is insufficient evidence of wantonness in this case. There was evidence indicating that Galaxy, when it placed yellow guy-wire guards on guy wires, did so because guy wires are dangerous and the guard protects the guy wire from being hit by people, cars, or lawnmowers. The yellow guard in this case had been pushed to the top of the guy wire. The fact that Galaxy, when it was conducting its annual inspection of poles for other purposes or when conducting service calls for other problems, did not notice that the yellow guard had been moved does not support a finding of a conscious disregard for the rights or safety of others because it is speculative to conclude that the position of the yellow guy-wire guard was the same at the time of any such inspection of the pole by Galaxy as it was on the date of Benjamin's injury. Accordingly, Pamela failed to present sufficient evidence of wantonness on Galaxy's part.
Because of our holding as to wantonness, we pretermit the remainder of Galaxy's arguments regarding the punitive-damages award.
Conclusion
We affirm the trial court's judgment in favor of Pamela based on her negligence claim. However, we reverse that part of the judgment in favor of Pamela based on her wantonness claim because the evidence to support that claim was insufficient. We therefore remand the case for the trial court to set aside the punitive-damages award.
AFFIRMED IN PART; REVERSED IN PART; AND REMANDED.
COBB, C.J., and LYONS, STUART, SMITH, PARKER, and SHAW, JJ., concur.
WOOD ALL, J., concurs in the result.
MURDOCK, J., concurs in the result in part and dissents in part.
MURDOCK, Justice (concurring in the result in part and dissenting in part).
I concur in the result reached by the main opinion insofar as it reverses that aspect of the trial court's judgment involving the award of punitive damages. I dissent from the affirmance of the trial court's judgment as to Pamela's negligence claim. Under the facts of this case, I am not persuaded that the evidence was sufficient to support a finding that negligence on the part of Galaxy caused Benjamin's injury.
w-ref397 Ill. App. 3d 555 (2009) (opinion of Coleman, J., joined by Quinn, J.). In
Moore, defendant was charged with first degree murder and armed robbery and the jury was instructed on intentional murder, knowing murder and felony murder.
Moore, 397 Ill. App. 3d at 563. Just as here, in
Moore, the defense did not object to this instruction, nor did it offer specific murder verdict forms for submission to the jury.
Moore, 397 Ill. App. 3d at 563. The jury returned a general verdict of guilty of both first degree murder and armed robbery, and defendant was sentenced to consecutive terms of 30 years' and 6 years' imprisonment, respectively.
Moore, 397 Ill. App. 3d at 556. In that case, just as here, citing to
Smith, defendant argued that for sentencing purposes, "the general murder verdict cannot be presumed [under the one-good-count rule] to represent a finding that [defendant] was guilty of either intentional or knowing murder, and that in the absence of such presumption, the jury's verdict must be considered a finding on the felony murder charge."
Moore, 397 Ill. App. 3d at 563-64. Accordingly, defendant in
Moore argued that his conviction and sentence for armed robbery, a lesser included offense of murder, must be vacated.
Moore, 397 Ill. App. 3d at 564.
In rejecting defendant's argument, the plurality in Moore first recognized the continued viability of the one-good-count rule. Moore, 397 Ill. App. 3d at 564, citing People v. Cardona, 158 Ill. 2d 403, 411-12 (1994), and People v. Thompkins, 121 Ill. 2d 401, 455-56 (1988). Next, relying on the supreme court's decision in Davis, the plurality in Moore found that our supreme court had explicitly limited the holding in Smith to situations wherein a defendant requests a separate verdict form and his request is denied. Moore, 397 Ill. App. 3d at 565. Accordingly, the Moore plurality held that the Smith decision did not disturb the one-count principle, under which it could be presumed that the jury found defendant guilty of intentional murder, nor did it impose a sua sponte duty on the trial court to give specific verdict forms. Moore, 397 Ill. App. 3d at 566. As the plurality in Moore explained:
"Although portions of the
Smith opinion suggest disapproval of the use of the one-good-count rule to subject a defendant to more severe sentencing, the court's discussion is clearly dependent on the case's procedural context: the trial court denied the defense request to submit separate verdict forms to the jury. The
Smith court repeatedly noted this context: `it is a violation of due process to deny a defendant the opportunity to have the jury decide his theory of defense' [citation]); `because the presumption that arises from application of the "one-good-count rule" could work a prejudice against [defendants] at sentencing, the presumption cannot substitute for the jury's actual findings,
at least where defendants have requested that the jury make specific findings with regard to the degree of the offense (emphasis added) [citation]; `the trial courts erred when they refused defendants' requests for separate verdict forms [Citation].
