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Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Acts
  • Section 2 of the English Prevention of Corruption Act, 1916 (6 and 7
  • provisions of section 156 of the Code of Criminal Procedure
  • provision in sub-section (2) of section 561 of the same Code
  • sub-section (1) of the section.Sub-section (2) of section 156
  • section 161 or section 165 of the Indian Penal Code
  • section 156 or section 537 of the Code of Criminal
  • PREVENTION OF CORRUPTION ACT 1947
  • SECTION 3 PREVENTION OF CORRUPTION ACT
  • SECTION 7 PREVENTION OF CORRUPTION ACT
  • Criminal Evidence Act, 1898 (61 and 62 Vict.
  • sub-section (2) of section 156 of the Code,
  • sub-section (1) of section 156 of the Code
  • section 561 of the Indian Penal Code,
  • section 161 of the Indian Penal Code,
  • section 537 of the Code of Criminal
  • section 4 of the Indian Act of 1947.
  • Prevention of Corruption Act, 1906
  • sub-section (2) of section 156
  • Indian Railways Act,
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
Judges
Acts
  • Section 2 of the English Prevention of Corruption Act, 1916 (6 and 7
  • provisions of section 156 of the Code of Criminal Procedure
  • provision in sub-section (2) of section 561 of the same Code
  • sub-section (1) of the section.Sub-section (2) of section 156
  • section 161 or section 165 of the Indian Penal Code
  • section 156 or section 537 of the Code of Criminal
  • PREVENTION OF CORRUPTION ACT 1947
  • SECTION 3 PREVENTION OF CORRUPTION ACT
  • SECTION 7 PREVENTION OF CORRUPTION ACT
  • Criminal Evidence Act, 1898 (61 and 62 Vict.
  • sub-section (2) of section 156 of the Code,
  • sub-section (1) of section 156 of the Code
  • section 561 of the Indian Penal Code,
  • section 161 of the Indian Penal Code,
  • section 537 of the Code of Criminal
  • section 4 of the Indian Act of 1947.
  • Prevention of Corruption Act, 1906
  • sub-section (2) of section 156
  • Indian Railways Act,
Smart Summary

Judgment Summary — Mootham, J.

Factual and Procedural Background

Three questions were referred to the Bench for determination; the opinion states that those questions, "together with such facts as are relevant, are set out in the order of reference and need not be repeated." The opinion addresses legal issues arising under the Prevention of Corruption Act, 1947 (particularly sections 3, 4 and 7) and related provisions of the Code of Criminal Procedure and the Indian Penal Code (sections 161 and 165). At a later stage the application came again before Mootham, J., and was dismissed subject to a reduction of sentence; the order contains additional observations on the burden under section 4 of the Act.

Legal Issues Presented

  1. Whether non-compliance with the proviso to section 3 of the Prevention of Corruption Act, 1947 (restricting investigation/arrest by police officers below a specified rank) renders the investigation or proceedings liable to be called in question, or whether such non-compliance is an irregularity covered by sub-section (2) of section 156 of the Code of Criminal Procedure.
  2. What is the meaning of the word "gratification" in section 4 of the Prevention of Corruption Act, and when does the statutory presumption under that section arise (including the nature of the burden expressed by the words "unless the contrary is proved")?
  3. What is the scope and consequence of the right conferred by section 7 of the Prevention of Corruption Act on an accused to give evidence on his own behalf, and what is the effect of a court's failure to inform the accused of that right?

