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Smart Summary

Factual and Procedural Background

Petitioner Jeannine M. Rivera (the mother) and respondent Michael D. LaSalle (the father) are divorced parents of two children born in 1998 and 2001. Following their 2007 divorce, the parties agreed to continue a joint custody arrangement alternating week-to-week, which had been in place since 2005. In May 2009, the mother initiated a modification proceeding seeking primary physical custody of the children, arguing that the week-to-week schedule was unworkable due to the children’s growth, increasing extracurricular activities, and the distance of the mother’s home from the children’s school. After a two-day fact-finding hearing and a Lincoln hearing, the Family Court awarded primary physical custody to the father. The attorney for the children appealed, challenging the Family Court’s determination that custody with the father was in the children’s best interests.

Legal Issues Presented

  1. Whether the Family Court erred by breaching the children’s confidentiality rights by revealing their expressed custody preferences during the Lincoln hearing and in a subsequent letter.
  2. Whether the Family Court gave appropriate weight to the children’s preferences, especially the older child’s, in determining their best interests for custody purposes.
  3. Whether the Family Court’s custody award to the father was supported by a sound and substantial basis given the record, including the children’s preferences and other parental fitness factors.

Arguments of the Parties

Attorney for the Children (Appellant)

  • Argued that the Family Court improperly revealed the children’s confidential preferences expressed during the Lincoln hearing and in a letter, thereby breaching their right to confidentiality.
  • Contended that the Family Court gave insufficient weight to the children’s custody preferences, particularly those of the older child, in its best interests analysis.
  • Maintained that the Family Court failed to adequately investigate the alleged change in the children’s preferences reflected in the lost letter, which undermined the custody determination.

Family Court / Respondents

  • The Family Court placed primary physical custody with the father, reasoning that his residence in the school district would minimize disruption to the children’s academic, athletic, and extracurricular activities.
  • Found that the children had good relationships with both parents and that both parents were generally fit and able to cooperate in the children’s best interests.
  • Considered an isolated incident of domestic violence involving the father but ultimately characterized it as isolated and cautioned the father against recurrence.
  • Attributed little weight to the children’s expressed preferences after they allegedly retracted them in a letter, which was lost and thus unavailable for review.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Matter of Lincoln v Lincoln, 24 NY2d 270 Confidentiality of children's preferences in custody proceedings Recognized that children’s preferences expressed in a Lincoln hearing are confidential and should be protected from disclosure.
Matter of Verry v Verry, 63 AD3d 1228, lv denied 13 NY3d 707 Confidentiality breach does not automatically invalidate custody determination Held that inadvertent breach of confidentiality does not justify disturbing a valid custody ruling.
Matter of Sellen v Wright, 229 AD2d 680 Protection of children from forced disclosure or choosing between parents Emphasized paramount importance of protecting children’s confidentiality absent contrary direction.
Matter of Smith v Smith, 61 AD3d 1275 Child’s wishes are one factor in custody decisions, not dispositive Family Court not required to follow child’s wishes exclusively in best interests analysis.
Matter of Cornell v Cornell, 8 AD3d 718 Child’s preference considered if voluntary and untainted Quoted the standard that courts must determine voluntariness before following child’s preference.
Eschbach v Eschbach, 56 NY2d 167 Child’s wishes as indication of best interests; separate consideration for each child Court must consider each child’s preferences individually and weigh them among other factors.
Matter of Valenti v Volenti, 57 AD3d 1131, lv denied 12 NY3d 703 Child’s wishes are a factor in custody determination Reinforced that children’s preferences are one of multiple factors considered.
Matter of Oddy v Oddy, 296 AD2d 616 Consideration of children’s preferences in custody Supported weighing child’s wishes as part of custody best interests analysis.
Matter of Gravelding v Loper, 42 AD3d 740 Weight to be given to child’s preference when wishes are confused or changing Allowed giving little weight to confused or changing preferences; court found this did not apply to older child here.
Barbara ZZ. v Daniel A., 64 AD3d 929 Potential conflict of interest in children’s representation when preferences diverge Suggested further inquiry may be needed if children’s preferences diverge and representation conflicts arise.
Corigliano v Corigliano, 297 AD2d 328 Considerations of representation and conflicts in custody proceedings Referenced in context of attorney representation and potential conflicts when children’s wishes differ.
Matter of Passero v Giordano, 53 AD3d 802 Greater weight given to older children’s preferences Noted that weight of child’s wishes increases with age.
Matter of McGovern v McGovern, 58 AD3d 911 Distinction between younger children’s and older adolescents’ preferences Older child’s preference not entitled to great weight but must be considered.
Matter of Lowe v O'Brien, 81 AD3d 1093 Child’s unequivocal preference entitled to consideration Supported giving consideration to the older child’s clear preference.
Matter of Winston v Gates, 64 AD3d 815 Comparative weight of child’s preferences Referenced in evaluating weight of child’s expressed wishes.
Matter of Hurlburt v Behr, 70 AD3d 1266 Standard for sound and substantial basis for custody award Court found no sound and substantial basis for custody award to father on this record.
Matter of Brown v Brown, 52 AD3d 903 Independent appellate review of custody determinations Referenced for authority to independently review custody decisions.
Castler v Castler, 233 AD2d 720 Independent review and weighing of custody factors Supported appellate review of custody awards and weighing of children’s preferences.

