Translate
Text Highlighter

Bookmark

PDF

Share

Report a problem
AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Attorney(S)
Acts
  • a75 I11 R.L.C., 696 STEPHENSON v. HIGGINSON [ 18 5 1 - 5 21 section,
  • 10th section of the statute 54 Geo. 3, C. 68,
  • 9th section of 54 Geo. 3,
  • Act 28 Ben. 8,o. 18,
Are you a practicing lawyer?
Enhance your digital presence and reach by creating a Casemine profile.
Upload pleading to use the new AI search
Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Attorney(S)
Acts
  • a75 I11 R.L.C., 696 STEPHENSON v. HIGGINSON [ 18 5 1 - 5 21 section,
  • 10th section of the statute 54 Geo. 3, C. 68,
  • 9th section of 54 Geo. 3,
  • Act 28 Ben. 8,o. 18,
Smart Summary

Stephenson v. Higginson (1851–52) — Structured Summary of the Provided Opinion

Factual and Procedural Background

This is an action of debt to recover statutory penalties under 54 Geo. 3, c. 68 (an Irish Act for the regulation of Ecclesiastical Courts). The plaintiff (George Stephenson) was a proctor of the Ecclesiastical Court of the Bishop of Down and Connor. The defendant (Henry Theophilus Higginson) was the registrar of the diocese of Down and Connor but was not a proctor. The declaration alleged that Higginson, though not a proctor, had for fee and reward prepared documents and performed acts necessary to obtain letters testamentary and probates of wills, to draw inventories, schedules, affidavits, and related acts, and thereby had incurred penalties under section 10 of the statute.

The cause was tried at Carrickfergus on 21 July 1845 before a judge who directed the jury in the defendant's favor; a verdict for the defendant was recorded. Judgment for the defendant was subsequently entered by the Court of Exchequer, which overruled exceptions. A writ of error to the Exchequer Chamber in Ireland was brought (where the judgment was affirmed by a majority). The matter proceeded to the House of Lords as a writ of error from the Exchequer Chamber’s judgment. The House of Lords heard argument, referred specific questions about construction of sections 9 and 10 of 54 Geo. 3, c. 68 to its judges, received opinions from judges (which were divided), and ultimately the House affirmed the judgment below with costs.

Legal Issues Presented

  1. Whether, in an action at law against a registrar of an Ecclesiastical Court in Ireland to recover a penalty under section 10 of 54 Geo. 3, c. 68, it is competent to the defendant to give evidence that, for several years, it had been the practice of registrars of different Ecclesiastical Courts to prepare the documents and do the acts (such as obtaining probates and letters testamentary) in common with proctors — i.e., whether such usage evidence is admissible to show that the acts did not "appertain or belong" to the office, function, or practice of a proctor.
  2. Whether a declaration alleging that a defendant (not a proctor) prepared documents and did particular acts connected with obtaining probate of wills, extracting probates, drawing inventories and schedules, preparing affidavits of verification, fiats for commissioners, renunciations of executors, etc., would be supported by proof of those facts alone in the absence of separate evidence that those acts appertained to the office, function, or practice of a proctor — i.e., whether such allegation is sustainible without extrinsic proof that the acts were necessarily proctorial.

Arguments of the Parties

Appellant (Plaintiff in Error) — Stephenson

  • The plaintiff argued that the acts alleged (obtaining probates, drawing inventories, preparing affidavits et cetera) are acts which "appertain to the office, function, or practice of a proctor" within the meaning of the statute, and therefore a non-proctor doing them for fee or reward is liable under section 10.
  • He contended that it is not enough for the defendant to show the acts are merely usually done by proctors; the statute forbids the doing of such acts by non-proctors when they are acts ordinarily performed by proctors for gain.
  • The plaintiff maintained that evidence of local or historical custom (registrars doing such acts) cannot control or restrict the clear words of a statute that declares certain acts to appertain to proctors.
  • He urged that the object of the statute (prohibiting the misuse of a proctor's name and the performance of proctorial functions by unqualified persons) should be given effect so as to protect proctors’ privileges.

Respondent (Defendant in Error) — Higginson

  • The defendant argued that many of the acts complained of are not exclusively proctorial; they had long been performed in practice by registrars (and others) in many dioceses and were not acts incident of right to the office of proctor.
  • He contended that evidence of such customary practice was admissible and relevant to show that the acts did not, in fact, "appertain or belong" to the office of proctor in a legal or exclusive sense.
  • The defense argued that the statute's language is not so plain as to deprive long-established practice (and the registrar’s concurrent role) of effect without explicit words enumerating or excluding registrars.
  • It was also argued that to construe the statute as making registrars liable in all such cases would produce an unjust and sweeping change in long-standing practice without express legislative words.

Table of Precedents Cited

Precedent Rule or Principle Cited For (as stated in the provided opinion) Application by the Court (how the opinion used or applied the precedent)
Prankard v. Deacle (I Hagg. Ec. Rep. 169, 186) Used to show ecclesiastical authorities treat proctors as distinct officers and that supervision of proctors' bills is part of court oversight. The opinion cites it as authority that proctors and registrars have distinct functions and to support the view that registrars are an unfit person to tax or exercise jurisdiction where their interests conflict.
Collett v. Collett (3 Curt. 726, 735) Referenced in support of the distinction between proctors and registrars and the nature of proctorial functions. The Court referenced it alongside other ecclesiastical authorities to explain the proctor's role and the supervisory control over proctors' bills.
Neale v. Rowse (13 Co. Rep. 24; 4 Inst. 336) Establishes that officers of the court are, under a statute, prohibited from taking fees for work done in court when others may take them — cited as a model for Irish statute. Used to show a judicial precedent that statutes regulating fees and duties of court officers were interpreted to preclude such officers taking fees for matters belonging to others; it supports discussion of the Irish statutory model.
Dock Company of NuEl v. BTOW? (2 Barn. & Ad. 43) Cited for the proposition that "the criterion of exclusion is the quality of the act performed, and not the character of the person who performs it." The opinion cites the case to support the view that whether an act falls within a statutory prohibition turns on the nature of the act, not solely on who performs it.
Bank of England v. Anderson (3 Bing. N.C. 589, 666) Quoted for the principle that evidence of particular customs and usages may be admitted in aid of interpreting written instruments or statutes, when necessary for right understanding. The opinion relies on it to justify the admissibility of evidence of local practice to elucidate the meaning of ambiguous statutory language.
Frankard v. Deacle (as printed in the opinion) The opinion mentions this ecclesiastical report in the context of proctorial authorities. The opinion cites it among authorities describing the relationship and duties of proctors; the text uses it illustratively rather than for a detailed rule.
Coleridge et al. (manuscript opinion referenced) The written opinions of several judges below (some in manuscript) were considered relevant to statutory construction. These judicial opinions were read and considered by the House; the House acknowledged and relied upon those reasoned judicial treatments in reaching its conclusion (noting, however, that judges were divided).
Other cases and citations (as they appear in the provided text): The provided opinion lists additional case names in places (for example, "Income Tax Commissioners v. Pemsel", "Dickenson v. Fletcher", "Rawley v. Rawley", "Neale v. Rowse" as above, and several others). For some of these the reporter material only lists them without a developed rule in the sections quoted here. The provided opinion mentions these cases in passing or as references; where the opinion does not state a specific rule or how it was applied, the table does not attempt to infer an application beyond the text presented.

Court's Reasoning and Analysis

The House's consideration centers on statutory construction of sections 9 and 10 of 54 Geo. 3, c. 68 and on the admissibility and weight of evidence of long-standing practice (i.e., registrars performing the disputed acts). The opinion records detailed, separate reasoned answers from a number of Judges; the House then considered those opinions and the arguments.

Key legal principles and interpretative approach identified in the opinion:

  • General rule of construction: words of an Act of Parliament should be understood according to their legal meaning, unless context plainly shows the Legislature used them in a larger or popular sense. This principle is especially important in penal statutes — any departure from ordinary meaning must plainly appear.
  • Interpretation of "appertaining or belonging to the office, function, or practice of a proctor": several judges favored the narrower legal sense — meaning acts legally incident to the proctor's office (i.e., of right incident to the office). Other judges read the words more broadly (including acts commonly or ordinarily performed by proctors), producing a split of views.
  • Relationship of section 9 to section 10: judges debated whether section 9 (which expressly prohibits a proctor from permitting his name to be used in suits or in obtaining probates, letters of administration, or marriage licences for the profit of others) constitutes a legislative declaration that the obtaining of probates etc. are proctorial acts for all purposes and therefore excludes usage evidence. Some judges held that s.9 did declare that those enumerated acts belong to proctors (making evidence of custom irrelevant for those particular acts); other judges held s.9 does not operate as an absolute legislative declaration of exclusive proctorial right, and that s.10 should be construed and applied with regard to evidence of actual practice.
  • Admissibility of evidence of practice: the opinion records divergent views. A substantial number of judges concluded that, because the statutory language is not plainly exclusive and because the question whether a given act "appertains" is fundamentally one of fact or requires evidence about local practice, evidence that registrars historically performed the acts was admissible on that issue. Others thought that where s.9 expressly mentions obtaining probates etc., evidence of prior usage could not displace the statutory declaration.
  • Consequence for registrars: the reasoning includes discussion of potential consequences of an overly broad reading (i.e., that if all acts usually done by proctors were made exclusive, many ordinary register/administrative acts and many other activities could be swept into a proctorial monopoly without express legislative wording).

How the Court applied these principles to the facts before it:

  1. The trial judge admitted evidence from witnesses that registrars in several dioceses had, as a matter of practice, prepared documents and performed the acts in question; that practice varied across dioceses (in some dioceses there were few or no proctors and registrars did the work); and fees for such services had been paid to registrars. The plaintiff excepted to admitting that evidence; the jury returned a verdict for the defendant under the judge's direction based on the admitted evidence.
  2. The Exchequer (and subsequently the Exchequer Chamber in Ireland) considered the exceptions and the legal questions arising from the statutory construction; judges in Ireland and in the House produced multiple opinions evaluating whether the statutory words precluded reliance on evidence of usage. The judges were divided in their conclusions on the legal questions posed.
  3. At the House of Lords, Lord Truro (the Lord Chancellor) and other Law Lords analyzed the statutory words and applied the general rule that penal statutes require a clear legislative intention to expand ordinary legal meaning. He and several other judges concluded the admitted evidence was properly received because whether acts "appertain" in the legal sense is a matter for evidence where the statute does not plainly make those acts exclusively proctorial in all circumstances.
  4. Given the admitted factual evidence that in some dioceses registrars performed the acts and the absence of a clear, exclusive legislative declaration converting those acts into matters incident of right to the proctorial office everywhere, the direction to the jury and resulting verdict for the defendant were upheld.
  5. The House thus affirmed the judgment of the court below and rejected the plaintiff's contention that evidence of local practice was irrelevant to section 10 counts.

Holding and Implications

Holding: Judgment of the Court below affirmed with costs. The House of Lords upheld the trial judge’s reception of evidence of local practice and the verdict for the defendant (Higginson).

Implications:

  • Direct effect on the parties: the defendant (registrar Higginson) succeeded; the plaintiff (Stephenson) failed to recover the penalty under section 10 as pleaded and proven.
  • Admissibility of evidence of custom and practice: the opinion confirms that, where a penal statute does not plainly and unambiguously declare an act to be exclusively incident to an office, evidence that the act has been performed by others (for example registrars) may be admissible to show that the act does not legally "appertain or belong" exclusively to the office named in the statute. (The opinion records divergent views among the judges on precisely how far the legislative declaration in section 9 went; the House concluded that the evidence admitted below could properly be considered.)
  • Limits on statutory construction in penal contexts: the decision underscores the rule that courts will not extend the meaning of penal provisions beyond ordinary legal sense unless the Legislature's intention to do so plainly appears in the statute.
  • Caveat about precedent scope: the judges were not unanimous — the record shows a division of views on the reach of sections 9 and 10 and on whether the 9th section constitutes an absolute legislative declaration that certain acts belong to proctors. Consequently, the decision affirms the outcome on the facts and statutory construction as applied in this case, but it does so against a background of substantial judicial disagreement as to the precise legal boundaries. The opinion therefore resolves the controversy in this instance but reflects no single, entirely uniform reasoning adopted by all Judges.

Note: This summary is strictly confined to and based on the text of the provided opinion. Where the original text listed cases or made references without stating a specific rule or application, the summary records that those citations were mentioned but does not attribute any extra-textual meaning or application beyond what the opinion itself contains.

    Stephenson v. Higginson (United Kingdom)

    111 H.L.C., 636 STEPRENSON W . HICCINSON [ 1 8 5 1 - 5 21

    the redemption of the annuity of &42 granted to Elizabeth Pratt by E6361 William

    Mitchell Bloye; the sum of &79 lOs., interest thereon up to the 6th December, 1846;

    the sum of &120 11s. 6d. paid by Overton and Hughes IB Ann Susannah Hillman;

    the sum of 253, being the amount of the auctioneers, Messrs. Turner and Athertsn’s,

    charges in respect of the sale ofithe reversionary interest of Ann Susannah Hillman,

    in the original petition mentioned; the sum of 3 2 Ts., being the charges of Mr.

    Sewell in respect of the sale; the sum of 2 9 11s. 6d., being the charges of Messrs.

    Tebbs, the proctors for the probate granted to Ann Susannah Hillman of the will of

    William Mitchell Bloye, deceased ; all which said aeveral sums amount to the sum of

    2865 : and i t is further ordered, that out of the sum of $35 in the original petition

    menticpned, charged by the appe l l an~ Overton and Hughes to Ann Susannah Hillman

    as professional charges, there be deducted the sum of $10, and that the remaining

    $25 be paid to Dmid Hughes out of the fund in the Court of Chancery; and that;

    there be also paid to David Hughes out of the fund in cau& the sum of &12 5s. Id.,

    being the taxed costs of James Trundle and Machin Lake, ordered to be paid to their

    solicitor by the order of the Victd2hancellor of the 2nd March, 1849, but which costs

    have in fact been paid to such solicitor by Overton and Hughee out of their own

    funds: and with respect to the interest to be allowed to Hughes, it is ordered that

    Hughes be charged with interest on the sum of 31757 16s. 8d. for the internal between

    the same having been paid out of court. to Hughes by the order of the Vice-

    ~ h ~ c e l l u r of the 2nd March, 1849, and ib having been repaid by Overton arid

    Hughes into court under the order of the 10th November, 1849, hereby affirmed,

    that is to say, from the 23d March, 1849, until the 19th December, 1849, being 271

    days, and that the rate of interest be the same which has been produced by the

    ;E1770 1s. 9d. so invested in the purchase of the 3 per cent. Cons. Bank Annuities,

    that is to say, 2 3 2s. per centum per annum ; and that Hughes be allowed interest a t

    the same rate on the sum of 226-8636 for such time as the sum of 21757 16s. 8d. shall

    have borne interest, that is to say, for the said interval of 271 days, and alm from the

    time at which the sum of 21770 1s. 9d. was invested in the 3 per cent. Cons. Bank

    Annuities until the sum omf 2865 shall be paid thereout to Hughes, as herein directed ;

    and that the difference of the interest hereby allowed to Hugbes be paid to him

    out of the fund in court: and it i s ordered, that so much obf the &I827 3s. 9d. 3 per

    cent. Cons. [6371 Bank Annuities as shall be sufficient to raise the sums of A€865,

    and ~€25, and 212 5s. Id., and the difference of interest hereby ordered to be paid to

    Hughes, be =Id, and the sum^ so raised be paid to him accordingly: that the reeidue

    of the Bank Annuities, and any dividends on the same until sale, and cpn the residue

    thereof until transfer, be transferred to Ann Susannah Hillman, as executrix of

    William Mitchell Bloye: and that upon payment to Hughes of the hereinbefore-

    mentioned sums of 2865, &25, and 212 5s. Id., and the difference of interest, the

    appellants do deIiver up to Ann Susmnah Hillman, as such executrix aa afcpraaid,

    the annuity-deed of the 6th of April, 1840, and the asaignment to William Lewis, of

    the 27th of NoTember, 1846, the probate of the will of William M i ~ h e ~ Bloye, and

    the indenture of mortgage of the 3rd o f June, 1839, in the original petition mentioned ;

    and that the appellants do cause satisfaction t o be entered on the roll of the judgment

    signed on the warrant of attorney given collaterally with the annuity-deed herein-

    before mentioned, the respondents, by their solicitor Mr. Lake, undertaking to pay

    the custs out of pocket occasioned to the appdlants thereby : and i t is further ordered

    that, with this judgment, the matter be remitted back to the Court of Chancery, to

    do therein as shaIl be just and necessary for giving fuII effect to this judgment.-

    Lords’ Journals for 1852, 25th March, p. 66.

