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Structured Summary of the Legal Opinion

Factual and Procedural Background

This is an appeal under Section 417(1) of the Code of Criminal Procedure directed against a judgment of the learned Sessions Judge. The Sessions Judge acquitted respondents Nos. (3) to (7) of the offence charged under Section 395 of the Penal Code (dacoity). Respondents Nos. (1) and (2) were convicted under Section 392 of the Penal Code but were released on probation of good conduct under Section 4 of the Probation of Offenders Act, 1958. The State filed a revision petition under Section 439 of the Code of Criminal Procedure objecting to (i) the order releasing respondents Nos. (1) and (2) on probation and (ii) the acquittal of respondents Nos. (3) to (7).

The prosecution case was that on 14 June 1967 at about 6:30 a.m. respondents Nos. (1) to (7) stopped a truck carrying 60 gallons of liquor, prevented the truck from proceeding, removed liquor and kept it in the balcony of a nearby house. Complainant Atmaram Revodker informed the police and after investigation the respondents were challaned and charged in the Sessions Court under Section 395 of the Penal Code.

Legal Issues Presented

  1. Whether the acquittal of respondents Nos. (3) to (7) for offences under Sections 392/395 of the Penal Code should be disturbed on appeal.
  2. Whether the learned Sessions Judge was obliged to obtain and take into consideration a report of the probation officer under sub-section (2) of Section 4 of the Probation of Offenders Act, 1958 before releasing respondents Nos. (1) and (2) on probation of good conduct.

Arguments of the Parties

Government Pleader / State

  • Conceded that the charge was not established by the prosecution against respondents Nos. (3) to (7) under Sections 392 or 395.
  • Submitted that the Sessions Judge should have called for the probation officer's report as required by sub-section (2) of Section 4 of the Probation of Offenders Act before releasing respondents Nos. (1) and (2) on probation.
  • Did not contend that the prosecution established the charge under Section 395 against respondents Nos. (1) and (2); conceded that this charge was not pressed in their case either.

Counsel for Respondents (Mr. Y. H. Kadam)

  • Submitted that it was not obligatory for the Sessions Judge to call for the probation officer's report before releasing the respondents on probation under Section 4 of the Act.
  • Was unable to support this submission by any reported decision.

Additional Counsel (Mr. S. Tamba)

  • Cited State of Mysore v. Saib Gunda in support of the contention that the requirement of sub-section (2) of Section 4 is mandatory.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ramji Missar v. State of Bihar, AIR 1963 SC 1088 Explained the object of the Probation of Offenders Act as preventing turning youthful offenders into hardened criminals and promoting reformation over punishment. The court invoked this exposition of the Act's object to support a liberal/beneficial interpretation of the statute and to emphasize the Act's rehabilitative purpose.
Rattan Lal Alias Ram Rattan v. State of Punjab, AIR 1965 SC 444 Held that calling for a report from the Probation Officer is a condition precedent for the exercise of power under Section 6(1) of the Act; the requirement of calling for a report is mandatory. The court relied on this authority to analogize that sub-section (2) of Section 4 similarly imposes a mandatory duty to call for and consider a probation officer's report before exercising the power under Section 4(1).
Raghunath v. Mrs. T. P. Faria, AIR 1967 Goa 95 Considered the scheme of Sections 3, 4 and 11 and emphasized the Act's focus on reformation and rehabilitation. The court cited this local decision to reinforce the Act's rehabilitative emphasis and to support interpretation consistent with the Act's object.
Jagan Nath v. Jaswant Singh & Others, AIR 1954 SC 210 Example where a statutory provision using the word "shall" (section 82 RPA, 1951) was regarded as directory rather than mandatory. The court cited this case in discussing precedents where "shall" was construed as directory, as part of an analysis of when statutory "shall" may be directory or mandatory.
Hari Vishnu v. Ahmad Ishaque, AIR 1955 SC 233 Relied on Julius v. Bishop of Oxford for rules to determine when a statutory provision is mandatory; held certain rules to be mandatory. The court used this authority on statutory interpretation to examine whether the word "shall" in sub-section (2) of Section 4 must be construed as mandatory or directory.
State of M.P. v. Azad Bharat Finance Co., AIR 1967 SC 276 An example where "shall" was construed as directory rather than mandatory. The court cited this case to show contrasting authorities and to demonstrate that context determines whether "shall" is mandatory or directory.
Jagdish Gandhi v. Legislative Council, U.P., AIR 1966 All. 291 Held that a provision specifying time was directory despite the use of "shall". Also cited as part of comparative discussion illustrating that "shall" is not always mandatory; used to emphasize contextual analysis.
State of Mysore v. Saib Gunda, 1964 (1) Cr. L.J. 460 (Mys) Held (obiter) that in the absence of a report from the probation officer under Section 4(1) a Magistrate had no authority to release the accused on probation of good conduct. The court observed this authority as supportive (albeit obiter) of the contention that the probation officer's report is mandatory before releasing an accused under Section 4; the decision was relied upon in argument and considered relevant to the present matter.
Julius v. Bishop of Oxford, (1880) 5 AC 214 Famous English authority laying down rules for determining when a statute should be construed as mandatory or directory. Cited via Supreme Court authority (Hari Vishnu) as foundational material on principles governing mandatory vs. directory construing of statutory "shall".