The significance of this procedural context has been confirmed by the supreme court [in
Davis]." Moore, 397 Ill. App. 3d at 565-66.
The plurality in Moore continued:
"[T]he one-good-count principle has long been employed to permit enhanced sentencing, including the imposition of consecutive sentences for additional felonies, by construing a general first degree murder verdict as a finding of guilt on an intentional murder charge. We believe that this use of the principle is among the corollary rules explicitly left undisturbed by
Smith. The
Davis court's discussion of
Smith demonstrates that the distinguishing factor entitling the defendant to relief from the application of the one-good-count principle in
Smith was the request for separate verdict forms at trial, not the mere possibility that the principle would subject him to increased punishment. Accordingly, we reject Moore's argument that he is entitled to the relief granted in
Smith because he, like the defendant there, received consecutive sentences, while the defendant in
Davis did not. Since Moore did not request separate verdict forms in the instant case, we hold that
Smith offers no support for his assertion that the general murder verdict could not support his armed robbery conviction."
Moore, 397 Ill. App. 3d at 566.
Defendant nevertheless urges that we should adopt the view of the dissent in Moore. The dissent posits that Davis does not purport to modify the finding in Smith that regardless of whether special verdicts are requested, a sentence is void where it was impossible to tell from the general verdict whether the jury convicted defendant of intentional murder. Moore, 397 Ill. App. 3d at 578 (Theis, J., dissenting). According to the dissent, Smith and Davis are mutually distinguishable because Davis did not involve a failure to give special verdict forms but, rather, focused on the propriety of giving a felony murder instruction, where such an instruction may not have been warranted. Moore, 397 Ill. App. 3d at 576 (Theis, J., dissenting). As already pointed out above, Davis addressed whether a trial court erred when it instructed the jury that felony murder could be predicated upon an underlying aggravated battery where the conduct underlying the battery and the murder were the same and had no separate felonious purpose. Davis, 233 Ill. 2d at 264. Unlike Davis, where defendant merely challenged the propriety of the instruction with respect to the theory upon which he was convicted for murder, in Smith, the defendants challenged the validity of their convictions and sentence for both the murder and the underlying offense, contending that the denial of special verdict forms resulted in the possibility that they were subjected to increased punishment based upon the application of the one-good-count rule. Smith, 233 Ill. 2d at 23.
The dissent therefore posits that, unlike the issue in Davis, the issue in Smith was the failure to tender special verdict forms. The dissent urges that the error in failing to provide special verdict forms could result in increased punishment to a defendant and is therefore deserving of different treatment than the failure to give a proper felony murder instruction. Moore, 397 Ill. App. 3d at 578 (Theis, J., dissenting). Thus, the dissent concludes that the error to give specific verdict forms is presumptively prejudicial under any plain error analysis while the failure to give an instruction is not. Moore, 397 Ill. App. 3d at 578 (Theis, J., dissenting).
While we cannot disagree with the factual distinction between Davis and Smith as pointed out by the thoughtful dissent, we are nevertheless persuaded by our supreme court's specific interpretation in Davis of its own prior holding in Smith in which it unqualifiedly stated that "the holding of Smith was conditioned on the trial court's refusal to grant such a request and did not establish a rule that the court must act sua sponte to give a specific verdict form." Davis, 233 Ill. 2d at 273. Nor can we overlook the express language in Smith, which, in the very least, raised the question as to whether its holding extended beyond the failure of a trial court to grant defendant's request to special verdict forms. See Smith, 233 Ill. 2d at 23, 28 ("specific verdict forms must be provided upon request and the failure to provide them is an abuse of discretion" (emphasis added); "because the presumption that arises from application of the `one good count rule' could work a prejudice against [defendants] at sentencing, the presumption cannot substitute for the jury's actual findings, at least where defendants have requested that the jury make specific findings with regard to the degree of the offense" (emphasis added); further noting that the presumption arising from the "one good count rule" could not be maintained because "the trial courts refused the defendants' request for separate verdict forms, which would have made the basis for the juries' finding clear" (emphasis added)).
