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Factual and Procedural Background

The petitioner was appointed as a Trainee Dozer Operator by M/s. Bharat Coking Coal Ltd. (BCCL) in January/February 1982 and declared his date of birth (DOB) as 20.01.1955 in his application and on the basis of his matriculation certificate. He joined duty on 27.02.1982. At a later stage, when transferred to Nichitpur Colliery, the Form B register showed his DOB as 04.03.1950. The petitioner discovered that this entry had been made by interpolation, complained and sought correction to the matriculation date (20.01.1955). The respondents referred the matter to Bihar School Examination Board (BSEB) which verified and confirmed the matriculation DOB as 20.01.1955.

The petitioner alleged that the interpolated DOB caused his retirement five years prior to the actual date of retirement and sought quashing of the premature retirement, reinstatement, consequential benefits and interest. The respondents filed a counter-affidavit alleging delay/laches, noting that retiral benefits had been paid and contending that service records/Form B (showing DOB 04.03.1950) prevailed. The matter was heard before Dr. S.N. Pathak, J.; the court, after considering rival submissions and authorities, directed correction of the DOB in service records to 20.01.1955 and passed consequential orders. The writ petition was allowed.

Legal Issues Presented

  1. Whether an interpolated or altered entry of date of birth in the service Form B register (showing 04.03.1950) can be relied upon to superannuate the petitioner earlier than the date indicated in his unimpeachable matriculation certificate (20.01.1955).
  2. Whether the matriculation certificate, as an unimpeachable document, is conclusive proof of date of birth under the applicable Implementation Instruction (No. 76) and prevailing case law, thereby overriding conflicting service records.
  3. Whether the petition is barred by delay or laches and the principle that date-of-birth disputes cannot be entertained at the fag end of service or after retirement.
  4. If correction is permitted, what consequential reliefs and directions are appropriate (correction of service records and consequential orders regarding retirement benefits).

Arguments of the Parties

Petitioner's Arguments

  • The petitioner consistently declared his DOB as 20.01.1955 in his application and produced his matriculation certificate, which shows DOB 20.01.1955.
  • The Form B entry of 04.03.1950 was made by interpolation by respondents' staff; the petitioner sought correction when he discovered it.
  • Implementation Instruction No. 76, NCWA, and Certified Standing Orders No. 11 require acceptance of matriculation certificate DOB for those who passed matriculation; hence the matriculation DOB must be treated as conclusive and not altered.
  • Retirement five years prior to the correct date was an abuse and colorable exercise of power; therefore the retirement order should be quashed, the petitioner reinstated and consequential benefits paid with interest.

Respondents' Arguments

  • The writ application is not maintainable due to delay and laches; the petitioner raised the DOB dispute only in 2009, after long service and near retirement, and the petition was filed after retirement and after retiral benefits were paid.
  • The petitioner did not submit the matriculation certificate at the time of appointment or when service excerpts were prepared; the service excerpts and Form B showing DOB 04.03.1950 were treated as authoritative and the petitioner had acknowledged entries (by signature) and did not object earlier.
  • Qualification for the Dozer Operator cadre originally did not require matriculation; cadre rules (Implementation Instruction No. 36 and later NCWA-VII Implementation Instruction No. 21) show differing qualifications for new recruits and existing employees, and the petitioner was appointed as a trainee when matriculation was not a requirement.
  • The respondents relied on precedent (Ram Pyare/Ram Praye Singh) holding that Form B entries prepared at the time of joining may prevail over matriculation certificates and that service records are binding.
  • Retiral dues such as gratuity and provident fund had already been paid to the petitioner, weighing against relief sought.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Awadh Singh v. BCCL & Others, 2005 (2) JCR 474 (Jhr.) Principle that date of birth recorded in an unimpeachable document like matriculation certificate has to be accepted. The petitioner relied on this authority; the Court noted respondents failed to heed the principle and treated it as supporting acceptance of the matriculation DOB.
Bharat Coking Coal Ltd. & Ors. v. Chhota Birsa Uranw, 2014 (3) JLJR 182 (SC) In the text: a Supreme Court decision referenced for the proposition that no correction can be made at the fag end of service career; the opinion also contains the statement that "statutory documents like Form B register is binding and School Leaving Certificate prevail over records and statutory documents of the company." The Court acknowledged the Apex Court's rule about corrections at the fag end, but found the present Form B was interpolated; therefore the respondents' reliance on Form B could not prevail where interpolation was established and matriculation was verified.
Ram Pyare (Ram Praye) Singh v. BCCL & Ors., (LPA No. 327 of 2006) reported 2014 (3) JCR 679 Held (as relied upon by respondents) that an entry in Form B made at the time of joining is a statutory document/record of service and may prevail over matriculation/statutory documents. The respondents relied on this judgment. The Court distinguished it on facts: the Form B in the present case was not the original Form B prepared at joining but a later, interpolated document, and therefore Ram Pyare Singh did not assist respondents here.
Kamta Pandey v. M/s. BCCL & Ors., 2007 (3) JLJR 726 (Full Bench) Held that the date of birth recorded in the matriculation certificate is conclusive proof of age and overrides other records (including service records) where Implementation Instruction No. 76 applies; also Paragraph 27 clarified that even where application is at fag end, relief may be granted if there is real injustice and proper procedure followed. The Court relied on the Full Bench to hold that matriculation DOB is conclusive in this context and to accept that despite the general rule about not permitting changes at the fag end, relief is permissible where there is clear injustice and proper material (here, BSEB verification and evident interpolation).
W.P.(S). No. 2208 of 2008 (affirmed by Division Bench in LPA No. 276 of 2011) Reiterated the Full Bench's view that matriculation certificate can be conclusive proof of DOB under Implementation Instruction No. 76. The Court noted this reiteration and treated it as supporting authority for the principle that matriculation DOB overrides conflicting service records in appropriate cases.