Court's Reasoning and Analysis

The court addressed two discrete aspects: (A) the appeal against acquittal of respondents Nos. (3) to (7); and (B) the legality of releasing respondents Nos. (1) and (2) on probation without a probation officer's report.

A. Appeal against acquittal of respondents Nos. (3) to (7)

  1. The Government Pleader conceded that on the prosecution evidence the charge against respondents Nos. (3) to (7) was not established under Sections 395 or 392.
  2. The court reviewed the record and agreed: the ingredients of offences under Sections 392 and 395 were not proved and participation of these respondents was extremely doubtful.
  3. The court analysed legal definitions: Section 390 defines when theft is robbery and Section 339 defines wrongful restraint. The prosecution claimed wrongful restraint when the truck was prevented from proceeding.
  4. The evidence showed that the complainant and other occupants were not prevented from contacting the Panchayat or the police and were not obstructed from proceeding in any direction; therefore, there was no wrongful restraint within Section 339.
  5. The evidence on identity of these accused was vague and unconvincing; given the presumption of innocence and the Sessions Judge's careful consideration, the acquittal was supported by evidence.
  6. Conclusion: the appeal against acquittal failed and was rejected.

B. Release on probation of respondents Nos. (1) and (2)

  1. The court examined the scheme of the Probation of Offenders Act, 1958, noting the Act's object of releasing offenders on probation and its rehabilitative emphasis (citing Ramji Missar and Raghunath).
  2. Key statutory provisions considered included Sections 2, 3, 4(1), 4(2), 6(1), 6(2), 8, 9, 13, 14 and 15. The court emphasized that the probation officer plays an important role under the Act.
  3. Sub-section (2) of Section 4 provides that "before making any order under sub-section (1), the court shall take into consideration the report, if any, of the probation officer concerned in relation to the case." The court analysed the language ("shall" and "if any").
  4. The court relied on Rattan Lal (Ratan Lal) where the Supreme Court held that calling for a report from the probation officer (under Section 6(2)) is a condition precedent and mandatory for exercising Section 6(1) powers.
  5. By comparing the phraseology of sub-section (2) of Section 4 with sub-section (2) of Section 6, the court concluded that the requirement in Section 4(2) is similarly mandatory. The court rejected the submission that "if any" makes the requirement merely permissive; rather, "if any" covers cases where the probation officer has not submitted a report despite requisition.
  6. The court reviewed authorities on when "shall" is to be construed as directory or mandatory (Jagan Nath, Hari Vishnu, State of M.P., Jagdish Gandhi, Julius v. Bishop of Oxford) and concluded that, in context, the consideration of the probation officer's report is of substance (not mere form) and therefore mandatory.
  7. It was common ground that the probation officer was not asked to give his report before respondents Nos. (1) and (2) were released on probation. The court found non-compliance with the mandatory provision of Section 4(2).
  8. Legal consequence: non-compliance with this condition precedent nullified the probation order. The court set aside the Sessions Judge's order insofar as it released respondents Nos. (1) and (2) on probation and allowed the State's revision petition. The Sessions Judge was directed to take into consideration the probation officer's report before deciding the case on merits.