Our view and the view of the plurality in Moore are supported by several other more recent decisions of this appellate court, which have similarly rejected extending Smith to situations wherein defendant did not request special verdict forms. See People v. Braboy, 393 Ill. App. 3d 100, 108 (2009) ("The Smith case as it stands today is limited to situations in which the trial court actually denied a request for separate verdict forms. [Citations.] If our supreme court wishes to expand this to a mandatory requirement that knowing, intentional, and felony murder always have separate verdict forms due to the different sentencing consequences, then it can do so. It is not our place to expand the holding of Smith"); People v. Mabry, 398 Ill. App. 3d 745, 755 (2010) ("we decline to extend Smith to situations where counsel did not request separate verdict forms"); see also People v. Allen, 401 Ill. App. 3d 840, 865 (2010) (holding that where defendant failed to object to a general verdict form, " Smith [was] inapplicable since Smith is limited to situations in which the trial court actually denied a request for separate verdict forms").
Accordingly, applying the holding of the Moore plurality and its progeny to the case at bar, we find that defendant here cannot establish that the trial court was required to sua sponte tender separate verdict forms to the jury, and that failure to do so amounted to error. Since there was no error, there can be no plain error. People v. Sims, 403 Ill. App. 3d 9, 20 (2010), citing People v. Bannister, 232 Ill. 2d 52, 65 (2008) ("without error, there can be no plain error"); see also People v. Hanson, 238 Ill. 2d 74, 115 (2010) ("Finding no error, our plain-error analysis ends here"); see also People v. Hommerson, 399 Ill. App. 3d 405, 412 (2010) ("Since we find * * * that no error occurred, we do not need to perform a plain-error analysis"); People v. Strickland, 399 Ill. App. 3d 590, 604 (2010) ("Because no error occurred, there can be no plain error"). Therefore, under the one-good-count rule, defendant is presumed guilty of the most serious offense of intentional murder and the trial court's judgment and sentence were proper. See Moore, 397 Ill. App. 3d at 566; Braboy, 393 Ill. App. 3d at 108; People v. Mabry, 398 Ill. App. 3d 745, 755 (2010); see also Allen, 401 Ill. App. 3d at 855-56.
2. Ineffective Assistance of Counsel
Defendant contends in the alternative that we should find that counsel's failure to object to the general verdict form or to request a specific verdict form constituted ineffective assistance of counsel. Whether defendant was denied effective assistance of counsel is evaluated in accordance with the two-prong test set forth in Strickland v. Washington, 466 U.S. 668, 687-88, 80 L. Ed. 2d 674, 693, 104 S. Ct 2052, 2064 (1984). Under Strickland, to prevail on a claim of ineffective assistance, defendant must show both that (1) counsel's performance fell below an objective standard of reasonableness and (2) the deficient performance so prejudiced the defense as to deny defendant a fair trial. Strickland, 466 U.S. at 687, 80 L. Ed. 2d at 693, 104 S. Ct. at 2064; see also People v. Bloomingburg, 346 Ill. App. 3d 308, 316-17 (2004). The failure to make the requisite showing of either deficient performance or sufficient prejudice defeats the claim. Strickland, 466 U.S. at 687, 80 L. Ed. 2d at 693, 104 S. Ct. at 2064.
As to the first prong, defendant must overcome a strong presumption that, under the circumstances, the challenged action or inaction of counsel was a valid trial strategy. Bloomingburg, 346 Ill. App. 3d at 317; 3 W. LaFave, Criminal Procedure § 11.10(c), at 715 (2d ed. 1999)). The reasonableness of counsel's actions must be evaluated from counsel's perspective at the time of the alleged error, and without hindsight, in light of the totality of circumstances, and not just on the basis of isolated acts. People v. Kelley, 304 Ill. App. 3d 628, 634 (1999). Because effective assistance refers to competent and not perfect representation ( People v. Odle, 151 Ill. 2d 168, 173 (1992)), mistakes in trial strategy or judgment will not, of themselves, render the representation incompetent ( People v. Palmer, 162 Ill. 2d 465, 476 (1994)).
Since the decisions in Smith and Davis, our appellate courts have repeatedly held that "counsel's decision to proceed with a general verdict form" in lieu of specific verdict forms, falls within the realm of trial strategy and will be considered objectively reasonable "where the law did not and does not place a mandatory burden on counsel to request separate verdict forms." Braboy, 393 Ill. App. 3d at 108; see also Mabry, 398 Ill. App. 3d at 755.
