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  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Articles 14 and 16 of the Constitution of India
  • Article 309 of the Constitution of India, Kerala State and Subordinate Services Rules, 1958
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Articles 14 and 16 of the Constitution of India
  • Article 309 of the Constitution of India, Kerala State and Subordinate Services Rules, 1958
Smart Summary

Factual and Procedural Background

The Kerala Public Service Commission (PSC) issued a notification on 28-9-2007 inviting applications for the post of Sub-Inspector (Trainee) from three different sources. Approximately 42,000 candidates applied. Because of the large number, the PSC first conducted a preliminary screening examination, intending initially to shortlist the top 2,000 candidates (cut-off 49/100) for the statutory selection process envisaged under Rule 3 of the Kerala Public Service Commission Rules of Procedure (“Rule 3 examinations”—written and oral tests).

After noticing that this short-list might not yield enough reserved-category candidates, the PSC relaxed the cut-off for those categories, permitting an additional 657 candidates to take the Rule 3 examinations. Ultimately, 838 candidates were placed in a ranked list published on 7-9-2015; the successful candidates—including the present appellants, all from reserved categories—underwent training and were appointed. Notably, the appellants filled open-category vacancies.

Several unsuccessful candidates filed Original Applications before the Kerala Administrative Tribunal (KAT) challenging the relaxation. On 20-2-2014 the KAT allowed those applications, holding that candidates scoring below 49 in the preliminary test could not be appointed against open-category posts. The PSC’s review petition failed, and multiple writ petitions (OP (KAT) Nos. 136, 239 & 112 of 2014) were dismissed by the Kerala High Court on 8-8-2014. The appellants, whose appointments were threatened, obtained leave to appeal to the Supreme Court, resulting in the present decision.

Legal Issues Presented

  1. Whether candidates belonging to reserved categories, who were permitted to take the Rule 3 examinations only because of a relaxed cut-off in the preliminary screening test, could be treated as open-category candidates if they ultimately secured higher merit in the Rule 3 examinations.
  2. Whether the High Court correctly relied on Rule 14(e) of the Kerala State & Subordinate Services Rules, 1958 and Rule 4 of the PSC Rules of Procedure to deny open-category appointments to such candidates.

Arguments of the Parties

Appellants’ Arguments

  • The preliminary screening examination is not contemplated by statute; any concession granted at that non-statutory stage is irrelevant once final merit is determined through the Rule 3 examinations.
  • In line with the principles in R.K. Sabharwal and Ritesh Sah, meritorious reserved-category candidates must be placed in the open category to avoid “reverse discrimination.”
  • The High Court erred in invoking Rule 14(e) and the third proviso to Rule 4, which govern only the preparation of the statutory ranked list and have no application to the preliminary screening test.

Respondents’ Arguments

  • The appellants could participate in the Rule 3 examinations only because of a relaxation specifically granted to ensure adequate reserved-category representation; therefore, they should compete solely for reserved posts.
  • Permitting them to occupy open-category vacancies violates Articles 14 and 16 of the Constitution by giving an undeserved advantage over genuinely open-category candidates.
  • Rule 14(e) of the Kerala S&S Rules and the third proviso to Rule 4 of the Rules of Procedure bar such candidates from migrating to the open category.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
R.K. Sabharwal v. State of Punjab (1995) 2 SCC 745 Meritorious reserved-category candidates should occupy open-category posts, not reserved posts. Formed the core principle supporting the appellants’ entitlement to open-category appointments.
Ritesh R. Sah v. Y.L. Yamul (1996) 3 SCC 253 The same principle applied in the context of educational reservations. Reinforced that preliminary-stage concessions do not affect final merit placement.
Chattar Singh v. State of Rajasthan (1996) 11 SCC 742 Relaxations at an initial stage do not bar placement in the open merit list. Cited to show consistency of the Supreme Court’s approach; High Court’s attempt to distinguish was rejected.
A.P. Public Service Commission v. Baloji Badhavath (2009) 5 SCC 1 Recognised authority to hold preliminary examinations when applications are excessive. Used to affirm that a preliminary test is permissible but non-statutory, hence irrelevant for final ranking.
Jitendra Kumar Singh v. State of U.P. (2010) 3 SCC 119 Further affirmed the principle that concessions at a filtering stage do not alter final merit. Supported the appellants’ case; High Court’s reliance on state rules was held misplaced.
Case reported at (2013) 16 SCC 702 / (2014) 3 SCC (L&S) 277 Confirmed the legality of holding preliminary screening examinations. Cited to show PSC’s power to screen, while emphasising that such screening is outside the statutory ranked-list process.