Holding and Implications

Core Rulings:

  • The appeal challenging the acquittal of respondents Nos. (3) to (7) was rejected. The court upheld the Sessions Judge's acquittal because the prosecution did not prove the necessary ingredients of Sections 392/395 and the identity and participation of these respondents were not established.
  • The revision petition by the State was allowed and the order releasing respondents Nos. (1) and (2) on probation under Section 4 of the Probation of Offenders Act was set aside. The court held that sub-section (2) of Section 4, which requires the court to take into consideration the report, if any, of the probation officer before making an order under sub-section (1), is mandatory; consideration of the probation officer's report is a condition precedent to the validity of the probation order.

Implications:

  • Direct effect on the parties: The acquittal of respondents Nos. (3) to (7) remains undisturbed. The release on probation of respondents Nos. (1) and (2) has been nullified; the matter as regards respondents Nos. (1) and (2) is remitted to the Sessions Judge who is directed to obtain and take into consideration the report of the probation officer before deciding the case on its merits.
  • No broader policy pronouncement beyond the statutory interpretation of sub-section (2) of Section 4 is expressly articulated; the court focused on the mandatory nature of the probation-officer report requirement and its direct legal consequence (setting aside the probation order for non-compliance).

Disposition: Petition allowed.

    State v. Naguesh G. Shet Govenkar

    1. This is an appeal under Section 417(1) of the Code of Criminal Procedure directed against the judgment passed by the learned Sessions Judge, whereby he acquitted respondents Nos. (3) to (7) of the offence with which they were charged under Section 395 of the Penal Code. The respondents Nos. (1) and (2) were convicted by him under Section 392 of the Penal Code. They were, however, released on probation of good conduct under Section 4 of the Probation of Offenders Act, 1958. The State felt aggrieved by this action and also by the decision directing acquittal of the respondents Nos. (3) to (7). A revision petition under Section 439 of the Code of Criminal Procedure accordingly, is filed by the State, objecting to the order releasing respondents Nos. (1) and (2) on probation of good conduct under the Probation of Offenders Act, 1958.

    2. The prosecution case, briefly stated, is that on 14th June, 1967 at about 6.30 a.m respondents Nos. (1) to (7) stopped the truck carrying 60 gallons of liquor for distribution to various persons. The truck was prevented from proceeding in the direction intended and liquor was removed from the truck and kept in the balcony of the house of a washerman residing nearby. The Police were informed by complainant Atmaram Revodker about this illegal action on the part of these respondents. The Police after necessary investigation challaned them. They were charged by the learned Sessions Judge, Panjim, under Section 395 of the Penal Code. (Dacoity).

    3. I shall first consider the appeal filed by the State against acquittal of respondents Nos. (3) to (7). It is conceded by learned Government Pleader at the Bar that on the evidence led by the prosecution the charge was not established against them either under Section 395 or Section 392. I have carefully gone through the record and I agree with him that as far as these respondents are concerned the ingredients of the offences under Sections 392 and 395 are not proved. It is extremely doubtful whether they participated in the crime. The learned Sessions Judge carefully considered the prosecution evidence and his conclusion that they are not guilty is supported by evidence. The evidence on identity of these accused is unconvincing, apart from the fact that it is vague. Section 390 of the Penal Code states that theft is ‘robbery’ if, in order to the committing of the theft, or in committing the theft, or in carrying away or attempting to carry away property obtained by the theft, the offender, for that end, voluntarily causes or attempts to cause to any person death or hurt of wrongful restraint, or fear of instant death or of instant hurt or of instant wrongful restraint. It was the prosecution case in the Sessions Court that when these respondents prevented the truck carrying liquor from proceeding in the direction in which it wanted to proceed there was wrongful restraint to the complainant and some other occupants who were in the truck at the time of the incident. It is in evidence that the complainant and other occupants were not prevented from contacting the members of the Panchayat or the Police. What is ‘wrongful restraint’ is defined in Section 339 of the Penal Code. Under that section, “whoever voluntarily obstructs any person so as to prevent that person from proceeding in any direction in which that person has a right to proceed, is said wrongfully to restrain that person”. The admitted position is that the complainant and others were not obstructed from proceeding in any direction in which they wanted to proceed and, therefore, there was no wrongful restraint within the meaning of this section, apart from the fact that participation of these respondents as stated already is not proved. The word “person” in this section and also in Section 390, where theft is ‘robbery’, would not seem to include obstruction of a truck when its occupants are not obstructed. This word is to be understood in its ordinary sense. There is a presumption of innocence in favour of these respondents and this presumption is reinforced by an order of acquittal. The appeal fails and is accordingly rejected. There remains the case of respondents Nos. (1) and (2) to be considered. The learned Government Pleader submits that the learned Sessions Judge should have called for the report of the probation officer as required by Sub-section (2) of Section 4 of the Probation of Offenders Act, 1958 before releasing them on probation of good conduct. It is not his contention that the prosecution established the charge against them under S. 395 of the Penal Code. He concedes fairly that in their case also this charge is not pressed. Mr. Y.H Kadam, learned counsel appearing for these respondents and the respondents acquitted, submits that it was not obligatory on the part of the learned Sessions Judge to have called for the report of the probation officer before releasing the respondents Nos. (1) and (2) on probation of good conduct. He has not been able to support this submission by any reported decision. Be that as it may, I would discuss the scheme of the Probation of Offenders Act, 1958 (hereinafter referred to as ‘the Act’) and endeavour to show that it was obligatory on the part of the learned Sessions Judge to have called for the report of the probation officer before releasing these respondents on probation of good conduct.

