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  • sections of the Indian Succession Act
  • sec. 234 of the Indian Succession Act.
  • sec. 199 of the Indian Succession Act,
  • sec. 250 of the Indian Succession Act,
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  • sections of the Indian Succession Act
  • sec. 234 of the Indian Succession Act.
  • sec. 199 of the Indian Succession Act,
  • sec. 250 of the Indian Succession Act,
Smart Summary

Judicial Opinion Summary — Probate and Letters of Administration (Francis Rebells)

Factual and Procedural Background

The testator, Francis Rebells, executed a Will dated 26 September 1880 and died on 5 October 1880 a few days later. By that Will he provided shares of his property to his three infant children (two sons and a daughter) and left the most valuable portion of his estate to his mother and sisters. He appointed Nawab Khajah Ahsanullah and W.S. Dias (a step-son) as executors.

W.S. Dias made an application to the District Judge of Dacca for probate (an initial petition is dated 12 September 1880 in the record) in which he asked for a citation to be issued upon his co-executor only. That first application was dismissed on 11 May 1881 for want of prosecution. A fresh application by Mr. Dias was made on 22 September 1881. An order of 26 October 1881 directed that notice do issue and fixed a hearing; probate was ultimately granted to Mr. Dias alone on 30 December 1881.

Mr. Dias died in September 1887. In 1887 letters of administration with the Will annexed were granted to the testator's daughter (referred to as Mrs. Lucas / Mrs. Luca in the record). There is no evidence before the Court that the two infant sons — the present Appellants (Walter and Peter) — were cited in the probate proceedings. At the date of the Will they were aged ten and six respectively. Walter attained majority in 1888 and Peter in 1892. Both appear to have, at times, dealt with their shares under the Will.

On 13 July 1894 the two sons instituted proceedings seeking revocation of the probate (and related letters of administration) principally on the ground that the Will was not genuine; for the present appeal they pressed the narrower contention that the probate/letters should be revoked as falling within sec. 234 of the Indian Succession Act because parties who ought to have been cited (the infant heirs) were not cited.

Legal Issues Presented

  1. Whether the grant of probate to W.S. Dias and the subsequent grant of letters of administration with the Will annexed to Mrs. Lucas ought to be revoked.
  2. Whether failure to serve citation on the infant heirs (the two sons) in the probate proceedings constitutes "just cause" under section 234 of the Indian Succession Act to revoke the grant.
  3. Whether, given the facts (minors living under the guardianship of an executor), special citations and the appointment of a guardian ad litem were required before probate or letters of administration could properly be granted.

Arguments of the Parties

Appellants' Arguments

  • The probate and subsequent letters of administration should be revoked under sec. 234 of the Indian Succession Act because the proceedings to obtain the grant were defective in substance.
  • Specifically, the probate was obtained without citing the heirs-at-law (the infant sons) whose interests were materially affected and who therefore ought to have been cited.
  • Illustration (b) of the explanation to sec. 234 was relied upon to show that a grant made without citing parties who ought to have been cited is "just cause" for revocation.

Respondents' Arguments

  • There was general citation in the proceedings and no one was entitled to special citation; absence of special citation does not render the proceedings defective in substance.
  • Illustration (b) of sec. 234 relates to cases under sec. 199 (where the issue of citation on next of kin is required before grant of letters of administration to certain legatees), and thus does not assist the Appellants here.
  • The case of Nhtarinee/Nistarinee Debya v. Brahmamoyee/Brahmamoye Debya (as cited in the record) was relied upon to support the view that mere absence of special citation does not automatically entitle a party to require the Will to be proved in his presence where the party was aware of the proceedings.
  • It was also contended that, given the long lapse of time since the grant, the Court might presume that citations were issued as required.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Nhtarinee Debya v. Brahmamoyee Debya (also cited as Nistarinee Debya v. Brahmamoye Debya) Illustrates the proposition that mere absence of special citation will not always entitle a party to require that a Will be proved in his presence if the party was aware of the proceedings and effectively represented. The Court distinguished this case on its facts: there the applicant for revocation was aware of the proceedings and effectively represented; here the infant heirs were minors living under the guardianship of the applicant for probate and had no guardian ad litem, so the precedent did not assist the Respondents.