    [a] GEORGE STEPHENSON,--PL&tif &I% Ewor; HENRY THEOPHILUS

    H I G G I N S O N , - ~ e ~ e n ~ u ~ ~ in Er ro r [Feb. 18, 20, July 9, 1851 ; June 16, 1852j.

    [Mews’ Dig. i. 349; v. 1395; xiii. 1918. On point as to construction of Act. bee

    Income Tax Commissioners v. Pemsel (1891), A.C. 532, 580; Dickenson v.

    Fletcher, 1813, L.R. 9 (4.P. 7 ; RzLmbafl v. Schmidt, 1882,8 Q.B.D. 608 j Zlewellyrb

    252

    STEPHENSON 'U. HIQCINSON [ 18 5 1-5 21 I11 H.L.C., 639

    v. Vde of Glamorgan Ry. Co. (1898), 1 Q.B. 473,478; and cf. Rawley v. Rawley,

    1876, 1 Q.B.D. 460.)

    Ecclesiastical Court-Proctor-Registrar-Evidence-Practice--Sfatufe,

    construction. of.

    In construing an ordinary Act of Parliament, every word must be understood

    according to its legal meaning, unless the context shows that the Legislature

    has used it in a popular or more enlarged sense: but in a penal enactment,

    where it is sought to depart from the ordinary meaning of the words used,

    the intention of the Legislature that those words should be understood in a

    larger or more popular sense must plainly appear.

    The 54 Geo. 3, G. 68, S. 9, prohibits a proctor from permitting or suffering " his

    name to be in any manner used in any suit, the prosecution or defence of which

    shall appertain to the office of a proctor, or in obtaining probates of will,

    letters of administration, or marriage licensm )' for the benefit of any other

    person. The 10th section enacts, " that in case any person shall, in his own

    name, or in the name of any other person, make, do, act, exercise, or perform

    any act, matter, or thing whatsoever, in any way appertaining or belonging

    to the office, function, or practice of a proctor, for o r in consideration of any

    gain, fee, or reward, or with a view to participate in the, benefit to be derived

    from the office, function, or practice of a proctor, without being admitted and

    enrolled, he shall forfeit 2250 :"

    Held, that, construing these two sections together, the acts intended by the latter

    section to be prohibited were those which were legally incident to the office

    of a proctor; not those which, though usually performed by him, were not of

    right incident to his office.

    And, therefore, that a registrar of an Ecclesiastical Court, who, in cases where

    there was no testamentary contest, had prepared the documents, and done the

    acts necessary, for obtaining letters testamentary, and probates of wills, and

    other similar matters, had not thereby subjected himself to the penalty im-

    posed by the 10th section.

    On the trial of an action brought on this statute, evidence from certain Ecclesi-

    astical Courts was tendered, to show that it was customary for the registrar

    to do these acts, and to receive fees on account of doing them :

    Held, that such evidence was properly admitted.

    [e391 The Lords allowed the opinion of a learned judge, who had been present

    a t the hearing of the cause, but who was unable to attend when the judges'

    opinions were delivered, to be read by one of his brethren ; but it was expressly

    declared that this could not be done as a matter of course.

    This was an action of debt, for penalties under the 54 Geo. 3, c. 68.X

    * 54 Geo. 3, c. 68. '' An Act for the better Regulation of the Ecclesiastical Courts

    in Ireland, and for the more easy Recovery of Church-rates and Tithes." By the 9th

    section it is enacted, " That i f any proctor of his Majesty's Court of Prerogative in

    Ireland, or of the Consistorial and Metropolitan Courts of Armagh and Dublin, o r of

    any other Ecclesiastical Court or Courts in Ireland, in which he shall be entitled to act

    as a proctor, shall act as such, or permit and suffer his name to be in any manner used

    in any suit, the prosecution or defence whereof shall appertain to the office of a

    proctor, or in obtaining probates of wills, letters of administration, or marriage

    licenses, to, for, o r on account, or for the profit and benefit of any person or persons

    not entitled to act as a proctor, or shall permit or suffer any such person or persons to

    demand or participate in such profit and benefit, and complaint thereof shall be made

    to the Court or Courts wherein such proctor hath been admitted and enrolled, and

    proof given to the satisfaction of the said Court or courts that such proctor hath

    offended therein as aforesaid, then and in such case every such proctor so offending

    shall be struck off the rolls of proctors, and be f o r ever disabled from practising as a

    proctor, or be suspended from the office, functions, and practice of a proctor, in all

    and every of the said court or courts for SO long a period as the judge or judges of the

    253

    IXI R.E.C*, 6.po ~~~~~~~~~~ v. ~~~~r~~~~ 1-52]

    [MO] George S t e p ~ ~ n s ~ n vas a proctor of the ~ c c l e s ~ a ~ c a ~ Court of the Bishop of

    Down and Connor, and IRCennry Theophilus Higginson was registrar of the diocese of

    Down and Connor, but was not a proctor of the Ecclesiastical Court there, o r of any

    other Eeclmiast-ical Court in Ireland.

    ~ ~ ~ g ~ n s o n , whib S U G ~ registrar, had bsao in the ha&% of ~ ~ t r a ~ t ~ n ~ probt-t% on

    wills where there was no ~ s ~ m ~ ~ t ~ ~ conta&, snd d drawing up and en-ngmgsing

    affidavits tQ verify the sauze, snd of perforaiing varioa~ atheir- wh rehting to tfits

    obtaining Mad procuring fetters ~ s t a ~ e n t a r ~ , which long^, as Stephenson alleged,

    to the office and practice of a proctor. He has also been in the habit of making chargee

    for the performance of these actas, in addition to the fws to which he was entitled as

    registrar.

    The first count, of &e d ~ ~ a ~ ~ ~ o ~ stated &at the d e f ~ ~ d a n t ~ on tqhe 4th of April,

    I B i l , did, i~ bie own name, in &e Consistorial Court e€ the Bishop of Down and

    Connor, the said GOU& b i n @ one in which proctors had ben a ~ ~ ~ ~ ~ ~ i a ~ ~ y ad-

    mikted, snd had praetisd, far and in ~ ~ s ~ d 6 r ~ t i o n of a certain fee-to wit, &I@,

    make, do, exercise, and perfomi a certain act, matter, and thing appertainixLg to the

    office, function, and practice of ti proctor ; that 4s to say, by the defendant in the said

    Ecclesiastical Court obtaining and procuring let

    the last will and ~ ~ e ~ t of one ~ u p ~ ~ i ~ ~ a T h a n i s o ~ , deems&, t5 be granted forth

    of €he said mu&, by- the Bishop of Down i d Cosinor and the d ~ f e n d a n ~ for the pur-

    pose of o ~ ~ a ~ n ~ n g and procuring the said lettern ~ ~ a ~ n e ~ t a r y ~ in and forth of tile said

    ~ c c l ~ ~ ~ s t ~ c a l Court, mtr-actiag pmbata of tha. said will, and in the r n a t ~ ~ r of the

    goods and chattels of the said Eupheni~a T h o i ~ ~ ~ s o n in &e said courb, praparlng and

    drawing the inventory of the goods and chattels of &e said Euphemia Thompwn, d e

    ceased, and tha schedule of t l i ~ said goods and chattels, and the &davit to verify the

    said schedule, and the c e r t ~ ~ ~ ~ ~ therete annexed, he, the def~nd&n~, the^ n ~ t being or

    hwing been a ~ ~ ~ t t ~ d or enrolled a proctor of t h e =raid E e € ~ ~ ~ a s t ~ ~ a ~ Cowti3 or of any

    other ~ c e l ~ ~ ~ ~ c a l Court In I m h d , QI ia m y manner a d ~ i ~ d or e n d l e d a proctor

    wit& &e? mmning of tho sta~uLe ti4 G-= 3, c. 88, contrary to and ab oainst &e f o t ~ i of

    the said statute. There were a great‘ mmy other counks, varying the s t a ~ n i ~ ~ i t of the

    alleged offence. The delfendant, pleaded, aecording to the privilege given him by the

    statute, the general issue, that he did not owe, etc.

    The cause was tried at C a ~ r ~ e k f e r g ~ s ~ on &e 2lst July3 2845, b&ra Mr. Justim

    Perfin, when it appeared that acts ~~~~~~~~ #f wem done by the d ~ € a ~ ~ ~ ~ ~ ~ who

    was the registrar of &e ~ o n ~ ~ ~ t o r ~ ~ ~ CoDr , d Davn and Conx~or, or in his &icet and

    that the were f u ~ n ~ s h e d by, and paid to him, o r his d ~ ~ u t ~ , and &at them was no

    c o ~ i b ~ k about any of the wills mentioned in the de~~ara t ion ,

    E6421 It also appeared that there were several proctors practising in the said

    court, and &at the defendant had never been admitted or enrolleid as a proctor.

    _ _ __

    said mui% or court^ may deem fit ; save and except a8 to any ~ ~ ~ w ~ n c e : or dlowances,

    sum or sums of money that %re or shall be agreed to be made to1 the widows or children

    of any dcscewd proctor or pmctors, by any suwiving ptrtner or partners il€ any suck

    deceased proctor or proctors j and also save and excelppt aa t-o any agreement made, o r

    understood to have been made, between prwtors and articled clerks, whose asticlefi

    have been axwutad prior to the paming of this Act.” By section 10 it k enacted,

    ‘* That in case any person or persons shajl, in his o r their own n m e , or in the name of

    any other pema or p ~ r s o n ~ , m&e2 do, act, exercise, or perform any actx, inabttsr; or

    thing wkatwevx, in any way ~ ~ p e ~ i n ~ n g or belonging Lo tile oEce, function, o r

    pact-iee of 8 proctor, for or in consideration af any gain, fse, or rewards or with a

    view to participite in the: benefit to be derived from the office, function, or practice, of a

    proctor, without being admitked and enrolled, every such person for every such ofi’enoa.

    shall forfeit and pay the SWA af &50, t o be sued for and recovemd in manner herein-

    after inontioned.”

    The 11th ,section providos &et the e i ~ ~ ~ ~ ~ ~ t ~ of the statute ;.hail not extend b l~a

    salary of a clerk 6 0 m fide se~v ing in the ogee of a proctor.

    he 12th aeettion allows the action to jLf&. br~ughht irt any of -the superior cou&s of

    law in Dublin, and the 15th section requires it to be b r o u ~ ~ ~ within thrm calendar:

    months after the act c o ~ m i ~ t ~ ~ , and allows the defendant the bmmfit of the plea of the

    general issue.

    254

    ~ ~ ~ P H ~ ~ ~ O ~ W. H ~ G ~ ~ ~ ~ ~ ~ [185f-52] If1 E.L.C., 643

    The plaintiff having closed his case, the defexidant prvduced w i t n ~ s e s from the

    Ecclesiastical Courts of Dublin and Chester to prove a custom for the registrar to do

    tliese ach, and to receive fees on account of them, in addition to his official few.*

    And thereupon the counsel for the plaintiff excepted to the charge.

    The jury found a verdict for the defendant^ in accordance with the direction of

    the judge.

    On the 15th of April, 1846, judgment was entered for [6433 the defendant, by the

    Court of Exchequer overruling the exeptions.

    On the 12tb of May, 1846, the plaintiff brought a writ of error in the Court of

    Exchequer Chamber in Ireland. There the judgment was affirmed by a majority o f

    seven judges to four (9 Ir. Law Rep. 458). This was a writ of error on that judgment.

    Barons Parke and Alderson, Justices Patteaon, Coleridge, Mauls, ~ ~ ~ i ~ h t m a n , &le,

    ~ i l ~ i ~ ~ ~ , and Ta~fourd, and Xr. Baron Martin attended the argunient.

    Mr. Napier and Mr. Unthank, for the piaintiff in error.-The question here raised

    relates to the right of the de~endant o take fees for extracting probate, and doing

    other similar acts as the private agent of parties. The defendant insists that the actx

    which he is charged with having performed, though they are ordinarily the acts of 1~

    proctor in the discharge of his duty, are not acts exclusively to be performed by pro+

    tars, and do not, as such, ‘( appertain to the office of a proctor,)’ within the ~ e a i i i n g of

    the statute. On the 0 t h hand, the ~ ~ l a i n t ~ ~ ~yia ntains that i t is not necessary for him

    to show that them acts are such as must be performed esclusirely by proctors, but

    that they fall within the provisions. of the statute if they are acts ordinarily done by

    proctors, and are performed “ for gain, fee, or reward ” by persons not admitted and

    enrolled as such. They are undoubtedly acts of this kind,--acts properly aud ordi-

    narily performed by proctors; and the evidence given on the part of the defendant

    shows that they are p e ~ o r m e d for fee, gain, or reward.

    The 9th and 10th

    sections of the statute must be read tagether ; and so read, they- show that there is no

    E6441 ground for the distii~ction which will be set up by the other side between a volun-

    tary arid a contentiousu proceeding. It is quite clear that, whether a p r o c ~ d i n g is

    contentious! or not, a solicitor could not do these acts with reference ta it, nor can a

    registrar do them. They are acts which plainly hlong to the office, function, and

    practice of a proctor; and if so, the Act forbids them to be done except by a proctor.

    The statute fixes a penalty on the proctor who shall allow an unqualified person to do

    these acts in his name. Surely, it is a very strange thing for tbe stat$ute t o do this,

    and yet allow any unqualified person to do these very act8 in his own name, without

    subjecting him to any penalty whatever.

    The law intended to establish a marked distinction between the1 office of a proctor

    arid that of a registrar. The fees of the latter are fixed by ststute; not so those of

    the fonner. Thus the 38 Geo. 3, c . 39 (Irish), provides that no proctor shall sue for

    The case is equally clear on the construction of the statate.

    * The result of the whole of tlie evidence given in the cause was thus stated by Rlr.