Arguments of the Parties

Arguments Presented

  • It was argued that, for the presumption in section 4 to arise (where the allegation is that the gratification has been accepted), the prosecution must prove not only the acceptance of the thing (tangible or intangible) constituting the gratification but also that such thing was accepted as a "reward" or "recompense" — reliance being placed on a dictionary definition of "gratification" as "reward, recompense or gratuity."
  • Mr. Jagdish Sahai (identified in the order) argued that the learned judge had misdirected himself about the nature of the burden placed on an accused under section 4: specifically, that the statutory presumption is displaced as soon as the accused produces some evidence of innocence (i.e., that producing some evidence suffices to displace the presumption).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rustom Ardeshir Banaji… (Original Accused) v. Imperator (Bombay High Court) Tentative view that sub-section (2) of section 156 of the Code covers investigations conducted by officers not authorised by the proviso to section 3 of the Prevention of Corruption Act. The court notes this Bombay High Court view as consistent with the interpretation that s.156(2) precludes calling such investigations in question.
Queen-Empress v. Mehri Case under section 561 of the Indian Penal Code; addressed whether contravention of sub-section (2) of that section is a material irregularity affecting the merits. The Court records that the view that contravention amounted to a material irregularity was not accepted in that case, but observes the case is of limited assistance here because it does not refer to section 156 or section 537 of the Code of Criminal Procedure.
Emperor v. Shivbhat Illustration that the particular rank of the investigating officer (where rules prescribe a rank) is a matter of relative minor importance to the final result; focus is on the evidence at trial rather than the identity of the investigating officer. The Court quotes Fawcett, J.'s observation to support the proposition that investigation by a lower-ranked officer is unlikely to prejudice the accused because adequacy of investigation is reflected in trial evidence.
R. v. Villars (Court of Criminal Appeal) Held that failure of trial court to afford an undefended prisoner the opportunity of giving evidence vitiated the trial. The Court cites this to show the value placed on an accused's opportunity to give evidence; the case is used to support the conclusion that denial of that opportunity can vitiate a trial.
Rex v. Carr-Briant (Court of Criminal Appeal) Explains the meaning of the words "unless the contrary is proved": where a presumption is rebuttable by "unless the contrary is proved," the accused's burden is less than beyond reasonable doubt and may be discharged by evidence satisfying the jury of probability (a civil standard). The Court adopts this formulation and applies it to section 4 of the Indian Prevention of Corruption Act, holding that the accused must discharge a burden akin to the civil preponderance of probabilities.
Chang Chung Ching v. Emperor (Calcutta High Court) Referred to and applied Rex v. Carr-Briant in relation to the meaning of "unless the contrary is proved." The Court notes that this Calcutta High Court decision referred to and applied the Carr-Briant principle, supporting the adoption of the civil standard for the accused's burden under a statutory presumption framed as "unless the contrary is proved."

Court's Reasoning and Analysis

The court addresses each of the three referred questions in turn and explains the legal reasoning applied to the text of the statutes and to the cited authorities.

1. Interpretation of section 3 of the Prevention of Corruption Act (investigation by lower-ranked police officers)

- The Court observes that section 3 makes offences punishable under sections 161 or 165 IPC cognizable, and contains a proviso restricting investigation/arrest by police officers below the rank of Deputy Superintendent of Police unless ordered by a Magistrate of the first class. The drafting is described as inapt because the proviso's placement might be read to make classification as cognizable dependent on the proviso; the Court rejects that as the legislature's intention.

- The Court reasons that if section 3 had only classified offences as cognizable, investigation would be governed by section 156 of the Code and could be conducted by an officer in charge of a police station without magistrate's order. Therefore, the proviso to section 3, insofar as it restricts the powers of lower-ranked police officers, is to be treated as a proviso to sub-section (1) of section 156 of the Code and is analogous to the provision in s.561(2) (which restricts use of lower-ranked officers under that section).

- The Court relies on sub-section (2) of section 156, which provides that no proceeding of a police officer in any such case can be called in question on the ground that the officer was not empowered under that section to investigate. The Court holds that s.156(2) is wide enough to cover investigations into offences under sections 161 or 165 IPC conducted by officers not authorised by the proviso to section 3 of the Prevention of Corruption Act.

- The Court further reasons that it is difficult to see how investigation by a lower-ranked officer can prejudice the accused because the adequacy of investigation will be tested by the prosecution's evidence at trial. The Court quotes Fawcett, J. in Emperor v. Shivbhat to the effect that who conducted the investigation is of minor importance compared with the evidence adduced at trial.

- Conclusion on this point: Failure to comply with the proviso to section 3 is an irregularity which falls within the ambit of s.156(2) of the Code, and accordingly the proceedings of the investigating officer cannot be called in question on that ground.

2. Meaning of "gratification" and the presumption under section 4 of the Prevention of Corruption Act

- The Court addresses the contention that for the presumption in section 4 to arise, the prosecution must prove both acceptance of the thing and that it was accepted as a "reward" or "recompense." The Court rejects this contention as untenable.

- The Court explains that proving that acceptance of a sum of money was a "reward" would require the prosecution to prove the underlying service or act for which it was a reward, leaving no presumption to apply. The Court points out that "gratification" has multiple meanings: although it can mean "reward" or "recompense," its primary meaning in respected dictionaries (Murray's and Webster's) is "the giving of pleasure or satisfaction."

- The Court concludes that in section 4 the term "gratification" is used in the sense of "satisfaction" (i.e., a broader sense), and that the statutory presumption operates not only when a "gratification" (in that sense) is accepted but also when "any valuable thing" is accepted — and that, for the latter, the presumption arises as soon as the prosecution proves acceptance of the valuable thing.

