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  • Regulation 445 and the Government Order dated 27-2-1999. Regulation 445-B(4)
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  • Regulation 445 and the Government Order dated 27-2-1999. Regulation 445-B(4)
Smart Summary

Factual and Procedural Background

The State of Uttar Pradesh issued three Government Orders in early 1999 to govern promotion of Constables and Head Constables to the rank of Sub-Inspector. The first two orders (23-1-1999 and 3-2-1999) were later superseded by a third order dated 27-2-1999, which prescribed a three-stage selection process: preliminary written examination, physical tests, main written examination, and interview.

At the material time there were 2,956 vacant posts of Sub-Inspector. Half were reserved for departmental promotees. After certain adjustments—including 86 additional posts for backward-class candidates and 385 “length-of-service” promotions pursuant to earlier litigation—the live vacancies for competitive promotees stood at 1,176.

The preliminary written test was conducted on 5-9-1999, the physical tests in December 1999, and the main written examination on 25-12-2005. Interview of 9,671 candidates took place between 15-5-2006 and 20-7-2006; results were published on 11-11-2006.

Unsuccessful candidates challenged the interview process before the Allahabad High Court. A learned Single Judge annulled the interviews and ordered a fresh process. On appeal, a Division Bench reversed that decision and directed the State to appoint the already selected candidates. The present batch of civil appeals (Special Leave Petitions) arises from that Division Bench judgment.

Legal Issues Presented

  1. Whether Government Order dated 27-2-1999 validly superseded Regulation 445 of the U.P. Police Regulations (1977) in fixing interview eligibility and other procedural norms.
  2. Whether calling all candidates who secured 50% aggregate in the main written examination—resulting in candidates far exceeding four times the vacancies—vitiated the selection.
  3. Whether failure to adopt the “sealed-cover” procedure for candidates facing disciplinary/criminal proceedings invalidated the interview.
  4. Whether awarding consolidated marks instead of individual marks by each panellist rendered the interview arbitrary.
  5. Whether candidates who participated in the entire selection process without protest were estopped from challenging it after declaration of results.

Arguments of the Parties

Appellants’ Arguments

  • The selection departed from Regulation 445 by calling more than four times the number of vacancies for interview.
  • Sealed-cover procedure mandated under earlier orders was ignored.
  • Interview Committee gave only composite marks, undermining transparency and independent assessment.
  • Names of ineligible persons (deceased or already undergoing training elsewhere) appeared in the tentative select list.

State of Uttar Pradesh’s Arguments

  • Government Order dated 27-2-1999 expressly superseded earlier orders and Regulations; hence the four-times-vacancy limitation and sealed-cover requirement no longer applied.
  • Candidates who participated without objection are barred from impugning the process after failure.
  • Calling a larger pool for interview, though expansive, is not illegal absent mala fides.
  • No demonstrable prejudice was caused to any candidate.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of U.P. v. Ranbir Singh (DB, All HC 9-12-2004) Legitimacy of a separate class of 385 Head Constables promoted on length of service. Referenced only to show that creation of this class was settled and unchallenged.
State of Rajasthan v. Basant Agrotech (India) Ltd., (2013) 15 SCC 1 Interaction between delegated legislation and parent statute. Court held the precedent inapposite as the U.P. Regulations were merely compilations of Government Orders and did not override later GOs.
Mohinder Sain Garg v. State of Punjab, (1991) 1 SCC 662 Calling a large number of candidates for interview does not by itself vitiate selection. Court relied on this case to reject the “four-times vacancy” objection.
Ashok Kumar Yadav v. State of Haryana, (1985) 4 SCC 417 Similar principle on interview ratios; selection not invalid absent mala fides. Used to reinforce that high interview-candidate ratio is not fatal.
Vijendra Kumar Verma v. Public Service Commission, (2011) 1 SCC 150 Candidate cannot accept a procedure and later challenge it after failure. Cited to hold appellants estopped after participating without protest.
K.H. Siraj v. High Court of Kerala, (2006) 6 SCC 395 Same estoppel principle regarding participation in selection. Applied alongside Vijendra Kumar Verma to bar the challenge.
Lila Dhar v. State of Rajasthan, (1981) 4 SCC 159 Court’s limited scope to interfere with methodology of awarding marks. Relied upon to uphold consolidated marking and refuse to nullify selection.

