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  • Sect. 115 of the Code of Civil Procedure and Sect. 107 of the Government of India Act.Civil Revision Petition
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  • Sect. 115 of the Code of Civil Procedure and Sect. 107 of the Government of India Act.Civil Revision Petition
Smart Summary

Judgment Summary

Factual and Procedural Background

The plaintiff, as heir to the estate of Chinna Nadar, sued alleging that the defendant, the deceased's widow, was a lunatic at the time succession opened and continued to be a lunatic at the date of suit; he sought appointment of a guardian ad litem for her. The trial court conducted a preliminary inquiry, found the defendant to be of unsound mind and appointed her brother as guardian ad litem. That appointment was confirmed by a Bench of this Court and was not challenged further in these proceedings.

To prove lunacy the plaintiff sought an order for the defendant's personal appearance; the Subordinate Judge, invoking the proviso to Order 3, Rule 1 of the Code of Civil Procedure, directed the guardian to produce her in court. After repeated adjournments and failures by the guardian and the defendant to appear or to produce her, the Subordinate Judge proceeded to try the suit ex parte under Order 9, Rule 12 read with Rule 6(1), adjourning the ex parte hearing to 27th August 1918.

Subsequently the defendant's mother filed an affidavit alleging negligence by the guardian, sought his removal and her appointment as guardian, and asked that the ex parte order be set aside under Order 9, Rule 7 so that the defendant could defend. A new Subordinate Judge allowed those prayers. Against the new judge's orders removing the brother and appointing the mother (under Order 32, Rule 11) and against the setting aside of the ex parte order, three civil revision petitions were filed under Section 115 of the Code of Civil Procedure and Section 107 of the Government of India Act.

Legal Issues Presented

  1. Whether the Subordinate Judge was entitled to remove the guardian ad litem (the defendant's brother) under Order 32, Rule 11 for alleged neglect in failing to produce the defendant.
  2. Whether an order under Order 9, Rule 12 (read with Rule 6(1)) — declaring that the trial proceed ex parte because a party failed to appear — is a competent order where the party is represented by a guardian who fails to produce the ward.
  3. Whether Order 9, Rule 7 (application to set aside an ex parte order) applies where the ex parte order was made under Rule 12 for failure of a guardian to produce his ward and whether the phrase “all the provisions of the foregoing rules” in R.12 brings R.7 into operation.
  4. Whether an application under Order 9, Rule 7 to set aside an ex parte order may be presented by a pleader (Vakil) on behalf of a guardian of a minor or lunatic, or whether the ward must personally appear when seeking relief.
  5. Whether, when setting aside an ex parte order, the Subordinate Judge was required to impose as a condition that the defendant be produced in court on a date fixed by him, and whether the later Subordinate Judge had jurisdiction to revisit the earlier direction for production given under Order 3, Rule 1 proviso.

Arguments of the Parties

Learned Advocate-General / Petitioner (plaintiff) — principal arguments

  • Contended that Order 9, Rule 12 does not contemplate cases where guardians fail to produce their wards; relied on the ruling in Anni Ammal v. Muthukumara Chettiar to support a narrow construction of R.12.
  • Argued that Order 9, Rule 7 does not apply because the clause in R.12 saying “He shall be subject to all the provisions of the foregoing rules” should be read narrowly — the word “subject” means liable to disabilities but not entitled to the remedies (i.e., R.7 should not apply).
  • Contended that when an ex parte order was made because the defendant failed to appear, the defendant himself should appear in person when applying under R.7 and that an application could not be made by a pleader (Vakil) on his behalf.
  • Asserted that the later Subordinate Judge had no jurisdiction to go back upon the earlier order for production made under Order 3, Rule 1 proviso except by way of review under Order 47, and that review was unavailable because the judge who made the original order was not the present Subordinate Judge.

Learned Vakil / Respondent (defendant's new guardian / mother) — principal contentions