Court's Reasoning and Analysis

The Court's analysis proceeded in two main strands (as expressed by Maclean, C.J., and Banerjee, J.), focussing on (a) whether the infant heirs had in fact been cited in the probate proceedings and (b) whether the absence of citation, if established, constituted "just cause" under sec. 234 of the Indian Succession Act to revoke the probate/letters of administration.

Evidence regarding citation:

  • The record contains orders directing that "notice do issue" but fails to specify upon whom notices were to be served. The process papers in such old suits are often destroyed, and the Respondents were unable to show the infants had been served.
  • A clerk called as a witness said he remembered a special notice to Nawab Khajah Ahsanullah but could not recall to whom other special notices were issued in this case. The order-sheet entries are not decisive that the minors were served. On the available evidence the Court accepted that, in point of fact, the minors were not proved to have been served.

Legal import of absence of citation:

  • Section 234 permits revocation where the proceedings to obtain a grant were "defective in substance" or the grant was obtained by concealing something material; one illustration expressly includes the grant being made without citing parties who ought to have been cited.
  • The Court observed that, although English practice distinguishes proving a Will in "common" versus "solemn" form, the Indian Succession Act contains provisions (e.g., sec. 261) showing a difference between contested and uncontested proceedings and prescribes procedure for contentious cases.
  • Where infants' interests are affected (in particular where a Will purports to disinherit or alter their intestate share), it is imperative that they be given an opportunity to contest the validity of the Will. If minors are not cited and are under the guardianship of an applicant for probate, a guardian ad litem should be appointed to represent them.
  • The Court stressed the practical risk: permitting probate to be obtained ex parte against infants would open an avenue for fraud and unjust deprivation of heirs' rights.

Response to Respondents' legal points:

  • Section 250 (power to issue citations) does not make special citation obligatory but grants discretion; the Court held that discretion should be exercised broadly to protect parties whose interests may be affected, especially minors.
  • Illustration (b) of sec. 234 need not be read as limited only to the class of sec. 199 cases; rather, it applies where parties who ought to have been cited (in the opinion of the Court now considering revocation) were not cited and that deficiency renders the proceedings defective.
  • The precedent cited by Respondents (Nhtarinee/Nistarinee Debya) was distinguished because there the applicant had notice and effective representation, a factual matrix different from the present case where the minors were under the guardianship of the applicant for probate and had no independent guardian ad litem.
  • Even if nominal special citations had been issued to the minors, given their ages (ten and six) at the time and their lack of an independent guardian for the probate proceedings, any such citation would have had no real effect.

On these grounds the Court concluded that there was "just cause" within sec. 234 to revoke the probate and the subsequent letters of administration with the Will annexed, or at least to remit the matter so that the Will can be proved in the presence of the heirs (and appropriate representation arranged).

Holding and Implications

Core Ruling: APPEAL ALLOWED; CASE REMANDED.

Direct consequences and practical implications (as stated in the opinion):

  • The Court indicated that just cause has been made out under sec. 234 for revocation of the probate granted to W.S. Dias and the letters of administration with the Will annexed subsequently granted to Mrs. Lucas; the case is remanded to the Court below for further proceedings (including, if appropriate, proving the Will in the presence of the petitioners and arranging for proper representation of the minors).
  • Costs: each party will pay his own costs in the Court below; the costs of this appeal will abide the result; the hearing fee is assessed at Rs. 300; future costs in the Court below will be dealt with by the Judge in the Court below.
  • The Court emphasized that when minors' interests are affected by a Will, citations and proper appointment of a guardian ad litem are necessary safeguards; failure to provide these may amount to a substantive defect under sec. 234.

No broader declaratory holding or new statutory construction beyond the application of sec. 234 (and related provisions, including sec. 250 and sec. 261 as discussed) was announced; the decision was made on the facts of this case and the Court remanded the matter for further proceedings consistent with its opinion.

    Walter Rebells v. Maria Rebells

    The Judgments of the Court were as follows:—

    Maclean, C.J:— The question and the only question which has been argued before us, and which we have now to decide upon this appeal, is whether the grant of probate and the grant of letters of administration with the Will annexed of Francis Rebells, the testator in the matter, ought to be revoked. The applicants are his only two sons, who at the date of the Will, which was in the year 1880, were infants, aged ten and six years respectively. The Petitioner, Walter, is the elder of these two infants, and he attained his majority in the year 1888. The younger brother, Peter, the other applicant before us, attained his majority some time in 1892.