Court's Reasoning and Analysis

The Supreme Court found that the preliminary examination lacked any statutory foundation either in the Kerala State & Subordinate Services Rules, 1958 or in the PSC Rules of Procedure. Although jurisprudence recognises the PSC’s practical authority to conduct such a screening test, its sole purpose is administrative shortlisting. Consequently, any relaxation granted at that stage cannot influence the determination of merit for appointment, which is governed exclusively by the Rule 3 examinations.

Rule 14(e) and the third proviso to Rule 4 relate to preparation of the final “ranked list” that emerges only after the Rule 3 examinations. Because the appellants earned high marks in those statutory tests, the Court held that, under the doctrines laid down in R.K. Sabharwal and allied cases, they must be counted in the open category. The High Court’s contrary view—treating the preliminary-stage concession as permanently restricting the candidates to reserved posts—was deemed “legally untenable.”

The Court further stated that the High Court’s attempt to distinguish earlier Supreme Court precedents by invoking state-specific rules was misguided, since those rules did not apply to the non-statutory preliminary screening.

Holding and Implications

Appeals Allowed – High Court judgment dated 8-8-2014 set aside; no order as to costs.

Direct Effect: The appellants’ appointments to open-category posts stand validated. The Kerala PSC can continue using preliminary screening exams for administrative convenience, but any concessions at that stage cannot later restrict meritorious candidates’ placement in the final ranked list.

Broader Implication: The decision re-affirms the national principle that preliminary-stage relaxations do not dilute the right of reserved-category candidates—who subsequently rank higher on merit—to occupy open-category positions, thereby preventing unintended reservation inflation.

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    Ajithkumar P. And Others v. Remin K.R. And Others

    Jasti Chelameswar, J.— Aggrieved by the common judgment dated 8-8-2014 of the High Court of Kerala in Joseph Leon v. Nidheesh B. 2014 SCC OnLine Ker 14249, OPs (KAT) Nos. 239 and 112 of 2014, the unsuccessful petitioners therein preferred these two special leave petitions. Leave granted.

    2. The abovementioned original petitions (writ petitions) were filed aggrieved by the order dated 20-2-2014 passed by the Kerala Administrative Tribunal (for short “the Tribunal”) by which the Tribunal disposed of the three original applications OAs Nos. 2395 of 2013, 2587 of 2013 and 58 of 2014.

    3. The background facts of the instant litigation are as follows: the Kerala Public Service Commission (for short “the Service Commission”) issued a Notification dated 28-9-2007 inviting applications from the qualified candidates for appointment to the posts of Sub-Inspector (Trainee). The notification did not specify the number of posts sought to be filled up but mentioned that the posts are sought to be filled up from three sources. They are,

    “(1) Category No. 315/2007 — Open market
    (2) Category No. 316/2007 — Graduate Ministerial Staff of Police and Vigilance Department, Fingerprint Experts, Fingerprint Searchers of the Finger Print Bureau.
    (3) Category No. 317/2007 — Graduate Police Constables, Head Constables and officers of the corresponding rank in the Police Department.”

    It was also specified in the notification that the vacancies will be apportioned among the three categories mentioned above in accordance with certain orders issued earlier by the Government of Kerala, the details of which are not necessary for the purpose of this judgment.

    4. There are a set of rules known as “the Kerala Public Service Commission Rules of Procedure” (for short “the Rules of Procedure”), containing the procedure to be followed by the Service Commission in making selections for filling up any posts in the service of the State of Kerala. When the Service Commission is so called upon, the Service Commission is authorised to conduct one or more of the examinations indicated under Rule 3 of the said Rules to assess merit of candidates who seek appointment. The relevant portion of the Rule reads:

    “3. The Commission may conduct all or any one or more of the following examinations to assess the merits of candidates considered for recruitment to a service or post;
    (i) Written Examination
    (ii) Practical Test
    (iii) Physical Efficiency Test
    (iv) Oral Test (Interview)
    (v) Any other test or examination, which the Commission may deem, fit to hold.”
    (emphasis supplied)

    5. Further, under Rule 4 wherever the Service Commission decides to conduct either a written examination or a practical test or both for filling up any posts, the Service Commission is required to announce the following information:

    “4. (i) Announce:
    (a) the qualifications required of the candidates for the examination;
    (b) the conditions of admission to the examination including the fees;
    (c) the subjects, scheme or syllabus of the examination; and
    (d) the number of vacancies to be filled from among the candidates for the examination.”

    6. In response to the notification, the Service Commission received about 42,000 (forty-two thousand) applications.

    7. For the recruitment in question, the Service Commission admittedly decided to hold a written examination followed by an oral test (contemplated under Rule 3, hereinafter referred to as “Rule 3 examinations” for the sake of convenience). However, in view of the large number of applications received, the Service Commission thought it fit to shortlist candidates who could be permitted to appear for the Rule 3 examinations by conducting a preliminary examination for all the 42,000 applicants.