    Justice Crampton, in his judgment (9 Irish Law Reports, p. 454) :-‘‘ The material

    facts are these: first, the defendant is not, a proctor of the1 Ecclesiastical Court of

    Down and Connor, or of any other court, and there are proctors of that court;

    secondly, the defendant is the registrar of the Consistoriat Court of Down and Connor ;

    thirdly, the defendaiit did, for f ee and reward, do tlie acts, and perform the semicm

    stated in the declaration and bill of exceptions, viz., in obtaining probatss of wills and

    administrations from the Court, in preparing and drawing inventorb, schedules,

    and a ~ d a v i t s for the parties, in preparing and drawing r ~ n u i i ~ ~ a t i o n s f probatR;

    bonds, etc., and also fiats for commission to swear esecutors and administrators in the

    country, and affidavits or commissions; fourthly, i t is admitted that these are all

    acts which proctors, qua proctors, are entitled to perform for their clients, and for

    xhich they are entitled to charge certain fw, and are acts mmt usually p e r f o ~ ~ e d by

    proctors; fifthly, it i s admithd that none but proctors can, for fee or reward, perform

    such services for others, unless the registrar be entitled so to do; and sisthly, the de-

    fendant, in his bill of cosh, specified in the bill of exceptions, claims to be paid for the

    services in question, in addition to, and distinctly from, the fees which heclaimed and

    was paid as registrar.”

    255

    In H.LC., 645 STEPHENSON 9, HI~GINSON [1 8 5 1-5 21

    or recover his bill of fees and charges till OR^ month after the ddivery. of such hill,

    and that the bill is to be delivered to the registrar of the murt. Now i t is clear that

    the ~ e g ~ s l a t u r e nevar could have intended the registrar t o ba the taxing ma9ter of his

    own bill of chargm ; and as it is his duty, as the oEcer of the court, to tax the proctor’s

    bill, that of itself excludw him fmm performing the proctor’s business.

    The 9th section affords no warrantc for the argument that the character of proctor

    is to be limited to a contentious suit\ The same r u b must be applied to the proctar as

    to the attorney. Both alike are liable to the supe r~~s ion af the Court in their conduct,

    whether a suit is in wistence or not. Blackstone expressly puts them into the same

    category, for he says (3 C o r n . 25) : ‘‘ An a t ~ r n e y - a ~ l a w answers tn the procurator

    or proctor of the civilians and canonistsi;” and [64fi] ha adds, ‘‘ That no man can

    practise as an attorney but such as is admitted and sworn.” The ecclecXiasticd autho-

    rities put proctors in the like manner upon the footing of attorneys. Prankard v.

    Deacle ( I Hagg. Eo. Rep. 169, 186), and Collett v. Collett (3 Curt. 726, 735). In the

    case of the Lady Hatton Finch (3 Hagg. Ec. Rep. 255), a proctor‘s bill was referred f o r

    taxation to the registrar upon a complaint of extortion, and the reference was made

    to the regi&rar i n the exercise of the ordinary power of the Court. The

    r e ~ s t r ~ mould ba an unfit person to whom tu refer such a matter, if he

    himself acted as a proctor ; and the reference being in the exercise of the ordinary

    jurisdiction of the Court, shows that the supervision of the bills of proctors is part of

    his ordinary duty. Ayliffe’s Parergon (382) and the Irish Canons (78-82) show that,

    though the regisixar ought to be a person qualified for oBce a8 having been first ad-

    mitted as a notary, the duties of the two ~ f f i ~ m are entirely distinct from emh other,

    The case of iVeale v. Rowse (13 Co. Rep. 24 ; 4 Inst. 336) astablishea that the officers of

    the court are, under the stsbtute 21 He.n. 8, e. 5, p r o h ~ b ~ t ~ d from taking f e for work

    done in court, when other pemons may take them ; and that stat,ute, which has thus

    received a judicial interpretation in this country, is the model on which the Irish

    stat,ute 28 Hen. 8, e. 18, was drawn, both being passed for the purpose of regulating

    the fees, to be taken on probates of wills in the Ecclasjastical Courts.

    If the plaintiff is right in his construction of the Act, the question of the admissi-

    bility of the evidence of cu&m raises no difficulty whatever, for then it is clear that

    no evidence of a custom in the court can control or restrict the clear words of a statute.

    Suppo&ng, however, that the evidence was admissible, it does not warrant the direo-

    tion [6.46] of the judge to the jury that it did not appear that the acts done by the de-

    fendant were acts exclusively to be performed by a proctor. In the first place, the

    evidence only goes back to a period of from t*wenty to tweaty-five years; and in the

    next, i t only establishes a practice in particular caurts, but not over the whole even of

    any one diocese. So that5 independently of the principle that no custom of the courts

    can be admit^ in ~nt ravent ion of tXle words; of a statute, the evidence of G U & O ~ is

    itself insufiCieient to make out this dafenw. But. We evidence ought not to have been

    received. The criterion of exclusion is the quality of the act performed, and not the

    character of the person who performs it. The Dock Company of NuEl v. BTOW?~ (2

    Barn. and Ad. 43). The construction of a. statute is not to be gathered from particu-

    lar e ~ p x e ~ ~ i o n s in the statute, espeeiaRy i f they are of a doubtful kind, b u t from the

    general intendment of the statute, and the ordinary law of the oountry, as explained

    in a judgment in this woum in A ~ c ~ e ~ ~ r ~ e r v. ~ ~ ? z o ~ l ~ (6 CIark and F. 658).

    The plain question oe the statrute is , whether the acts ‘bfleged in the declaration to

    have bean performed by the defendant are not acts which belong and appedsin to the

    duty of a proctor? If 6037 are, they cannot be lawfully performed by any person who

    does not hold that character.

    Mr. Rolt and Mr. Fleming, for the defendant i n error.--The s u ~ t ~ n t ~ i a l question

    in this cam is, whether, in discharge of any obligation cast by law upon the subjwt, he

    is ~ompelIable at all time5 to employ B proctor as his agent, The p ~ a i n t i ~ maintains

    the a ~ r m a t i v e of that p ~ p ~ i t i o n ; but he cannot m a ~ n ~ a j n it msuccmsfully, u n l m he

    can show that the words of the statute plainly create that compulsion. There are no

    words in this &&tub which can be so 16471 construed. It cannot be affimed that all

    the bus inw which is u@uaI$ performed in the office of a proctor necessarily appetr-

    tains to his office.

    [Lord Brougham.--Just~ in the same way a5 i t cannot ba a E m e d that receiving

    256

    ~ T ~ P ~ ~ ~ ~ ~ ~ 21. SO^ Cl85 1-52] uil a.r&c., 648

    d ~ ~ i d e n d ~ ou stock n e c s s ~ ~ . ~ ~ y a p p e ~ a ~ n s to the ~ u s ~ n ~ of a solic~tor.; yetx clients

    often employ him to receive theni.]

    Here the real r ~ p o n s ~ b i ~ ~ t y of grant~ng probate res& witk the judge; the steps

    necessary ta obtain it are those which &e party hinimif inay p e r f ~ ~ i i i wi t~out any

    agent, or which any agent may perforni for him. ~ u ~ l ~ ? , ~ o ? ~ v. Bi~orz (4Hagg. Ec.

    Rep. 402). There i s no act necessary te be dons in order to obtain probate which is

    not described by the tex~wx~ters a ~ ~ m o n g &e acts to be per for^^ by the r ~ ~ s t r ~ r of

    tfie Court,. AyliEe par erg or^, p. 382) calls him indi~erently ‘‘ s c r i ~ , no^^^^, or

    registrar ;” and then states his duties, which include e7ery act now set forth by the

    ~ ~ ~ a ~ n t i ~ as pecu~iarly a p p e r t a ~ n ~ n ~ to the office of a proctw, from the perform~r~ce

    of whick it i s now said that the registrar i e excluded. The Irish Act 28 Ben. 8,o. 18,

    which settles the fees, mentions the making of i n v ~ i i t o r i ~ , making s c h e d u l ~ and

    ~ ~ d a s ~ t s .

    The case of Neak s. Rowee (13 Rep. 24 ; 4 Inst. 336) was a case of e x t o ~ ~ o n , and

    does not at. all show that &e- r ~ ~ ~ t r a r ought not to do the work, but ~ e - r e ~ y that there

    he had c h a r ~ ~ d too xnuch for it ; which implim that there was no legal o b ~ e c t i o ~ ~ te his

    doing it..

    may act, and the proctor i s not necessarily r ~ q u ~ r ~ .

    tit* 15 ; vol. 5. bk. ii. tit. 5, s. 2) shows that a proctor is the r e p r ~ n ~ a ~ i s e of a party

    by a

    proxy being given him, and he i s called ‘‘ procurat in&-

    tute p r o c ~ i n ~ ; ” but he doss not extend this obligation cases

    where no conte~tious ob~~gat ioa exists. fa like m ~ n n ~ Dr. Cowel thus (Dict tit.

    Proctor) describes him: Proctor is he who u n d e ~ a ~ e ~ te msnage another man’s

    cause in any court of the civiI law, or ~ c l ~ ~ a s t ~ c a l , for his fee. Qui ~~~e~ ~ ~ ~ i b ~

    g a r e d a sw~i(pyib.” And ~ u n i n ~ h a m , Jmob, and ~ o m ~ i n s o n adopt this d ~ ~ r ~ p t i o ~ .

    Pothier (vol. iv. c. 5, 271, 8vo edit,. j Trait6 du Gontrat~ de ~ a n d a ~ , c. v. aEuvrw, sol.

    ii, p. 897, 4to edit; see also Furrikre’s Dict. de Droit et de ~ r a t i q i ~ e ~ is to the same

    That

    object was not to prevent procte~s from k ~ p i n g a clerk who was not a a a ~ m i t ~

    proctor, though of course, if the plaintiff’s contention i s right, he would be a person

    within &e very dsscription of the statute; namely, a person who, i ~ o t ~ ~ K ~ g a proctor,

    was doing acts in the name of Uie proctor, for fea or reward : the object* n.as a different

    one. Xt w~ to prevent persons who were not a d I ~ i t ~ as procto

    t h e ~ s e ~ v ~ as proctors, doing what was properky the work of pro

    fees of proctors for it. Some proct~rs, for instance. would all

    profits to solicitors who acted in their names, and thus ~ e p r e ~ e I ~ t ~ them elv~s a

    proctors. The Act intended to strike a t that practice, and dso, perhaps, to prevenf.

    This latter

    It must have existed prior to

    the statute, fox the last portion of the 9th section expressly refers to that state of things,

    and excludes from its o p e r a ~ ~ ~ n a g r ~ m e n t s of that sort previously made with clerks,

    R&O were p e r ~ i a p ~ paid d the last period of service by a pa~icipat~ion i the

    profits. Two descr~ption f of things were forbidden by the s t~ tu te . The first

    was, the pern~ission to u ame of a proctor in bringing or defending suits, for

    that was bus~ness which clearly ~ p p e ~ a i n ~ to the office of a proctm ; and the next, to

    use a proctor’s name in suing out p r o ~ a t ~ of wills and other In this pra-

    ~ i ~ b i t ~ o n itself, in this p a ~ ~ c u l a r mode of f r a m i n ~ the section, t lature took the

    distinct~on between c o n ~ ~ t ~ o u $ suits, which are matters appertaining to the businms

    of a proctor, and the obtain in^ pro bat^ of wills, which are not 80, and w ~ i c ~ , there

    fore, required to be s ~ e e ~ ~ c a l l y ~ ~ e ~ t ~ O n e d by name, and are s p ~ i ~ c & l i y mentio

    name in the statute for the purpose of being proki~ited from being done by a third

    person in the name of a proctor. The IOib section is only direchd a ~ a i n s t tile im-

    proper alliance of u n q u ~ ~ ~ f i e ~ parties wit& prociars. The defenda~t~ here made no

    such a~liance, and th%refore does not come within t‘he words of tlze seekion. It is im-

    possible to give a literal m e a ~ i 1 ~ ~ t o the words of the 10th section, for tha t would be to

    prevent proctors e ~ p ~ ~ v ~ ~ ~ their clerks to do the work of their offices.

    LT‘Ite Lord C ~ a n c e ~ ~ o r . - ~ o t if paid a weekly s a h y ; t k k e section p ~ o h ~ b i i $ from 80

    acting persons who are to participat~ in the profits.]

    It is clear that, in any c where fibere i s no Gontentious ~itigation, the registr

    Doniat (Civil Lav, vd. i. bk.

    in a conten~~ous ~~t igat ion, and that be must be a u t ~ o r ~

    et ; so is Burn (Ecc. Law, tit. Proctor). The- objeet of the Act* is plain.

    rs paying their clerks by a share of the profik.

    to be prevented for the future.

    H.L. x. 257 9

    4

    I11 H.L.C., 630 S T ~ ~ ~ E ~ ~ O ~ If, H ~ G G ~ ~ S O ~[1851-521

    That may be so ; but what> effect, then, is to be given to the 11th smtion, which says

    that nothing herein contained shall extend to a salary paid by a proctor to a clerk

    who is really and bona fide serving in the office at the time of the passing of this Act?

    That section includes the clerk.

    [The Lord Chance~~or,-The sdary may be i n the shape of p a y ~ e n t of a p a ~ i c u ~ a r

    sum,--any salmy partaking of the nature of a fee or reward.]

    I t must be admitted that the statute is very imperfectly worded in the 10th section ;

    but its real meaning appears to be what is ~ Q W contended for. The 10th section

    omita [@@J some important words contained in the 9th section; such, for i n s b e e ,

    as those which relate to the business of administrations and licenses. Why were

    these words left out, exxoept for the purpose of preventing the application of the

    numerous prohibi t~on~ in the 9th section 1 A proctor is a p r ~ u r a ~ r , o person who

    does an fact under a proxy ; but there can be no proxy except in the case of B litigious

    conttlstation. After the proxy is given, and till it is withdrawn, he is dominus li&

    3urn’s E c c l e s i ~ ~ c a l Law (vol. iii. 9th edit. by Phillimore, 376).

    [Lord Brougham.--In Scotland, where the law Qf the country eomm from the civil

    law, proctor means an adviser. Hence the phrase, “ The Court having heard the

    parties’ procurators,” J

    The cas- cited on the other

    side, i f properly considered, show that the Court8 have only treated as proctorial acts

    those whjch are d m e under the authority of a PKOSY. The act8 here complained of are

    not exclusively proctorial.

    Then, tm to the objection with respect to the fees. It may be true that, if a proctor

    did these acte, the registrar might tau his bill ; but i f a registrar does the acts3, the fees

    in respect of them are settled by statute, and there may be an action against him if

    he takes too much. It seems, also, that in the ~ c l ~ ~ a s t i c a l Courts the charges of the

    rgistrrdr go directly before the judge, whereas those of the proctor go in the first

    instance before the registrar.

    The statute on whicli

    this action is brought was pasgod in the year 1814, adopting the provisions of an

    English Act passed in the previous year (53 Geo. 3, c, 127, ss. 8, 9, 10) ; and not B

    single action of this sort has been brought upon $hi& statute, though the evidence of

    Mr. Raikes, of Chester, given @51] in this case, shows that a pract,ice of this sort has

    existed in that diocwe, at least, if not elsewhere. Now, in construing Acts of Pnrlia-

    ment, usage may be most important. The Bank of England v. Anderson, (3 Bing.

    N.C. 589, 666). The absence, therefore, of any action of this sort on the English

    statute, affords strong evidence of what has been the practical construction put upon

    the English Act by the pra~t~t ioners d the courts of this country. The principle

    adopted in that case is well expressed by the present Sir J. Wigram, in his work on

    ‘( Extrinsic Evidence ” (propos. 5, example 4, p. 57. See also 2%e A ~ t o ~ e ~ - G e n e r ~ l

    v. ~ ~ ~ z e n n o s e ~ ~ ~ ~ e g e , 2 Clark and F. 295) :-“ It. is upon &he principle before ad-

    verted to, naniely, that all writings tacitly refer to the existing circumstances under

    which they are made, that courts of law admit evidence of particular custonis and

    usages in aid of the interpretation of written instruments, whether ancient or modern,

    whenever, from the nature of the case, a knowledge of such customs and usages i s

    necessary to a right understanding of the instruments. The law is not so unreasonable

    RS to deny to the reader of any instrument, the same light which the writer enjoyed.”