    The history of this case is shortly this:— The testator died in the year 1880 having made a Will, dated a few days before his death, and under that Will he gave his three infant children, for he had a daughter, now one of the Respondents, Mrs. Luca, a certain share of his property, and he gave to his mother and his sisters what has been described, and I do not think the description has been challenged, as the most valuable portion of his estate, and he gave other properties to other persons other than his three children. He died, as I have said, a few days after making his Will, on the 5th October 1880, the Will having been made on the 26th of the preceding September. He appointed Nawab Khajah Absanullah and W.S Dias, executors under his Will. Mr. Dias was a step-son. On the 12th September 1880, Mr. Dias alone petitioned the District Judge of Dacca for probate of the Will, and he asked that a citation should be served or issued upon his co-executor only. He said nothing in that petition about issuing a citation upon the heirs or upon any of the beneficiaries under the Will.

    It appears from the order issued in relation to that application, that a notice was directed to be duly issued, and I take it the notice there referred to, must be taken to be the notice which Mr. Dias asked should be issued, viz., a citation on his co-executor. But for some cause which remains unexplained, that application was not proceeded with, and on the nth May 1881, it was dismissed by the Judge for want of prosecution. Why that application was not proceeded with remains unexplained, and although we have invited the vakil, for the Respondents to afford us some explanation, they are not in a position to do so. But on the 22nd September 1881, Mr. Dias made a fresh application for probate. He did not ask in his petition on that application that service should be effected on any body, but he suggested that his co-executor was not willing to act and so he made the application alone. What took place on that application, as appears from the order-sheet, is that on the 26th October 1881, it was ordered that a certain day be fixed for the hearing and “that notice do duly issue, and after copies of petition are filed, Ittalanama do issue and affidavit in respect of service be taken.”

    That application was proceeded with, and on the 30th December 1881 probate as granted to Mr. Dias alone. That was in 1881. Mr. Dias died in September 1887, and in the same year letters of administration with the Will annexed were granted to Petitioner's sister, Mrs. Lucas. There is nothing to show, at least no evidence has been adduced before us to show, that when that application was made, there was any citation upon the two infant Petitioners, both of whom at that period were infants. In the year 888, as I have said before, Walter attained his majority, and he seems to have recognised the Will to the extent that he has been dealing with his share under it. In the year 1892, the younger brother Peter attained his majority, and he also appears to have dealt, to some extent, with his share under the Will; but having received information, whether well-founded or not, it is not necessary for us to consider on the present occasion, he and his brother on the 13th July 1894 instituted this suit for the revocation of the probate, and the ground on which they ask for such revocation is that the Will is not genune; for the purposes, however, of the present appeal, their contention is that they are entitled to have probate revoked, on the ground that the case falls under sec. 234 of the Indian Succession Act.

    That sec. is in these terms:—“The grant of probate or letters of administration may be revoked or annulled for just cause.” And “just cause” is explained in this wise:—“that the proceedings to obtain the grant were defective in substance, that the grant was obtained fraudulently by making a false suggestion or by concealing from the Court something material to the case,” and so forth.

    The only ground for contending that there is just cause to have these letters of administration revoked in the present case, is that the probate was granted to Mrs. Dias without any citation having been served on the infant heirs. Now, no doubt, according to the practice in England if a Will be proved by the executors in common form, it is open to the next of kin, unless, by their conduct or by acquiesence or for some reason of that nature, they have barred themselves of their remedy to call upon the executors to prove their Will in solemn form.

    It is stated that according to the law in India there is no distinction between proving a Will in “common” as opposed to “solemn” form. But I think that the sections of the Indian Succession Act point clearly to this that there is a difference between cases which are contested and cases which are not contested; and that if the proper persons be cited and appear and desire to contest the validity of a Will, sec. 261 points out the procedure in contentious cases as opposed to cases where there is no contest. Here, inasmuch as apparently no one was served except the co-executors, the grant of probate was not contested and would be regarded in England as a grant of probate in common form only. The first question we have to decide is whether those infants, as a matter of fact, were served with a citation in this case. The only Respondents who appear here are certain purchasers form Mr. Dias. Mrs. Lucas, the testator's only daughter, and at present his legal personal representative, does not contest the present proceeding, but the Respondents suggest that she is acting in collusion with the Petitioners.