Court's Reasoning and Analysis

The court proceeded by examining the documentary record and the sequence of events:

  1. Timing of the petitioner's objection: The petitioner first sought correction in 2009. The respondents then sought verification from the Bihar School Examination Board (BSEB), which confirmed the matriculation DOB as 20.01.1955. The court noted that if the respondents truly considered DOB to be 04.03.1950 originally, there would have been no reason to seek verification from BSEB.
  2. Nature of Form B entry: On perusal of Annexure-3 (Form B) the court found visible interpolation — the original entry "20.01.1955" appeared to have been cut and replaced with "04.03.1950." The respondents did not explain why such interpolation occurred. The court reasoned that the petitioner had no motive to interpolate his own DOB to his detriment.
  3. Applicability of Implementation Instruction No. 76 (NCWA-II/National Coal Wage Agreement): The court read I.I. No. 76 as treating the date of birth recorded in a matriculation (or equivalent) certificate of a new appointee as the conclusive date of birth, not to be altered under any circumstances. Therefore, where an employee had passed matriculation prior to appointment and produced the certificate, that date should be accepted as conclusive.
  4. Precedent analysis and reconciliation: The court considered conflicting authorities. It observed that although some decisions (relied upon by respondents) give primacy to Form B entries prepared at joining, those authorities do not assist where the Form B relied upon is not the original but a later, interpolated document. The Full Bench decision in Kamta Pandey and its affirmations were treated as authoritative that matriculation certificates are conclusive proof under I.I. No. 76. The court also noted Supreme Court observations about reluctance to permit corrections at the fag end but applied the Full Bench's para 27 principle that relief is available where there is clear injustice and proper procedure and material.
  5. Conclusion of fact and law: Combining the BSEB verification, observable interpolation in Form B, lack of explanation from respondents and the binding character of I.I. No. 76 and Full Bench authority, the court concluded that the matriculation DOB (20.01.1955) is the correct date of birth and that the interpolated Form B entry could not be relied upon to justify premature retirement.

Holding and Implications

Holding: The writ petition is allowed.

Direct Orders and Immediate Consequences:

  • The court directed respondent-BCCL to make necessary corrections in the petitioner’s service records, changing the date of birth to 20.01.1955 as per the matriculation certificate, and to pass consequential orders.
  • The writ petition was disposed in favour of the petitioner; the court granted the primary relief sought in the petition (correction of DOB and consequential reliefs as appropriate).

Broader Implications:

The decision applies established principles (Implementation Instruction No. 76 and Full Bench authority in Kamta Pandey) that a matriculation certificate can be conclusive proof of date of birth and may override service records where those records are shown to be interpolated or not original. The opinion does not purport to lay down a novel legal principle beyond applying these authorities and distinguishing cases relied upon by respondents on the facts. The immediate legal effect is corrective relief for the petitioner; the Court did not indicate that it was creating a new precedent.

    Shyam Kishore Singh v. Bharat Coking Coal Limited

    C.A.V. on 16.08.2017 Pronounced on 13/10/2017 Dr. S.N. Pathak, J. Heard learned counsel for the petitioner and learned counsel for the respondents.

