MEMORANDUM OPINION
LEONARD STARK, Magistrate JudgePage 1
I. INTRODUCTION
Plaintiff, Wayne T. Baker ("Baker"), an inmate at the James T. Vaughn Correctional Center ("VCC") in Smyrna, Delaware, filed this civil rights action pursuant to 42 U.S.C. § 1983. He appears pro se and has been granted leave to proceed in forma pauperis. (D.I. 5) On July 14, 2010, the Court screened the case and dismissed claims against Defendants as frivolous and dismissed the Complaint for failure to state a claim upon which relief may be granted, pursuant to 28 U.S.C. § 1915(e)(2)(B) and § 1915A(b)(1). (D.I. 17) Baker was given leave to amend the Complaint.
When bringing a § 1983 claim, a plaintiff must allege that some person has deprived him of a federal right, and that the person who caused the deprivation acted under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988).
II. BACKGROUND
The original Complaint alleged that Baker was attacked by his cellmate, Defendant Donald Glagg ("Glagg"). The Complaint named the VCC as a Defendant and also alleged what appeared to be a medical needs claim. The Court dismissed Glagg as a defendant because inmate Glagg is not a state actor, as is required to raise a claim under § 1983. The Court dismissed the VCC as immune from suit by reason of the Eleventh Amendment. Since it appeared plausible that Baker could articulate a claim against an alternative defendant or defendants, he was given leave to amend. He filed an Amended Complaint on July 23, 2010.
On August 10, 2010, Baker filed a Power of Attorney for inmate Ivan Mendez ("Mendez") to act as his attorney in fact. (D.I. 22) Mendez is a frequent filer in this Court. It is apparent from the handwriting that he is preparing documents on behalf of Baker.
III. STANDARD OF REVIEW
This Court must dismiss, at the earliest practicable time, certain in forma pauperis and prisoner actions that are frivolous, malicious, fail to state a claim, or seek monetary relief from a defendant who is immune from such relief. See 28 U.S.C. § 1915(e)(2) ( in forma pauperis actions); 28 U.S.C. § 1915A (actions in which prisoner seeks redress from governmental defendant); 42 U.S.C. § 1997e (prisoner actions brought with respect to prison conditions). The Court must accept all factual allegations in a complaint as true and take them in the light most favorable to a pro se plaintiff. Phillips v. County of Allegheny, 515 F.3d 224, 229 (3d Cir. 2008); Erickson v. Pardus, 551 U.S. 89, 93 (2007). Because Plaintiff proceeds pro se, his pleading is liberally construed and his Complaint, "however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. at 94 (internal quotation marks omitted).
An action is frivolous if it "lacks an arguable basis either in law or in fact." Neitzke v. Williams, 490 U.S. 319, 325 (1989). Under 28 U.S.C. § 1915(e)(2)(B)(i) and § 1915A(b)(1), a court may dismiss a complaint as frivolous if it is "based on an indisputably meritless legal theory" or a "clearly baseless" or "fantastic or delusional" factual scenario. Neitzke, 490 at 327-28; Wilson v. Rackmill, 878 F.2d 772, 774 (3d Cir. 1989); see also, e.g., Deutsch v. United States, 67 F.3d 1080, 1091-92 (3d Cir. 1995) (holding frivolous a suit alleging that prison officials took inmate's pen and refused to give it back).
The legal standard for dismissing a complaint for failure to state a claim pursuant to § 1915(e)(2)(B)(ii) and § 1915A(b)(1) is identical to the legal standard used when ruling on Rule 12(b)(6) motions. See Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999). However, before dismissing a complaint or claims for failure to state a claim upon which relief may be granted pursuant to the screening provisions of 28 U.S.C. §§ 1915 and 1915A, the Court must grant Plaintiff leave to amend his complaint, unless amendment would be inequitable or futile. See Grayson v. Mayview State Hosp., 293 F.3d 103, 114 (3d Cir. 2002).
A well-pleaded complaint must contain more than mere labels and conclusions. See Ashcroft v. Iqbal, ___ U.S. ___, 129 S.Ct. 1937 (2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007). The assumption of truth is inapplicable to legal conclusions or to "[t]hreadbare recitals of the elements of a cause of action supported by mere conclusory statements." Iqbal, 129 S.Ct. at 1949. When determining whether dismissal is appropriate, the Court conducts a two-part analysis. Fowler v. UPMC Shadyside, 578 F.3d 203, 210 (3d Cir. 2009). First, the factual and legal elements of a claim are separated. Id. The Court must accept all of the Complaint's well-pleaded facts as true, but may disregard any legal conclusions. Id. at 210-11. Second, the Court must determine whether the facts alleged in the Complaint are sufficient to show that Plaintiff has a "plausible claim for relief." Id. at 211. In other words, the Complaint must do more than allege Plaintiff's entitlement to relief; rather, it must "show" such an entitlement with its facts. Id. A claim is facially plausible when its factual content allows the Court to draw a reasonable inference that the defendant is liable for the misconduct alleged. See Iqbal, 129 S.Ct. at 1949. The plausibility standard "asks for more than a sheer possibility that a defendant has acted unlawfully." Id. "Where a complaint pleads facts that are `merely consistent with' a defendant's liability, it `stops short of the line between possibility and plausibility of `entitlement to relief.'" Id. (quoting Twombly, 550 U.S. at 570).