    The principle here so clearly stated applies, as the case already cited shows, to stakuh,

    as well as to ordinary written instrumente ; and the evidence was therefore admissible

    to exp~ain o r ~ l l u s t ~ a t e the m e a n i ~ g of this particular enactment.

    Mr. Napier, in reply.---Ae to the statute of Hen. 8, d1 that was to be done under

    that statute was as registrar, as the public oEcer of the court, The argument on the

    other side is good for nothing without introducing into the last statute the word

    ‘ I exclusiveIy,’-thus, “ exclusively appertaining to the [@2] functions of a proctor.”

    But that word is not, in the statute, and emnot be introduced into it in order t o favclur

    a particular construction.

    The Lord Chanc~llor proposed the following quest,ions for the consider~tion of

    the Judges:-

    “ I n an action a t law brought, against a registrar of an ~ c l ~ s i ~ t i c a l Cou&, in

    Ireland, to recover a penalty claimed by the declaration to have been forfeited by the

    158

    But that can ~ n l y be applied to l i t igat~d business.

    Now, as to the question of the a d m i s s ~ b ~ ~ i t y of the evidence,

    STEPHENSON ‘U, EIGCINSON f 18 5 1-5 21 IIf H.L.C., 663

    doing of certain acta alleged to appertain to the ofitice, function, and practice of s

    proctor, would it be competent to the defendant to give evidence that for several years

    it had been the practice of the registram of different ecclesiast,ical courts to do such

    acts ~LS those referred to in common with p r ~ ~ r s ?

    ‘’ Would such a declaration be sustained by proof that the defendant was not a

    proctor, and that he had prepared the documents, and done the acts necessary for, and

    connected with, the obtaining and procuring letters testamentary and probata of

    wills, and e ~ r a c t i n g probates of wills, and drawing and prepaxing inventories of

    goods of deceased testators, schedules of such goods, and affidavik of verification, and

    certificates thereunto annexed, fiats for commission to swear executors, renuncia~ions

    of executors, eh. in the absence of any evidenee that the acts done and the instruments

    or documents so prepared appertained and belonged to the &ice, function, and prac-

    tice of proctors$ ”

    Mr. Baron Parke, in the name of all the Judges, requested time to answer tliese

    quest ions.

    The following opinions were afterwards delivered by the Judges (July 9, 1851) :-

    Mr. Justice Talfourd.-~y answers to the questions proposed by your Lord-[653]-

    ahips to her ~a jes ty’s Judges are, to the first question in the afitirmative, to the second

    in the negative.

    The answers to both questions seem to depend on the solution of this inquiry,

    whether the 9th section of 54 Geo. 3, c. 68, intituled ‘* An act for the better Regulation

    of Ecclesiastical Courts in Ireland, and for the inore easy Recovery of Church Rates

    and Tithes,” contains a legislative declaration that acts done in obtaining probates

    of wills, letters of administration, and marriage licenses are, within the 10th section,

    “ Acts appertaining or belanging to the office, funet‘ion, or practice of a proctor,”

    so as to subject s party performing one of such acts to the penalty of $50 imposed

    by the latter section, although not professing to, do those acts in the name or character

    of a proctor, and independently of any evidence showing that, those acts are in them-

    selves of a proctorial character. If the 9th section of the statute does contain such

    legislative declaration, then evidence to show that such actg have been usually per-

    formed by registrars is admi~ible , and the d ~ ~ a r a t i o n is supported by the mere

    proof that they were done by the defendant, not being 8 proctor ; if it contains no

    such declaration, f apprehend the converse of both propositions follows.

    The object of the 9th section is to prevent proctors from giving the sanction of

    their names to the practice of persons who may want the1 skill and experience which

    the state of a proctor presumes, and who will not be personally amenable to the courts

    of which proctors are officers. The object of the 10th sedcpn i s to protect true proo

    tors and the public from the exercise of proctorial functions by persons not, entitled

    as proctors to perform them, [The learned Judge here read the 9th and loth sections.]

    Now it is obvious that these sections are not correlative ; th8t the penalty incurred

    by strangers under the last is not [654] confined to cwm in which proctor% may be

    liable to punishment by the first. They are independent, provisions framed to meet

    distinct evils ; the first is directed against, a pmctor selling the proctorial character ;

    the second i s directed, not merely against persons buying it, and acting in the names

    of proctors, but against persons doing proctorial acta, whether in their own names or

    those of others. Neither do I se^ any reasonable inte~~dment that the L ~ i s ~ a t u r e

    desired to enumerate in th0 9th section case8 in which absdutely, and without refer-

    ence to assumption, the 10th should apply ; for, if such was the intendment, the enu-

    meration is manifestly imperfect, as there are many case& of proctorial action, a t

    least as much dependent on skill and as much requiring supervision as those men-

    tioned, which are left unnoticed.

    In the absence of such intendnient, it seems to me that the question, whether any

    particular act done out of court, and not# in prosecution of a suit, is nwwsarily a

    proctorial act, is left open to evidence, and that? the general words of the 10th section

    are well construed by applying them to all caaes so proved, m d to other acts which

    may lawfully be done by any one, but which if done by a party under the1 assumption

    that he is a proctor, do then so appertain to the ofice he ~ssumes as tcF subject hini

    to &e penalty prescribed. I think the very enumeration of the particular acts contem-

    plated by the 9th section after the words “ which shall appertain to the office, of a

    proctor ’’ tends to show that those acts so enume~ated do riot necessarily, like the

    259

    1x1 R.L.C., dbs. S T ~ P ~ ~ ~ S ~ ~ 9. ~ I G ~ I ~ S O ~[ 18 5 1-52]

    suits, (‘ so appertain ; ” but that, being acta generally performed by proctors, it was

    desired to prevent proctors from d ~ ~ a t i n g to others a right to perform them in

    their names, although without such assuniption others might lawfully perform them ;

    else the object might have been attained by simply employing in the 9th section the

    words of the loth, [@5] ‘‘ any act, matter, o r thing in any way appertaining to the

    office, function, o r practice of a proctor.”

    If there i s no legislative declaration defining particular acts to be acta a p p ~ ~ ~ i n -

    ing to the office of a proctor, it seems to follow, that. whether any particular act does

    so appertain, i s matter of evidence; and if so, proof that such act has been for some

    years performed by other officers or persons is admissible on the part of the defendant

    on that issue. On this ground, and not on any exception in favour of registrars as

    distinguished from others, I think the first question should be answered in the

    a f f i r ~ ~ t ~ v e .

    Conside~ng, for the reasons already offered, that there is no legislative declaration

    that any one of the acts enumerated in the second question is necessarily a proctorial

    act, I think, in the absence of evidence, which it asmines, it should be ansnrered in the

    negative.

    Mr. Justice Wil1iams.-The first of the two questions put to the Judges by your

    Lordships in this case I answer iii the affirmative, and the second in the negative.

    I will take leave to give my reasons, in the first place, for my answer to the second

    question.

    The point involved in it eeems to be, whether a registrar of the Ecclesiastical Court,

    by preparing the documents, or doing the acta, necessary for and connected with the

    obtaining and procuring letters t e s t a n i e n ~ ~ , and extracting probates of wills, and

    the other things mentioned in the second question of your Lordships, does any act

    which, per se, independent of extrinsic evidence, is demonstrated to appertain or

    belong to the office, function, or practice of a proctor, within the ineaniiig of s. 10 of

    the statute 54 Geo. 3, c. 68, which relates to Ireland.

    E6561 It appears to be impossible to maintain the affirmative of this proposition,

    unless the 9th section of the statute amounts to a declaration by the Legislature to that

    effect.

    The object of that silction was to prohibit ~k proctor from lending himself, o r his

    name, to others, not being proctors, for their profit, either wholly or by way of par-

    ticipation. And the Legislature appears to have regarded it as mischievous that a

    proctor should so conduct himself, not only with respect, to his proper proctorial

    office and function in representing parties for whom he; appears in prosecuting or de-

    fending suitq but, also with rmpect to his practice in obtaining, as proctor, probates

    of wills, letters of administr~tioIi, and marriage licensm. The enactments of the

    section are framed in accordance with this view ; and the remedy would certainIy

    have been incomplete if it had stopped short of this; for example, it would have

    made it penal for a proctor who wished to retire from buainess to let out his name for

    hire to one not a proctor, for the purpme of making profits by p r o s ~ u t i n g or defend-

    ing suite in his name, but i t vPould not have made it penal to sell so much of his

    business as consisted of obtaining, as proctor, probates and letters of administratio~,

    and marriage licenses, with a permission to use his name as proctor in carying it on.

    In this view of the case, the 9th section undoubtedly declares the fact, that the

    obtaining, as proctor, of probates and letters of administration, a,nd marriage

    licenses, belongs to the practice of a proctor. But it is quite consistent with this

    fact that a t the time of the passing of the statutute it was, and had long been, the

    established and lawful mage of the Ecclesiastical Court, fully recognised by the Judge.

    and acquiesced in by the proctors (and in accordance wit.b the practice as disclosed

    to be already in existence, partially, if [%7] not wholly, by the statute 218% Ben. 8,

    e. 5) , that in cases where the applicant for probate, or letters of administration, or

    a marriage license, could not or did not choose to employ a proctor, the registrar

    himself niight prepare the requisite doc~iments, and take the requisite steps, and make

    charges for his trouble in so doing. If such a usage wuld be shown to have existed

    coneurrentJy with the proctorial privilege that a proctor might act in the same way,

    in case the applicant should choose to employ one, although a proctor, so employed,

    would be doing an act ~ e ~ o n g ~ n ~ to his practice as a proctor, yet, as it seems to me,

    a registrar so acting would be doing an act belonging to his office of registrar, and

    260

    And I am of opinion that it doea not.

    111 H.LC, 668

    consequently he would not be doing an act in any way appertaining or belonging to

    the office, function, or practice of a proctor.

    For these reasons I am of opinion that the 9th section dow not amount to a de-

    claration by the Legislature that, in all cases, and under all circumstances, a registrar

    who has prepared the documents and performed the acts described in the sacond

    question of your Lordships has done an act appertaining o r belonging to the office o r

    function or practice of a proctor.

    The views which have induced me thus to answer the seeond question of your

    ~ r d s h i p s , in the negative lead me also to answer the first; question in the affirmati~e.

    For I think it would be competent to the defendant in the supposed action to give the

    evidence suggested by that question, for the purpose of repelling the allgation in

    the declaration, that the acts dmcribed appertained to the office, function, or practice

    of a proctor.

    Mr. Justice Er1e.-Both the questions appear to me to depend on the same point,

    and the effect# of the facts raising the1 point is, that [@8J the defendant as registrar

    did for gain the, acts requisite for obtaining probate.

    The point is, whether from these facts it follows in law that he did an act apper-

    taining to We function, office, or practice of a proctor.

    The plaintiff maintains the affirmative, on the ground that the 9th section has

    made the acts requisite for obtaining the probate not only to appertain to the practice

    of A proctor, but also to be his right, exclusive of all others.

    But I am of opinion thak the 9th section does not admit of the construction SO

    contended for. The intention of the 9th and 10th sections appears to me to have been,

    to prohibit the fictitious performance of the part of a proctor, and to require that, the

    person professing to be a proctor should be really so when he acts for gain.

    By the 9th section a proctor is prohibited from permitting his name to be used

    by another in all matters of contentious jurisdiction, and in three matters of volun-

    tary jurisdiction.

    By the 10th section persons not proctors are prohibited from acting as proctors,

    either in their own names or in the names of proctors, and this whether the) proctors

    whose names are used have permitted such use or not ; and i t extends not only to the

    matters mentioned in the 9th section, but also to all. other matters appertaining to

    the office, function, or practice of a proctor.

    According to the plaintiff, these two sections were intended, not only to t&e away

    from registrars matters which upon the evidence were their right, and a profit of Weir

    office a t the time, and probably had been so for some centuries (regard bebeing had to

    the 21 Hen. 8, c. 5, limiting the fees which they are to receive for doing them), but

    xlno to grant a monopoly aver those m ~ t k ~ r s to proctors. And although such intention

    i s not expressed directly by the 16591 words of the enactment, nothing K i n g said of

    forfeiture o r compensation, o r grant, or alteration of any existing right, yet it is sup-

    posed to be a necessary inference, from,.the two sections being correlative in this

    respect, that the 9th section is directed against the proctor permitting his name to

    be used in obtaining probate, and that the 10th section is against the person, so per-

    mitted, so acting.

    But even if this effect be given to the two sections, and if they are so correlative,

    and a person using the name of a proctor by his permission in obtaining probate be

    liable to the penalty in the 10th section, and acts done in obtaining probate, if done

    in the character of proctor, are matters appertaining to the practice of a proctor,

    yet it does not follow that the same acts when done by a person having right to do

    them in his own name, and without reference to any proctorial capacity, should be

    acts appertaining to the practice of a proctor prohibited by the 10th section. Though

    the copying of the will for the purpose of obtaining probate is prohibit^, if the

    writer, in so copying, professes to act as a proctor, yet the same act of copying by

    a law-stationer upon the hire of the executor, for the same purpose, may not be pro-

    hibited ; and though the preparing of an inventory, if done by him as proctor, is

    prohibited, still the same preparing of an inventory by an appraiser, on the same

    hiring and for the same purpose, niay be lawful. I cannot suppose that the Legis-

    lature would prohibit an executor from obtaining a copy of the will and an inventory

    unlws he first retained a proctor. And if a writer or an appraiser would not be

    liable to a penalty in the cases above supposed, neither i s the registrar liable in the

    261

    I11 H.L.C., 660 STEPHENSON 'U. HIGGINSON [ 1 8 5 1-5 21

    case before us ; for a t the time of the passing of the statute, part of the acta requisite

    for obtaining probate appertained to the practice of a proctor, and the same part

    also at the same time appertained to the practice of a registrar, both [660] having a

    concurrent right to do the acts, and either doing them according as the suitor chose.

    The registrar, as registrar, might do the acts, or the proctor as proctor ; and they

    would appertain to the practice of a proctor if the person doing them professed to do

    them as proctor. The statute in words applies to proctors, regulating them and

    protecting them, and both sections may have full operation, whether registrars

    continue their practice or cease therefrom. Indeed the notion that the 10th section

    includes registrars because it correlates to the 9th, seems far from a logical inference,

    seeing that the lending of a proctor's name, prohibited by section 9, makes i t probable

    that the correlative borrowing of such name would be also prohibited, but does not a t

    a11 make i t probable that a person should be prohibited from acting who neither

    lends nor borrows any name, and neither has nor professes to have any proctorial

    relation.

    If it was conceded that the words are capable of including registrars, there are

    reasons for supposing that they were not intended to be included ; for if the Legis-

    lature intended to change the general practice of all registrars throughout England

    and Ireland (there being an English statute also), and to turn what had been thereto-

    fore acts of duty into offences subject to penalties, justice required that the registrars

    should have notice by name, and that a day should be fixed for the change, and that

    so penal a law should at least be expressed so as to be commonly understood, and that

    the proctorial acts to which the law was to apply should be defined.

    But the contrary of this is the case ; the registrars are not named ; no time is fixed ;

    the change was made, if a t all, a t the time when the statute came into operation, and

    the penalties then began to attach in respect of acts which the moment before were

    duties, and which a t that moment [661] may have been in the course of completion.