    4. As will appear from its preamble, the Act was enacted to provide for the release of offenders on probation or after due admonition and for matters connected therewith. Section 2 is a definition provision on usual lines. Clause (b) defines “probation officer” as meaning an officer appointed to be a probation officer or recognized as such under Section 13. Section 3 contemplates release, after due admonition, of any person found guilty of having committed the offences specified thereunder. Sub-section (1) of Section 4 envisages release on probation of good conduct, of any person found guilty of having committed an offence not punishable with death or imprisonment for life. Sub-section (2) of Section 4 provides that before making any order under sub-section (1), the court shall take into consideration the report, if any, of the probation officer concerned in relation to the case. Sub-section (1) of Section 6 Imposes restrictions on imprisonment of offenders under twenty-one years of age. Under this sub-section, when any person under twenty-one years of age is found guilty of having committed an offence punishable with imprisonment (but not with imprisonment for life), the Court by which he is found guilty shall not sentence him to imprisonment unless it is satisfied that, having regard to the circumstances of the case including the nature of the offence and the character of the offender, it would not be desirable to deal with him under Section 3 or Section 4, and if the Court passes any sentence of imprisonment on the offender, it shall record its reasons for doing so. sub-section (2) of this section lays down that for the purposes of satisfying itself whether it would not be desirable to deal under Section 3 or Section 4 with an offender referred to in sub-section (1), the Court shall call for a report from the probation officer and consider the report, if any, and any other Information available to it relating to the character and physical and mental condition of the offender.

    5. Section 8 speaks of variation of conditions of probation. Under that provision if, on the application of the probation officer, any court which passes an order under Section 4 in respect of an offender is of opinion that in the interests of the offender and the public it is expedient or necessary to vary the conditions of any bond entered into by an offender, it may, at any time during the period when the bond is effective, vary the bond by extending or diminishing the duration thereof so, however, that it shall not exceed three years from the date of original order or by altering the conditions thereof or by inserting additional conditions therein. The proviso says that no such variation shall be made without giving the offender and the surety an opportunity of being heard. The proviso conforms to the principles of natural justice. Sub-section (3) provides that notwithstanding anything hereinbefore contained, the court which passes an order under Section 4 in respect of an offender may, if it is satisfied on an application made by the probation officer, that the conduct of the offender has been such as to make it unnecessary that he should be kept any longer under supervision, discharge the bond or bonds entered into by him.

    6. sub-section (1) of section 9 relates to procedure in case of offender failing to observe conditions of bond. It provides that if the court which passes an order under Section 4 in respect of an offender or any court which could have dealt with the offender in respect of his original offence has reason to believe, on the report of a probation officer or otherwise, that the offender has failed to observe any of the conditions of the bond or bonds entered into by him it may issue a warrant for his arrest. Section 13 contemplates appointment of a probation officer by the State Government. Section 14 speaks of duties of probation officers. Section 15 regards probation officer as a public servant by employing a deeming fiction. The other sections are not relevant, for the present purpose. As will appear from sub-section (2) of Sections 4 and 6 and Sections 8 and 9, the probation officer plays an important rule under the scheme of the Act.