Court's Reasoning and Analysis

1. Regulations versus Government Orders: The Court held that Regulation 445 did not have superior normative force over subsequent Government Orders. The explicit supersession clause in the 27-2-1999 Order impliedly repealed earlier procedures, including the four-times-vacancy limit and the sealed-cover requirement.

2. Number of Candidates Interviewed: Drawing on Mohinder Sain Garg and Ashok Kumar Yadav, the Court found no legal mandate prescribing a specific ratio. Absence of mala fides or prejudice meant the enlarged pool was permissible.

3. Doctrine of Acquiescence: Appellants participated fully in the process and waited four months after interviews to litigate. Applying Vijendra Kumar Verma and K.H. Siraj, the Court ruled that such conduct bars subsequent challenge.

4. Sealed-Cover Procedure: As the 27-2-1999 Order omitted any sealed-cover provision, non-adoption could not taint the selection. Moreover, no candidate alleged actual prejudice.

5. Composite Marking: While individual marks better demonstrate independent assessment, consolidated marks do not, in themselves, vitiate the interview absent evidence of arbitrariness. Guided by Lila Dhar, the Court declined to substitute its own preference for the examining body’s method.

6. Judicial Restraint: Emphasising the limited role of courts in reviewing executive action, the Bench saw no oblique motive or miscarriage of justice warranting interference.

Holding and Implications

Appeals and writ petition DISMISSED. The Supreme Court affirmed the Division Bench of the Allahabad High Court, thereby upholding the existing selection and directing that candidates already selected after the 2006 interviews stand appointed.

Implications: The decision reinforces (i) the State’s latitude to amend selection procedures through subsequent executive orders; (ii) the principle that participation without timely objection bars later challenges; and (iii) judicial reluctance to invalidate recruitment processes absent proven mala fides. No new legal doctrine was created, but existing principles on delegated legislation hierarchy and estoppel in service jurisprudence were reaffirmed.

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    Pradeep Kumar Rai And Others v. Dinesh Kumar Pandey And Others

    Pinaki Chandra Ghose, J.— Leave granted in the special leave petitions. IA No. 52 of 2015 is allowed. This batch of appeals raises a common controversy relating to the promotion of Constables and Head Constables to the rank of Sub-Inspectors in the State of Uttar Pradesh. The process of promotion started way back in 1999 and has since embroiled in litigation. Basically, the candidates appearing for promotion from the rank of Constable or Head Constable to the rank of Sub-Inspector have challenged the selection and promotion process at various stages of the promotion process.

    2. The facts necessary for disposal of this case are that the Government of Uttar Pradesh took a decision on 23-1-1999 for recruitment of departmental candidates to the posts of Sub-Inspectors in the State, both by direct recruitment and by promotion of Constables and Head Constables. In continuation of the order dated 23-1-1999, another government order was issued on 3-2-1999, according to which all the vacancies of Sub-Inspectors till 31-12-1999 were to be filled up. On 27-2-1999, the Government of Uttar Pradesh issued another order which superseded the earlier Order dated 23-1-1999. The 27-2-1999 order provided a complete pattern of the examination and process of selection and promotion. As per the new pattern the promotion process was to be conducted in three steps: (1) The preliminary written examination and infantry test/physical test; (2) Main written examination; and (3) Interview. The candidates who qualified the preliminary examination and IT/PT were eligible to appear in the main written examination.

    3. As per the existing Rules in 1999, 50% of total vacancies were to be filled up by promotion of persons serving as Constables and Head Constables and the remaining 50% vacancies were to be filled up by direct recruitment. It appears that at the time the selection process began, there were 2956 vacancies of the rank of Sub-Inspectors in the State. So initially the number of vacancies for promotees quota were 1478. However, it appears that vide order dated 10-1-2000, another 86 posts were added to the promotees quota to be filled up by the departmental examination in pursuance of the direction made by the State Backward Classes Commission, to maintain the ratio of promotees and direct recruits at the rate of 50%. Thus, the number of vacancies for promotees quota became 1564. It is to be noted that pursuant to the Division Bench judgment of the High Court of Allahabad in State of U.P v. Ranbir Singh State of U.P v. Ranbir Singh Special Appeal No. 1372 of 1999, decided on 9-12-2004 All, the Government of Uttar Pradesh created another class of promotees which consisted of 385 Head Constables who were to be promoted directly by virtue of the length of their service without undergoing the selection process. The creation of this class is not contended before us and that controversy is settled by prior litigation. Thus, eventually it appears that total vacancies for people who were to be promoted after the selection process was 1176.