    So far from the law being clearly expressed, it is so worded that it was not perceived

    at all a t the time of the enactment, nor for thirty years after, although it would have

    affected numerous and important interests if i t existed ; and now, after full discussion,

    the majority of the Judges of the land to which the Irish statute applies cannot find it,

    though they are men remarkable for learning, vigour, and acuteness; and so far are

    the acts from being clearly defined to which the penalties are attached, that those who

    now concur in awarding the penalties against the defendant are not agreed as to the

    acts to which the statute extends, and cannot point out the line between duty and

    delinquency ; for the declaration charges some acts to be proctorial which are admitted

    to be curial, as the issuing of the commission ; other acts, supposed to be proctorial,

    are so combined with what is curial, that the registrar must take part in them ; thus

    the affidavit is said to be proctorial, but as i t is to be annexed to the commission, which

    is curial, the registrar must annex it, and be responsible for i t ; and thus the copying

    of the will is said to be proctorial, but as it is in the certificate of probate, which is

    curial, the registrar must be responsible for the copy contained therein; and thus the

    inventory is said to be proctorial, but i t is in substance prepared by an appraiser

    employed by the executor, and he would be as much liable to a penalty for pre-

    paring the substance as the registrar for furnishing the form. These considerations

    appear to me strong against the plaintiffs construction of the statute, and in favour

    of a construction whereby the rights and duties of proctors would be protected and

    regulated, and other rights and duties would remain as they had before existed.

    The argument of intention in the Legislature from expediency appears to me to

    be also adverse to the plaintiff. [662] It is said that the registrar in doing the matters

    in question acts consistently with his duty as taxing officer ; for if he makes over-

    charges the suitor would have no redress from his taxation of his own bill, and it is

    supposed that these matters were taken from the registrar, and given to the proctor,

    to save the suitor from the risk of overcharge. But if a proctor is necessarily required

    in all cases, the suitors, as a body, would always pay more than at present, and the

    effect of the supposed enactment would be to establish an increased payment on all

    occasions, for the sake of saving the risk of an increased payment on some occasions.

    Besides, unless the registrar is dishonest, there could be no increased charge, and if

    he is dishonest in charging, he might be the same in taxing, and so give no relief.

    Also, if he waa dishonest, and did overcharge, the suitor is not now without remedy, as

    a62

    STEPHENSON v. HIGGINSON [ 1 8 5 1-5 21 I11 H.L.C., 66s

    he might bring the registrar before a jury, for extortion, and before the Judge of his

    court, for misconduct.

    The law is beat administered if a suitor, at least in an uncontested matter, can

    attend to his own interests, and his advantage would be sacrificed if an additional

    necessity for a legal adviser was created.

    For these reasons, I am of opinion that the plaintiff has failed to niuke out the

    construction of the statute necessary to support his case; and that a l t~~ough t e

    defendant did the acts proved against him, it doas not therefore follow, by law, that he

    did matters appertaining to the practice of a proctor within the 10th section; con-

    sequently the answer as to the first question is in the affirmative, and as to the second

    question in the negative.

    Mr. Justice VVightman.-As the answer which 1 propose to give to the first of the

    questions put by your Lordships depends mainly upon [663] points which have

    determined my answer to the second, it will be more convenient that I should state my

    answer to the second of those questions first.

    The second question is, whether such a declaration as that in the case of Stephelzson

    v. Iligginson would be supported by proof of such matters as are stated in that

    question.

    The declaration is founded upon the 10th section of the 54 Geo. 3, c. 68, by which

    it is illegal for any person who is not a proctor to do anything in any way belonging

    to the office. function, or practice of a proctor, for fee or reward. Proof that the

    defendant, not being a proctor, prepared the document and did the acts necessary

    for and connected with the obtaining and procuring letters testamentary and pro-

    bates of wills, and extracting probates of wills, and drawing and preparing in-

    ventories of goods of deceased testators, schedules of such goods, and affidavits of

    verification, and certificates thereto annexed, fiats for commissions to swear executors,

    and renunciations of executors, would, if the defendant prepared the documents and

    did the acts for fee or reward, sustain the declaration, if the preparation of those

    documents and the doing those acts necessarily and as a matter of legal inference

    appertained or belonged in any way to the office, function, or practice of a proctor,

    though no evidence to that effect was given.

    Is it then an inference of law requiring no proof that the preparation of such

    documents and the doing such acts appertain and belong to the office, function, or

    practice of a proctor?

    In considering this question, it is n ~ ~ s a r y to refer to the immedia~ly preceding

    saction of the Act of Parliament. By that section, the ninth, it is enacted-[the

    learned Judge read it].

    Reading the two sections in connection with each other, [664] it seems clear to me

    that obtaining probates of wills or letters of administration is doing a thing apper-

    taining and belonging to the office, function, or practice of a proctor within the

    meaning of the Act of Parliament, and that it was the intention of the Legislature,

    by the 9th section, to prevent proctors lending their names to unqualified persons,

    or acting themselves for the benefit of such persons, in the matters of business

    specified in that section, and by the loth, to prevent unqualified persons acting proprio

    jure in matters appertaining and belonging in any way to the ofice, function, or

    practice of a proctor, including, as it must, to avoid inconsistency, the matters par-

    ticularly expressed in the 9th section, which proctors are prohibited doing, as such,

    for the benefit of unqualified persons.

    A different construction would enable the registrars or any other persons not

    proctors not only to do all the acts stated in the second question of your Lordshi~)s in

    their own names, for fee and reward, but to allow their names to be used for the

    profit of unqualified persons, which the Legislature can hardly have intended. By

    the 9th section of the Act the obtaining probates of wills is mentioned &s a descrip-

    tion of business which might be done by a proctor as such, and for a profit, but he

    is prohibited from allowing unqualified persons to do the same acts in his name for

    a profit, o r to do them himself for the profit of unqualified persons; and taking the

    9th and 10th sections together, it appears to me, that by the 10th saction all persons

    not proctors are prohibited, under a penalty, from transacting any of the business

    specified in the 9th section for fee o r reward, such business by the statute itself

    appearing to appertain and belong to the office, function, and practice of a proctor.

    263

    111 B.L.C., 666

    And I therefore answer the second of your Lardships' questions in the aBrmativs, the

    acts specified being done in obtaining probates or letters of administration.

    [666] The reason upon which I have answered the second question in the affirmative

    being that the acts stated in the d ~ ~ a r a t i o n to have been done by the defendant do

    appertaiii to the office, function, or practice of a proctor by the terms of the Act of

    Parliament, it follows as a consequence that my answer to the first of the questions

    proposed by your ~ r d s h i p s is in the negative, and t;Liat evidence of practice or

    custom would be inadmissible to show that such acts do not appertain to the office,

    function, or practice of a proctor.

    If it was a mere question of fact to be determii~ed by a jury, such evidence would

    no doubt be ad~i i ss jb~e; but as it appears to me that the matter is one of judicial

    cognizance, turning upon the construction of the terms of the Act of ~ar l iament , the

    evidence ought not to have been received.

    The Lord C~~aIicellor.-~y h r d s , oiie of the earn^ Judges, present at the

    hearing of this case, is unabIe to be prwent to-day. Ee has, however, considered the

    case, and has committed his opinion to writing, and one of the learned Judges now

    present, Mr. Baron Alderson, is prepared to read it. I would therefore propose that

    that opinion should be read by that learned Judge. It must

    not, however, be considered by any means as a matter of course. I see no objection

    to its being done on the present occasion, and therefore X move your Lordships that

    the ~ u d ~ ~ e n t of Mr, Justice Coleridge be read by Mr. Baron Alderson.

    Lord ~ r o u ~ ~ i a m . - ~ y Lords, I have no doubt whatever as to the proper course

    to take, with the qualification expressed by my noble and learned friend, that it is

    not to be considered quite as a But no mischief can arise

    from allowing this to be done. In the first place, if we had not the benefit of the

    learned Judge's opinion in this form, w e might have it in another form, which has

    happened more than once here, par t~cular~y in a very well-known case,--the Bethnnl

    Green Case, in which there was great difference of opinion in the ~ ~ c h e ~ u e r Ch~ ~iber,

    and in which case we had the benefit of having the manuscript j u d ~ ~ e n t s of those

    learned persons, ahich Were not used in moving the judgment of your Lordships

    (see post, g. 697). But, ~ ~ ~ d e p e n d e n t ~ y of former cases, to which my noble nnd learned

    friend has referred, in which the same thing has been done precisely as is proposed to

    be done now, there is no difference of principle, when you come to consider it, between

    tlie course now about to be taken and that which i s taken every day, namcly, that

    of one of the learned Judges in the absence of all his brethren reading their opinions.

    In that case it comes to your Lordships, not as the opinion of tha% learned Judge

    vho reads it, but as the opinion of all his absent brethren. So that really in prin-

    ciple there is no difference. Though I agrce with my nobIe and learned friend, that

    i t ought not to be taken as a mat>ter of course.

    The motion %'as agreed to.

    Mr. Baron Alderson.-My Lords, I have to read to your Lordships the opinioir

    of my brother Coleridge.

    '' It appears to me that the ai~swers to your Lordahi~s' questions depend in great

    measure upon the proper construction to be given to the 9th and 10th sections of 54

    Geo. 3, c. 88 ; and that it will be more convenient to debrniine that constructio~ in

    the first instance. The ~ u w t ~ o n s i deed arise expressly on the 10th section ; but [%?'I

    the two seem to me in a great degree, if not entirely, correlative to each. other ; and

    in order to settle tbe meaning of the latter, the better course is to ascertain that of the

    former. This makes it an offence punishable by striking off the roll or suspension,

    for any proctor, among other things, ' to act as such, or permit his nnme to be used in

    any manner in any suit the prosecution or defence of which shall pertain to the office

    of a proctor, or in obtaining probates of wills, letters of ad~inistration. or marriage

    licenses, on aecoun~ or €or the profit of any person not entitled to act, as a proctor.'

    The words ' to act+ as such, or permit his name to be used,' elefhrly override and govern

    all that follows. The proctor may neither act as such himself, or permit another

    to use his name in acting, in any suit in which it is the duty of a proctor to prosecute

    or defend, or in o~ta in ing probates, etc. for the profit of any on0 not entitled to act as

    proctor. There are no words of exception j he may no more act for the benefit of it

    registrar, or allow a registrar to use his name, than any other person ; nor is ang

    d i~ inc t ion pointed out between things which a proctor only can do and things which

    264

    It has been done before.

    matter of course.

    ~ T E P ~ ~ N S O ~ 21, EIGGINSON p851-521 In H.L.G., 668

    he may do but others also have concurrent right to do. As to the suit, it is enough

    to bring a case within the statute if it be one the prosecution or defence of which

    pertains to his office; and as to the residue, the specific acts are mentioned. Whoever

    might do them before (if any one could}, it is thenceforward penal for the proctor to

    do them, or to allow any one to do them in his name, for the benefit of one not entitled

    to be a proctor. Certain specified sayings follow; but thew do not affect the present

    case, except in so far as the expression of them niay seem more pointedly to exclude

    a11 other savings or exceptions ; so general is the provision as to proctors; and i t is

    ofear that it would not be a defence to a proctor charged under this section to show

    that the person for whom he [668] had acted or whom he had suffered to use his name

    was a registrar.

    " The 10th section then takw up the case of the other party to the practices which

    &e statute was passed to prevent ;-the case, namely, of those who, not being proctors,

    shall act as such, whether in their own nanie-s or in the name of any other person, in

    consideration of gain, or with a view to participate in the profit. Here, too, the words

    are very general; no exception is made of r ~ i s t r a r s or any other class; nor, in

    describing the acts forbidden, is any distinction made between acts exclusively proc-

    torial and any which registrars may have ~t concurrent right to do. If they ' in any

    way appertain or belong to the oflice, function, or practice of a proctor,' it is for-

    bidden to every one, withuut excepkion, who is not ' admitted and enrolled ' as a

    proctor, to do them in consideration of gain, or with a view to participate in the

    benefit to be derived from the office, function, or practice of a proctor. Here, again,

    if the act done was shown to be within the provisions of the section, it would be no

    defence for the party to show that he was a registrar, or that he had been accustomed

    to do them before the law was made.

    " The only question then seems to ine to be, what acts within the m e a n ~ n ~ of the

    statute ' appertain or belong to the o%ce, function, or practice of zb. proctor.' And

    I think that the Legislature has itself declared that a t least all such acts fall within

    that category as are mentioned in the 9th section. Unlem w e hold this, the, registrar

    may still do this in his own name for profit which the proctor is restrained from doing

    for him in his name, or allowing him to use his name in the doing of. And what i s

    still stronger, the registrar may do in the name of the proctor what the proctor will.

    be struck off the rolls if he allow him to use his name in the doing of ; for the pro-

    hibition of the loth sec-[669]-tion extends to the doing in the name of any other person

    as well as in his own. If the registrar is not prevented Prom the latter, how can he

    be from the fornier ; and if he is not prevented from the former, why may he not, with

    a proctor's leave, use his name, which yet, i f he does, as to any act specified in section

    9, the proctor admittedly will be brought within the penalty of that section P

    U But the words of the 10th section as to the acts forbidden are not so specific

    as those of the 9th. The 9th section speaks of ' suits the p r o ~ u t i o i i or defence of

    which shall appertain to the oEce of a proctor, and the obtaining probaks of wills,

    letters of administration, or marriage licences.' The loth speaks of ' any act,

    matter, or thing whatsoever in any way appertaining or belonging to the oEce,

    function, or practice of a proctor.' Those words may certainly include more than

    the former ; and wherever the question arose with regard to any act done not within

    the 9th section, other modes of interpretation must be had recourse to than that

    already relied on.

    " I come now to the mswers which E think ought to be given to your Lordships'

    specific questions. And rn to the first, if the declaration only alleged acts which fell

    within the provisions of the 9th section, the defendant could not, in my opinion, be

    allowed to give the evidence stated in that question ; i t would be simply irrelevant,

    in the case of a statute so recently passed, to show that registrars had been used to

    do such acts for any number of years before, o r since i t passed, as those which it

    was clear the statute pro~~ibited. But I am not prepared to say, looking a t the very

    general language of the question, that in no case might such widence be receivable.

    The declaration might charge act8 not expressly within the language of the 9th

    section, and allege them to be acts which appertained to the office or functions or

    practice of a proctoi ; and in order to meet this E6701 allegetion, which would ber

    simply one of fact, it might be material to show that registrars always did those acts ;

    whence it might be argued that they pertained to the oEce or functions or practice of

    H.L. x. 265 9a

    111 R.L.C, 671

    a registrar, aiid therefore did not appertain to those of a proctor. Of course, I say

    nothing of the weight of such evidence, but speak only oif its admissibility. I

    answer, therefore, the first qumtion in the negative, with the qualifications I have

    just stated.

    Some of the acta which it

    supposes the defendant to have done are clearly within the language of the 9th

    section ; and it would not be nffcessary, in order tu sustain the count, that all should

    be. If it was shown that the defendant was not a proctor, and had done any act

    necessary for obtaining a probate or letters of administration, no parol evidence

    beyond this would be necessary, in my opinion, to show that he had done an act

    which belonged to the office, functions, and practice of a proctor. I should say the

    same of drawing inventories, schedules, affidavits of veri~cation, and certificates

    thereto annexed, and fiats for commissioners to swear execubrs. I am not sure that

    I understand whrat is meant by extracting probates, and therefore I doubt whether

    parol evidence might not be necessary as to these.”