IV. DISCUSSION
The Amended Complaint raises the same or similar claims as in the original Complaint. In addition, it raises an access to the courts claim, an alleged violation of the First Amendment of the United States Constitution. The Amended Complaint, however, did not cure the pleading deficiencies. Indeed, the Amended Complaint names the same Defendants as the original Complaint: Glagg a non-State actor, and the VCC, which is immune from suit. See West v. Atkins, 487 U.S. 42, 48 (1988); Pennhurst State School Hosp. v. Halderman, 465 U.S. 89, 100 (1984); Alabama v. Pugh, 438 U.S. 781 (1978); Reichley v. Pennsylvania Dep't of Agric., 427 F.3d 236, 244-45 (3d Cir. 2005); Biener v. Calio, 361 F.3d 206, 216-17 (3d Cir. 2004); Laskaris v. Thornburgh, 661 F.2d 23, 25 (3d Cir. 1981); Green v. Howard R. Young Corr. Inst., 229 F.R.D. 99, 102 (D. Del. 2005). Consequently, all of Baker's claims fail.
Baker was given an opportunity to cure the pleading defects, but he failed to do so. The Court's July 14, 2010 Memorandum Opinion and Order's analysis provided an outline explaining why the claims against Glagg and the VCC were deficient, yet Baker continues to name them as Defendants. Consequently, additional amendments appear futile. See generally Foman v. Davis, 371 U.S. 178, 182 (1962) (holding court may curtail or deny request for leave to amend where there is "repeated failure to cure deficiencies by amendments previously allowed" and there would be "futility of amendment."). For the above reasons, the Court will dismiss the Complaint as frivolous, pursuant to 28 U.S.C. § 1915(e)(2)(B) and § 1915(A)(b)(1).
V. NON-ATTORNEY
Concurrent with the filing of a Power of Attorney naming Mendez as his attorney in fact, Baker also filed a subpoena completed and signed by Mendez. Mendez is a frequent filer and his handwriting is readily recognized by the Court.
As a non-attorney, Mendez may not act as an attorney for other individuals. He may only represent himself in this Court. See 28 U.S.C. § 1654; Osei-Afriye v. The Medical Coil. of Pennsylvania, 937 F.2d 876 (3d Cir. 1991) (non-lawyer appearing pro se may not act as attorney for his children); Alexander v. New Jersey State Parole Bd., 160 F. App'x 159, 160 n. 1 (3d Cir. Dec. 28, 2005) (holding prisoner proceeding pro se may not act on behalf of his fellow inmates); Lutz v. Lavelle, 809 F. Supp. 323, 325 (M.D. Pa. 1991) (stating "well established principle that while a layman may represent himself with respect to his individual claims, he is not entitled to act as an attorney for others in federal court"); DePonceau v. Pataki, 315 F. Supp. 2d 338, 341 (W.D.N.Y. 2004) ("[P]laintiffs have no statutory nor constitutional right to be represented in federal court by a nonlawyer."). Baker is placed on notice that future documents prepared by Mendez will be docketed, but not considered by the Court. Additionally, a copy of this Memorandum Opinion and accompanying Order will be sent to Mendez.
VI. CONCLUSION
For the above reasons, the Court will dismiss the Complaint as frivolous pursuant to 28 U.S.C. § 1915(e)(2)(B) and § 1915A(b)(1). Amendment of the Complaint would be futile. See Alston v. Parker, 363 F.3d 229 (3d Cir. 2004); Grayson v. Mayview State Hosp., 293 F.3d 103, 111 (3d Cir. 2002); Borelli v. City of Reading, 532 F.2d 950, 951-52 (3d Cir. 1976). An appropriate Order follows.
ORDER
At Wilmington this 30th day of September, 2010, consistent with the Memorandum Opinion issued this date, IT IS HEREBY ORDERED that:
1. The Amended Complaint is DISMISSED as frivolous pursuant to 28 U.S.C. § 1915(e)(2)(B) and § 1915A(b)(1). Amendment is futile.
2. The Plaintiff is placed on notice that future filings prepared by inmate Ivan Mendez will be docketed but not considered.
3. The Clerk of Court is directed to SEND a copy of the Memorandum Opinion and Order to inmate Ivan Mendez, SBI# 453351, James T. Vaughn Correctional Center 1181 Paddock Road, Smyrna, DE 19977.
4. The Clerk of Court is directed to CLOSE this case.
p1068306 F.3d at 1068-69, and this Court finds no relevant distinction between the performance of counsel in
Brownlee and that of Gamble's trial attorneys.
"In another case from the Court of Appeals for the Eleventh Circuit,
Hardwick v. Crosby, 320 F.3d 1127 (11th Cir. 2003), the attorney `did not obtain social service and juvenile records that showed that Hardwick's father was an abusive alcoholic' and did not obtain records that show that `Hardwick was found to possess dirty syringes,' at age 14.
Hardwick, supra,
320 F.3d at 1173-74. In addition, during state post-conviction proceedings, Hardwick demonstrated the existence of clear mitigating evidence not located by counsel, including the fact that `there was a story of heavy alcoholism on both sides of his family, mother and father, especially on the father's side, with . . . his father being an
alcoholic'
Hardwick, supra,
320 F.3d at 1174. In addition, `there was a history of physical abuse shown . . . by his father toward his mother . . . there was a history that there was a lack of parenting support or structure by either parent in the opinion of other relatives.'