    4. The preliminary test was held on 5-9-1999 and the result was announced on 5-11-1999 and those who qualified the preliminary test were permitted to appear in IT/PT which was held in December 1999. The result of IT/PT test was declared on 11-2-2000, which was challenged before the High Court of Allahabad in Writ Petition No. 9694 of 2000: Triloki Nath Pandey v. State of U.P, and the entire process was stayed till the conclusion of the litigation. Thus, at the end of that round of litigation the State of Uttar Pradesh was directed2 to go ahead with the selection procedure. The Government Notification for the main written examination was issued on 9-12-2004 and the main written examination was conducted on 25-12-2005. Result of the main written test was declared on 24-1-2006 and pursuant thereto, 9671 candidates were called for interview. The interviews were held at four centres between 15-5-2006 to 20-7-2006. The results of the interviews were made available on 11-11-2006.

    5. It was after the declaration of the result of interview that the present round of litigation began, whereby the unsuccessful candidates challenged the interview process on several grounds. Initially the writ petition was filed before the Allahabad High Court, Lucknow Bench, which allowed the petition and directed the State to conduct fresh interview for the 1176 vacancies of the rank of Sub-Inspectors. The Division Bench of the Allahabad High Court allowed the appeal filed by the State Government, thus, reversing the judgment of the learned Single Judge. The Division Bench directed the State to appoint the candidates who were selected after the interview already held, for the rank of Sub-Inspectors.

    6. The learned Single Judge's decision weighed on the following points:

    (i) There was substantial departure from the Police Regulations as amended up to 1977 in the entire process of selection and promotion.
    (ii) The number of candidates called for interview was much higher than the required four times the number of vacancies available. The four times the vacancies rule is found in Regulation 445 of the Uttar Pradesh Police Regulations, 1976.
    (iii) The sealed cover procedure was not followed for the candidates against whom any disciplinary or criminal proceedings are pending. The names of such persons were also displayed on the tentative list of selected candidates.
    (iv) The members of the Interview Committee who conducted the interviews did not give separate marks individually but a single collective marking for each candidate was done by the Committee.
    (v) The names of the persons who are already dead or are under training in some other wing of Police Department like PAC, were also included in the tentative list of selected candidates after the interview.

    7. The Division Bench found that the learned Single Judge had made findings on three basic points. The Division Bench upturned those three findings and reversed the judgment on following grounds:

    (i) The Division Bench found that the rule of number of candidates being called for interview be not more than four times the number of vacancies was found in the U.P Police Regulations, 1977 and same was superseded by the Government Order of 27-2-1999. The 27-2-1999 order provided that all candidates securing 50% marks in main written exam shall be called for the interview.
    (ii) It further held that once the candidates had participated in the process of selection without raising objections; they could not be allowed to challenge the process at a later stage.
    (iii) With respect to sealed cover procedure, the Division Bench noted that this procedure was a requirement under the order dated 23-1-1999 but not under order dated 27-2-1999. Since the latter specifically superseded the former order, the sealed cover procedure was not a requirement as such.
    (iv) The Division Bench, with respect to composite marking in the interview, found that it is for the examining body to decide as to how marking should be done. Separate marking or consolidated marking are two methods of assessment and it is for the examining body to decide, not the court, which method is preferable.
    (v) The Division Bench further refused to accept the argument that the later Government Order of 27-2-1999 was not to govern the selection for vacancies which were announced by orders dated 23-1-1999 and 3-2-1999. It found that this was a mischievous argument and very clearly the procedure set out under order dated 27-2-1999 was followed throughout the selection process.

    8. We have heard the learned counsel appearing for the parties. We find that the Division Bench of the High Court was very lucid and correct in its findings and conclusion reached thereupon. Nevertheless, we will discuss all the points raised before us and give our findings.

