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Smart Summary

Structured Summary of the Opinion (U.P. Singh, J.)

Factual and Procedural Background

The opinion concerns two writ applications challenging the same impugned order: a notification dated 5th November, 1983, issued by the Chief Engineer of the Department of Irrigation, Patna, terminating the services of the petitioners with immediate effect.

Background facts stated in the opinion:

  • The petitioners were initially appointed as muster roll workers in classes III and IV sometime in 1979 and 1980 and worked satisfactorily until 18th May, 1983.
  • On 18th May, 1983, as vacancies arose in sanctioned permanent posts in classes III and IV, the Chief Engineer absorbed the petitioners into temporary capacity (regular sanctioned posts) by various departmental notifications, purportedly in consultation with and with approval of the departmental establishment committee.
  • The Chief Engineer is acknowledged as the proper appointing authority for these posts. The petitioners earned a maximum salary of Rs. 460/- prior to the termination.
  • By notification No. 3486 dated 5th November, 1983, the Chief Engineer terminated the petitioners' services.
  • Both writ petitions (challenging the same notification) were heard together and disposed of by this judgment; the petitioners sought directions to be permanently absorbed in the Department of Irrigation.

Legal Issues Presented

  1. Whether the notification dated 5th November, 1983 terminating the petitioners' services was valid in view of allegations that their appointments were illegal or irregular.
  2. Whether an appointing authority may terminate an employee summarily on the ground that the appointment was irregular/illegal without affording the employee a prior opportunity to be heard (i.e., the applicability of principles of natural justice in such cases).
  3. Whether the appointments and subsequent absorptions on 18th May, 1983 complied with government instructions and circulars cited by the respondents (notably circulars No. 941 dated 19-2-1981 and No. 517 dated 2-4-1983, and an instruction dated 28-1-1976).

Arguments of the Parties

Respondents' (Department of Irrigation) Allegations

  • The appointments of the petitioners to the regular establishment were made in contravention of government instructions and circulars that prohibited fresh external appointments to classes III and IV posts; only work-charged employees were to be adjusted against vacancies (circular letters No. 941 of 19-2-1981 and No. 517 of 2-4-1983).
  • Specific alleged defects in the appointments included: (a) failure to call for names in the prescribed pro forma from the employment exchange; (b) no merit list based on marks obtained in school/college examinations; (c) vacancies were not publicly announced and no advertisements were made; and (d) reservation policy was not followed.
  • The petitioners were not work-charged employees and therefore were ineligible for absorption into the regular establishment; their initial muster-roll appointments were illegal and irregular.
  • The Chief Engineer did not follow the government instruction dated 28-1-1976 and the appointments were irregular; after enquiry the services were terminated.
  • On the point of procedure, respondents' counsel relied on a Full Bench decision (Bijoy Kumar Bharti v. State, 1984 BBCJ 335) to contend that no show cause notice was required where appointments were irregular/illegal because the employees had no right to hold the posts.

Petitioners' Arguments

  • The petitioners denied any fresh appointments on 18th May, 1983; they were already muster-roll employees (appointed in 1979–80) and were absorbed into vacant sanctioned posts on 18th May, 1983 in consultation with and with the approval of the departmental establishment committee.
  • They asserted there was no violation of the government instructions either in their initial muster-roll appointment or in their later absorption.
  • The petitioners relied on a letter of the Chief Engineer dated 10th January, 1982 (annexure-5) which indicated that all work-charged staff falling in the relevant category had already been adjusted and that 625 posts still remained vacant; absorption was thus against existing vacant posts.
  • The Chief Engineer had reportedly informed the employment exchange about available vacancies (letter No. 792 dated 22nd April, 1983) and had enquired of other circles/divisions regarding availability of personnel appointed before 21st August, 1975; none were available.
  • The petitioners asserted that reservation policy was complied with and listed specific petitioners (6, 15, 16, 19, 20, 22, 24, 26, 27, 28, 29, 31, 33, 34 and 35 of C.W.J.C. No. 5280 of 1983) who were appointed only against reserved quota.
  • They produced documents in reply and contended that alleged irregularities were rebutted by those documents and therefore the termination order lacked foundation.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Bijoy Kumar Bharti v. State, 1984 BBCJ 335 (Full Bench) Contended (by respondents' counsel) to support the proposition that no show cause notice is necessary when an appointment is irregular or illegal because the employee has no right to hold the post. The court noted the respondents' reliance on this decision but articulated that, as a matter of natural justice and fair play, an employee who has served for years should be afforded a reasonable opportunity to know and answer allegations of illegality/irregularity before being summarily removed. The court therefore did not accept a rule permitting immediate unilateral termination without giving the employee a chance to be heard.