Hardwick, supra,
320 F.3d at 1174. The mitigating evidence present in Gamble's case is remarkably similar to that in
Hardwick. In both cases, the attorneys failed to conduct a reasonable mitigation investigation, and in both cases, voluminous evidence of mitigation evidence — that was available had counsel only conducted a reasonable investigation — was presented at the state post-conviction evidentiary hearing.
"Many other cases rendered by the Court of Appeals for the Eleventh Circuit support Gamble's contention that his trial counsel were deficient in failing to conduct a reasonable mitigation investigations. See e.g.
Jackson v. Herring, 42 F.3d 1350 (11th Cir. 1995);
Cave v. Singletary, 971 F.2d 1513(11 Cir. 1992);
Cunningham v. Zant, 928 F.2d 1006 (11th Cir. 1991);
Thomas v. Kemp, 796 F.2d 1322 (11th Cir. 1986);
Blake v. Kemp, 758 F.2d 523 (11th Cir. 1986). After considering case law from the United States Supreme Court and the Court of Appeals for the Eleventh Circuit, and consideration of the 1989 ABA Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases, the only possible conclusion is that trial counsel, in failing to conduct a reasonable mitigation investigation, failed to exercise reasonable professional judgment and fell far short of meeting the prevailing norms of practice."
(C.R. 1590-1602.)
In Gamble's case, counsel presented no mitigation evidence at the penalty phase of his trial — no witnesses were called to testify in his behalf. At the postconviction proceedings, Gamble presented the testimony of his mother, his aunt, his uncle, his cousin, two of his sixth-grade teachers, and a friend. His family members painted a bleak picture of Gamble's childhood.
Lois Gamble, Gamble's mother, testified that her husband and Gamble's father, Leo Gamble, was abusive and violent, that he beat her when he was drunk, and that he drank often. She said that she had been in special education when she was in school because she was "slow." Lois testified that she had three children — LaSamuel, Mary Alice, and Loneka — but that Loneka had been smothered to death when she was one month old when Leo arrived home drunk and passed out on top of Loneka. Cassandra Dunn, Gamble's maternal aunt, testified that Gamble's home was a very violent environment and that Lois and her children lived with Leo's mother in a "run down shack." The house was filthy, she said, and you could see through the floor boards. Dunn also testified concerning Lois's mental problems growing up and her difficulty reading. She detailed one occasion when Lois had taken Gamble and his sister to live in Atlanta. Dunn testified that she received a telephone call that Lois had abandoned her children. Her older sister, she said, went to Atlanta to bring the children back to Birmingham, but Lois did not return with them. Sometime later, Dunn said, Lois returned to Birmingham and Lois, Gamble, and his sister moved in with a friend of Lois's. Lenair Gamble, Gamble's paternal uncle, testified that his brother was not a good father because he was never around, that he had a drinking problem, and that both of Gamble's parents were alcoholics. Lolita Wilson, one of Gamble's sixth-grade teachers, said that Gamble was "academically slow" and received special help with reading. Robbie May, one of Gamble's sixth-grade teachers, testified that Gamble was in a remedial program for special-needs children. Fernando Green, Gamble's cousin, testified that Gamble's father was an alcoholic and that they lived in a rundown shack with 14 other people. Marvin Holiday, a friend, testified to the appalling conditions of the house in which Gamble lived in, a house described as a "crack house."
Gamble introduced numerous exhibits in support of his claims of ineffective assistance of counsel. The school records for Gamble's mother showed that when she was 14 years of age she had a full-scale IQ of 56 and was considered to be "educable mentally retarded." Leo Gamble's school records showed that he had an IQ of 72 in the 11th grade. Social Security Administration records showed that Leo had been tested when he applied for benefits and that he had an organic mental disorder because of his "heavy alcohol consumption" and was possibly schizophrenic. Department of Human Resources ("DHR") records showed that when Gamble was three months old he was hospitalized. The records show that Gamble was "dirty and emaciated." At that time Child Protective Services obtained custody of Gamble because of parental neglect. Seven months later Lois regained custody. DHR records also show that Gamble, until he was 7 years of age, lived in his paternal grandmother's home, a "run down shack," with 23 relatives in 4 rooms. In 1984, when Gamble was seven, he moved to Atlanta with his mother and attended four different schools in two years. In 1986, Gamble and his mother returned to Birmingham. For the next year, Gamble and his sister were passed around among their relatives. In 1987, Gamble and his mother moved in with a friend and lived with her for nine years. The friend sold drugs out of her house and frequently had Gamble assist her in her drug sales. The testimony and exhibits presented a bleak and troubled childhood marked by neglect and indifference.
Dr. Elizabeth Beck, who had been retained to conduct a psychosocial assessment on Gamble, also testified to the majority of the facts contained in the numerous exhibits. She testified that she conducted 21 interviews with Gamble's family members and teachers and that she obtained numerous records relating to Gamble's childhood.
Gamble's school records showed that he frequently missed classes, that he made mostly "Ds" and "Fs," that he attended fourth grade three times, and that he was only promoted to the fifth grade based on the school's policy of "social promotion." Gamble was 15 years of age in the 7th grade and dropped out of school in the middle of that school year. Gamble was administered the Stanford-Binet Intelligence Scale in 2004 and it was determined that he had a full-scale IQ of 82 — which placed him in the low-average range. The State's expert at the Rule 32 proceedings, Dr. Glen King, a clinical psychologist, testified that he administered IQ tests to Gamble and that his full-scale IQ was 77. None of the above evidence was presented as mitigation at Gamble's capital-murder trial.