    Mr. Justice Mau1e.-Both questions in this case turn on the construction of the

    9th and 10th sections of 54 Geo. 3, c. 68, of which it may be remarked in general,

    that they do not purport to deal with or regulate the office of registrar, or to make

    any mentioii of those oBcem.

    Section 9 applies to proctors deceiving the Court by practising fur others, or

    lending their n a m a to others in proceedings in court, contentious or not. If they do.

    so, the Court may punish.

    E6711 Section 10 applies to persons, not proctors, doing anything in any way

    appertaining to the practice, etc., of a proctor, in their own name or in the name of

    any other person. This has a more extended application than section 9, and is, I

    think, intended tu prevent persons not proctors deceiving their employers, by making

    them believe that the business they pay for has been done by a proctor, whose name

    is used, but who did not do the business, or that the person who did it was a proctor

    when he really wa& not. Far doing so, the offender is to forfeit &50, to be recovered

    by action. This section applies to all business in any way appertaining to the practice

    of a proctor ; section 9 only to businms done in court. So that I conceive that the

    penalties in section 10 would be incurred, not only by a person not a proctor who

    borrowed the name of a. proctor, who lent it in violation of section 9, but by one

    assuming that character and doing anything relsting to what proctors are

    commonXy employed about such as advising in matters of law or practice ecclesi-

    astical, or preparing documents such as proctors commonly prepare, though the

    same acts might lawfully be done by a person who is not a proctor, provided he did

    not assume that character or act in the name of one. It might be said, if he could

    act without being a proctor, why should be: assume the character ; and what harm

    is there in assuming it if he does no more than he lawfully might? But it is evident

    that a mischievous deception is practised on a person who i s made to believe that he

    is paying for the skill and experience which a proctor must be presumed to possess,

    when in fact his businem has been done by a peraan not having that qualification.

    Where the act is one which, though ordinarily done by a proctor in the course of his

    practice, is yet one which may lawfully be done by a person who is not a proctor,

    such as preparing an instrument or doing other things out of court, if the [672]

    person doing it represent that he is a proctor, or that the business is done by a

    proctor, he is within this section doing an act pertaining to the practice of a proctor,

    though if he did not pretend that the work was done by a proctor he would be

    guilty of no offence. It appears to me that with regard to things usually but not

    necessarily done by proctors, when the person doing them holds himself out as a

    proctor, or represents that they were done by a proctor, he is

    doing things appertaining to the practice of a proctor; but where he

    does not so hold himself out, or make such representation, the things done do not

    appertain to the practice, etc. of a proctor, and no offence is committed within

    section 10.

    The section is not generally for pretending to be a proctor, and deceiving by such

    pretences, and therefore could not apply to persons pretending to be proctors, and by

    such pretence obtaining credit or advantage of any kind, but doing nothing which

    proctors usually do in the course of their professionaI business: the object of the

    two sections being to prevent the court or the public from being deceived by having

    266

    STEPHEXSON 21. HIUGlNSON [ 185 1-521

    (( The second question I answer in the affir~ative.

    STEPHENSON v. HIQGINSON [ 1 8 5 1-5 21 I11 H.L.C., 673

    proctor’s business pretended to be done by proctors, but really done by others. When

    neither the Court nor the public is so deceived, I think the sections do not apply

    It appears therefore to me, that if the practice of the Ecclesiastical Courts

    allowed persons in general, not proctors, to do any particular kind of business,

    though such business might also be done and commonly was done by proctors,

    the doing such business in his own name, without using that of a proctor, by a person

    not a proctor, and not pretending to be one, would be no offence

    within the Act. And the same would be the caw with a particular class

    of persons allowed by such practice to do certain acts. I do not think thah the 9th

    section, which speaks of obtaining [673] probates, etc. as acta which may be done

    and are done by proctors as such, is to be taken as a declaration that they cum only

    be done by proctors; though I think it certainly shows that they may be done by

    proctors in that character ; so that a person acting as a proctor, that is, assuming

    to be one, or using the name of a proctor in obtaining probat-, etc., would be doing

    an act appertaining to the business of a proctor within the 10th section.

    My opinion therefore is, that a person who, without assuming the :haracter of a

    proctor or using +,he name of one, does an act which, though such as proctors may do

    and usually do in the course of their practice as such, is not an act which they alone

    may lawfully do, is not within the prohibition and penalty of the 10th section, and

    that the 9th section does not supply the assumed want of evidence, that the act

    supposed in the second question appertains to the practice of a proctor. I con-

    sequently think that on the supposition of that question the assumed declaration

    would not be supported.

    With regard to the first question, it would be a material question, in the case

    supposed, whether the acts done appertained to the practice, etc. of a proctor. The

    nature of the acts is not suggested in this question, and they must be assumed to

    be such as that it is a question of fact whether they appertain to the office of a

    proctor. On the before-mentioned construction of the 9th and 10th sections, if the

    act done is one that others as well as proctors do, it would be an act not appertaining

    to the practice of a proctor, unless done under the assumption of this character or in

    the name of one. The supposed evidence would therefore be material, and admissible

    on this question.

    Mr. Justice Patteaon.-In answering the first question put by your Lordships

    [674] to her Majesty’s Judges in this case, I feel myself in some little difficulty,

    arising from the use of the words “ certain acts,” without any specification of the

    very acts themselves. I apprehend it to be a question purely of fact whether any

    given act does or does not appertain to the office, function, or practice of a proctor,

    unless that given act be such a0 that the Court or a Judge, in any action a t law

    respecting it, is bound judicially to notice its character and relation to such office,

    function, or practice. But I also apprehend that the Court o r a Judge may be

    bound to take such judicial notice, either by some rule of the common law or by

    reason of the enactments in some statute. In the absence of any such rule of law

    or statute, I am of opinion that in such an action as is stated in your Lordships’

    question, it woulc! be competent to the defendant to g i p evidence that it had been

    the practice of the registrars of different Eccleaiastical Courts t o do such act in

    common with proctors, because although such evidence might not necessarily nega-

    tive the fact that the act in question did in some sense appertain to the office,

    function, or practice of a proctor, yet it would be relevant to that question of fact,

    and would therefore be proper to be admitted to the jury, in whose province i t would

    then lie to determine the fact. Taking, therefore, the words of the question first put

    by your Lordships in the most general and unrestricted sense, and assuming the

    absence of any such rule of law or statute as I have already alluded t~ (but o.-ly by

    reason of such assumption), I answer your Lordships’ first question in the affirmative.

    The second question put by your Lordships directly raism the point as to the

    proper construction to be put on the 10th section of the statute 54 Geo. 3, C. 68,

    tRken in connection, as I apprehend it necessarily must be, with the 9th section of

    the same Act.

    Now the 9th section makes it highly penal in any proctor [676] to act as such, or

    to permit his name to be used for the benefit of any person not a proctor, or to

    allow such person to participate in his profits, as well “ in any suit the prosecutiori

    or defence of which shall pertain to the office of a proctor,)’ a8 (‘ in obtaining probates

    267

    In H.L.Q., 676

    of wills, letters of a d ~ i n i ~ r a t i o n , or marriage licenses,” The ~egis la ture here treats

    the obtaining probates of wills, inclusive, as I apprehend, of a11 steps incident tQ

    such obtaining (which are the matters mentioned in your Lordships’ second question),

    as appertaining in some way to the office, function, or practice of a proctor, or at all

    events as that which may be done and is ordinarily done by a. proctor. But this

    section, though highly penal against the proctor himself, contains no penalty agalnst

    the person, not a proctor, for whose benefit the businem i s done.

    Then follows the 10th seetion, which applies exclusively to persons not proctors,

    and inflicts a penalty of 250. The words of that section do not in terms embrace

    the case of a proctor acting as such for the benefit of one who is not a proctor, or

    permitting such person to participate in his profits, though the proctor himself

    would be punishable for so doing under the 9th section, for the words of the 10th

    section seem to extend only to acts, matters, and things ” done by a person no‘

    himself a proctor, either in his own name or the name of a proctor, and not to the

    mere pa~icipat ion in or taking the whole profits where the ‘‘ acts, matters, and

    things ” are actually done by the proctor himself. Yet I cannot doubt that they extend

    to the other bianch of the 9th section, namely, to the doing by a person, riot a proctor,

    for his own gain, in the name and by the permission of a proctor. any of those acts,

    matters, and things, for permitting the doing of which, in his name, the proctor is

    so highly punishable under the 9th section, and, amongst others, the obtaining

    probates of wills, which is E6761 expressly mentioned in that section. In other

    words, I apprehend that wherever a person, not a proctor, is not merely a recipient

    of profits, but is an actor in the doing th& which is made so highIy penal in the

    proctor by the 9th section, he brings himself within the true meaning of the 10th

    section, and is liable to be sued f o r the penalty of &50; as, for instance, if he

    obtains probate of a will for hi8 own gain in the name of a proctor. It is true that the

    10th section does not use the words, “ obtaining probates of wills, letters of adminis-

    tration, or marriage licenses,” which are found in the 9th section. The words used

    are, “ I n case any person shall in his own name, or in the name of any other

    person, make, do, act, exercise, o r perform any act, matter, or thing whatsoever

    in any way appertaining or belonging to the office, function, or practice of a

    proctor, for gain.” But as the 9th section has specified the obtaining probates of

    wills, and thereby treated it as within the practice of a proctor (to say the least of

    it), I cannot doubt that it comes within the words of the 10th section, as an “ act,

    matter, or thing in any way appertaining to the office, function, or practice of a

    proctor,”-at any rate, wherein a proctor’s name is used.

    The 10th section, however, applies to cases where the act done by a person not

    a proctor is done in his own name, no real proctor’s name being used; cases which

    manifestly do not fall within the 9th section a t all, that section relating only to the

    acts of perscna who really are proctors. Tbe case put in your Lordships’ second

    question i s trhat of a person not a proctur doing acts for obtaining probates of wills

    in his own name for gain; a t least, ao I take the question to import, for it cannot be

    intended to relate to a person obtaining probate on his own behalf. Now 1 cannot

    think that the words, “ any act, matter, or thing whatsoever in any way ap~ertaining

    or belonging to the office, [6?7] function, or practice of a proctor,” ought to receive

    a different construction where a proctor’s name is not wed from that which I have

    already endeavoured to shaw that they must receive if L proctor’s name be used. In

    either case, I think that they must be construed with reference to the 9Q1 section,

    and that the Legislature must be taken to have exclusively enacted in the statute

    that the obtaining probste of a will is an act in some way appe~ain ing and

    belonging to the office#, function, and practice of a proctor, and so that the very

    case arises to which I referred in my answer to your Lordships’ first question,

    namely, that in which the Court, o r Judge is bound to take judicial notice of the

    character and relation of the act done, by reason of the enactments of the statute, and

    by consequence to exclude any evidence of the practice of Eeclesiasticd Courts.

    With regard to any distinction between registrars of the Ecclmiastical Courts and

    other persons unconnected with such courts, I am unable to see on what ground it

    can be made; the statute in the two sections in question has made no exception in

    favour of registrars; indeed, it does not mention or allude to them at all. ~t is

    plain that the obtaining probate of wills can be no part of their duty as registrars;

    268

    STEPRENSON 9. BIGGINSON [1851-52]

    ~ T ~ ~ ~ ~ ~ s ~ ~ W. ~ x ~ ~ r ~ s ~ p851-523 X X I ff& a, 678

    if i t was, they would have some remuneration assigned them for doing it, or must,

    do it gratuitously; neither of which state of things is pretended to exist; and their

    duty as officers of the courts would seem in many respects to be inconsistent with

    their practising in any way in those courts. They must, therefore, be treated with

    reference to this statute in the same way as mere strangers wholly unconnected with

    the courtcs. ~s suming them to have been in the habit of o b t a ~ n ~ n g probates of wills

    and doing other acts not of a ~ n ~ n t i o u s nature for gain, that habit cannot legake

    what is in itself illegal, much less can {6'78] it alter &e provisions of a statute. X i

    indeed, th0 question could be an open one of fmt, that habit would be evidence of

    the character of the act done; but, as I have already said, it appears to me that

    the questiion is not an open one of fact, but one which is conclusively determined by

    the enact men^ of the ~ ~ s l a t u r e .

    It is argued that the 10th swtion is framed for the protection of proctors, aiid

    applies o ~ l y to acts which appertain to the office, function, and practice of a proctor,

    exclusive of all other persons, and that obtaining probates of wills, and nther such

    ex parte and voluntary p r o c ~ i n g s not being of a contentious character, and which

    do not require any proxy to be exhibited, and which are done by a person in his own

    name, not practising any deception nor pretending to be a proctor, are not within

    the section. I csanot, however, gather any such intention from. the words used by the

    Legislature, which axe " in any way appertain~ng ;11words of as large and extensive

    a meaning as I can well conceive to have been used; nothing being said a9 to falsely

    pretending to be a proctor, or anything of the kind. I should rather ronjecturo,

    if this was properly matter of conjecture a t all, &at the Legislature had in view

    acts of the very like description mentioned in your Lordships' second question; fo r

    it is hardly likely that any person could do, in his own name, acts pihick required

    the e ~ h i b ~ t i o n f a proxy, or any acts but those of a common and ordinary charackr.

    Conjecture, however, is not admissible. I found my opinion on the words of the

    statute, the construction of which appears to me to be S U G ~ that I am bound to

    answer the second question in the affirmative.

    Some doubt may exist whether one or two of the acts specified in the questioa

    may not rather be acts of the Court than proctorial acts ; but as most of them are

    plainly {67$YJ of the latter character, I presume that it is not material to enter into

    any discussion in that respeot. . Mr. Baron Parke.-The answers which I give to the two questions proposed by

    your Lordships to her hfaje&y's Judges are, in the negative ta We first, and the

    affirmative to the second; and in giving my reaons for them answers, it will be

    comenient to consider both the questions together.

    They both depnd on the true construction of the 54 Geo. 3, c. 68, the two

    material sections of which are the 9th and 10th. (The learned Judge mad the two

    seetions.)

    Under the 9th section, if any proctor in any e c c ~ e s ~ a ~ c a l court in whicIi he shall

    be entitled to a& as proctor shall act as such, or permit or suffer his n m e tct be

    used in any suit, etc., or permit his name to be used in obtaining probates of wills,

    letters of a d n i ~ n i s ~ a t ~ o n , r marriage license"$, for or an account, etc. of any person

    not entitled to act aa proctor, he shall be struck oft the roll of proctors.

    Now- I think that this is a dear legislative dedaration that the obtaining pro-

    bates of wills, letters of administration, and marriage licenses i s ~ ~ w f u l l y a part of

    the business of the proctors within the meaning of the Act, for they are heavily

    punished for acting themseives or p e r ~ i t ~ n g %heir names to be used in doing those

    acts for the benefit of others; and the Legislature could never have intended %hose

    very Acts to be lawfully performed by any person whatever, witkout using the name

    of a proctor a t all, which, by so severe a penalty, i t prohib~ted the proctors doing

    for the benefit of othei%, or leading their names to others to enable them to do. Surely

    it could not have intended to permit all t@hose acts in athers, and punish the proctors

    for a fraud in p e r ~ i t t ~ n g their names to be used, or acting [SSO] theniselvm in them

    for the benefit of others, when such a fraud was totally u ~ i n e c ~ s a r y and useless.

    It i s said that the Act meant to prohibit the acting a8 proctors; &at is, the

    doing of acts representing themselves to be proctors when they really were not.

    But the 10th sectiw irupmes the penalty upon any p e m n doing the act prohibited,

    siz., anything whatever in any way belonging tu the office, function, or practice of a

    269

    111 H.LG., $81 S T E P ~ ~ ~ S ~ ~ 21. ~ 1 ~ ~ ~ s ~ ~ [1851-52]

    proctor; not upon his doing it as a proctor, or acting aa a proctor, for it applies as

    well to acts done in his own name as to those done in the name of another,-a proctor’s,

    for example.