Defendant here has failed to overcome the presumption that counsel's failure to request special verdict forms was part of a reasonable trial strategy. Defense counsel's decision to proceed with a general verdict form could have been premised on the fear that giving the jury special verdict forms would make it easier for them to find defendant guilty of murder under the theory of felony murder, since, there was overwhelming evidence of defendant's participation in the underlying kidnaping, and since such a special verdict form would permit the jury to focus on felony murder separately from the intentional and knowing murder theories.
It would have been reasonable for defense counsel to conclude that his client had a better chance of prevailing on intentional murder since the focus on the element of intent would provide the jury with more latitude to reach a more lenient verdict. Counsel could have tactically concluded that it was better to present the jury with a general verdict form, which simply asks the jury whether defendant is "a murderess," rather than a special verdict form, which specifically itemizes the elements of felony murder asking the jury to determine whether she is "a kidnapper," and then permitting them to find her guilty of murder strictly on the mechanical basis of her involvement in the kidnaping. This is particularly true where tactically defense counsel could have felt that his client had an opportunity to get some degree of sympathy from the jury because of the provocation under which she committed the crime, namely, her discovery and belief that Alonzo had raped her infant daughter. Consequently, we find that defense counsel's decision to proceed with a general verdict form could very well have been the product of a sensible trial strategy. Braboy, 393 Ill. App. 3d at 108; see also Mabry, 398 Ill. App. 3d at 755.
Because defendant has failed to make the requisite showing of counsel's deficient performance under the first prong of the Strick-land analysis, we need not proceed to the prejudice prong. See Strick-land, 466 U.S. at 687, 80 L. Ed. 2d at 693, 104 S. Ct. at 2064 (noting that the failure to make the requisite showing of either deficient performance or sufficient prejudice defeats the claim). For the aforementioned reasons, we conclude that defendant was not deprived of her constitutional right to effective assistance of counsel. See, e.g., Braboy, 393 Ill. App. 3d at 108; see also Mabry, 398 Ill. App. 3d at 755.
B. Abuse of Discretion in Sentencing
Defendant next contends that the court abused its sentencing discretion by imposing the maximum 60-year sentence for first degree murder. She specifically maintains that the trial judge failed to consider several mitigating factors demonstrating her rehabilitative potential, including her age at sentencing (25 years old), her lack of significant criminal history (only two minor convictions for possession of cannabis and drinking as a minor), and the steps that she took to take responsibility for her actions (turning herself into police voluntarily and confessing to the crime). More importantly, defendant contends that the trial court refused to consider the fact that she had learned that Alonzo had sexually assaulted her one-year-old daughter as a mitigating factor on her behalf. Rather, defendant maintains, the trial judge used this fact as an aggravating factor to find that defendant deserved the maximum sentence because she "unilaterally decided to take the law into her own hands" to punish Alonzo. For the reasons that follow, we agree.
Generally, where, as here, a sentence imposed by the trial court is within the statutory limits permitted for the felony of which defendant was convicted ( 730 ILCS 5/5-8-1(a)(3) (West 2000)), we will not disturb the sentence absent an abuse of discretion by the court. People v. Coleman, 166 Ill. 2d 247, 258 (1995). The reasoning is, of course, that the trial court is in a better position to consider, among other things, the credibility, demeanor, general moral character, mentality, social environment, habits and age of the defendant. People v. O'Neal, 125 Ill. 2d 291, 298 (1988). "However, the mere fact that the trial court has a superior opportunity to make a determination concerning final disposition and punishment of a defendant does not imply that a particular sentence imposed is always just and equitable." O'Neal, 125 Ill. 2d at 298. Accordingly, an abuse of discretion will be found "even where the sentence is within the statutory limitations, * * * if that sentence is greatly at variance with the purpose and spirit of the law." People v. Steffens, 131 Ill. App. 3d 141, 151 (1985).
In the present case, defendant was convicted of first degree murder, which mandates a sentence between 20 and 60 years' imprisonment. 730 ILCS 5/5-8-1(a)(1)(a) (West 2000).
The Illinois Constitution requires that penalties be determined both according to the seriousness of the offense and with the objective of restoring the offender to useful citizenship. Ill. Const. 1970, art. I, § 11; People v. Center, 198 Ill. App. 3d 1025, 1032-33 (1990). "This constitutional mandate calls for the balancing of the retributive and rehabilitative purposes of punishment." People v. Quintana, 332 Ill. App. 3d 96, 109 (2002). In determining the appropriate sentence, the trial court must carefully consider all of the factors in aggravation and mitigation, including, inter alia, the defendant's age, demeanor, habits, mentality, credibility, criminal history, general moral character, social environment, and education, as well as the nature and circumstances of the crime and of defendant's conduct in the commission of it. Quintana, 332 Ill. App. 3d at 109.