    8. The Commission initially opined that 2000, out of the total 42,000 applicants could be shortlisted through such examination process. After the examination was conducted, on examining the list of 2000 successful candidates (who stood at the top of the list), the Service Commission reached a tentative conclusion that subjecting only those 2000 candidates for the Rule 3 examinations may not yield enough candidates to fill up vacancies belonging to various reserved categories (SC, ST and OBC). Therefore, the Service Commission decided to permit some more candidates belonging to various reserved categories. The last of the abovementioned 2000 candidates secured 49 marks out of a total of 100 marks for which the examination was conducted. The Service Commission, therefore, decided to permit various reserved category candidates, who secured marks above the cut-off marks specified in that behalf by the Service Commission. The cut-off marks so specified with respect to each of the reserved categories are as follows:

    “Ezhava 46 SC 45 ST 32 Muslim 45 IC/AI 45 OBC 47 Viswakarma 46 SIUC Nadar 46 OX 42 Dheevara 46 Hindu Nadar 44”

    Pursuant to such exercise, another 657 candidates became eligible to appear in the Rule 3 examinations.

    9. The decision of the Service Commission to relax cut-off marks with respect to reserved category candidates came to be challenged initially before the Kerala Administrative Tribunal. In view of the Tribunal's decision dated 13-9-2012 dismissing the applications, the matter was further carried by way of writ petition to the Kerala High Court unsuccessfully. Eventually, the matter reached this Court in Sabareenath Hariharan v. State of Kerala SLP (C) CC No. 14564 of 2013, order dated 26-8-2013 (SC), which stood dismissed by an order dated 26-8-2013.

    10. The Service Commission conducted the Rule 3 examinations, selected 838 candidates and published a “ranked list” on 7-9-2015. Thereafter, candidates were sent for training. Those who successfully completed the training were appointed and given posting. The appellants are among candidates so appointed, belonging to various reserved categories. They were appointed against open category vacancies. However, they were not among the top 2000 candidates identified in the preliminary screening test, but appeared for the Rule 3 examinations by virtue of the relaxation granted in favour of the candidates belonging to various reserved classes.

    11. Meanwhile, various original applications, out of which the instant appeals arise, came to be filed before the Tribunal. The relief sought in one of the applications is:

    “(a) Declare that the inclusion of the candidate, who secured less than 49 marks in the preliminary examination, in the main list of Annexure A-6 is illegal.
    (b) Direct the third respondent to remove the candidates who secured less than 49 marks in the preliminary examination from the main list of Annexure A-6.
    (c) Direct the third respondent not to advise and Respondents 1 and 2 not to appoint any candidate who secured less than 49 marks in the preliminary examination against the vacancies available for open competition candidates.”

    Prayers in the other two original applications are similar.

    12. By its order dated 20-2-2014, the Tribunal allowed the said original applications. The Service Commission challenged the said order in original petition i.e. OP (KAT) No. 136 of 2014. The appellants in SLP (C) No. 28428 of 2014 sought a review of the order dated 20-2-2014 of the Tribunal on the ground that the said order would adversely affect their interest though they were not parties to the said proceedings. However, by an order dated 4-4-2014, the review petition was rejected by the Tribunal. Therefore, the unsuccessful review petitioners preferred Original Petition (KAT) No. 239 of 2014 challenging the order of the Tribunal dated 20-2-2014. The petitioner in SLP (C) No. 28743 of 2014 was the second petitioner in Original Petition (KAT) No. 112 of 2014 filed challenging the order dated 20-2-2014 of the Kerala Administrative Tribunal. Both the original petitions along with other similar petitions were heard together and dismissed by a common judgment and order, impugned in the instant appeals.

    13. The selection and appointment of the appellants is challenged on the ground that they are not among the 2000 candidates who secured 49 marks and above in the preliminary screening test and therefore, they would not have been eligible to appear for the Rule 3 examinations but for the relaxation granted subsequent to the preliminary examination. Therefore, they cannot be appointed to open category posts. According to the contesting respondents, relaxation was granted only to ensure that there are sufficient number of candidates to fill up reserved category posts. By allowing the appellants to compete for the open category posts, the Service Commission acted in violation of Articles 14 and 16 of the Constitution of India.

    14. The posts in question are governed by the Kerala State and Subordinate Services Rules, 1958 (for short “the Kerala S&S Rules”), made in exercise of the power under Article 309 of the Constitution of India. Rule 14 enables the State to reserve some of the posts in question in favour of the Scheduled Castes, Scheduled Tribes and Other Backward Classes. Indisputably, some of the posts in question are so reserved.

    15. This Court in R.K. Sabharwal v. State of Punjab (1995) 2 SCC 745 , 1995 SCC (L&S) 548 , (1995) 29 ATC 481, held that where certain number of posts are reserved in favour of candidates belonging to socially and economically backward classes, meritorious candidates belonging to those classes should not be appointed to such reserved posts but shall be appointed to posts falling in the open category.