    The only Respondents who appear before us to day, are two of the puchasers from the executor and the grandmother and sister.

    Now, the first question we have to decide is whether, in fact, the infants were served with this application of the executor Mr. Dias.

    It appeals that according to practice the process papers in suits of this nature are, after a certain time, destroyed, and the Respondents say it is impossible for them to prove whether these minors were served upon the evidence, we must take it that in point of fact they were not served.

    If we look at page 40 of the additional paper-book, we find that the District Judge directs that notice do issuse without specifying the individuals upon whom the notice was to be served.

    In the previous petition the executor only suggested that his co-executor should be served, and the clerk who was called says (p. 48) he cannot remember who were served with special notices. He says in his deposition—‘I remember well that a special notice was issued to Nawab Khajah Ahsanullah. I do not remember to whom special notices were issued in this case. According to my practice I cannot say to whom special notices ought to have been issued, at least I don't remember.’ Then, if the minors were not served, the question arises whether the absence of such service would be “just cause” for revoking the probate within the meaning of sec. 234 of the Indian Succession Act. I think it would. One of the illustrations of “just cause” is that the grant was made without citing parties who ought to have been cited. The executors in this case would have got rid of all the difficulties which have now been created by simply serving the minors, and by having a proper guardian ad litem appointed for them in the probate proceedings. At this time apparently Mr. Dias was acting as their quasi guardian. It would have been a simple matter to have had citations issued on the minors and also to have asked the Judge as evidence of the procedure adopted to record upon his order-sheet that citations had been issued and had been properly served upon the minors.

    In my opinion where infants are concerned, where their interests are affected, and where a Will is produced for probate, the effect of which is to take away from them property to which but for such Will they would be entitled as heirs, it is imperatively necessary that such probate should not be granted behind their backs or without their having an opportunity of contesting its validity. If there were no genuine Will, in this case these three children of the testator would have taken the whole of the estate. They were not served. I think they ought to have been served, and they are now entitled to come to the Court and say “all we ask is that if this is a genuine Will, it may be proved in our presence.” Were it otherwise, an opening would be afforded for fraud, and infants, by fraudulent Wills admitted to probate on ex-parte applications, would run grave risk of losing property to which, as heirs, they are entitled. I think that if a Will, which disinherits an infant, be admitted to probabe without the infant being cited, when he attains his majori he is entitled to require the executor to prove the Will in his presence.

    There have been various cases cited by the learned vakil for the Appellant which appear to support the view I have just expressed. Of course we say nothing as to whether the Will is or is not genuine. The only question we are now deciding is whether the infants are entitled to have the Will proved in their presence.

    The case will go back with this indication of our opinion.

    As to costs, each party will pay his own costs in the Court below. The costs of this appeal will abide the result.

    We assess the hearing fee at Rs. 300.

    Future costs in the Court below will be dealt with by the Judge in the Court below.

    Banerjee, J.:— I agree with the learned Chief Justice in thinking that this case ought to go back. The question raised before us is whether there is just cause within the meaning of sec. 234 of the Indian Succession Act, for revocation of the probate granted to Mr. Dias, and the, letters of administration with Will annexed to Mrs. Lucas after the death of Mr. Dias.

    The learned vakil for the Appellants contends that there is just cause within the meaning of the section, it being “just cause” of the first description referred to in the explanation to that section, viz., that “the proceedings to obtain the grant were defective in substance,” by reason of the grant having been made without citing the Petitioners who ought to have been cited. In support of this contention, illustration “b” of that section is relied upon; and it is argued that, as a matter of principle, the Petitioners, heirs-at-law of the alleged testator whose interests have been materially affected by the Will ought to have been cited before the grant of probate.

    On the other hand, the learned vakil for the Respondents contends that there was general citation in this case; that no one was entitled to special citation, that the absence of special citation does not render the proceedings defective in substance, so as to entitle anyone to ask for revocation of the grant of probate and letters of administration, and that illustration “b,” relied upon by the other side, relates to cases coming under sec. 199 of the Indian Succession Act, which renders the issue of citation on the next of kin necessary before the grant of letters of administration with the Will annexed to any legatee other than a universal or residuary legatee. And the case of Nhtarinee Debya v. Brahmamoyee Debya (1), which is relied upon in the judgment of the lower Court, is also referred to in the course of the Respondents' argument.