    2. The petitioner has approached this Court with a prayer for directing the respondents, particularly, respondent Nos. 5, 6 and 7 to produce before this Honble Court all records appertaining to his illegal retirement from the services of the respondents on consideration of an interpolated date of birth i.e. 04.03.1950 in place of his actual date of birth as recorded in his matriculation certificate i.e. 20.01.1955 and thereby snatching away his service for a period of five years from his actual date of retirement. Further prayer has been made to quash the illegal retirement order of the petitioner by which the petitioner has been made to retire five years prior to his actual date of retirement and to direct the respondents to pay all his consequential benefits which he may be entitled if he was in service and to reinstate him in his original post. A further prayer has also been made to pay interest @ 18% per annum on the amount which may be paid to the petitioner as his consequential benefits after his retirement.

    3. The factual exposition as has been delineated in the writ petition is that the petitioner was appointed as a Trainee in the services of the respondents-M/s. Bharat Coking Coal Ltd. (for short BCCL) and was allotted Personnel No. 00473470. It is the case of the petitioner that in his application form for the above post, he had explicitly declared his date of birth as 20.01.1955 as per his matriculation certificate and in support of that, he has also produced the copy of his matriculation certificate. Thereafter, he was offered employment as Trainee Dozer Operator vide letter dated 28/31.01.1982. As per condition laid down in para-10 of the said letter, he was asked to submit his matriculation and birth certificate in support of his date of birth, which he had duly submitted. On being declared medically fit and after verification of the copy of matriculation certificate submitted by the petitioner, from his original matriculation certificate, he was allowed to join his duty at Karmik Bhawan/ Vikash Bhawan from 27.02.1982. Thereafter, he was transferred to Nichitpur Colliery under Sijua Area of M/s. BCCL vide Office Order dated 01.03.1986. On receipt of such office order, the petitioner reported to his transferred place, wherein in Form B, also, he entered his date of birth as 20.01.1955. Again, he was transferred to Tetulmari Colliery, where he got information that his date of birth has wrongly been recorded in Form B as 20.01.1950 by interpolation made by the Clerk of Nichitpur Colliery. On receipt of such information, he made complain before the respondents and requested for correction of his date of birth as per the date of birth mentioned in his matriculation certificate, which he had duly produced at the time of his initial appointment. On receipt of the representation of the petitioner, the respondents sent the matriculation certificate of the petitioner for verification to Bihar School Examination Board, Patna (B.S.E.B.). After receipt of the verification report from B.S.E.B., Patna, the Personnel Manager (IR), Sijua Area recommended for correction of the date of birth of the petitioner as per Implementation Instruction No. 76 and all the concerned authorities sent the same to Koyla Bhawan for approval. After perusal of Form B Register, it was found that somebody of Personnel Department of Nichitpur Colliery has made interpolation in the date of birth of the petitioner and caused his termination in the guise of retirement about 5 years prior to his actual date of retirement.

    4. It is the further case of the petitioner that the respondent-authorities, inspite of clear-cut stipulation in Implementation Instruction No. 76, Certified Standing Orders No. 11 and even the rulings of Honble High Court at Ranchi in case of Awadh Singh Vrs. BCCL & Others, reported in 2005 (2) JCR 474 Jhr. and several other cases and that of Honble Supreme Court that date of birth recorded in unimpeachable document like matriculation certificate has to be accepted, kept mum and became instrumental in the illegal termination of the petitioner in the guise of his premature retirement. When no heed was paid by the respondents, the petitioner represented before the respondent-authorities and also before the Honble Minister of Coal, Govt. of India but the same fell on the deaf ears of the respondents as no action whatsoever in any manner has been taken from the side of the respondent-authorities. Hence, the petitioner has preferred this writ petition for redressal of his grievances.

    5. Mr. Mahesh Tewari, learned counsel appearing for the petitioner strenuously urges that the respondent-authorities cannot be allowed to retire/ superannuate the petitioner five years prior to his attainment of 60 years of age by interpolating his date of birth, which has been done by the respondents themselves only to snatch away the right of livelihood of the petitioner. The respondents are bound to consider the date of birth as mentioned in the matriculation certificate of the petitioner. Learned counsel for the petitioner submits that the respondent themselves appointed the petitioner in the year 1982 on the basis of his matriculation certificate, in which his date of birth was mentioned as 20.01.1955 but by interpolation, his date of birth was wrongly recorded in Form B Register as 04.03.1950. Learned counsel further submits that the Implementation Instruction No. 76 of the NCWA is binding and the matriculation certificate of an employee has to be considered if there is any kind of dispute regarding date of birth and superannuating the petitioner five years prior to his actual date of retirement can be said to be a clear abuse and colourable exercise of power, which is liable to be rejected outrightly by this Court.