Gamble's two trial attorneys — Harry Lyon and Joe Morgan, Jr. — testified at the postconviction evidentiary hearing. Morgan testified that he was responsible for investigating mitigating evidence for the penalty phase of Gamble's trial. He met with Gamble one time to discuss mitigating evidence, and he began to prepare mitigation evidence about two months before trial. Morgan said that he wrote to Gamble's mother several times and attempted to reach Gamble's relatives by telephone, but was unsuccessful. Also, he said that 11 days before trial he realized that Gamble's relatives would not communicate with him, so he went to Gamble's neighborhood. He walked around the neighborhood, he said, and he asked anyone he could find about Gamble. Morgan testified that he did not attempt to obtain Gamble's school records, family medical records, family DHR records, or Gamble's juvenile records. Neither did Morgan attempt to obtain the services of a mitigation expert. Morgan knew that Gamble had mental deficiencies based on the pretrial tests conducted at Taylor Hardin Secure Medical Facility. Lyon testified that he believed that before mitigating evidence could be presented it had to fit within one of the statutorily defined mitigating circumstances.
Morgan's fee declaration showed that he spent only 2.7 hours talking with Gamble about possible mitigating evidence to present at the penalty phase.
A motion for a mitigation expert was filed but was abandoned by trial counsel.
Judge Michael Joiner, the same judge who presided over Gamble's penalty phase at trial, found that the failure to present the omitted mitigating evidence resulted in prejudice to Gamble. When sentencing Gamble to death, the circuit court found one aggravating circumstance — that the murder was committed while Gamble was engaged in the commission of a robbery. As mitigating circumstances, the circuit court found that Gamble had no significant history or prior criminal activity and that he was 1856 years old at the time of the offense. As nonstatutory mitigating circumstances, the court found:
"(1) Gamble's age and maturity; (2) the involvement of drugs in Gamble's life and the effect the drugs may have had in diminishing Gamble's capacity to understand and appreciate his actions; (3) the fact that Gamble was not the triggerman in the offense; (4) the relative culpability of the codefendant, who was the triggerman; and (5) Gamble's cooperation in providing complete statements with regard to the fact and circumstances of this case and other cases he had knowledge of."
Gamble, 791 So.2d at 450 (opinion on return to remand). Because the same judge who presided over Gamble's trial found that the failure to present the mitigating evidence resulted in prejudice to Gamble, we afford this finding considerable weight,
See Francis v. State, 529 So.2d 670, 673 n. 9 (Fla. 1988) ("Postconviction relief motions are not abstract exercises to be conducted in a vacuum, and this finding is entitled to considerable weight.").
This is not a case in which the omitted mitigating evidence was cumulative to evidence that was presented, see Ferguson v. State, 13 So.3d 418 (Ala.Crim.App. 2008), or in which counsel investigated and made an informed strategic decision not to present evidence concerning Gamble's upbringing, see Waldrop v. State, 987 So.2d 1186 (Ala. Crim.App. 2007). Here, counsel's investigation was so inadequate that they failed to discover any mitigation evidence to present at the penalty phase — although the Rule 32 evidentiary hearing clearly showed that there was a plethora of evidence that could have been presented on Gamble's behalf.
We agree with the circuit court; Gamble was denied the effective assistance of counsel at the penalty phase of his capital-murder trial because counsel failed to investigate and present mitigating evidence. See Strickland v. Washington. The circuit court correctly granted relief on this claim.
Because we have affirmed the circuit court's order granting relief on Gamble's claim that his counsel was ineffective at the penalty phase for failing to investigate and present mitigation evidence, it is unnecessary to review Gamble's claim in his cross-appeal that his counsel erred in failing to object to the circuit court's instructions in the penalty phase.
II.
The State next argues that the Rule 32 court erred in granting Gamble relief on his claim that his death sentence is arbitrary, capricious, and disproportionate to the penalty imposed on his more culpable codefendant and the triggerman, Marcus Presley. Presley's sentence of death was vacated, and he was sentenced to life imprisonment without the possibility of parole based on the Supreme Court's decision in Roper v. Simmons, 540 U.S. 1160, 124 S.Ct. 1171, 157 L.Ed.2d 1204 (2004), which barred a sentence of death for a defendant who was sixteen years of age at the time he or she committed murder.
The circuit court stated the following when granting relief on this claim:
"Gamble asserts that because his clearly more culpable co-defendant, Marcus Presley, cannot receive a death sentence, Gamble's death sentence is rendered arbitrary, capricious, and disproportionate. Petitioner claims that to execute him, when he did not kill either of the two victims in this case while the undisputed triggerman is spared, constitutes `cruel and unusual punishment' and violates constitutional mandates of fundamental fairness. On June 6, 2006, this Court granted Gamble's request to amend his Rule 32 Petition. Subsequently this court received evidence and heard testimony concerning this claim, including the testimony of District Attorney Robert Owens, who personally prosecuted both Presley and Gamble, and who continues to serve as the elected District Attorney of Shelby County, Alabama.
". . . .