    16. The said principle is reiterated in Ritesh R. Sah v. Y.L. Yamul (1996) 3 SCC 253, in the context of admissions to the educational institutions (medical colleges) where seats are reserved in favour of students belonging to socially and economically backward classes. This Court on examination of various judgments including R.K. Sabharwal (1995) 2 SCC 745 , 1995 SCC (L&S) 548 , (1995) 29 ATC 481 held: (Y.L. Yamul case (1996) 3 SCC 253)

    “17. … In view of the legal position enunciated by this Court in the aforesaid cases the conclusion is irresistible that a student who is entitled to be admitted on the basis of merit though belonging to a reserved category cannot be considered to be admitted against seats reserved for reserved category.”

    17. It is application of the above principle which is the subject-matter of dispute in the instant appeal. As already noticed, the appellants secured good marks in the Rule 3 examinations, therefore, they should be entitled for appointment against open category posts by operation of the principle of law laid down in the abovementioned judgments. The contesting respondents, however, disputed application of the abovementioned principle of law on the ground that the appellants could appear for the Rule 3 examinations only pursuant to a concession granted by the Service Commission, and cannot, therefore, be treated as more meritorious candidates who are entitled to be appointed to open category posts.

    18. This submission found favour with the Administrative Tribunal and the High Court. In substance, both the fora held that but for the concession the appellants would not have been able to participate in the Rule 3 examinations at all, consequently whatever be the performance of the appellants in the examination, their chance appearance in the Rule 3 examinations does not confer any right on them to claim open category posts and they are entitled to compete only for those posts which are reserved in favour of the respective class to which each of the appellants belongs. For reaching such a conclusion, the High Court relied upon Rule 14(e) of the Kerala S&S Rules and Rule 4 of the Rules of Procedure. The High Court held: (Joseph Leon case 2014 SCC OnLine Ker 14249, SCC OnLine Ker para 32)

    “32. Reading of these judgments would show that in none of these cases the Supreme Court had occasion to consider a rule similar to Rule 14(e) or the third proviso to Rule 4 of the Rules of Procedure. On the other hand, the Apex Court had generally dealt with the legal position that when relaxation or concession is given at the preliminary stage, which has no impact on the final ranking, the relaxation so given cannot have any relevance insofar as the final ranking is concerned. While we respectfully follow these principles, in our view, having regard to the fact that Rule 14(e) and the third proviso to Rule 4 of the Rules of Procedure govern the selection in question, the general principles laid down by the Apex Court in the judgments relied on by the learned counsel for the petitioners cannot be applied to the facts of these cases.”

    and distinguished three earlier judgments of this Court in Chattar Singh v. State of Rajasthan (1996) 11 SCC 742 , 1997 SCC (L&S) 300, A.P. Public Service Commission v. Baloji Badhavath (2009) 5 SCC 1 , (2009) 1 SCC (L&S) 999 and Jitendra Kumar Singh v. State of U.P. (2010) 3 SCC 119 , (2010) 1 SCC (L&S) 772

    19. In our opinion, the conclusion reached by the High Court is erroneous. The preliminary examination for shortlisting candidates who would be eligible to take the Rule 3 examinations has no statutory basis. Neither the Kerala S&S Rules nor the Rules of Procedure contemplate such preliminary examination. However, this Court recognised (2009) 5 SCC 1 , (2009) 1 SCC (L&S) 999 (2013) 16 SCC 702 , (2014) 3 SCC (L&S) 277 existence of a legal authority to conduct a preliminary examination wherever an unmanageably large number of applications are received for filling up a limited number of posts. Rule 14(e) of the Kerala S&S Rules and Rule 4 of the Rules of Procedure relied upon by the High Court refer to “ranked list” — a defined expression under Rule 2(g) of the Rules of Procedure. Such “ranked list” is prepared only pursuant to the Rule 3 examinations. A preliminary screening test is outside the purview of the Rule 3 examinations. Therefore, irrespective of the content of Rule 14(e) of the Kerala S&S Rules or the third proviso to Rule 4 of the Rules of Procedure relied upon by the High Court, these Rules can have no application in the context of preparation of a “shortlist” pursuant to a preliminary examination.

    20. Therefore, the basic premise on which the High Court sought to distinguish the three judgments relied upon by the appellants (referred to supra) is legally untenable. The impugned judgment rightly understood the three judgments relied upon by the appellants herein as laying down a principle that a relaxation or concession given at the preliminary stage cannot have any relevance in determining the merit of the candidate.

    21. In the circumstances, we are of the opinion that the impugned judgment 2014 SCC OnLine Ker 14249 is unsustainable and is accordingly set aside. The appeals are allowed with no order as to costs.

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    Ajithkumar P. And Others v. Remin K.R. And Others
    (Oct 13, 2015)