    6. Per contra, counter-affidavit has been filed by the respondents. Learned counsel appearing for the respondents vehemently opposes the contention of the learned counsel for the petitioner and submits that the instant writ application is not maintainable in the eyes of law and liable to be rejected on the ground of delay and laches. Learned counsel further submits that subsequent to his retirement, the petitioner also applied for release of his retiral benefits such as, Gratuity, Provident Fund and other legally dues payable to him and the retiral benefits have already been paid to the petitioner. A dispute relating to date of birth cannot be raised at the fag end of service but in the instant case, the dispute relating to date of birth has been raised not at the fag end of service but after four years of the retirement of petitioner and therefore, the writ petition is liable to be dismissed in limine. Learned counsel further argues that the petitioner has not submitted his matriculation certificate at the time of his appointment or even at the time of preparation of his service excerpts. It is further stated that date of birth of the petitioner was 04.03.1950 and the same has been recorded in his service excerpts and when the workmen were called upon to submit their objection with regard to entry made in the service excerpts the petitioner did not raise any objection with regard to his date of birth which was recorded as 04.03.1950 rather, in token of acceptance of the entries made in his service excerpts, the petitioner had put his signature

    7. Learned counsel for the respondents argues that the petitioner was transferred from Kankanee Colliery to another colliery in Sijua Area and even in the Form B, the date of birth of the petitioner has been recorded as 04.03.1950 and this fact was acknowledged by the petitioner by putting his signature in the relevant column. Learned counsel further submits that qualification of Dozer Operator is not matriculation. It is stated that JBCCI has formulated cadre scheme for different cadres. As per the applicable cadre scheme for Excavation Personnel which consists of Dozer Operator (T) in Excavation Category D, the qualification required is Class-VIII pass with HMV license and endorsement for Tractor driving. To buttress his argument, learned counsel draws the attention of the Court towards judgment rendered in case of Ram Pyare Singh Vs. BCCL & Ors., reported in 2014 (3) JCR 679, wherein it has been held that the entry of date of birth in Form B would prevail over matriculation certificate and statutory documents and records of service shall be given priority over the matriculation certificate. It is further stated that in the year 1982, the petitioner never disclosed that he is a matriculate and has passed matriculation examination from any Board, as is evident from Annexures-A to D of the counter-affidavit. From the documents annexed with the writ petition, it is crystal clear that petitioner approached the respondents for correction of his date of birth on 12.05.2009, that too when the petitioner was to retire on attaining the age of superannuation on 01.04.2010.

    8. Learned counsel further submits that qualification and experience required against cadre posts are laid down in the respective implementation instructions issued from time to time in different NCWAs. It is stated that by Implementation Instruction No. 36 dated 02.02.1981, under NCWA-II, the grading job description etc. of excavation as agreed by the standardization committee had been finalized. Dozer Operators fall under Group-B and the qualification required under said Implementation Instruction-36 is as under:-

    2. Tractor/ Dozer Operator Grade. I: A skilled workman possessing not less than 5 years of experience in the operations and handing of Crawler of wheel type dozers of not less than 150 hp. He should have general knowledge of the mechanism of the Tractor and undertakes minor running repairs. He should hold license of Tractor driving.

    9. Learned counsel further argues that it has already been stated that the petitioner was appointed as Trainee Dozer Operator on 28.01.1982 and at that time there was no requirement of having matriculation qualification. It is only under NCWA-VII vide Implementation Instruction No. 21 dated 31.08.2007, cadre scheme for Excavation Personnel (Operation) has been formulated vide Annexure-XXVIII-1 to XXVIII-8 and in the said Implementation Instruction No. 21 of NCWA-VII, the educational qualification for new recruitees has been fixed as matriculation. However, as regards existing employees, qualification required is Class-VIII pass with HMV license and endorsement for Tractor Driving.