    9. Regulation 445 of the said Regulations of the U.P Government (as amended up to 31-8-1977) provides for qualifications and procedure for promotion from rank of Constable and Head Constables to Sub-Inspectors. The procedure therein consists of notice, pre-examination (essay type written exam), examination of character roll, main written examination and finally interview. The Regulation provides that the number of candidates called for interview, on the basis of the merit of the main written examination, shall be four times the number of vacancies. In the interview, 40% marks are to be allocated to the service record. It has been submitted and clarified to us that these Regulations are actually a compilation of government orders issued from time to time. Therefore, we find that the Regulations are not a superior law as compared to the government orders and it may be amiss to suggest that the Regulations would prevail over the government orders by virtue of being called the Regulations. Having said that, we go on to examine the government orders issued by the U.P Government in 1999.

    10. The Government Order dated 23-1-1999 is worded as “His Excellency the Governor hereby orders to adopt the following procedures for selection of departmental candidates as Sub-Inspectors, Civil Police of U.P Police.” The said order provides for preliminary examination (objective type), main written examination and the personality test (or the interview). It provided that the panellists conducting personality test must give marks to each candidate separately and the head of the Recruitment Board must aggregate the marks given by all panellist and thereafter the final result would be declared. The order also provided for character roll and service record shall also be assessed. The order was addressed to the Secretary, Police/PAC Recruitment Board, Headquarters, Director General of U.P Police and directed the Secretary to make arrangements in terms of the procedure set out in the said order.

    11. Then comes the Government Letter dated 3-2-1999, addressed to the Secretary, Police/PAC Recruitment Board, Headquarters, Director General of U.P Police. This order directed the Secretary of Recruitment Board to begin the selection procedure for the 1478 seats of the rank of Sub-Inspectors in Civil Police. We have already mentioned that the number of seats was later reduced to 1176 (for reasons already discussed) and there is no controversy on that.

    12. Then comes the Government Order dated 27-2-1999, again addressed to the Secretary, Police/PAC Recruitment Board, Headquarters, Director General of U.P Police. This order very categorically provided that the order dated 23-1-1999 is superseded by this order and it set out a new procedure for selection of the departmental candidates. The procedure provided by this order included a preliminary written examination (objective type), physical test and infantry test for those who qualify the preliminary examination, main written examination and then the interview. It provided that all those who secured 40% marks separately in each subject and 50% aggregate in the main written examination would be called for the interview. Further, the order provided that for the purpose of interview/personality test and assessment of character roll/service record, a selection panel shall be constituted as per the requirement and its members shall be determined keeping in mind the reservation policy of the Government. It may be noted that the order did not say that the interview panel was to be constituted or was to function as per Regulation 445 discussed above. The order also did not mention that the members of selection panel were to give separate marks for each candidate.

    13. Now analysing all these government orders and Regulations, we find that the procedure for selection of departmental candidates for the promotion to the rank of Sub-Inspectors was changed and was amended by every government order. The learned counsel appearing for the appellants cited State of Rajasthan v. Basant Agrotech (India) Ltd. State of Rajasthan v. Basant Agrotech India Ltd., 2013 15 SCC 1, contending the scope of delegated legislation vis-à-vis parent legislation. However, in the present case, as already mentioned, the Regulations cannot be said to prevail over the government orders. Thus, the above-cited judgment is not relevant for our purpose, because Regulations are merely compilation of previous GOs. Herein, the argument of implied repeal has been forwarded. It is contended by the learned counsel for the State that the prior government order was impliedly repealed every time the new procedure was laid down. To examine this argument, it will be expedient to set out the relevant clauses from Regulation 445 and the Government Order dated 27-2-1999. Regulation 445-B(4) reads as follows: “About 4 times the candidates to the number of vacancies, in the marker cadet should be called for interview according to the merit from the aforesaid list”. The “aforesaid list” mentioned in Regulation 445-B(4) refers to the merit list of the main written examination. Clause 8 in the Government Order dated 27-2-1999 reads: “The candidates securing 40% marks separately in each subject and an aggregate 50% in all subjects of main written examination shall be called for interview.”

    14. On a plain reading of the above two provisions the conflict is apparent. Both these provisions provide different requirement for being called for the interview. It was argued that Clause 8 of the Government Order did not provide the qualification but only eligibility for a candidate to come in the list of interview. However, this contention cannot hold good since the word used in Clause 8 is “shall”. The rule makes it mandatory to call all those who secure 40% marks separately in each subject and 50% marks aggregate in the written examination to be called for the interview. If both the abovequoted rules were to exist, it would create a contradictory situation. Therefore, we find that Regulation 445 cannot be said to prevail over or coexist with the Government Order dated 27-2-1999, in respect of the number of candidates to be called for interview.