- The Court holds that the presumption under section 4 arises as soon as the prosecution proves that the accused accepted, obtained, agreed to accept, or attempted to obtain any gratification (as defined by the Court) or any valuable thing, but that, where the thing is a gratification, the prosecution must also have proved that it was not accepted as legal remuneration.

3. Right of an accused under section 7 to give evidence and the effect of failure to inform

- The Court emphasizes the high value of the right conferred by section 7 of the Prevention of Corruption Act for an innocent person to give sworn evidence explaining circumstances of particular receipts that are peculiarly within his knowledge.

- The Court refers to the English Criminal Evidence Act, 1898 and to R. v. Villars to underline that the failure to afford an accused the opportunity to give evidence can vitiate a trial.

- The Court states that failure of a court to inform an accused charged with an offence under sections 161 or 165 IPC of his right to give evidence on oath in disproof of the charge is a "grave irregularity." The effect of this irregularity depends on whether, in the opinion of the appellate court, it occasioned a failure of justice. If it did occasion a failure of justice, the trial is bad and the appellate court will consider ordering a retrial; if not, the conviction will not be set aside merely for that irregularity.

4. Burden expressed by the words "unless the contrary is proved"

- The Court examines the English analogue (section 2 of the English Prevention of Corruption Act, 1916) and cites Rex v. Carr-Briant, which held that where a statute or common law presumes some matter against an accused "unless the contrary is proved," the jury should be directed that the burden on the accused is less than the prosecution's burden of proving beyond reasonable doubt and may be discharged by evidence satisfying the jury of the probability of the accused's proposition — i.e., a civil standard of the preponderance of probabilities.

- The Court adopts that principle and applies it to section 4 of the Indian Act: the words "unless the contrary is proved" impose on the accused a burden akin to that of a plaintiff in a civil suit — the preponderance of probabilities is sufficient to discharge it.

Holding and Implications

Core Rulings:

  • On section 3: Failure to comply with the proviso to section 3 of the Prevention of Corruption Act is an irregularity falling within the ambit of sub-section (2) of section 156 of the Code of Criminal Procedure; therefore the proceedings of an investigating officer cannot be called in question on that ground.
  • On section 4 ("gratification" and presumption): "Gratification" in section 4 is to be understood in the broad sense of giving pleasure or satisfaction, not solely as "reward" or "recompense." The statutory presumption arises as soon as the prosecution proves acceptance (or attempted acceptance/agreement to accept) of a gratification (as so defined) or any valuable thing, subject to the proviso that in the case of a gratification the prosecution must also have proved it was not legal remuneration.
  • On the burden implied by "unless the contrary is proved": The accused bears a burden comparable to the civil standard (preponderance of probabilities) to rebut the presumption in section 4; producing some evidence short of satisfying that standard does not automatically displace the presumption.
  • On section 7 (right to give evidence): The failure of a court to inform an accused of the right to give evidence on his own behalf under section 7 is a grave irregularity; its effect depends on whether it occasioned a failure of justice — if so, the trial is vitiated and retrial may be ordered; if not, the conviction may stand.

Disposition in this matter: The application was dismissed but the sentence was reduced (as recorded in the order).

Implications

- Direct effect on the parties: the court's conclusions determine that certain investigative irregularities (non-compliance with the proviso in section 3) do not, by themselves, permit calling the proceedings in question where s.156(2) applies; the accused remains subject to the statutory presumption under section 4 unless he rebuts it on the balance of probabilities; and a court's failure to inform an accused of his right to give evidence may lead to reversal only where it caused a failure of justice.

- Broader precedent implications: the opinion applies established interpretive approaches and existing authorities (including English decisions) to the Indian Prevention of Corruption Act and the Code of Criminal Procedure. The opinion explains and applies these principles to the referred questions but does not state that it seeks to depart from or establish a novel general rule beyond the applications described above.


Source: Judgment excerpt reported in the provided opinion text (Mootham, J.). This summary is strictly limited to information contained in the opinion as provided and does not add external facts or inferences beyond that text.

    Promod Chander Shekhar v. Rex

    Mootham, J.:— Three questions have been referred to this Bench for determination. Those questions, together with such facts as are relevant, are set out in the order of reference and need not be repeated.

    Section 3 of the Prevention of Corruption Act, 1947. (Act II of 1947), provides that

    “3. An offence punishable under section 161 or section 165 of the Indian Penal Code shall be deemed to be a cognizable offence for the purposes of the Code of Criminal Procedure, 1898, notwithstanding anything to the contrary contained therein:

    Provided that a police officer below the rank of Deputy Superintendent of Police shall not investigate any such offence without the order of a Magistrate of the first class or make any arrest therefor without warrant.”