"For the purposes of this claim, Gamble is challenging the constitutionality of his sentence in the present day, post[
Roper v.] Simmons [,
540 U.S. 1160 (2004)]. Specifically, as pled, it is the resentencing of Presley to a nondeath sentence that makes Gamble's sentence of death constitutionally unfair. Buttressing Petitioner's claim of fundamental unfairness is the testimony of District Attorney Robert Owens at the Rule 32 evidentiary hearing.
"Mr. Owens was called to the witness stand by counsel for Petitioner Gamble. Since his election in 1993, Mr. Owens has continuously held the position of District Attorney for Shelby County, Alabama. As District Attorney for Shelby County, he has personally tried approximately ten capital cases to conclusion. The ultimate decision to seek the death penalty rests with him. In making the decision to seek the death penalty in any one case, Mr. Owens testified that he considers the facts of the particular case, as well as issues of fairness and equity.
". . . .
"Mr. Owens made plain that had the United States Supreme Court's decision in
Roper v. Simmons not rendered Presley's sentence of death unconstitutional, he would not be testifying on behalf of Petitioner. It was, however, this District Attorney's continued commitment to issues of fairness and equity that compelled his current testimony before this Court.
"The Court finds it instructive that Mr. Owens, in his testimony, mentioned at least two separate factors that influenced his evaluation of fairness and equity in this case. Mr. Owens emphasized not only the backgrounds of these individuals, but the differing conduct at the occurrence of the event. The Court concurs that there is a substantial difference in both the background of these
individuals and in the conduct of these two individuals at the occurrence of the event.
"After considering the testimony and evidence presented by Petitioner, this Court concurs with the opinion of the District Attorney — that in this particular case, it would be fundamentally unfair to continue to seek the death of Gamble while Presley's sentence has now been commuted to life without the possibility of parole.
". . . .
"It is the responsibility and duty of each court that sits in judgment of the constitutional validity of Gamble's sentence to ensure that the imposition of the death penalty comports with the requirements of fundamental fairness while avoiding arbitrariness. Proportionality in sentencing between co-defendants is a major, independent element under the Eighth Amendment in assessing a death sentence. See
Enmund v. Florida, 458 U.S. 782, 788 (1982). In determining whether a death sentence is proportionate, and therefore, not arbitrary, the Supreme Court directs reviewing courts to not only evaluate the defendant's culpability individually, but also relative to his co-defendants and accomplices in the same case.
Enmund v. Florida, 458 U.S. 782, 788, 798 (1982). In
Enmund, supra, the United States Supreme Court confronted the scenario where co-defendants, who had `plainly different' levels of culpability for the killings, all received the same sentence of death. The Court found that, among co-defendants, sentencing alike those who had different degrees of responsibility ran afoul of the Eighth and Fourteenth Amendments.
Enmund, supra.
458 U.S. at 798. Gamble's case presents an even more egregious situation, where the defendant with the unquestionably greater culpability received the lesser sentence. See, e.g.,
People v. Kliner, 705 N.E.2d 850, 897 (111.1998) (`[Similarly situated codefendants should not be given arbitrarily or unreasonably disparate sentences.');
Larzelere v. State, 676 So.2d 394, 406 (Fla. 1996) (`When a codefendant . . . is equally as culpable or more culpable than the defendant, disparate treatment of the codefendant may render the defendant's punishment disproportionate.'). Whether the issue is that of `plainly different' defendants receiving the same sentence of death, or that of similarly-culpable defendants receiving different sentences, the inquiry remains the same: whether the sentences are arbitrarily or unreasonably disparate.
". . . .
"In numerous cases, Alabama appellate courts have adjudicated the constitutionality of death sentences by comparing the sentences received by co-defendants. See e.g.,
Ex Parte Henderson, 616 So.2d 348 (Ala. 1992) (reconsideration of death sentence in light of fact that sentence imposed in companion case was remitted from death by electrocution to life in prison without benefit of parole);
Ex parte Burgess, 811 So.2d 617 (Ala. 2000) (reconsideration of death sentence where five of six co-equal participants in a crime received immunity from prosecution, and sixth received death sentence);
Ex parte McWhorter, 781 So.2d 330 (Ala. 2000) (affirming sentence of death for defendant and lesser sentences for accomplices because of defendant's pivotal role as `triggerman' in crime);
Gavin v. State, 891 So.2d 907 (Ala.Crim.App. 2003) (affirming death sentence of triggerman when accomplices were not sentenced to death);
Hamm v. State, 564 So.2d 453 (Ala.Crim.App. 1989) (`The evidence in
the instant case established that appellant was the "triggerman," and this point alone is sufficient to justify the disparity in the sentences.');
Williams v. State, 461 So.2d 834 (Ala.Crim.App. 1983), rev'd on other grounds,
Ex parte Williams, 461 So.2d 852 (Ala. 1984) (`The fact that the defendant was the actual perpetrator of the crime, the triggerman, is an important and very significant factor to weigh in determining whether the defendant's sentence to death is excessive or disproportionate to the penalty imposed in the cases of his codefendants.').
". . . .
"This Court finds that although Gamble and Presley share criminal liability, Presley bears the greater culpability for the tragic murders of John Burleson and Janice Littleton. Faced with the `bizarre' result that the more culpable Presley no longer faces execution, while the lesser culpable Gamble remains on death row, this Court finds such a result to be arbitrary, disproportionate, and fundamentally unfair. This Court concludes that such inequity must be remedied, and accordingly orders that Gamble's sentence of death be vacated. A sentencing hearing shall be scheduled after this order becomes final and at that time Gamble shall be resentenced to a sentence other than death in accordance with the dictates of the Eighth and Fourteenth Amendments to the United States Constitution."