Court's Reasoning and Analysis

The court proceeded by setting out the factual matrix, the competing pleadings and documentary material, and then addressed the legal question of procedure before terminating services on the ground of alleged illegality/irregularity of appointment.

Key points in the court's analysis, drawn directly from the opinion:

  1. The court accepted as common ground that if an appointment is shown to be irregular or illegal, the appointee has no right to continue to hold the post.
  2. However, the court emphasised that before arriving at such a conclusion (that an appointment is illegal/irregular and terminating service on that basis), principles of natural justice require that the employee be given a reasonable opportunity to know the case against him and to show cause. To terminate summarily without giving such an opportunity would be a negation of natural justice, particularly where the person has served for years and believes he was validly appointed.
  3. The court explained the rationale: permitting an appointing authority to unilaterally decide at one time that an appointment was valid and at another time to treat it as illegal without affording opportunity to the concerned person would allow unchecked and potentially arbitrary exercise of power. Abuse of power must be checked and adjudged after fair play.
  4. Applying these principles to the present cases, the court observed that the alleged irregularity/illegality was first made known to the petitioners only in the respondents' counter-affidavit filed in these writ proceedings — that is, no prior notice or opportunity was given to the petitioners by the appointing authority before the termination notification of 5th November, 1983.
  5. The petitioners had rebutted the allegations of irregularity/illegality by producing documents (including the Chief Engineer's letter of 10th January, 1982 and the communication to the employment exchange dated 22nd April, 1983) showing that substantial vacancies existed and that the Chief Engineer had taken steps consistent with filling those vacancies; petitioners also pointed to compliance with reservation in many instances.
  6. The court concluded that had the petitioners been afforded an opportunity to be heard before termination, they could have demonstrated that their appointments were not illegal or irregular and that the termination order was without foundation.

Holding and Implications

The notification dated 5th November, 1983 terminating the services of the petitioners is quashed and the respondents are directed to absorb them in the services.

Direct consequences and orders spelled out by the court:

  • Both writ applications were allowed and the petitioners were directed to be absorbed in the services of the Department of Irrigation.
  • The claims were allowed without costs.

Broader implications drawn within the opinion (as articulated by the court):

  • The court underscored that even where an appointment may be alleged to be illegal or irregular, principles of natural justice require that the affected employee be given a reasonable opportunity to know the case against him and to respond before termination is effected.
  • The opinion stresses that an appointing authority should not act unilaterally and summarily in declaring an earlier valid appraisal of an appointment to be illegal without affording the employee a fair opportunity to contest the conclusion; failure to afford such an opportunity renders termination vulnerable to quashing in judicial review.

The opinion does not indicate any broader declaratory or binding precedent beyond the decision in these cases; it records the court's reasoning and the remedial order given to the parties.

    Gyan Kumar Pandey v. State of Bihar

    U.P.Singh, J.:-

    (1) The notification dated 5th november, 1983, issued by the chief engineer in the department of irrigation, patna, terminating the services of the petitioners has been challenged in both the writ applications. Since the same impugned order has been challenged in both the applications and the questions of fact and law raised are common, they have been heard analogous and are being disposed of by this judgment. The petitioners have further prayed for a suitable direction to the respondents to absorb them permanently in the services of the department of irrigation.