    The drafting of this section is not very apt, for the fact that the second clause is in the form of a proviso suggests that the classification of certain offences as cognizable effected by the first clause is dependent upon the investigation of those offences being conducted in the manner laid down in the second clause. We are, however, satisfied that was not the intention of the legislature.

    Now if section 3 of the Prevention of Corruption Act had done no more than place certain offences in the category of cognizable offences, then the investigation of those offences would have been governed by the provisions of section 156 of the Code of Criminal Procedure and could have been conducted (subject to the jurisdictional limits prescribed by that section; by any officer in charge of a police station without the order of a Magistrate. The proviso to section 3, in so far as it places a restriction on the powers of investigation of police officers below a certain rank, is in effect, therefore, a proviso to sub-section (1) of section 156 of the Code and is analogous to the provision in sub-section (2) of section 561 of the same Code that no police., officer below the rank of police inspector shall be employed or take part in the investigation of the offence specified in sub-section (1) of the section.

    sub-section (2) of section 156 provides that no proceeding of a police officer in any such case as is referred to in sub-section (1) shall at any stage be called in question on the ground that the case was one which such officer was not empowered under that section to investigate. This sub-section is, in our opinion, in terms wide enough to cover an investigation into an offence punishable under section 161 or section 165 of the Indian Penal Code which is conducted by a police officer not so authorised by the proviso to section 3 of the Prevention of Corruption Act. This also is the view tentatively expressed by the Bombay High Court in Rustom Ardeshir Banaji…(Original Accused), v. Imperator*. In Queen-Empress v. Mehri, a case under section 561 of the Indian Penal Code, it was contended that a contravention of sub-section (2) of that section was a material irregularity affecting the merits of the case. That view was not accepted by the Court, but the case is of little assistance as no reference, appears to have been made in the judgment either to section 156 or section 537 of the Code of Criminal Procedure.

    It is in our opinion difficult to see how an investigation conducted by a police officer of lower rank than that specified in the section can prejudice the accused. The adequacy of the investigation will be reflected in the evidence given for the prosecution at the trial, and it is by that evidence that the case against the accused will be measured. As was pointed out by Fawcett, J., in Emperor v. Shivbhat—

    “…the main thing to bear in mind is that a conviction or acquittal does not depend upon the question what particular officer actually conducts the investigation which results in his trial. That is determined mainly by the evidence that is given at the trial and considered and the question whether that evidence has, in the first place, been elicited by an Inspector or by a Sub-Inspector is of very minor importance and does not really affect, the result of a trial, except to this extent that the theory is that the higher the rank of the police officer investigating, the more careful and unimpeachable his inquiry is likely to be.”

    That was a case in which the investigation into a railway accident had not been conducted by an officer of the rank required by the rules made under the Indian Railways Act, but the decision—that this was an irregularity of the kind contemplated by section 537 of the Code of Criminal Procedure—is also not of assistance in the present case as the rules contained no provision corresponding to sub-section (2) of section 156 of the Code.

    In our opinion failure to comply with the proviso to section 3 of the Prevention of Corruption Act is an irregularity which falls within the ambit of sub-section (2) of section 156 of the Code, and accordingly the proceedings of the investigating officer cannot be called in question.

    The second question concerns the meaning of the word ‘gratification’ in section 4 of the Act. It has been argued that before the presumption referred to in that section can arise it is necessary (when the allegation is that the gratification has been accepted) for the prosecution to prove not only, the acceptance of the thing, tangible or intangible, constituting the gratification but also that such thing was accepted as a reward or recompense; and reliance was placed on that definition of ‘gratification’ in Webster's Dictionary as a ‘reward, recompense or gratuity.’

    We have no doubt that this contention is not well founded. It is difficult to understand how the prosecution could ever prove, for example, that the acceptance of a sum of money was a “reward” without further proving the service or act which was the motive or consideration for such reward; and in that case there is no presumption left to be drawn. It is true that gratification may mean a reward or recompense, but that is only one of its meanings. The primary meaning of the word, as defined both in Murray's Dictionary and in Webster's Dictionary, is the giving of pleasure or satisfaction, and we are clearly of opinion that it is as satisfaction that the word is used in this section. That this is so is, in our opinion, made clear when the section is read as a whole, for it is not only the acceptance of a “gratification” which may give rise to the presumption referred to therein but also the acceptance of “any valuable thing.” It is indeed a little difficult to understand what it is which can be so defined which is not included in the general term “gratification”, but be that as it may, in the case of a valuable thing the presumption arises, if it arises at all, as soon as the prosecution proves the acceptance by the accused person (in the circumstances referred to in the section) of that thing. We cannot think that it was the intention of the legislature that the initial, burden of proof imposed upon the prosecution should be higher in the one case than in the other.