(C.E. 1638-49.)
The State argues that the circuit court erred in finding that Gamble's death sentence was automatically rendered disproportionate when his 16 year-old codefendant's death sentence was reduced to life without the possibility of parole. It asserts that the court's finding conflicts with longstanding precedent that provides that a defendant convicted of capital murder is entitled to an individualized sentencing determination. The State relies on Getsy v. Mitchell, 495 F.3d 295 (6th Cir. 2007); Farina v. State, 937 So.2d 612 (Fla. 2006); and Haney v. State, 603 So.2d 368 (Ala.Crim. App. 1991), to support its argument.
The United States Court of Appeals for the Sixth Circuit in Getsy v. Mitchell, 495 F.3d 295 (6th Cir. 2007), reviewed whether Getsy's death sentence was arbitrary and disproportionate given that his codefendant, who was sentenced by a different jury, was sentenced to life imprisonment. The court stated:
" Eighth Amendment proportionality, as defined by the Supreme Court, refers `to an abstract evaluation of the appropriateness of a sentence for a particular crime.'
Pulley v. Harris, 465 U.S. 37, 42-43,
104 S.Ct. 871,
79 L.Ed.2d 29 (1984) (holding that the petitioner was not constitutionally entitled to a proportionality review that would `compare Harris's sentence with the sentences imposed in similar capital cases'). Proportionality as defined by the Supreme Court evaluates a particular defendant's culpability for his crime in relation to the punishment that he has received. See, e.g.,
Atkins v. Virginia, 536 U.S. 304,
122 S.Ct. 2242,
153 L.Ed.2d 335 (2002) (reversing the death sentence of a mentally retarded defendant);
Enmund v. Florida, 458 U.S. 782,
102 S.Ct. 3368,
73 L.Ed.2d 1140 (1982) (reversing the death sentence of a defendant who did not himself take life, attempt to take life, or intend to take life);
Coker v. Georgia, 433 U.S. 584,
97 S.Ct. 2861,
53 L.Ed.2d 982 (1977) (reversing the death sentence of a defendant for the rape of an adult woman that did not result in her death). In each of these cases, the Supreme Court struck down a death sentence not because it was disproportionate in comparison
to sentences received by other, similarly situated defendants, but because of what the Court deemed to be the inappropriateness of the sentence in relation to the particular characteristics of the crime and the criminal at issue. These cases are of no help to Getsy, a competent adult who personally and intentionally committed aggravated murder.
"Unlike this absolute or individualized proportionality, Getsy's proportionality argument rests on a claim that his death sentence is disproportionate only by comparison to Santine's [his codefendant's] life sentence. In
Pulley, the Supreme Court considered the precise argument asserted by Getsy — that the Constitution demands a comparative proportionality review that `purports to inquire . . . whether the penalty is . . . unacceptable in a particular case because [it is] disproportionate to the punishment imposed on others convicted of the same crime.'
Pulley, 465 U.S. at 44,
104 S.Ct. 871. The Court squarely rejected this argument as contrary to its holdings in
Jurek v. Texas, 428 U.S. 262,
96 S.Ct. 2950,
49 L.Ed.2d 929 (1976),
Gregg v. Georgia, 428 U.S. 153,
96 S.Ct. 2909,
49 L.Ed.2d 859 (1976), and
Proffitt v. Florida, 428 U.S. 242,
96 S.Ct. 2960,
49 L.Ed.2d 913 (1976).
Pulley, 465 U.S. at 50-51,
104 S.Ct. 871. Three years later, the Court reaffirmed
Pulley'?, holding in
McCleskey v. Kemp, 481 U.S. 279,
107 S.Ct. 1756,
95 L.Ed.2d 262 (1987). In that case, the Court expressly held that a defendant could not `prove a constitutional violation by demonstrating that other defendants who may be similarly situated did
not receive the death penalty.'
McCleskey, 481 U.S. at 306-07,
107 S.Ct. 1756 (emphasis in original)."
495 F.3d at 305-06.
The Florida Supreme Court in Farina v. State, 937 So.2d 612 (Fla. 2006), addressed the validity of the trial court's reduction of Farina's sentence based on the fact that his codefendant, who had been sentenced two years after Farina was sentenced, had been sentenced to life imprisonment. The court stated:
"Although Jeffrey's life sentence would normally constitute newly discovered evidence under
Scott [v. Dugger, 604 So.2d 465 (Fla. 1992)], we reduced his sentence because he was not eligible as a matter of law to receive the death penalty.
See Farina [v. State], 801 So.2d [44,] 56 [(Fla. 2001)] (citing
Brennan [v. State], 754 So.2d [1,] 5-6 [(Fla. 1999)]). Thus, as we stated in Anthony's direct appeal, Jeffrey's life sentence `is irrelevant to Anthony's proportionality review because the aggravation and mitigation in their cases are per se incomparable.'
Id. Jeffrey's life sentence would not `probably result in a life sentence for [Anthony] on retrial.'
See Ventura [v. State], 794 So.2d [553,] 571 [(Fla. 2001)]."
937 So.2d at 618.
See Williams v. State, 793 N.E.2d 1019, 1023 (Ind. 2003) ("That Rouster's death sentence has been vacated because Rouster is mentally retarded has no bearing on the lawfulness of the sentence Williams received. Williams is entitled to and has received an individualized sentencing determination.").