  • Contended that the order under R.12 was not competent; relied on Anni Ammal v. Muthukumara Chettiar (as argued by the Advocate-General) to support the contention that R.12 should not be applied to guardian-non-production cases (this contention was discussed and distinguished by the Court).
  • Maintained that the new guardian (the mother) ought to be allowed to apply to set aside the ex parte order, and that this application could properly be presented by her Vakil on her behalf.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Anni Ammal v. Muthukumara Chettiar Cited to support the contention that R.12 does not contemplate cases of guardians failing to produce their wards (Sadasiva Aiyar, J.'s ruling relied upon). The Court distinguished this case: in Anni Ammal the order was to a minor's next friend to appear personally, so the Court found it materially different and need not express whether the view in that case should be followed generally.
Vaiguntathammal v. Velliamman Ammal Cited for the proposition that Order 3, Rule 1 proviso is wide enough to enable the Court to direct any party to appear in person (minor, major, of sound or unsound mind) at any stage. The Court relied on this authority to support the view that an order directing a guardian to produce his ward is in effect an order to the party (defendant) to appear, and non-compliance may permit action under R.12.
Ayyapadi Ramanna Udpa v. Krishna Udpa Authority for the proposition that a guardian's laches may be sufficient cause for setting aside an ex parte decree or order in the case of minors. The Court cited this as evidence that the Subordinate Judge could properly treat the guardian's neglect as sufficient explanation to set aside the ex parte order and that such a finding was not susceptible to interference in revision.
Kishore Pershad v. Hardey Narain Also cited for the proposition that guardian's laches can justify setting aside ex parte orders in cases of minors. The Court relied on this line of authority to support the conclusion that there was no ground for interfering with the Subordinate Judge's finding that the guardian's conduct justified setting aside the ex parte order.

Court's Reasoning and Analysis

The Court proceeded through a sequence of legal determinations grounded in the text of the relevant rules and the facts found by the Subordinate Judge:

  1. Preliminary findings: The prior confirmation of appointment of the brother as guardian ad litem by a Bench was not open to challenge in these proceedings, and that finding did not affect the trial issue whether the defendant was a lunatic at the time of succession.
  2. Competence of the order for production and application of R.12: The Court rejected an overly narrow construction of Order 9, Rule 12. It observed that Order 3, Rule 1 proviso is sufficiently wide to permit the Court to direct any party to appear in person, and where the party is represented by a guardian the practical method of enforcing that direction is by directing the guardian to produce the ward. Consequently, the Court held that non-production after such an order can be treated as the non-appearance of the party enabling action under R.12. The Court distinguished Anni Ammal because that case concerned an order to a minor’s next friend to appear personally.
  3. Application of R.7 to set aside an ex parte order: Even if R.12 were narrowly construed, the Court held that the order setting aside the ex parte ruling under Order 9, Rule 7 was open to the Subordinate Judge on application by the new guardian. The Court rejected the Advocate-General's narrow reading of the word “subject” in R.12 and held that the phrase “all the provisions of the foregoing rules” indicates that R.7 is applicable.
  4. Appearance by pleader (Vakil): The Court held that an application under R.7 could be presented by a Vakil for the guardian; it would be untenable to require minors or lunatics to appear personally in court, and nothing in R.7 excludes appearance by a Vakil as allowed under Order 3, Rule 1. There was no order in this case requiring the defendant to appear in person for the application.
  5. Sufficiency of explanation for non-production and laches: The Subordinate Judge found that there was sufficient explanation for the old guardian's non-appearance and non-production. The Court noted authority that a guardian's laches may be sufficient cause for setting aside an ex parte order in cases of minors and concluded there was no ground for interference in revision with the Subordinate Judge's factual finding.
  6. Discretion as to conditions: Although the later Subordinate Judge did not impose as a condition to setting aside the ex parte order that the defendant be produced on a specified date (which the Advocate-General contended he should have), the Court held that this was a matter of discretion and did not amount to material irregularity justifying revision. The plaintiff remained free to apply in the trial court for an order directing personal appearance.
  7. Jurisdiction and review questions: The Court held that the direction to appear in person is an order made for the further progress of the suit and can be altered by the Court when it thinks fit; where the earlier order related to a particular date it became spent and the later decision not to order production afresh was a fresh disposal, not an act requiring review under Order 47. Thus no want of jurisdiction or improper review procedure arose.
  8. Conclusion on revision jurisdiction: On the basis of the above analyses, the Court found no illegality or material irregularity in the Subordinate Judge's orders and concluded there was no ground for interference under Section 115 of the Code of Civil Procedure or Section 107 of the Government of India Act.

Holding and Implications

Holding: All three revision petitions were dismissed. The Court affirmed that the Subordinate Judge had jurisdiction and that he had not acted illegally or with any material irregularity in (a) removing the old guardian and appointing the mother under Order 32, Rule 11, and (b) setting aside the ex parte order under Order 9, Rule 7 and allowing the new guardian to defend. The formal disposition in the judgment was:

All the three revision petitions are therefore dismissed with costs with Vakil's fee in Civil Revision Petition No. 150 of 1919 only.