    (2) The chief engineer of the irrigation department being the proper appointing authority, appointed the petitioners some times, in the year 1979 and 1980 as muster roll workers in classes iii and iv posts in the department of irrigation. As such they satisfactorily worked till 18th may, 1983. As and when vacancy arose in the regular sanctioned permanent posts in classes iii and iv, the chief engineer appointed them in temporary capacity on such various posts of peons, bill clerks, tracers, store - keepers, blue printers and sweepers. This was so done on 18th may, 1983, by different notifications issued by the department of irrigation and these appointments were made in consultation with and approval of the departmental establishment committee. It has not been disputed that the proper and competent authority to make these appointments on all regular sanctioned permanent posts in classes iii and iv was the chief engineer of the department (respondent no. 4). These petitioners being classes iii and iv employees were earning a maximum salary of rs. 460/ -. Suddenly, by a notification no. 3486 issued by the chief engineer (respondent no. 4) on 5th november, 1983, the services of these petitioners were terminated with immediate effect.

    (3) In the counter - affidavit filed by an assistant of department of irrigation, it was alleged that the appointments were made in contravention of the government instructions. In other words, it has been stated that the appointments of classes 111 and iv employees in the regular establishment from outside had been strictly stopped vide circular letter no. 941 dated the 19th february, 1981, and 517 dated the 2nd april, 1983, specifically indicating that only those employees, who were working in the work charged establishment, were to be adjusted against the vacancies in the regular establishment. It was further alleged that, while making these appointments, the chief engineer neither followed these instructions nor did he follow the instruction of the government dated 28th january, 1976. It was alleged :

    (a) that the chief engineer did not call for the names in the prescribed pro forma from the employment exchange ; (b) the merit list was not prepared on the basis of the marks obtained in the school and college examinations; (c) the vacancies were not publicly announced and no advertisements were made; and (d) the policy regarding reservation, etc. , was not followed. It was alleged that the petitioners, not being the work charged employees, were not eligible to be appointed against vacant post in the regular establishment by way of absorption.

    The petitioners were never appointed on ad hoc basis but purely on muster roll and that too in violation of the instructions. It was stated that their appointments on muster roll were illegal and irregular and, alter an enquiry in relation to these appointments, their services were terminated. The recommendation of the establishment committee was also illegal and in violation of the government instructions contained in annexures - b and c to the counter - affidavit.

    (4) Controverting these various allegations made in the counter - affidavit, the petitioners, in their reply, reiterated their stand that there was, in fact, no fresh appointment of petitioners on 18th may, 1v83. They had already been appointed on muster roll in 1979 - 80 and on 18th may, 1983, as and when vacancies arose in the regular sanctioned permanent post in classes 111 and iv, they were absorbed in the services of the irrigation department in consultation with and approval of the departmental establishment committee. It has been firmly stated that there was no violation of the government instructions either in their initial appointment on muster roll or iu their laier absorption iu the services of the department. It has been categorically asserted that the alleged government instructions contained in their circular nos. 941 and 517 dated 19 - 2 - 1981 and 2 - 4 - 1983, respectively, were, in tact, not violated because, in a accordance with "those circulars, all work charged staff appointed till the 21st august, 1975, were, first absorbed in classes 111 and iv posts in the irrigation department and only then fresh appointments were made.

    (5) Relying on a latter on the chief engineer addressed to the engineer - in - chief - cum - special secretary ot the irrigation department dated 10th january, 1982, if was pointed put that the said letter itself indicated that all work charged staff, falling in the said category, had already been adjusted in the irrigation department and even then 625 posts remained vacant in the regular establishment and it was against these vacant pots that the services of the petitioners were absorbed by the irrigation department on 18th may, 1983. The chief engineer had enquired even from other circles and divisions whether any person appointed before the 21st august, 1975, were still available and after receiving no reply, in respect of the enquiry made by him, he proceeded to absorb the services of the petitioners on the 18th may, 1983. True copy of the letter dated 10th january, 1982, has been annexed marked annexure - 5.