Court's Reasoning and Analysis

The Court first found that the Family Court erred by breaching the children’s confidentiality when it revealed their preferences expressed during the Lincoln hearing and in a subsequent letter. Although this breach was inadvertent and not sufficient alone to overturn the custody decision, the Court emphasized the paramount importance of protecting children from being forced to disclose intimate family details.

The Court then analyzed the weight given to the children’s preferences. Family Court gave little weight to the preferences because the children allegedly retracted them in a letter that was lost and unavailable for review. The appellate court found this reasoning flawed, especially regarding the older child, whose unequivocal preference was documented in the Lincoln hearing transcript. The absence of the letter and minimal inquiry into the alleged change in preference undermined the soundness of the Family Court’s decision. The Court noted that each child’s preferences must be considered separately and that the record showed no clear basis for discounting the older child’s wishes.

Regarding the best interests analysis, the Family Court’s primary justification for awarding custody to the father was his residence within the school district, facilitating continuity in the children’s academic and extracurricular activities. Other factors, including parental fitness and relationships, were balanced or favored the mother. The Court expressed concern about the father’s angry altercation with the maternal grandmother but accepted Family Court’s characterization of the incident as isolated.

Given the close custody determination and the deficient record on the children’s preferences, the appellate Court concluded there was no sound and substantial basis to affirm the custody award to the father. The Court further noted that without the letter or other evidence of changed preferences, it could not properly weigh the children’s wishes on independent review.

Holding and Implications

Holding: The appellate court modified the Family Court’s order by reversing the award of primary physical custody to the father and remitting the matter for further proceedings consistent with this decision. Pending a new determination, custody remains temporarily with the father.

Implications: This decision directly affects the parties by requiring further fact-finding and consideration of the children’s preferences in custody determinations. The Court underscored the importance of protecting children’s confidentiality and properly weighing their wishes as part of the best interests analysis. No new legal precedent was established; rather, the Court applied and reiterated existing principles governing custody modifications, confidentiality, and children’s preferences.

In the Matter of JEANNINE M. RIVERA, Respondent, v. MICHAEL D. LASALLE, Respondent. CHRISTOPHER HAMMOND, as Attorney for the Children, Appellant.

Garry, J.

Petitioner (hereinafter the mother) and respondent (hereinafter the father) have two children (born 1998 and 2001). The parties divorced in 2007 pursuant to a separation agreement in which they agreed to continue an alternating week-to-week joint custody arrangement they had begun in 2005. In May 2009, the mother commenced this modification proceeding seeking primary physical custody of both children on the ground that the week-to-week arrangement had become unworkable due to the children's growth, their increasing involvement in athletic and extracurricular activities and the location of the mother's home approximately one hour from their school. Following a two-day fact-finding hearing and a Lincoln hearing, Family Court awarded primary physical custody to the father. The attorney for the children appeals, contending that the court erred in determining that it was in the children's best interests to live with the father.

Initially, we agree with the assertion that Family Court breached the children's right to confidentiality by revealing the preferences that they expressed during the Lincoln hearing and in a subsequent letter to the court allegedly written by the younger child ( see generally Matter of Lincoln v Lincoln, 24 NY2d 270). While this error appears wholly inadvertent, and would not justify disturbing an otherwise valid custody determination ( see Matter of Verry v Verry, 63 AD3d 1228, 1229, lv denied 13 NY3d 707), we reiterate that "[children must be protected from having to openly choose between parents or openly divulge intimate details of their respective parent/child relationships" ( Matter of Sellen v Wright, 229 AD2d 680, 681-682). Their right to confidentiality "remain[s] paramount absent a direction to the contrary" ( Matter of Hrusovsky v Benjamin, 274 AD2d 674, 676).

During the 10-day period between the Lincoln hearing and the conclusion of the fact-finding hearing, the father delivered the letter to the attorney for the children and then to Family Court. The court had a brief discussion with the father, who testified that the younger child had written the letter and that the father did not know its contents. The court then advised the parties that the letter would be sealed and treated as part of the Lincoln hearing. Unfortunately, the letter was thereafter lost and has not been recovered.

The attorney for the children contends that Family Court gave insufficient weight to the children's preferences — in particular, those expressed by the older child — in making its best interests determination. Family Court is, of course, not required to abide by the wishes of a child to the exclusion of other factors in the best interests analysis ( see Matter of Smith v Smith, 61 AD3d 1275, 1277-1278). If such were the case, "`then all a court would be required to decide is whether [a child's] preference of parent is voluntary and untainted and then follow the child's wish'" ( Matter of Cornell v Cornell, 8 AD3d 718, 719, quoting Dintruff v McGreevy, 34 NY2d 887, 888). However, a child's wishes are "some indication of what is in [his or her] best interests" ( Eschbach v Eschbach, 56 NY2d 167, 173). Though not dispositive, a child's preferences are one of the factors to be considered in making a custody determination ( see Matter of Valenti v Volenti, 57 AD3d 1131, 1136, lv denied 12 NY3d 703; Matter of Oddy v Oddy, 296 AD2d 616, 617).