    7. In ‘Ramji Missar v. State of Bihar’, AIR 1963 SC 1088 (1089), their Lordships of the Supreme Court explained the object of the Act in the following words:—

    “The object of the Act is to prevent the turning of youthful offenders into criminals by their association with hardened criminals of mature age within the walls of a prison. The method adopted is to attempt their possible reformation instead of inflicting on them the normal punishment for their crime.”

    8. It was also stated by their Lordships that this Act is a beneficial statute and, therefore, it is to be given wider interpretation. This decision is not directly to the point, but the above observations on the object of the Act, with respect, are apposite. In ‘Rattan Lal Alias Ram Rattan v. State Of Punjab’, AIR 1965 SC 444, the scheme of the Act was considered in the context of Sections 3, 4 and 11 of the Act and it was held in that case that the calling for a report from the Probation Officer is a condition precedent for the exercise of the power under Section 6(1) of the Act by the Court.

    9. The following observations of the Supreme Court are apposite:—

    “A court cannot impose a sentence of imprisonment on a person under 21 years of age found guilty of having committed an offence punishable with imprisonment but not with imprisonment for life unless it is satisfied that, having regard to the circumstances of the case including the nature of the offence and the character of the offender, it would not be desirable to deal with him under S. 3 or S. 4 of the Act. For the purpose of satisfying itself in regard to the said action, under sub-s. (2) of S. 6 of the Act the Court shall call for a report from the probation officer and consider the report, if any, and any other information relating to the character and physical and mental condition of the offender. After considering the said material the Court shall satisfy itself whether it is desirable to deal with the offender under S. 3 or S. 4 of the Act. If it is not satisfied that the offender should be dealt with under either of the said two sections, it can pass the sentence of imprisonment on the offender after recording the reasons for doing so. It is suggested that the expression “if any” in sub-s. (2) of S. 6 indicates that it is open to the Court to call for a report or not but the word “shall” makes it a mandatory condition and the expression “if any” can in the context only cover a case where notwithstanding such requisition the Probation Officer for one reason or other has not submitted a report. Briefly stated the calling for a report from the Probation Officer is a condition precedent for the exercise of the power under S. 6(1) of the Act by the Court.”

    10. It was also observed by the Supreme Court that:—

    “The Act is a milestone in the progress of the modern liberal trend of reform in the field of penology. It is the result of the recognition of the doctrine that he object of criminal law is more to reform the individual offender than to punish him.”

    11. In ‘Raghunath v. Mrs. T.P Faria’, AIR 1967 Goa 95, this Court also had the occasion to consider the scheme of Sections 3, 4 and 11 of the Act and, in that connection, the following observations are not out of place:—

    “The Probation of Offenders Act, 1958, was enacted by Parliament to provide for the release of offenders on probation after due admonition and for matters connected therewith. The Act shifts emphasis from deferrence to reformation and from the crime to the criminal in accordance with the modern outlook on punishment. The emphasis is not on the individualization of acts but on the individualization of human beings. Reformation and rehabilitation of the offenders are the key notes of the Act.”

    12. The criminal law is concerned with wrongs and not with rights. It regards not the person but society. It results not in a benefit to the party injured but in its satisfaction to the community. The scheme of the Act, however, is an exception where the criminal law regards the offenders governed by the scheme of the Act and also society and not only society. It will appear from the decision of their Lordships of the Supreme Court in Ratan Lal's case, AIR 1965 S.C 444, that the requirement of sub-section (2) of Section 6 is mandatory; in fact, the calling for a report from the probation officer was regarded as a condition precedent for the exercise of the jurisdiction under sub-section (1) of section 6. As, stated earlier, the probation officer plays an important rule under the scheme of the Act. A comparison of the phraseology used in sub-section (2) of Sections 4 and 6 would seem to show that the requirement of Sub-section (2) of Section 4 also is mandatory, or imperative. There is an injunction under this sub-section that before making any order under sub-section (1) the Court shall take into consideration the report, if any, of the probation officer concerned in relation to the case. There is a duty imposed on the Court to which relates to a benefit in favour of the offenders governed by Section 4, and sub-section (2) thereof is to be taken as requiring and not authorizing the performance of this duty, which is not intended to be at the discretion of the Court in so far as consideration of the report is concerned. It would involve injustice or inconvenience to offenders governed by Sub-section (1) of Section 4 if Sub-section (2) of Section 4 is regarded as directory and not mandatory.