    (6) The alleged irregularity and illegality has been denied and it appears that vide letter no 792 dated the 22nd april, 1983, the employment excnange had been duly informed by the chief engineer about the available vacancies. Further, he also wrote to other chief engineers enquiring whether any work charged stall was available for appointment. In so tar as compliance of the policy of reservation is concerned, it is evident from the fact that petitioners 6, 15, 16, 19, 20, 22, 24, 26, 27, 28, 29, 31, 33, 34 and 35 of c. W. J. C. No. 5280 of 1983 have been appointed only against the reserved quota, la fact, there was no fresh appointment of the petitioners. They were only absorbed in service and the policy of reservation was complied with. Likewise there was no violation of the government instructions contained in memo nos. 941 and 517 dated 19 - 2 - 1981 and 2 - 4 - 1983 because in accordance with the same all old work charged employees had been absorbed in services of the irrigation department but even then a large number of posts (626) were still available in the regular establishment and the petitioners were then properly absorbed in those vacant posts in regular establishment. It appears that repeated requests were made to the government by the chief engineer seeking approval for making regular appointments on the vacant posts, it was indicated therein that the petitioners faced hardships due to their long continuation in the muster roll and even though, the posts were available in the regular establishment but there being no clear instruction issued by the government, the petitioners continued to work on muster roll when, subsequently, their services were absorbed in the regular establishment on 18th may, 198x the proceeding and the recommendation ot the establish - ment committee, which formed the basis of absorption ot the petitioner's services, was legal and proper and within the statutory powers ot the chief engineer as contained in annexure - 1 of both the writ applications.

    (7) The learned counsel for the respondents contended that no show cause notice was required to be served in the case of irregular/illegal appointment since the petitioners have no right to hold the posts. Reliance was placed on a full bench decision of this court in the case of bijoy kumar bharti v. State, 1984 bbcj 335.

    (8) There cannot be any dispute on the question that once it is established that appointments were irregular or illegal, the petitioners would have no right to hold the posts. But then the real question arises for consideration is as to whether belore deciding any such appointment as irregular/ illegal, the employee would be entitled to know as to how his appointment was treated as irregular or illegal. In my opinion, it would amount to negation of the principles of natural justice, if a person who has bean serving in the job for long years and to his mind he has been validly appointed he cannot be suddenly thrown to gallows without being afforded a reasonable opportunity to show as to how his appointment in the service is irregular or illegal, if the employee is not allowed to know the cause before he is thrown out of services, no one in the service would be safe. Nothing would be more harsh, unjust and unfair to an employee, who, having served for years together, may be temporary, is all on a sudden faced with an order of termination stating that his appointment is illegal or irregular. True it is, that he would not have a right to hold the post if his appointment is irregular or illegal, but, before arriving at such a decision, there must be an act of fair play and the employee concerned must be allowed to know and be confronted with the situation so that he can go out of the job being satisfied that he had been illegally or irregular appointed. It cannot be left to the appointing authority to take a sudden unilateral decision without affording a reasonable opportunity to the employee concerned, who may, perhaps, legitimately persuade the appointing authority and establish that his action is mala fide, arbitrary and/or illegal. It would be dangerous to grant legal sanction to such unilateral decision of the appointing authority, who shall be free to be a judge of his own act, in determining that at one point of time the person concerned was validly appointed and yet at another point of time the appointing authority shall turn back and unilaterally decide that now the said appointment is illegal or irregular. His power may be unquestionable but abuse of power must be checked up and before arriving at such a conclusion, it would be necessary in the interest of justice equity and fair play that the person concerned is afforded reasonable opportunity to know how his appointment was illegal or irregular and, may be, that even after such reasonable opportunity afforded to the person concerned to establish if otherwise, the appointing authority may arrive at the same conclusion. But, in any case, natural justice cannot be denied to him.

    (9) The facts of these cases are glaring, wherein the alleged irregularity or allegality was for the first time made known to them only in the counter - affidavit when they came to this court in these writ applications. These illegality and/or irregularity alleged in the counter - affidavit have been firmly rebutted by annexing documents and thus establishing that the regulations issued by the government regarding those appointments were, in fact followed and there was no irregularity or illegality. If the same opportunity would have been afforded to these petitioners before taking such unilateral decision, they could have equally satisfied the appointing authority that their appointments were neither illegal nor irregular and that the order of termination was itself without any foundation and based on extraneous grounds.

    (10) In this view, the notification dated 5th november, 1983 terminating the services of these petitioners is quashed and the respondents are directed to absorb them in the services. Both the applications are, accordingly allowed but without costs. Application allowed.

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    Gyan Kumar Pandey v. State of Bihar
    (Apr 26, 1990)