    The prohibition in section 9 affects those who are proctors, and those only ; and

    the “ acting as proctors,” in the several particulars therein mentioned, and thereby

    ptinished by deprivation of office, cmnot mean the pr&ending to he proctors when

    they are not, and the doing of those aets under the fdse representation of their

    being proctors. The section cleaxly means to prohibit thw w b actually are proctors

    from acting in that capacity in the several particulars and under the circumstances

    therein mentioned, for fee and reward to be substantially received by another. This

    enactment is not for punishing fraud upon the partiert employing and consulting

    others in matters of business, usually done by prochrs, by permns representing them-

    selves inipliedly to have skill and experience which they do not possess, for it applies

    to proctors themselves acting personally in suits or other matters, and giving the

    full benefit of their skill and knowledge to their clients, provided they do it, for the

    gain of others. It is clear that the object of the Legislature was to insure the gains

    of the profession of proctors to those who are duly entitled to act as such.

    These considerations lead, I think, to the true construction of the 10th stjction,

    which imposes a penalty of A50 on E6811 any person who5 in his own name or in

    the name of anoither, does, acts, exercises, or perforins any aet, matter, or thing

    whatsoever in any way appertaining or belonging to the office, function, or practice

    of a proctor for or in eonsideration of gain. This certainly do@ not prevent parties

    acting for themselves nor for others gratuitously, for the clause only prevents the

    doing these acts for gain, fee, or reward ; but, for gain or reward to himself or others

    it is clear that a person not admitted and enrolled as a proctor cannot act in a Iuit,

    for it is beyond a doubt that sui& are part olf the businem of proctors.

    Obtaining probata, and acts eriunieratad in the 9th section, when done for others

    for reward, are also, I think, clearly nieant to be prohibited in all, except proctors

    duly admitted and enrolled ; and strangers wholly unconnwtd with the spiritual

    court would be clearly liable to the penalties for such acts.

    If so, it is impossible to contend that there can be any implied exception of re-

    gistrars or their deputies from the nature of their offices. There is a stronger reason

    for prohibiting registrars than mere strangers. Enawledgu, of the forms and

    practice of the Courti they have, and am therdorei qualified to do all those act&

    correctly; but their duties are wholly inconsisbtent with those of agents or repre-

    sentatives of suitors. They are 03%~3rs of the Court; deputies of the Judge for

    certain purposes. It is their business to act in each case judicially; to do a11

    curial acts without favour to anybody. To allow the1 registrars to’ have the profits

    of the business of proctors, even in unlitigated cases, is to set their interest against

    their duty. It is a part of their office to tax proctors‘ bills, and how can it be

    expected that this duty will be performed fairly, if they themselves can act? in any

    cases, and lawfully claim the fees and emoluments of proctors for so doing? If

    there is no implied [@2] exception independently of usage, it i g clear that usage,

    however long, can never support an exception to an Act of Parliament. I ani of

    opinion, thesefore5 that your Ltrrdships’ questions ghould be thus answered : -

    First, that in an action a t law brought against the registrar of an ecclesiastical

    court in Ireland to recover a penalty claimed by the declaration to have been for-

    feited by the doing of certain acts alleged to app~r ta in to the office, function, or

    practice of a proctor, it would not be competent ta the defendant to give evidence

    that for several ymrs it had been the practice of registrars of different ecclesiastical

    courts to do such acts as those referred to in ctEmmon with proctors,

    for the purpose of exempting registrars from liabiIity, on the ground

    of an usage for registrars to do proctors’ duty. But with respect to those acts which

    did not fall within the description of obtaining probates of wills, letters of adminis-

    tration, and marriage licenses, such evidence would be a d m i s ~ b ~ ~ to show that they

    did notc appertain to the office, function, or pract.ice of s proctor.

    Secondly, such a declaration would be sustained by proof that the defendant was

    not a proctur, and that he had prepared the documents and done the m t ~ necessary for

    and connected with the obtaining and procuring letters testamentary and probates

    of wills, and extracting probata of wills, and drawing and preparing inventories

    of goods of deceased testators, schedules of such goods and &davits of verification,

    270

    S T ~ P ~ ~ ~ S O N V. ~ ~ ~ G ~ N S O N [18 5 1-5 21 III H.L.C., 683

    and certificates thereb annexed, and renunciations of exmutors, in the absence of

    any evidence that the acts done and i n ~ r u m e n t ~ and documents so prepared ap-

    pertained and belonged to the office, function, and practice of a proctor, for they all

    appear to be acts for obtaining probates or letters of administration, as also preparing

    the fiat for a com~ission to swear executors. The completing the fiat I suppose k

    be U curial act.

    [W] The Lord Chancellor (Lord Trurt.r).-Xy h r d s , I have to express the

    obligations we are under to the learned Judges for the attentive consideration they

    have given to this cam, and for the valuable assistance they have rendered to your

    Lordships by the opinions which you have now heard ; from which it appears that

    the learned Judges are equally divided upon the questions which have been submitted

    to them; and I will now move your Lordships that the further co~sideratio1~ of this

    case be adjourned to- a futare day.

    Lord Brougham.-My Lmds, I entirely agree with my noble and learned friend

    that we must adjourn tsls further consideration of this quest,ion. In the mean

    time we shall have the opinions of the learned Judgtss printed. We are extremely

    indebted to them for the great pains which they have bestowed upon the subject,

    and we shall of course take their opinions into the most deliberate! consideration.

    I should like also to have a further opportunity of considering the very learned

    and able opinions of the learned Judges in Ireland in the Court below, one of which

    I confws,-that of the very learned Chief Justice, deeply impressed my mind.

    Under the present circumstanoee of this case, with an equal division of the learned

    Judges upon the questions which have been propounded to them, I think it would not

    be possible for us to dispose of this question during the1 preaent session.

    ~

    Further consideration adjourned sine die.

    (June 16, 1852.) Lord Truro, after stating the nature of the action, the statute on

    which it was founded, the plea put on the record, and the trial, and the evidence there

    offered, said : The object of this evidence was professedly intended to show that the

    acts alleged to have been performed by the [m4] defendant were not aots which,

    within the meaning of the statute, appertained to the office, function@, and practice

    of a proctor. The evidence was objected to oa the part of the plaintiff, who insisted

    that, by the 9th section af the statute, the acts done by the defendant,-by the doing

    of which it, was insisted that he had incurred the penalties now sought to be recovered,

    -were, by the very statu* itself, declared to be acts, appertaining to the office of a

    proctor ; and therefo-re that no evidence adduced to show a practice in an ~ ~ ~ e s i a ~ t i c a l

    Court was admissible to ccluntervail %he effect and a;utilority of the statute, and

    consequently that this evidence) was irrelevant, and ought not to be received. The

    learned Judge was of opinion that the evidence was admissible in order to prove

    what, in point of fact and practice, did appertain to the office of a proctor. The

    evidence was accordingly received, upon which the pIain~ff’s counsel excepted against

    its admissibility. Several witnesses were called, all of whom gave evidence to the

    same effeet. An exception was tendered against the reception of the evidence of

    each. One of them proved that in some diooeses, particularly in the diocese of

    Elphin, there was no proctar, and in that diocese the business was done by the

    registrar, or by his deputy; and that there, if any matter occurred in which the

    interference of a. proctor was necessary, he was sent for from Dublin, or elsewhere.

    The declara~cln having averred that &0 several acfis imputed ta the defendant all

    appertained to the &ce of a proctor, and the plaintiff not having given any evidence

    an the subject, the learned Judge told the jury that, in his opinion, the ~ l a ~ i ~ t i f f had

    no$ made out a ease, and that the verdict czught to be for the defendant upon the

    evidence so given; and accordin& a verdict was given for the defendant. But

    previously, and correctly, a bill of excep-[685]-tions wag tenderea to the direction

    of the learned Judge, md judgment followed upon that bill of oxceptions.

    (His ~ r d ~ h i p detailed the further progrw of the cause, up to the time of the

    questions put to the Judgee in this House.)

    My Lords, three of the learned Judges expressed their opinion that &e: evidence

    to wlzich the first question put to them wag directed wm not receivable, and also that

    the evidence which is stated in the second question did support the declaration.

    Mr. Baron Martin, who had attended during a great part of the argument, but had

    27 I

    X I S BL.C., 686 STEPHEMON v. HICGINSON [ I8 5 1-52]

    not attended during the whole of it, gave no opinion (Mr. Baron Alderson has favoured

    the reporter with a note stating that, for the same reason, he gave no opinion). The

    other Judges gave their opinion that the judgment ought to be affimed, that the

    evidence was receivable, and that the evidence given on the part of the plaintiff did

    not support the declaration, and therefore that the ruling of the learned Judge a%

    the trial was r ight

    Upon these circumstances the ca&, presenting these difficulties, comes before

    your Lordships for decision, with this difference of opinion existing among the

    Judges, both in Ireland and here. The case turns upon the construction of the t w o

    sections of the statute of the 54 Geo. 3, c. 68. The particular section imposing the

    forfeiture, which is sought to be recovered in this action, icp the loth, aad that says--

    [His Lordship read the saction.] The queation turns upon the canstructicm of that

    section ; but inasmuch as it would appear that its construction is said to be in fact

    governed by the contents of the previous section, I should alm beg your Lordships'

    attention to the contents of the 9th section. [His Lordship read it to the words, " such,

    proctor so offending shall be struck off the roll of proctors."] There are, then, certain

    cases of exception, with which it is not material to trouble your Lordships.

    [c;S6] The penalty sought to be recovered in this case is the penalty imposed by

    the 10th section. That section is very extensive in its terms, and imposes the penalty

    for doing " any act, matter, or thing whetfaoever in any way appertaining or belong-

    ing to the office, functions, or practice of a proctor." In construing an Act of

    Parliament, I apprehend every word must be understood according to the legal

    meaning, unless it shall appear from the context that the Legislature has used it in

    a popular or more enlarged mnse; that is the general rule; but in a penal enactment,

    where you depart from the ordinary meaning of the words used, the intention of

    the Legislature that those words should be understood in a more large or popular

    sense, must plainly appear. The application of that remwk will be found of

    importance in this cam

    It becomes necessary here to consider the nature of the office of a proctor. A

    proctor is described in several instances in Domat's Civil Law (Vol. i. bk. i. tit. 15 ;

    and vol. ii. bk. ii. tit. 5, s. 2), which is referred to in Bum's Ecclesiastical Law (Vol.

    iii., edit. by PhiIlimore, tit. Proctor) ; and some other books are there cited, and it

    is stated that " proctors are officers establi8hed to mprsent in judgment the parties

    who empower them (by warrant under their haad, called a proxy) to appear for

    them, to explain their righta and in&ruct their cause, and to demand judgment ; "

    and the office is recognised as a legal office in variouB statutes. By the 3 James I,

    c. 5 , s. 8, no recusant convict is to be allowd to practise1 in the civil law as proctor,

    By the 5 Ceo. 2, c. 18, s. 2, it is enacted that proctors in any court are incapable

    during the time they shall continue in the business and practice of a proctor from

    being justices of the peace. By the 55 Geo, 3, c. 184, a stamp i s imposed upon the

    admission to the office of a proctor, and every practising proctor i s required to take

    out an annual certificate. The general character and nature [a71 of the office seems

    to be, that the proctor is to represent pasties in judicial proceedings in the courts

    in which he has been admitted as a proctor; but independently of the particular

    duties strictly incident to the office of proctor, persons holding that office (as is also

    the case with attorneys and solicitors) perfcmn various mrvices more or less con-

    nected with the courts of which they are &cers; but many of those services and

    emplo;yn?ents are whully unconnected with any court-such as preparing letters of

    attorney, conveyances, settlements, and numerous other instruments.

    The statute in queation is entitled, " An Act for the better regulation of Ecclesias-

    tical Courts in Ireland." The 10th section says that, if any person not being n

    proctor shall, for profit or with a view to participate in the benefit to be derived froin

    the office, functions, or practice of a proctor, either in his own name or in the name

    of any other person, do any act, matter, or thing whatsoever appertaining or be-

    longing to the office, functions, or practice of a proctor, he shall forfeit 2250.

    Now, in construing t;kis clause, it is necessary to consider whether the Legislature

    means to prohibit persons not being proctors from doing any acts which proctors

    might be in the habit of doing, but which are not incident to, nor form part of,

    the duties of the office of proctor, and which, prior to the) statute, others as welt

    as proctors might lawfully do ; or whether the prohibitio~i extended only to those

    272

    ~ T ~ ~ H ~ N S O N ‘U. HIGGINSON [185l-!?z] IIK H.L.C., 688

    ac-b and that business which properly was incidental to the oEce of proctor, The

    expression used is, ‘ I appertaining or belonging to the office, functions, or practice

    d a proctor.” What i s the correct meaning of these words, “ appertaining or be-

    longing”$ I understand them to mean, “legally incident to the office; ” not any-

    thing which proctors may think fit to do, but thaf. which of legal right belongs to,

    or attaches to, their office. I am not aware that the word ‘‘ appertaining ” is to be

    found in any dictionary professing to give legal definitions, or that it has

    acquired any peculiar meaning in the law; and I apprehend that i t is used in the

    law, and must be so understood in statutes, i n its ordinary and prvper sense, where

    there is nothing in the context of the statute to extend er control it. In Johnson’s

    Dictionary, the explanations given are, ‘‘ to belong to as of right-to belong to by

    nature o r app~~ntment-that which belonp to any rank or dignity.” And in every

    example given of its use it i s connected with the matter to which it refers in the sense

    of right. There are several instances given of this application of it. It is, I

    conceive, used in this section, therefore, s y n o n ~ o u s l y with the words which follow,

    “ belonging to.” Now, acts which before the statute were lawfully done by others,

    in common with proctors, could in no correct sense be said to belong to the efiice,

    functions, or practice of a proctor, the word “ belong ” implying that it belonged

    as of right and in an exclusive sense. The practice incidmt to the. office or func-

    tions of a proctor seems to’ me to mean the practice of the Court of which 6he proctor

    is an ofEmr, in the conduct of matters in which the proctor is officially concerned,

    and which Court i t waa the object of the statute to regulate. Such practice may,

    therefore, be ascertained ; but the practice of proctors in m y &her sense will admit

    of considerable diversity; i t will be found te vary in different localities, and net

    to be uniform in the same localities, and would, in fact, be. very difficult of attain-

    ment, and i s by far too undefined to be expected to be found in a penal statute, It

    appears by the evidence set out on the rscord in this case, that in some dioceses there

    are ao proctors, and tha& when business occurs in which a proetor is required, it

    proctor is sent fox from a distance. In suck a locality, where there is no practice of

    a proctor because there i s no such person within the diocew, the practice is to be

    learnt; from another E6891 locality. The act which may be in q u ~ t ~ o n may in some