See also Annot.,
Appellate Review of Sentences, 39 Geo.L.J. Ann. Rev.Crim. Proc. 906 n. 2710 (2010) ("A sentence is not disproportionate under the Eighth Amendment just because it exceeds a codefendant's sentence.").
This Court in Haney v. State, 603 So.2d 368 (Ala.Crim.App. 1991), stated:
"In
Enmund v. Florida, 458 U.S. 782,. 797,
102 S.Ct. 3368, 3377,
73 L.Ed.2d 1140 (1982), the Court held that the death penalty is unconstitutional for one
who `does not himself kill, attempt to kill, or intend that a killing take place or that lethal force will be employed.' In
Tison v. Arizona, 481 U.S. 137,
107 S.Ct. 1676,
95 L.Ed.2d 127 (1987), the Court held that it was not cruel and unusual punishment to impose the death penalty upon a defendant who played a significant role in the felony that resulted in murder and who acted with reckless indifference to human life. The rule that has evolved from
Enmund and
Tison is that the death sentence is disproportionate under the Eighth Amendment for the non-triggerman who was not present at the scene and did not intend that anyone be killed; however, it is permissible under the Eighth Amendment for felony murderers who actually killed, attempted to kill, or intended that a killing take place or that lethal force be used. In
White v. Wainwright, 809 F.2d 1478, 1484 (11th Cir. 1987), in holding that the death penalty may be imposed for conviction of a joint robbery undertaking where the defendant contemplated that lethal force would be used, even though he claims personal opposition to the use of lethal force, the court stated:
"`In
Ross v. Kemp, 756 F.2d 1483 (11th Cir. 1985) (en banc) we considered the possibility that appellant was a non-shooter and that the fatal shot was fired by his accomplice. We declined to read
Enmund in a mechanistic fashion but merely "as requiring a level of individual participation that justifies the application of the death penalty,"
id. at 1489, and we concluded that the primary purposes of capital punishment, deterrence and retribution, legitimately could be applied to the facts of the case.
Id. We found, in the language of
Enmund, that the defendant's "intentions, expectations and actions" rose to a level of culpability that the retributive purposes of capital punishment would be furthered by defendant's sentence.
Id. And, in reaching these holdings, we considered not only the contemplation of lethal force but also the active participation by the defendant in the activities that culminated in the victim's death.
Id.'"
603 So.2d at 386-87.
Alabama recognizes that capital-murder codefendants have a right to an individualized sentencing determination and do not have to be sentenced to the same punishment. "To determine the appropriate sentence, the sentencer must engage in a `broad inquiry into all relevant mitigating evidence to allow an individualized determination.'" Ex parte Smith, [Ms. 1010267, March 14, 2003] ___ So.3d ___, ___ (Ala. 2003), quoting Buchanan v. Angelone, 522 U.S. 269, 276, 118 S.Ct. 757, 139 L.Ed.2d 702 (1998). As the Alabama Supreme Court stated in Ex parte McWhorter, 781 So.2d 330 (Ala. 2000):
"The law does not require that each person involved in a crime receive the same sentence.
Wright v. State, 494 So.2d 726, 739 (Ala.Crim.App. 1985) (quoting
Williams v. Illinois, 399 U.S. 235, 243,
90 S.Ct. 2018,
26 L.Ed.2d 586 (1970)). Appellate courts should `examine the penalty imposed upon the defendant in relation to that imposed upon his accomplices, if any.'
Beck v. State, 396 So.2d 645, 664 (Ala. 1980). However, the sentences received by codefendants are not controlling per se,
Hamm v. State, 564 So.2d 453, 464 (Ala.Crim.App. 1989), and this Court has not required or directed that every person implicated in a crime receive the same punishment.
Williams v. State, 461 So.2d 834, 849 (Ala.Crim.App. 1983), rev'd on other grounds,
461 So.2d 852 (Ala. 1984). ` "There is not a simplistic rule that a co-defendant may not be sentenced to
death when another co-defendant receives a lesser sentence."`
Id. (quoting
Collins v. State, 243 Ga. 291,
253 S.E.2d 729 (1979))."
781 So.2d at 344. The issue whether codefendants should be sentenced to the same punishment based on Alabama's proportionality review was addressed by the Alabama Supreme Court in
Ex parte Thomas, 460 So.2d 216 (Ala. 1984). The Court stated:
"The sentences received by co-defendants must be considered by this court in determining the appropriateness of a death sentence on appeal,
Beck v. State, 396 So.2d [645] 664 [(Ala. 1980)], but they are not controlling per se. (Appellant's contention that the trial court should have expressly considered the sentences received by appellant's co-defendants is answered in
Coulter v. State, 438 So.2d 336 (Ala.Cr.App. 1982), aff'd,
438 So.2d 352 (Ala. 1983)). In that case, we affirmed the Court of Criminal Appeals holding the disproportionality question involving consideration of co-defendant sentences is something to be addressed by the appellate courts instead of at the trial level. Accord,
Miller v. Florida,
459 U.S. 1158,
103 S.Ct. 802,
74 L.Ed.2d 1005 (1983) (Marshall, J., dissenting from denial of certiorari).
Were they [sic], there would be no need for us to make the other inquiries we mandated in
Beck."