Implications and immediate effects:

  • The Subordinate Judge's orders removing the defendant's brother as guardian and appointing the mother stand upheld.
  • The setting aside of the ex parte order and the grant of leave to the new guardian to defend the case were affirmed; the plaintiff remains at liberty to seek a direction for the defendant's personal appearance in the trial court if he wishes to do so.
  • The Court interpreted the interplay of Order 3, Rule 1 proviso, Order 9 Rule 12 and Order 9 Rule 7 to permit application of R.12 to situations where a guardian fails to produce his ward, and to permit R.7 as the remedy for setting aside such ex parte orders; it rejected a narrow construction that would deny application of R.7.
  • The Court confirmed that applications under R.7 may be presented by a Vakil on behalf of a guardian of a minor or lunatic where appropriate; insisting on the personal appearance of a minor or lunatic for such applications would be untenable.
  • The Court found no ground for interference under Section 115 CPC or Section 107 of the Government of India Act on the facts and findings before it.

This summary is confined to the issues, arguments, authorities and reasoning explicitly set out in the provided judgment and does not infer facts or holdings beyond those recorded in the opinion.

    Ayya Nadan v. Thenammal

    JUDGMENT

    The suit from which these revision petitions arise was brought by the plaintiff as heir to the estate of one Chinna Nadar alleging inter alia that the defendant his widow was a lunatic at the time the succession opened on his death and she was therefore disqualified under the Hindu Law from getting a widow's estate and that she was still a lunatic at the date of the suit. He therefore proposed that a guardian ad litem should be appointed for her for the suit. She denied the allegations of unsoundness of mind made against her but the Court after holding a preliminary enquiry came to the conclusion that she was of unsound mind and that a guardian was necessary to protect her interests in suit. The matter was brought up to this Court and a Bench of this Court confirmed the order and appointed her brother as her guardian ad litem and the correctness of that order is therefore no longer open to question in these proceedings. It is however rightly conceded by the learned Advocate General for the plaintiff that that finding in no way affects the trial of the issue in the suit whether she was a lunatic when the succession opened.

    To prove the defendant's lunacy the plaintiff applied to the Court to pass an order for the personal appearance in Court and the then Subordinate Judge purporting to act under the proviso to O. 3, R. 1 of the Code of Civil Procedure, gave directions to the defendant's guardian to have her produced in Court on the day of hearing. Though several adjournments were given for the purpose and though on one occasion the Vakil appearing for her guardian undertook to produce her, she was not produced in Court, nor did she appear himself. The guardian himself also failed to appear. Thereupon the Subordinate Jude acting under O. 9, R. 12, read with 6(1) decided to proceed with the suit ex parte against the defendant and adjourned the hearing of the suit ex parte to 27th August 1918. In doing so, he passed a long order wherein he considered the question whether the guardian was acting against the interests of the lunatic in not producing her and he thought though there was no evidence for it, that the guardian was acting in what he considered to be or was advised to be in the interests of the defendant; and that therefore there was no ground for removing him and appointing a new guardian.

    Before the case came on for hearing ex parte on the adjourned date the defendant's mother put in an affidavit alleging negligence on the part of the defendant's guardian and prayed that he may be removed and that she may be appointed guardian of her daughter and that the order directing the suit to be heard ex parte may be set aside under O. 9, R. 7 and that she may be allowed to defend the suit. This application came on for hearing before a new Subordinate Judge and he has allowed the petitioner's prayers. It is against his orders that the present Revision Petitions are filed under Sect. 115 of the Code of Civil Procedure and Sect. 107 of the Government of India Act.

    Civil Revision Petition Nos. 149 and 151 are against the orders removing defendant's brother from guardianship and appointing the mother in his place under O. 32, R. 11 of the Code of Civil Procedure. These orders have not been seriously attacked before me by the learned Advocate General. The present Subordinate Judge has found that the guardian was guilty of neglect of duty in not complying with the order of the Court and thus jeopardising the right of the defendant to defend the suit. Though the previous Subordinate Judge thought there was no reason to remove him, it was open to the present Subordinate Judge to remove him as in his opinion he was guilty of neglect of duty. The power under R. 11 may be exercised at any time during the pendency of the suit. It was argued in the Lower Court that because an order to try the suit ex parte had been passed there was no necessity or power to change the guardian. No authority was cited to support that contention and I think it was rightly disallowed by the Subordinate Judge. Even in an ex parte case the guardian has still to consider whether he should not apply to set aside the order ex parte and to appeal if necessary. If the guardian on record dies it is conceded that the case cannot proceed without a fresh guardian being appointed in whatever stage it may be. That shows the necessity to have a guardian on record throughout the trial to make it a valid trial. There is nothing in R. 11, to make it inapplicable to an ex parte case. The Lower Court's orders in the above matter were therefore right and Civil Revision Petition Nos. 149 and 151 fail.