    13. Mr. Kadam submits that the words “if any” in Sub-section (2) of Section 4 seem to show that it is not mandatory in its nature. This submission is without force. The observations of the Supreme Court in regard to the expression “if any” in the context of sub-section (2) of Section 6 will also seem to apply to the passing of the order under Sub-section (2) of Section 4. The legislative command, in effect and substance, is that the Court shall take into consideration the report of the probation officer. For my part, as I see this matter, the word “shall” used in this sub-section is a word of command which is to be taken as mandatory, and not directory. It is true that the word “shall” in a statute does not necessarily mean that in every case it will have mandatory effect and not directory. Its meaning will vary in colour and content according to its context.

    14. In ‘Jagan Nath v. Jaswant Singh & Others’, AIR 1954 s.c 210 (214), the provisions of section 82 of the representation of the people act, 1951 relating to impleading of parties, were regarded as directory in spite of the word “shall” used therein. This was on the analogy of Order XXXIV, Rule 1, C.P.C This section was not regarded as mandatory because non-compliance was not made penal. In ‘Hari Vishnu v. Ahmad Ishaque’, AIR 1955 SC 233 (245), relying on a famous case ‘Julius v. Bishop of Oxford’, (1880) 5 AC 214, where various rules were laid down for determining when a statute might be construed as mandatory and when as directory, the Supreme Court concluded that Rule 47(1)(a) to (c) of the Representation of the People (Conduct of Elections and Election Petitions) Rules (1951) relating to ballot papers was mandatory. The word “shall” in this rule was not construed as meaning “may”. In ‘State of M.P v. Azad Bharat Finance Co.’, AIR 1967 SC 276 the provisions of section 11(d) of the opium act, 1878 were regarded by the Supreme Court as directory or permissible and not mandatory or obligatory, notwithstanding the use of the word “shall”. In ‘Jagdish Gandhi v. Legislative Council, U.P’. AIR 1966 All. 291 (299) the learned Judges of the Allahabad High Court observed that the provision regarding the specification of time in Rule 75(1)(b) of the U.P Legislative Council Rules of Procedure and Conduct of Business was directory in spite of the use of the word “shall” therein. As will appear from Sub-section (2) of Section 4, the consideration of the report of the probation officer is of the essence of the thing required. It is a matter of substance and not a matter of mere form the probation officer is in a better position to know the character and antecedents of the offenders and his respct is to be considered before making an order under Sub-section (1) of Section 4. Mr. S. Tamba cites ‘State of Mysore v. Saib Gunda’, 1964 (1) Cr. L.J 460 (Mys), in support of his contention that the requirement of Sub-section (2) of Section 4 is mandatory. It was held in this case that in the absence of a report from the probation officer under Sub-section (1) of Section 4, the Magistrate had no authority to release the accused on probation of good conduct. This decision does not discuss the scheme of the Act in detail but the obiter dicta is relevant for out purpose. This opinion was really not necessary to the decision given, for Section 4 of the Act under which the learned Magistrate convicted the accused and thereafter released them on probation of good conduct was inapplicable in terms. The conviction of the accused was for the offence punishable under Section 326 of the Penal Code. The maximum punishment thereunder being imprisonment for life this section was not attracted.

    15. It is common ground that the probation officer was not asked to give his report before directing release of respondents Nos. (1) and (2) on probation of good conduct under Section 4 of the Act. It is thus clear that there was no compliance with the mandatory provision under Sub-section (2) of Section 4. It appears consideration of report, in terms of Sub-section (2) of Section 4, is a condition precedent to the legality or validity of the order passed under Sub-section (1) of Section 4. Nullification of this order is a normal consequence of disobedience of the mandatory requirement in sub-section (2). In this view of the matter the order passed by the learned Sessions Judge is set aside and the revision petition filed on behalf of the State allowed. The learned Sessions Judge is directed to take into consideration the report of the probation officer before deciding the case on its merits.

    16. Petition allowed.

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    Comments

    State v. Naguesh G. Shet Govenkar
    (Jul 28, 1969)