Here, Family Court stated that both children "expressed an unequivocal position" during the Lincoln hearing, but that the court placed little weight on either child's preference as the children subsequently retracted that position in the letter to the court. When the record supports a finding that a child's wishes are "confused and changing," they may be given little weight ( Matter of Gravelding v Loper, 42 AD3d 740, 743). However, this record does not support such a determination, at least as to the older child. The only indication that either child's preference had changed was allegedly contained in the letter, which cannot be examined as it was lost. Additionally, while the court's decision states that the letter came from both children, the father stated that it was written by the younger child alone; on this record, it is impossible to determine whether the text supported its attribution to both children. Notably, in determining the best interests of more than one child, "the court must be cognizant of the individual needs of each child" and should therefore give separate consideration to each child's preferences ( Eschbach v Eschbach, 56 NY2d at 172). Given the circumstances of the letter's delivery, we note our concern that there was minimal inquiry conducted to explore the reasons for the alleged change in preference or to ascertain "the potential for influence having been exerted" ( id. at 173). The receipt of the unsworn letter called for further development on the record — either through the attorney for the children or by means of a second Lincoln hearing — to determine why the preference had changed, whether the children's wishes had diverged and, if so, whether their continued representation by the same attorney presented any potential conflict of interest ( compare Barbara ZZ. v Daniel A., 64 AD3d 929, 933-934; Corigliano v Corigliano, 297 AD2d 328, 329).

The weight to be given to a child's preference in a custody determination becomes greater as the child ages ( see Matter of Passero v Giordano, 53 AD3d 802, 804). Here, the older child was nearly 11 years old at the time of the Lincoln hearing — an age at which his wishes were not necessarily entitled to the "great weight" we accord to the preferences of older adolescents ( Matter of McGovern v McGovern, 58 AD3d 911, 913 n 2 [2009]; see Matter of Cornell v Cornell, 8 AD3d at 719; Matter of Oddy v Oddy, 296 AD2d at 617). However, based on the older child's level of maturity and ability to articulate his preferences as reflected in the Lincoln hearing transcript, we are persuaded that the unequivocal position he expressed at that time was, at minimum, "entitled to consideration" ( Matter of Lowe v O'Brien, 81 AD3d 1093, 1096; compare Matter of Winston v Gates, 64 AD3d 815, 818). The absence from the record of the letter or of any other evidence that the older child's position had changed prevents us from determining whether a sound and substantial basis existed for Family Court's decision to give it little weight.

Moreover, upon this limited record, we are troubled by the possibility that the lack of weight given to the children's wishes may have affected Family Court's decision. The chief reason noted by the court for the award of physical custody to the father was that he resided in the district where the children were attending school, and awarding custody to the father would allow the children to continue to engage in their academic, athletic and extracurricular activities without disruption. Other factors discussed by the court were either equally balanced between the parents or appeared to inure more to the benefit of the mother than the father. The court found that the children enjoyed good relationships with both parents, that the mother and father had a generally civil and amicable relationship with one another, and that they were able to make joint decisions in the children's best interests. With regard to their "past performance, relative fitness and ability to guide and provide for the child[ren]'s development — both intellectually and emotionally" ( Matter of McGovern v McGovern, 58 AD3d at 914-915), the court described the mother as "a sincere and well-meaning parent, acting in the best interest of her children." As to the father, however, the court expressed significant concern over an angry altercation that had taken place between the father and the maternal grandmother in the presence of one of the children, and the father's sarcasm and anger when questioned in court about the incident. Ultimately characterizing the altercation as an isolated act of domestic violence, the court cautioned the father that such conduct could affect future custody and visitation determinations and was "best not repeated." Family Court also noted that a new girlfriend had recently moved into the father's home and the children had some difficulty getting along with the girlfriend's son.

Given the closeness of the determination and the deficiencies in the record regarding the children's wishes, this Court can neither conclude that a sound and substantial basis exists for Family Court's award of custody to the father ( see Matter of Hurlburt v Behr, 70 AD3d 1266, 1268, lv dismissed 15 NY3d 943), nor can we accord appropriate weight to the children's preferences in conducting our own independent review ( see Matter of Brown v Brown, 52 AD3d 903, 905; Castler v Castler, 233 AD2d 720, 721). We therefore remit to Family Court for further proceedings.

Ordered that the order is modified, on the law and the facts, without costs, by reversing so much thereof as awarded primary physical custody to respondent; matter remitted to the Family Court of Otsego County for further proceedings not inconsistent with this Court's decision, and, pending a new determination, custody of the children shall remain temporarily with respondent; and, as so modified, affirmed.

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IN RE JEANNINE M. RIVERA
(May 5, 2011)