    In our opinion the presumption referred to in section 4 arises as soon as the prosecution has proved that the accused person has accepted or obtained, or has agreed to accept or attempted to obtain, for himself or for any other person any gratification in the sense in which we have defined it in this judgment; or any valuable thing, from any person provided (however illogical it may be) that in the former case it has further proved that such gratification was not accepted or obtained, or agreed to be accepted or attempted to be obtained, by way of legal remuneration.

    The third question concerns the right of a person accused of an offence punishable under section 161 or section 165 of the Indian Penal Code to give evidence on his own behalf. That right is given to him by section 7 of the Prevention of Corruption Act, and we regard it of the highest value to an innocent person. The broad effect of section 4 of the Act is to make every receipt by a public servant of anything of value to him a matter which at some later date he may be called upon to explain and justify. It is a provision which if unwisely used may be the cause of much hardship; and as the circumstances of particular receipts will in many instances be peculiarly within the personal knowledge of the recipient it is evident that the right now accorded to him to go into the witness box and state on oath what those circumstances are is one which the court must be zealous to safeguard.

    As is well known the Criminal Evidence Act, 1898 (61 and 62 Vict. c. 36) made every person charged in England with a criminal offence a competent witness for the defence at every stage of the case, and R. v. Villars the Court, of Criminal Appeal held that the failure of the trial court to afford an undefended prisoner the opportunity of giving evidence vitiated the trial.

    In our opinion the failure of a court to inform an accused person charged with an offence punishable under section 161 or section 165 of the Indian Penal Code of his right to give evidence on oath in disproof of the charge is a grave irregularity the effect of which must depend upon whether, in the opinion of the appellate court, it has in fact occasioned a failure of justice. If it has the trial is bad, and the court will consider whether the circumstances are such that a retrial should be ordered; if the court is satisfied that there has been no failure of justice the conviction will not, on account of this irregularity, be set aside.

    Thereafter the application came again before Mootham, J., by whom it was dismissed subject to a reduction of sentence. In the course of his order his Lordship said—

    Mr. Jagdish Sahai's second argument was that the learned judge had misdirected himself with regard to the nature of the burden placed upon an accused person under section 4 of the Act. That, section provides that, in circumstances such as obtain in this case, it shall be presumed “unless the contrary is proved” that the gratification was accepted as a motive or reward such as is mentioned in section 161 of the Indian Penal Code, and it was argued that presumption is displaced as soon as the accused produces some evidence that he is innocent. That is not, I think, the true position. Section 2 of the English Prevention of Corruption Act, 1916 (6 and 7 George V, Chap. 64) is in terms very similar to section 4 of the Indian Act of 1947. It provides that

    “Where in any proceedings against a person for an offence under the Prevention of Corruption Act, 1906… it is proved that any money, gift or other consideration has been paid or given to or received by a person in the employment of His Majesty or any Government Department or a public body by or for a person or agent of a person holding or seeking to obtain a contract from His Majesty or any Government Department or public body, the money, gift or consideration shall be deemed to have been paid or given and received corruptly… unless the contrary is proved.”

    The meaning of the words “unless the contrary is proved”, which, it will be observed, are also the words which are used in the Indian Act, was considered by the Court of Criminal Appeal in Rex v. Carr-Briant and that Court laid down the law in these terms—

    “In our judgment, in any case where, either by statute or at common law, some matter is presumed against an accused person ‘unless the contrary is proved’, the jury should be directed that it is for them to decide whether the contrary is, proved, that the burden of proof required is less than that required at the hands of the prosecution in proving the case beyond reasonable doubt, and that the burden may be discharged by evidence satisfying the jury of the probability of that which the accused is called upon to establish.”

    That decision has been referred to and applied by a Bench of the Calcutta High Court in Chang Chung Ching v. Emperor. Shortly put the words “unless the contrary is proved” impose on an accused person the same burden which is cast on a plaintiff in a civil suit, where “the preponderance of probability may constitute sufficient ground for a verdict”.

    [The remainder of the order does not call for report.]

    Application dismissed but sentence reduced.

    section 3 of the Prevention of Corruption Act

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    Comments

    Promod Chander Shekhar v. Rex
    (Oct 14, 1949)