    15. Furthermore, we find that there is no rule of law as to the ratio of number of vacancies to the number of candidates for being called for interview; although it may be a rule of prudence. This Court has found in Mohinder Sain Garg v. State of Punjab Mohinder Sain Garg v. State of Punjab, 1991 1 SCC 662, as also in Ashok Kumar Yadav v. State of Haryana Ashok Kumar Yadav v. State of Haryana, 1985 4 SCC 417, that although it may be improper for the Selection Committee to call such large number of candidates for interview, but selection cannot be vitiated merely on this ground if such an action is not tainted by mala fide or oblique motive. In Mohinder Sain Garg, this Court gave one more reason not to accept this argument which squarely applies to this case as well; this Court found that the respondents stood no chance of being called for interview if candidates up to three times the number of posts were called for interview.

    16. In the case on hand, on this score, the learned counsel for the State of Uttar Pradesh has made a similar contention. Even the appellants herein have not presented a case that had they been called for interview, being only four times the number of vacancies, they would have been shortlisted in that list. Thus, we find this argument as a misplaced one.

    17. Moreover, we would concur with the Division Bench on one more point that the appellants had participated in the process of interview and not challenged it till the results were declared. There was a gap of almost four months between the interview and declaration of result. However, the appellants did not challenge it at that time. Thus, it appears that only when the appellants found themselves to be unsuccessful, they challenged the interview. This cannot be allowed. The candidates cannot approbate and reprobate at the same time. Either the candidates should not have participated in the interview and challenged the procedure or they should have challenged immediately after the interviews were conducted. (See Vijendra Kumar Verma v. Public Service Commission Vijendra Kumar Verma v. Public Service Commission, 2011 1 SCC 150 and K.H Siraj v. High Court of Kerala K.H Siraj v. High Court of Kerala, 2006 6 SCC 395.)

    18. Further, in our view, the Division Bench has correctly dealt with the issue of sealed cover procedure. The process of sealed cover procedure was devised to prevent any prejudice being caused to the persons against whom the disciplinary or criminal proceedings are pending. In the present case, it is nobody's case that such persons are prejudiced. Therefore, this contention does not hold any merit in the present case.

    19. Now, so far as the question of awarding consolidated marks by all the panellists in the interview is concerned, we are in agreement with the finding of the learned Single Judge. The purpose of constituting multi-member interview panel is to remove the arbitrariness and ensure objectivity. It is required by each member of the interview panel to apply his/her own mind in giving marks to the candidates. The best evidence of independent application of mind by each panellist is that they awarded separate marks. However, if only consolidated marks are awarded at the interview, it becomes questionable, though not conclusive, whether each panellist applied his/her own mind independently. Having said that, we note that this Court cautioned in Lila Dhar v. State of Rajasthan Lila Dhar v. State of Rajasthan, 1981 4 SCC 159, that it is not for the courts to redetermine the appropriate method of selection unless obvious oblique motives are proved in a particular case.

    20. Even in Lila Dhar case, the issue was regarding the marks awarded by the Selection Committee as one consolidated marks; the Court refused to interfere with the appointment process on this ground. Only because the panellists on the interview committee did not award separate marks, cannot be a ground to quash the entire process. Also, with respect to the legal argument that the Government Order dated 3-2-1999 provided that the marks must be separately awarded by interview panellists, we hold that the Government Order dated 3-2-1999 was in continuation of the Government Order dated 23-1-1999, which was superseded expressly by Government Order dated 27-2-1999. The Government Order dated 27-2-1999 did not provide any condition that the marks were to be separately awarded by each interview panellist. Thus, it cannot be argued that the Government did not follow the rules framed by itself.

    21. Further, it is a settled law that in cases like the present one, where an executive action of the State is challenged, the court must tread with caution and not overstep its limits. The interference by the court is warranted only when there are oblique motives or there is miscarriage of justice. In the present case, there is no oblique motive or any miscarriage of justice warranting interference by this Court. Hence, the appeals and the writ petition are dismissed.

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    Pradeep Kumar Rai And Others v. Dinesh Kumar Pandey And Others
    (May 11, 2015)