460 So.2d at 226-27. In
Coulter v. State,
438 So.2d 336 (Ala.Crim.App. 1982), we stated: "In the sentencing phase of the trial, the fact that an alleged accomplice did not receive the death penalty is no more relevant as a mitigating factor for the defendant than the fact that an alleged accomplice did receive the death penalty would be as an aggravating circumstance against him."
438 So.2d at 345.
See Ex parte Tomlin, 909 So.2d 283 (Ala. 2003), citing
Coulter,
438 So.2d at 345: "[Tomlin's codefendant's] sentence cannot properly be used to undermine a mitigating circumstance."
Compare Ex parte Burgess, 811 So.2d 617 (Ala. 2000) (Supreme Court directed trial court to consider fact that Burgess was the only one of six participants in the murder who was prosecuted for the offense).
First, we question whether the issue of the proportionality of Gamble's sentence to that of his codefendant's was properly before the Rule 32 court given that the Supreme Court in Thomas held that a proportionality review is conducted by an appellate court and not a trial court. See § 13A-5-53, Ala. Code 1975. Section 13A-5-53(b), Ala. Code 1975, states that the Alabama Court of Criminal Appeals, subject to review by the Alabama Supreme Court, shall determine: "(3) Whether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant."
Second, in Alabama a defendant convicted of capital murder is entitled to an individualized sentencing determination. "What is important . . . is an individualized determination on the basis of the character of the individual and the circumstances of the crime." Zant v. Stephens, 462 U.S. 862, 879, 103 S.Ct. 2733, 77 L.Ed.2d 235 (1983). `"Because of "the need for individualized consideration as a constitutional requirement in imposing the death sentence," Lockett v. Ohio, 438 U.S. 586, 605 (1978), the focus must be on the defendant.'" Gavin v. State, 891 So.2d 907, 994 (Ala.Crim.App. 2003), quoting Wright v. State, 494 So.2d 726, 740 (Ala.Crim.App. 1985). Here, the circuit court, when setting aside Gamble's death penalty, based its decision on the fact that his codefendant was sentenced to life imprisonment. As the Florida Supreme Court stated in Farina:
"The reason [the codefendant] did not receive the death penalty, however, had nothing to do with the circumstances of the crime or the presence or absence of aggravating or mitigating factors. The basis was purely legal: we had held in
Brennan [v. State], 754 So.2d [1] at 1 [(Fla. 1999)], that the imposition of a sentence of death on a sixteen-year-old defendant constitutes cruel and unusual punishment, and Jeffrey was sixteen years old at the time of these murders.
See Farina [v. State], 763 So.2d [302] at 303 [(Fla. 1999)] (citing
Brennan, 754 So.2d at 5-6). Thus, whereas in
Scott [v. Bugger, 604 So.2d 465 (Fla. 1992)], a jury analyzed the facts and, considering the aggravating and mitigating circumstances, recommended a sentence of life, in this case, despite a jury recommendation of a sentence of death, and the trial court's imposition of such a sentence, this Court concluded as a matter of law that Jeffery was ineligible for the death penalty. See
id. Unlike
Scott, Jeffrey's sentence reduction has no connection to the nature or circumstances of the crime or to the defendant's character or record. Under
Lockett [v. Ohio], [
438 U.S. 586 (1978),] it is irrelevant as a mitigating circumstance in Anthony's case."
937 So.2d at 620.
Third, Gamble presented this claim to the circuit court in a motion to amend his petition to allege a "newly-cognizable constitutional claim" that his death sentence was now disproportionate given that his codefendant's death sentence had been vacated based on Roper v. Simmons, supra. However, there is no constitutional right to a proportionality review in death-penalty cases. As the United States Supreme Court stated in Pulley v. Harris, 465 U.S. 37, 104 S.Ct. 871, 79 L.Ed.2d 29 (1984): "comparative proportionality review is not constitutionally required in every state court death sentence review. . . . In fact, the United States Supreme Court has specifically rejected the claim that a capital defendant can prove an Eighth Amendment violation `by demonstrating that other defendants who may be similarly situated did not receive the death penalty.'" 465 U.S. at 43, 104 S.Ct. 871. In Alabama, § 13A-5-53(b)(3), Ala. Code 1975, provides that a proportionality review be conducted by the appellate court on every death sentence; however, this statute does not apply to the circuit court.
In Ex parte Pierce, 851 So.2d 606, 616 (Ala. 2000), the Alabama Supreme Court recognized that, to survive the procedural bars of Rule 32.2(a)(3) and (a)(5), Ala.R.Crim. P., a petitioner's constitutional claim must allege that the evidence was not known or could not reasonably have been discovered in time to raise the issue at trial or on appeal.
For the reasons stated above, we hold that the circuit court erred in finding that Gamble's death sentence was due to be vacated because it was constitutionally disproportionate and excessive to his codefendant's sentence of life imprisonment without the possibility of parole.
Accordingly, for the reasons stated in Part I of this opinion, we affirm the circuit court's judgment granting Rule 32 relief in part; for the reasons set out in Part II, we reverse the circuit court's judgment insofar as it holds that Gamble cannot be sentenced to death merely because his co-defendant was sentenced to life imprisonment without the possibility of parole, and we remand this case to the Shelby Circuit Court for proceedings consistent with this opinion.
AFFIRMED IN PART; REVERSED IN PART; AND REMANDED.
WISE, P.J., and WINDOM, KELLUM, and MAIN, JJ., concur.