In the present case, the comments of the trial judge in imposing the sentence reflect failure by the trial judge to recognize the full nature and extent of the provocation experienced by defendant upon her determination that Alonzo had apparently raped her infant daughter. While the trial judge may have questioned whether such molestation had occurred, he never questioned or attempted to negate the fact that defendant was sincere in her belief that such molestation did occur. Nor did that trial judge appear to fully recognize that the factual basis for this provocation was corroborated by the disclosure of codefendant Jeanette at the scene, that the same act had been committed by Alonzo against her daughter, and that consequently the belief of defendant in this provocation was enhanced.
Section 5-5-3.1(a) of the Unified Code of Corrections mandates that in imposing a sentence the trial judge consider as a mitigating factor whether defendant acted under "strong provocation," or whether there were circumstances which would "excuse or justify the defendant's criminal conduct" even if those circumstances would have been "insufficient to establish a defense," or reduce the charge from first degree to second degree murder. 730 ILCS 5/5-5-3.1(a) (West 2002); see also People v. Merritte, 242 Ill. App. 3d 485, 492 (1993) ("strong provocation as a mitigating factor at sentencing encompasses a wider range of conduct than that defined as serious provocation under the second degree murder statute"). The language in section 5-5-3.1 of the Unified Code of Corrections is "mandatory, rather than directory," and the "sentencing authority may not refuse to consider relevant evidence presented in mitigation." People v. Heinz, 391 Ill. App. 3d 854, 865 (2009).
Section 5-5-3.1(a) states in pertinent part:
"The following grounds
shall be accorded weight in favor of with-holding or minimizing a sentence of imprisonment:
* * *
(3) The defendant acted under a strong provocation.
(4) There were substantial grounds tending to excuse or justify the defendant's criminal conduct, though failing to establish a defense." (Emphasis added.) 730 ILCS 5/5-5-3.1(a) (West 2002).
While the term "strong provocation" is not defined in the Unified Code of Corrections, the similar term "serious provocation" has a well-established meaning under Illinois law. Merritte, 242 Ill. App. 3d at 492. Serious provocation is defined as "`conduct sufficient to excite an intense passion in a reasonable person.'" People v. Banks, 227 Ill. App. 3d 462, 473 (1992), quoting Ill. Rev. Stat. 1987, ch. 38, par. 9-2(b); see also People v. Wilks, 175 Ill. App. 3d 68, 75 (1988) ("the law acknowledges the mitigating effect of human weakness and intense passion * * * where the person * * * acted under a sudden and intense passion resulting from serious provocation sufficient to excite the passion of a reasonable person"). When considering whether an individual has acted under serious provocation sufficient to reduce the offense of first degree murder to second degree murder, the categories of serious provocation recognized by our courts are: substantial physical injury or assault, mutual quarrel or combat, illegal arrest and spousal adultery. Merritte, 242 Ill. App. 3d at 492. Serious provocation arising from substantial physical injury or assault extends to injuries to family members, including children. See, e.g., People v. Rice, 351 Ill. 604, 609 (1933) (evidence that victim slapped defendant's child supported conviction for manslaughter); Commonwealth v. Berry, 461 Pa. 233, 238, 336 A.2d 262, 264 (1975) (held that "threatened or immediate infliction of serious injury upon a parent, spouse or child" sufficient provocation to reduce the killing to voluntary manslaughter); Paz v. State, 777 So. 2d 983 (Fla. App. 2000) (reducing murder conviction to voluntary manslaughter where defendant killed the victim after defendants' wife indicated that the victim had sexually assaulted her); People v. Brooks, 185 Cal. App. 3d 687, 689-92, 230 Cal. Rptr. 86, 90 (1986) (holding that defendant was entitled to a voluntary manslaughter instruction for killing his brother's murderer after learning of the murder); see also 2 W. LaFave, Substantive Criminal Law § 15.2(b)(7), at 502 (2d ed. 2003) ("just as a reasonable man may be provoked by some sorts of conduct which inflict injury upon himself, so too he may be provoked by the same sorts of conduct which causes injury to his close relatives").