    1ocaIitiea be done by proctors, in common with ethers who are not proctors, and in

    other places not done by proctors a t all. In the diocese of Elpliin, as 1 before men-

    tioned, there are no proctors, and various acts. are necessary to be done in that

    dimme in which no proctor, ~ndependent~y eE what is said to be the constructio~~ of

    this statute, i s required, and all such business is to be done by the registrar or his

    deputies. appertaining or belonging,”

    are words used in their proper sense and mmning,-that ig, in the sense of rightly

    and exclusively belonging to the office of proctor. Besides the Fords ‘ I ~ p p ~ r t a i i i i n g

    and belonging,” the meaning of which I have just observed on, it must be noticed

    that the 10th section includes in the prohibition also the words “ function or practice

    of a, proctor,” the meaning of which it becomes necessary likewise to consider. The

    qi.est.ion is, whether the words ‘ I function and practice ” should be understood in the

    sense of the functions and prLEcGce legally incident to the discharge of the duties

    connected with the &ice of ppoctm, or whether they are used as intending to embrace

    the funct~ons and practice not necessarily incident to the ofice, but such ack as those

    who filled the oEce were in the habit of exercising.

    l%e observations I ham made, in stating what I conceive tn be the true conssSuc-

    tion of the words “ a p p e ~ , ~ i n i n g o r belonging to the oEce of a proctor,” are applicable

    to &is part of the case, fknd induce me to conclude that the words “ functions or

    practice” are used i n the restricted Benkm of functions and practice incident to the

    office, and that the statute professing to be an Act for the better regulation of the

    ~ c l e s i a s t i c a ~ Courts, well justifies the conclusion that the s u b ~ ~ u e n t r ~ l a t i o n ~

    relate to the duties of the officers of the Court, as such, rakher then tu the i n c ~ d e ~ t a l

    employment and [690] business which SnT such officers may think fit to undertake for

    reward, in addition to their official duties, except where the tarms of the statute

    impark a more extended meaning. If the constraction which I have suggested is

    correct, then, as f a r as this section is to be considered, no information whatever is

    afforded by tahe Legislature as to what acta, niattars, or things dtt. appertain or belang

    to the o&e, functions, or prtbctice of a proctor; and in any action brought LQ recover

    213

    It s m s t o 8 me, therefore, that &he words

    1x2 E*L.G*, 69Z

    8 penalty which is dleged to have been incurred by a breach of this swtion, it would

    be by evidence alone that the Court and jury could be i n f o ~ ~ d whether the act by

    which the forfeiture was said to be incurred, did or did not fall within the brm3 of

    the prohibition j and such evidence would not only be receivable, but would constitute

    an essantial part of tile plaintiff~s case; and if the p ~ ~ n t ~ f f gave no such evidence,

    it would be the duty of the judge 4x1 direct the jury thiat, by the Iaw, &e verdict oughk

    to be for the defendant. S u p ~ ~ i n ~ , therefore, that the t rue ccFnstruction of the 10&

    section is to be collacted from the te rns of that section only, and khat* such c o ~ i ~ ~ u c t ~ ~ n

    is not aEecCtBd by any other part of the statute, then the lertlned judge was cwrect ia

    law in receiving the evidence which was excepted to, and the Court was right in

    affirming the judgment pronounced upon the verdict for the defendant, which was.

    in pursuance of the judge’s direction ; w d in that c a m the judgment of the

    Court below ought to be a%rmBd.

    But the main a r p m ~ t in the Court b l o w %‘as, and h w been a t your ~ o ~ s h ~ p ’ s

    bar, that the true c o ~ ~ t ~ c t ~ o n of the 10th swtion i s not- to be collected fmm the terms

    of that section only, but &Et the 10th section mu& be construed in connection with the

    9th section; and the objection to the admis~ib~Iity of the evidence of t,he usage and

    practice of t,he registrars, as well before as since- the statute, to [692] do the several

    acts set forth in the different counts of the d ~ ~ ~ r ’ I b t i o n , a r i a s out of the 9th sectian ;

    and it is said that the 9th section declare6 that ‘ I the o b t a i ~ i ~ g probatm of wiIls,

    letters of ~ d ~ ~ i n ~ ~ t r a t i o n ~ or marriage lieensa,” are act8 which appertain or belong

    to the ofFce of a proctor, and therefore t h d the evidence of usage by the r ~ ~ s t r a r s

    to do those acts wag hefeyant, because no usage could m d e r that lawful which the

    statute prohibited. It therefore becomes neewsary to refer tu the i m p a g e of the

    9th section.

    The 9th section p r o ~ ~ ~ b ~ ~ proctors from using or suffering their names. ta be used

    for the profit of others, in any suit, the p ~ o s ~ u t ~ # n o r defence whereof a p ~ e ~ i n ~ to

    the office of ‘~b proctor, or in o ~ t ~ i ~ i n g probates of wills, letters of a d ~ i n ~ s t ~ ~ a ~ ~ o n , or

    marriage licenses. The q u ~ t , ~ ~ n which ig raised upon this smtion is, %hether the

    words, ’‘ appertain to the office of a proctor,’’ apply as well to the wntence which

    follows them, viz. ‘‘ or in obtaining probates of mills, letters of administration, or

    marriage licenses," or apply only to the proseoution and defence of the suits previousIy

    ~ e n t ~ o n e d 2

    Ia c o n ~ i ~ e r ~ n ~ t h i ~ u ~ t i ~ ~ , it must be cks-emad b% &e word ‘ I ~ p ~ ~ ~ ~ ~ n ~ a8

    umd in this section, is bere connected only with the words ‘‘ office of proctor ;” and it

    i s proved by the evidence that, prior to the statute, the probates of wills, Iekters of

    admjn~stration, or marriage licenses, were acts done by &er p e m n s than proctors)

    and that, in truth, &me acts do not appertain to the office of proctor, rsccording to

    what X understand to be the meming of that word. ~ u p p o s i n ~ , therefore, the Legis-

    lature to have declared and enacted, as is contended 0x1 the part of the ~ l a i n t i ~ , that&

    t h q did sa appertain ; ~ ~ ~ o u ~ h the sttatub might be binding for &e future, yet the

    en~ct~nent , according to the evi-[692]-deoce3 would haue added new incidents tn, the

    oEee of proctor, which is more than it ~ r o f ~ to do.

    It is material to obsen-e, however, the position of the words that are under con-

    sideration. The words am vel1 satisfied, by being applied tu the suits which are

    mentioned ~ ~ ~ e d i ~ t e l y before; and it swms to me that the poJtion of the words

    tends to shorn caution in the ~ e g ~ ~ ~ ~ ~ ~ to exclude the coiistruction contended for,

    rather khan to warraBt it. If the word ‘‘ a p p e r ~ i n ‘’ wm intended to apply to the

    obtaining of probates of a7ills 1 *rs of ~ ~ i n ~ ~ ~ ~ t i o n , and ~ a r r i a g e licenses, the

    natural position of the .n-nrd: ~ ~ a p p e r ~ i n ta the office ” mould have bwn after the

    e n i i ~ n e ~ ~ t ~ o n of all the matters intended to be c o ~ p r ~ s ~ within it, and not in the

    middle of the enumeration, where it i s placed ; and, except for the high authority

    wh.i& has taken a contrary view, 1 should have thought it plain that$ the structure of

    the section ~ a n i f ~ e d , that although proctors were p r o h i b i ~ from using or lending

    their nsmes for the benefit of others in obtaining probates of wills, letters of adminisl

    tration, and marriage licenses, yet th.at t h w acts were not understood by the

    ~ ~ g ~ $ l ~ t u r e , still le@ intended to be declard by it> BS ~ p p ~ ~ ~ a ~ n i ~ i ~ to the oBce of a

    proctor.

    That the prohibition in the 10th sectinn upon peraons acting m proctors was not

    intended to be coextensive with the prohibition in the 9th section against the proctor

    214

    S ~ ~ ~ ~ ~ ~ S ~ ~ 2). ~ ~ ~ ~ 1 ~ s ~ ~ p135 1-52]

    S T E ~ H ~ ~ S O ~ 9. H r G G I ~ S ~ ~ [1851-52] I11 H.L.C., 693

    lending his name for the benefit of others in matters relating to suits, the prosecution

    and defence whereof appertain to the oBce of proctor, or in obtaining probates of

    wills, letters of admin~stratjon, or marriage licenses, may w i l y be understood.

    There might be good reason why We Legislature should prohibit proctors fr+m lend-

    ing their namea for the benefit of others, in certain acts or business done by them,

    beyond, and independentl~ of, their office of proctor, such E6931 as. obtaining probates

    of wills, letters of administration, aad marriage licensw. There are many mat3brs

    connected with the proof of wills, and obtaining letters; of administration and

    marriage licenm, requiring circumspection in the oflicars connected with the depart.

    men& in which those proceedings are conducted, and which circumsp~tion might be

    exercised with much less care when the proceedings were conducted by, or at all events

    in the name of, a known practitioner in the courts, and having the mur i ty of his

    position and character, than when they came and were sought to be transacted in the

    names of unknown persons. And i t is a notorious fact h t , in England, individuals

    of very low statioa were in the habit of looking out in the neighbourhood of public

    offices, where the business of proving wills and obtaining administrations and

    marriage licenses i s transacted, for persons inquiring for such offices, or from whose

    appearance it was suspected that wley had occasion for such businem to be done;

    and, under pretence of taking them to such public offiw~, they were often really taken

    to the offices of persons using the names of prwtors, who made the men who brought

    them thither certain allowknces. About one year before bhis &atlute for Ireland

    passed, a statute was passed regulating the ecclesiastical offices in England, contain-

    ing very much the same clauses, and it is highly probable that in the Irish statute the

    same forms were adopted as in the English Act. The same evil had probably given

    rise to the same remedial legislation in both counixies.

    Believing fmm the evidence, that the acts did not?, before the statute, in any

    correct sense appertain to the oftice of proctor, and also attending to the form and

    language of the Bection itself, I entertain a very strong opinion that there is no SUE-

    cient ground to warrant the Construction that the 9th section was intended a8 a

    legislative declaration [e941 that the acts referred to did, before the statute, a-ppertain

    to the office of proctor, or that they should be deemed to apperbain tol it after the

    passing of the statute.

    It should, however, be remarked, that an important observation may be made

    against what appears to me to be the true construction of the statate. It is said, if

    the obtaining of probatm, letters of a d m i n i ~ a t i o n , and marriage licenses, was not

    declared to appertain or belong to the office, function, o r practice of a proctor, and

    that the statute did not intend to prohibit others than prccturs from doing that

    business, either in the names of others or in their own names, why did the statute

    prohibit prochrs from using or lending their names in such businesses? And it is

    said that the effect of the construction I have suggested leaves it open to persons ta

    use the name of a proctor in the doing of the business referred *to, without being

    subject to a penalty under the statute, when proctors are prohibited from using or

    lending thelir names in the same business for the benefit of others. In reference to this

    remark, the statute may not unreasonably have prohibited persons, not proctors, from

    doing any acts which by law ought to be done by proctors, and have left the fact of

    doing in another person's name what they might lawfully do in their own names to

    the existing ~ R W , under the impreasion that, where a proctor was not only deprived

    of all motive for sanctioning such conduct, but would have esery motive for prevenc

    ing it, the practice would not be sufxiciently extensive to require speGia1 penal enaet-

    ments. It is consistent with the title of the statute to confirics its penal enactmelnt to

    the business of the courta, and such other special matters, without going further in a

    general penal enactment against men obtaining money by pretending to be what

    they are not, or to be acting for others in doing business where they have no derivative

    authority. Admitting, however, the force of this l6951 remark, I still think &hat, in

    construing this penal m t i o n by itself, the acta complained of are not within ita

    prohibition, and that t h true construction of the 9th section shows that it, w m not

    intended as a legislative declaration that the acts complained of did appertain to the

    office of a proctor, and therefore that the 9th doas not control and gowrn the con-

    struction of the 10th section.

    The Judges seem ta have differed in opinion with regard to the meaning of the

    a75

    I11 R.L.C., 696 STEPHENSON v. HIGGINSON [ 18 5 1 - 5 21

    section, although they came, in the proportionate number I have mentioned, to the

    opposite conclusion. Mr. Justice Maule seems to be of opinion that the obtaining

    these instrumenti+-probates and marriage licenses,-would be considered as doing

    acts appertaining to the office, functions, or practice of a proctor, provided they were

    done in a fictitious name. By fictitious, I mean other than the name of the person

    who really did the act, but that they might be lawfully done where the party did them

    in his own name. His conclusion, therefore, although upon a ground rather peculiar

    to his own view, is, that the judgment ought to be affirmed. The other Judges took a

    somewhat different view of the subject ; but the result of their opinion is what I have

    stated.

    It may be observed that the practice of proctors may hereafter embrace other

    descriptions of business than what they now perform, and if the word “ practice ”

    does not mean practice properly and legally incident to the office of proctor, but means

    all that proctors are or may be in the habit of doing, the monopoly may be extended

    very widely, including conveyancing, marriage settlements, partnership deeds,

    charter-parties, awards, and numerous other documents, some of which many proctor8

    are already accustomed to prepare.

    I therefore submit to your Lordships that the evidence acepted against was-

    properly received, and that the direc-[696]-tion of the learned Judge to the jury,

    which is also matter of exception, was correct, and therefore that the judgment ought

    to be affirmed.

    I should mention that it is a matter of great satisfaction to me that the noble and

    learned Lord, now present, attended during the argument, and gave me the benefit

    of his assistance in the consideration of this case; and I have, as far a8 poasible,

    endeavoured to embody in what I have said his view as well as my own, which I have

    no reason to suppom at all differs from mine.

    Lord Brougham.-My Lords, I entirely agree with my noble and learned friend

    in the conclusion at which he has arrived, and also in the argument by which he has

    supported that opinion. When the case came before your Lordships laRt swion, I

    stated that I was very much moved by the opinion of the very learned person, now

    Lord Chancellor of Ireland, but then Chief Justice Blackburne. I have since recon-

    sidered that opinion, as well as the opinion of the two learned Judges, his brethren,

    who concurred with him in it, and, on the whole, I ham come to a very clear con-

    clusion, agreeing with my noble and learned friend, and with those learned Judges.

    Although Mr. Baron Martin did not give his opinion to the House, yet he attended and

    joined in the opinion of Mr. Justice Maule, Mr. Justice Talfourd, Mr. Justice Williams,

    and Mr. Justice Erle. Those learned Judges came to the same conclusion, although

    not exactly by the same means, nor exactly by the same rules; but, upon the whole,

    they entirely agree in answering the two questions put to them by your Lordships,

    one in the affirmative, and the other in the negative. I have alsoo with my noble and

    learned friend, well considered the arguments of the learned Judgas on the other side ;

    and, after [697] giving the utmost attention in my power to their arguments, I am

    still of opinion that the judgment below ought to be afirmed.

    I do not know whether it is worth setting right an error which I find has crept into

    the copy of your Lordships’ paper containing the learned Judges’ opinions (see Lord

    Brougham’s observations printed from this paper, ante, p. 666), as t~ what passed

    when one of the Judges (Mr. Baron Alderson) was allowed by special permission to

    read the opinion of Mr. Justice Coleridge. It is there said, referring to the Bethnal

    Green case, that I used these words: “ in which there was great difference of opinion

    in the Exchequer Chamber, and in which case we had the, benefit of having the

    manuscript judgments of those learned persons, which were not used in moving the

    judgment of your Lordships.” It was I that moved that judgment, and I have a very

    distinct recollection of having very great difficulty and embarrassment from the

    conflicting opinions of those learned Judges. But I am quite confident, instead of

    saying they were not used in moving the judgments of your Lordships, i t ought to

    have been distinctly, that they were used, and great reliance was placed on the

    arguments of Eome of those learned Judges. I am quite certain that those judgments

    were used in the course of that argument.

    Judgment of the Court below affirmed with costs (Lords’ Journals, 16th June, 1852,

    p. 263).

    276

    Use AI to get other relevant cases.

    Comments

    Stephenson v. Higginson (United Kingdom)
    (Jun 16, 1852)