    After considering the arguments on both sides, I am of opinion that just cause has been made out for the revocation of the probate and letters of administration in this case. It is quite true that sec. 250 of the Indian Succession Act, which provides for the issue of citations, does not render it obligatory on the Court to issue any special citation, but merely declares that it shall be lawful for the District Judge or District Delegate “to issue citations calling upon all persons claiming to have any interest in the estate of the deceased to come and see the proceedings before the grant of probate or letters of administration.”

    But as has been observed in several cases, it is very desirable that District Judges should exercise the power vested in them by sec. 250 whenever they have any reason to think that the interest of any party is likely to be affected if no special citation is issued and it is not only desirable but necessary for the ends of justice that this power should he exercised largely in issuing special citations, when it appears that some of the heirs whose interests are affected by the Will are minors.

    It is argued that, illustration “b” of sec. 234 only refers to cases where, as in the class of cases contemplated under sec. 199, it is imperative on the Court to issue a special citation.

    I do not think that is the meaning of the illustration. The case contemplated by the illustration is one in which the grant is made without citing the parties who ought to have been cited, that is, who ought, in the opinion of the Court to which the application for revocation of probate is made, to have been cited.

    It may be that on the materials placed before the Court which granted probale at the time when the application for the probate was made, the Court did not see any sufficient reason for issuing citations on particular persons, and yet it may be that upon fuller materials the Court finds reason to think that the applicant for revocation was a party who ought to have been cited. The present case is an illustration in point.

    It appears clear on the evidence that the Petitioners, the minor sons of the alleged testator, had been living under the guardianship of Mr. Dias, one of the executors, who was the applicant for probate, and so it was clearly necessary that the minors should have been represented in the probate proceedings by some one appointed as guardian ad liiem whose interests were not adverse, as those of the applicant for probate were, to the interests of the minors. That matter now appears clear before us; and if for no other reason, for that one reason, we think that the minors, the sons of the testator, are persons who ought to have been cited before probate was granted, and the absence of citation upon whom is a reason for thinking that the proceedings for obtaining the grant of probate were defective within the meaning of the explanation to sec. 234. But even if illustration “b” were to bear the limited construction sought to be put upon it by the Respondents, I do not think that would improve the Respondent's position or affect our decision in this case. For in the present case the application is for revocation, not only of the probate granted to Mr. Dias, but also of the letters of administration with the Will annexed subsequently granted to Mrs. Lucas; and for the grant of those letters of administration, at any rate, on the Respondent's own contention, citation on the next-of-kin was absolutely necessary. If that is so, and if the letters of administration granted to Mrs. Lucas are revoked, the Will of the late Francis Rebells will have to be proved in the presence of the Petitioners if fresh grant of letters of administration with the Will annexed is applied for.

    Then, as regards the case of Nistarinee Debya v. Brahmamoye Debya , one or two detached sentences in the judgment might apparently lend some support to the Respondent's contention; but the real point decided in that case does not go to help the Respondents in any way. The facts of that case were very different from those of the present case. There what was found was this that though no special citation had been issued to the applicant for revocation of probate, still she was aware of the probate proceedings, and her paternal uncle opposed the grant of the probate apparently in his own name, yet really in the interests of the applicant for revocation of probate. And in that state of things what this Court held was, that the mere absence of special citation could not of itself be sufficient to entitle a party to require the Will to be proved in his presence if it has once been proved in solemn form and if he was aware of the proceedings. That is not the case here, and I do not think that case can help the Respondents in any way.

    It was last of all contended that having regard to the length of time that has elapsed since the giant of probate, we should presume that citations had been issued as required. Upon that point the materials before us do not enable us to say that any citation was issued to the present Petitioners, and under the circumstances to which I have already referred, viz., that the Petitioners, who were minors at the time, had been living under the guardianship of the applicant for probate and had no guardian ad litem appointed for them, they ought not to be held to have had sufficient notice even if, nominally, special citations had been issued to them. The issue of special citations, could not have had any real effect considering the ages of the Petitioners at the time, one being ten and the other six years old unless a proper guardian ad litem had been appointed for them.

    For all these reasons I agree in the order of remand that has been made by the learned Chief Justice.

    Appeal allowed: case remanded.

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    Comments

    Walter Rebells v. Maria Rebells
    (Jul 1, 1897)