In the present case, contrary to the State's assertion, the record effectively demonstrates that instead of focusing on the undeniably egregious nature of the provocation, the trial judge chose to focus on the defendant's actions responding to that provocation as vigilantism, thereby warranting higher punishment. Obviously, vigilante justice renders the perpetrator culpable and subject to legal penalties imposed. But, in imposing these penalties the trial judge is nevertheless under a duty to consider the fact that the vigilante justice taken was neither casual nor random but rather committed in response to provocation that objectively would be as extreme as any mother of any child could sustain. See, e.g., S. Morse, Undiminished Confusion in Diminished Capacity, 75 J. Crim. L. Criminology 1, 34 (1984) (noting that most parents would become enraged at anyone who harmed or sexually assaulted their child); see also Lee v. United States, 959 A.2d 1141, 1144-45 (D.C. App. 2008) (defendant was entitled to a voluntary manslaughter instruction where there was evidence that he stabbed to death his 11-year-old daughter's molester after the child told the defendant that the adult man had kissed and licked her); State v. Munoz, 113 N.M. 489, 827 E2d 1303 (App. 1992) (defendant entitled to voluntary manslaughter instruction where he killed father-in-law after learning father-in-law sexually molested daughter); Toler v. State, 152 Tenn. 1, 260 S.W. 134 (1924) (father adequately provoked where he killed a close family friend after learning that his friend had eoaxed the father's 15-year-old daughter into drinking whiskey so he could sexually abuse the child in a field near father's home).
This attitude may well be discernable in comparing the sentences that the same judge gave to the other codefendants in this case. While defendant was sentenced to 60 years' imprisonment on her first degree murder charge, codefendants Katherine and Lakesha each received 20-year sentences in exchange for guilty pleas to first degree murder. Similarly, Terrance, who was convicted of felony murder received a 28-year sentence. Although we recognize that sentences given to codefendants are not dispositive of discretionary abuse, nevertheless they can serve as an indication of the trial judge's evaluation of the relative offenses.
Moreover, in failing to give due recognition to the provocation, the trial judge failed to recognize that in light of such provocation, there was very little, if any, likelihood that defendant would be a recidivist offender, so as to permit the full breadth of her rehabilitative potential. See 111. Const. 1970, art. I, § 11 ("[a]ll penalties shall be determined both according to the seriousness of the offense and with the objective of restoring the offender to useful citizenship" (emphasis added)); see also 730 ILCS 5/1-1-2 (West 2002) ("[t]he purpose of the [Unified] Code of Corrections is to, [ inter alia,] * * * permit the recognition of differences in rehabilitation possibilities among individual offenders * * * and restore offenders to useful citizenship" (emphasis added)); see also People v. Lewis, 89 Ill. App. 3d 15, 21 (1980) (noting that fact that defendant is not likely to repeat his failure is factor to be considered by trial court in imposing a sentence); see also People v. Glass, 98 Ill. App. 3d 641, 644 (1981) (noting that in imposing a sentence the defendant's motive for committing the offense is relevant to whether the defendant's conduct was a result of circumstances unlikely to recur); see also People v. Black, 223 Ill. App. 3d 630, 634 (1992) (noting that it was proper for the trial court for sentencing purposes to consider whether defendant's character showed he was unlikely to commit future crimes and whether circumstances were unlikely to recur).