    10. Be that as it may, having gone through the rival submissions of the parties, this Court is of the considered view that admittedly the petitioner for the first time raises his grievances regarding correction in the date of birth in the year 2009. On receipt of such objection, the respondent-authorities verified the date of birth as claimed by the petitioner from the Bihar School Examination Board, Patna and after verification, the BSEB vide its reference No. 8563 confirmed the date of birth as 20.01.1955. If the date of birth, as per the respondents, was 04.03.1950 as mentioned in the Form B Register then there was no occasion for verifying the same from Bihar School Examination Board. It is not a case that the petitioner has procured the matriculation certificate much after his appointment, rather, he had passed matriculation prior to his coming into service. From perusal of Annexure-3, which is Form B, the document of the respondents themselves, it is apparent that interpolation has been done. After cutting the original date of birth mentioned in Form B register as 20.01.1955, the wrong date of birth as 04.03.1950 has been written by interpolation. The reason of such interpolation has not been explained by the respondents. There is no occasion why the petitioner will indulge into such interpolation which is not in his favour and as such it is very much clear that interpolation, if any, has been done by the office of the respondents itself. In catena of decisions, the Honble Apex Court has held that no correction can be made at the fag end of service career. In the case of Bharat Coking Coal Ltd. & Ors. Vs. Chhota Birsa Uranw, reported in 2014 (3) JLJR 182 (SC), it has been held that statutory documents like Form B register is binding and School Leaving Certificate prevail over records and statutory documents of the company. The petitioner should have produced the matriculation certificate at the time of appointment since he has stated that he had passed matriculation examination in the year 1971 which was prior to joining of his service. The statutory Form B relied upon by the respondents, which is at Annexure-3 of the writ petition, shows clear interpolation and as such, any date of birth entered by way of interpolation cannot be relied upon even if it is in the statutory Form B. The judgments relied on by the respondents does not come to their rescue. The respondents heavily relied on the judgment passed in L.P.A. No. 327 of 2006 (Ram Praye Singh Vs. BCCL & Ors.), in which it was held that Form B which was prepared at the time of joining of the petitioner, is a statutory document and record of service as the same has duly been signed and authenticated by the petitioner.

    11. The Form B register relied upon by the respondents is a new Form B which was not prepared at the time of appointment rather at a later stage. The Implementation Instruction No. 76 of NCWA-II provides for determination of age at the time of appointment where it has been clearly mentioned that in case of new appointees who have passed matriculation or equivalent examination, the date of birth recorded in the said Certificate shall be treated as correct date of birth and the same will not be altered under any circumstances. On a plain reading of the said I.I. No. 76 it is clear that in case of such new appointees, who have passed matriculation or equivalent examination, the date of birth recorded in the matriculation certificate shall be treated as correct date of birth and the same will not be altered under any circumstances. It is, therefore, not the entry made in Register Form B or any other records, but, the date of birth recorded in the matriculation certificate which has been accepted as a conclusive proof of date of birth. This also is of no help to the respondents as Form B which is at Annexure-3 is itself interpolated and the essential Form B, which was prepared at the time of joining of the petitioner has not been brought on record and as such, this case is distinguished on that score itself. It is, therefore, not the entry made in register Form B or any other records, rather the date of birth recorded in the matriculation certificate be accepted as a conclusive proof of date of birth. In that view, if there is service excerpts or Form B register even signed by the employee mentioning the date of birth contrary to that recorded in matriculation certificate shall not be treated as correct date of birth. Similar issue fell for consideration before the Full Bench of this Court in Kamta Pandey Vrs. M/s. BCCL & Ors. [2007 (3) JLJR 726]. The Full Bench of this Court has answered the same by holding that the date of birth recorded in the matriculation certificate is a conclusive proof of age and has overriding effects on other records, including service records, as both the parties are governed by Implementation Instruction No. 76 of National Coal Wage Agreement-III. The same view was reiterated in W.P.(S). No. 2208 of 2008, which was affirmed by the Division Bench in LPA No. 276 of 2011.

    12. The respondents have raised further objection that even if the date of birth of the petitioner is wrongly mentioned as 04.03.1950, it cannot be corrected as the dispute has been raised at the fag end of the service career and writ petition has been filed after more than three years of retirement. This issue has already been answered in Para-27 of the Full Bench judgments passed in case of Kamta Pandey Vs. BCCL & Ors. (supra), which reads as under:-

    27. In these decisions, though it is observed that the employee will not normally be permitted to apply for change of his date of birth at the fag end of service career, the Supreme Court clearly held that if the Court is fully satisfied that there has been real injustice to the person concerned and his claim for correction of date of birth has been made in accordance with the procedure prescribed and when a clear case, relating to the date of birth, is made out on the basis of clinching materials, then necessary direction to make a declaration of the said date of birth can be given.

    13. In Form B at Annexure-3 of the writ petition it is very clear that date of birth is 20.01.1955, which has been interpolated and after cutting the same, an imaginary date of birth 04.03.1950 has been mentioned.

    14. As a cumulative effect of the aforesaid observations, rules, guidelines and judicial pronouncements, I hereby direct respondent-BCCL to make necessary corrections in the date of birth of the petitioner in service records as per the matriculation certificates which is 20.01.1955 and pass consequential orders.

    15. Resultantly, the writ petition stands allowed. (Dr. S.N. Pathak, J.) kunal/-

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    Shyam Kishore Singh v. Bharat Coking Coal Limited
    (Oct 13, 2017)