The State nevertheless contends that the trial court properly sentenced defendant to the maximum sentence permitted by statute simply on the basis of the brutality of the crime. While we acknowledge that "the seriousness of the crime" has been held to be "the most important factor in fashioning an appropriate sentence" ( People v. Weatherspoon, 394 Ill. App. 3d 839, 862 (2009)), this does not relieve the sentencing judge from considering the requisite mitigating factors as articulated under the Unified Code of Corrections (see People v. Markiewicz, 246 Ill. App. 3d 31, 55 (1993)). We do not approve or purport in any way to sanction the conduct of this defendant in the murder of Alonzo nor do we condone the brutal manner by which it was committed. However, it would seem that accountability for that conduct can be reflected in a sentence that would nevertheless still recognize the impact of the vengeful pain and anger experienced by a mother upon discovering the sexual assault perpetrated by the adult victim on her infant daughter, as well as the fact that defendant, acting solely out of such egregious provocation, was unlikely to repeat the offense in the future. Rather, in sentencing defendant, the trial judge left no room for either of these factors, maximizing the sentence to the full extent permitted by statute, and on top of that adding a seven-year sentence for the underlying offense to be served consecutively. Our courts have never been reluctant to reduce a sentence on appeal, despite the serious nature of the underlying crime, where a trial court has neglected its duty to consider the relevant mitigating factors. See, e.g., People v. Crews, 42 Ill. 2d 60, 66 (1969) (holding that even though society was rightly outraged by the nature of the offense, in that case the murder of a child, the defendant's sentence for murder had to be reduced in light of the fact that she had no prior criminal background; noting that "in determining punishment for the crime, care must be taken to insure that the punishment is appropriate and just," and that this must "include a consideration of background and circumstances which affect punishment"); see also People v. Maggette, 195 Ill. 2d 336, 355 (2001) (holding that 10-year prison sentence on residential burglary conviction was manifestly disproportionate to the nature of the offense, despite the "appalling and harmful nature" of defendant's alleged sexual conduct toward the victim sleeping on sofa, and sentence would be reduced on appeal to 5 years); People v. Merritt, 53 Ill. App. 3d 929, 930-32 (1977) (holding that although defendant had committed "repeated violent criminal acts," "in the interest of his rehabilitation and so that the appearance of vengeance may be avoided" four concurrent sentences of 40 to 65 years imposed on conviction of two counts of rape and two counts of aggravated kidnaping would be reduced to concurrent terms of 15 to 45 years where defendant was only 20 years old and his only prior conviction was misdemeanor); see also People v. Blackwell, 171 Ill. 2d 338, 364 (1996), quoting, People v. Johnson, 128 Ill. 2d 253, 282 (1989) (holding that despite the "seriousness of defendant's actions" in committing the murder, defendant's sentence had to be reduced because "`defendant ha[d] led a relatively blameless life except for this one explosive episode'").
Accordingly, for the aforementioned reasons, we remand to the circuit court for a new sentencing hearing with instructions to the trial judge to give due reflection and implementation of the relevant mitigating factors. Based upon these mitigating factors, which include defendant's undeniably strong provocation, her lack of any venial criminal record, and the manifest unlikelihood of any repetition of this crime, we strongly believe that a proper sentence for this defendant would be at the minimal sentencing level for first degree murder, to which we would recommend that the present sentence be reduced.
C. Mittimus
Defendant finally contends, and the State concedes, that the mittimus must be corrected to reflect that she was convicted of one count of first degree murder ( 720 ILCS 5/9-1 (West 2002)) and one count of kidnaping ( 720 ILCS 5/10-1 (West 2002)) rather than two counts of first degree murder, pursuant to sections 9-1(a)(1) and 9-1(a)(3) of the Criminal Code of 1961 (the Criminal Code) (720 ILCS 5/91(a)(1), (a)(3) (West 2002)). The parties agree that the mittimus was made in error and does not properly reflect the jury's verdict or the sentence imposed by the court.
The mittimus currently reflects that defendant was convicted of one count of first degree murder pursuant to section 9-1(a)(1) of the Criminal Code (intentional murder), and sentenced to 60 years' imprisonment. It further reflects that defendant was also convicted of one count of first degree murder pursuant to section 9-1(a)(3) of the Criminal Code (felony murder), and sentenced to seven years' imprisonment. The parties agree that this is incorrect and that defendant was convicted of only one count of first degree murder ( 720 ILCS 5/9-1 (West 2002)) and that the second conviction and seven-year sentence were for kidnaping under section 10-1 of the Criminal Code ( 720 ILCS 5/10-1 (West 2002)).
Accordingly, pursuant to Supreme Court Rule 615(b)(1), we order the clerk of the circuit court to make the necessary corrections as far as eliminating the conviction for felony murder, and replacing it with a conviction for kidnaping. 134 Ill. 2d R. 615(b)(1) ("[o]n appeal the reviewing court may * * * modify the judgment or order from which the appeal is taken"); see also People v. McCray, 273 Ill. App. 3d 396, 403 (1995) ("[r]emandment is unnecessary since this court has the authority to directly order the clerk of the circuit court to make the necessary corrections"); People v. DeWeese, 298 Ill. App. 3d 4, 13 (1998) (correcting the mittimus to reflect the proper conviction). We, however, remand for a new sentencing hearing with respect to the conviction of first degree murder.
Affirmed in part and reversed and remanded in part; mittimus corrected.
McBRIDE and ROBERT GORDON, JJ., concur.