    Civil Revision Petition No. 150 of 1919 is against the order setting aside the order declaring that the trial of the case should proceed against the defendant ex parte, and giving leave to the new guardian to defend the case. As stated above the former order was passed because the then guardian had failed to produce the defendant though ordered to do so and she herself had failed to appear; it was passed under O. 9, R. 12, read with R. 6 (1) of the Code of Civil Procedure. The learned Vakil for the respondent contends that that order itself was not a competent one because R. 12 does not contemplate cases of guardians failing to produce their wards; and he relies on the ruling of Sadasiva Aiyar, J., in Anni Ammal v. Muthukumara Chettiar. The question is one of some difficulty but I am inclined to think that too narrow a construction should not be put upon R. 12 so as to exclude its application to cases where parties are represented by guardians. O. 3, R. 1 proviso is wide enough to enable the Court to direct any party to the suit to appear in person whether he be a minor or a major or of sound or unsound mind and it may be done at any stage of the suit; see Vaiguntathammal v. Velliamman Ammal. There can be no doubt that a defendant is a party to the suit even though he be represented by a guardian on account of minority or of unsoundness of mind. The only way the Court can give an order for his appearance is by directing his guardian to produce him. When such an order is given it seems to me that it is in effect an order to the defendant to appear in person; and the failure to comply with it, will in my opinion enable the court to act under R. 12. The case in Anni Ammal v. Muthukumara Chettiar, above cited was somewhat different, as there the order given was to the minor's next friend for himself to appear in person and the case is thus distinguishable and need express no opinion whether the view taken in it should be followed. I am inclined to think that the first order was therefore a competent order. But whether it be a competent order or not the result of this Civil Revision petition will be the same.

    Assuming it to be a competent order 1 consider that it was open to the Court to set it aside under O. 9. R. 7, on the application of the defendant's new guardian. The learned Advocate-General argues that R. 7 does not apply because the C1 in R. 12 which says “He shall be subject to all the provisions of the foregoing rules”, suggests that he is liable to the disabilities imposed but he is not entitled to the remedies provided for, the word used being ‘subject’. I am unable to accept this Argument as it is founded on too narrow a construction of the word ‘subject’. The application of R. 6, carries with it in my view the application of R. 7 and I consider the words ‘all the provisions' in R; 12 show clearly that R. 7 applies.

    It was next argued that in a case like the present where the order ex parte was made because the defendant failed to appear when ordered to do so, the defendant himself should appear in person when applying under R. 7 and that the application could not be made by a pleader for him. I did not understand the learned Advocate-General to contend that in cases of minors and of lunatics who are unable to act in Court themselves they should appear in person and not by their guardians. Such an argument would be on the face of it untenable for the very reason that minors and lunatics cannot act for themselves. I cannot agree that parties are not entitled to appear by vakil under R. 7. There is nothing in the wording of the rule excluding appearance by a Vakil as allowed by O. 3, R. 1. There was no order of Court that the defendant should appear in person in the matter of the application; though it was open to the Court to have passed such an order it was not done here. There was therefore nothing to prevent the defendant's guardian filing the application through her Vakil and the Lower Court comitted no error of procedure in allowing the Vakil to file the petition and to appear for him.

    I agree however with the learned Advocate-General that the previous non-appearance for which good cause has to be assigned under the rule is the non-appearance which has led to the order under R. 6. cl 1 and that in the present case it is the non-production of the defendant. The learned Subordinate Judge has however considered this question and has held that there was sufficient explanation not only for the old guardian's non-appearance but also for his non-production of the defendant. That a guardian's laches may be sufficient cause for setting aside an ex parte decree or order in the case of minors was laid down in the rulings in Ayyapadi Ramanna Udpa v. Krishna Udpa and in Kishore Pershad v. Hardey Narain; in any case there is no ground for interference in revision with the finding of the Subordinate Judge.

    It was finally argued that the Subordinate Judge should have at any rate imposed as a condition for setting aside the order ex parte that the defendant should be produced in Court on a date to be fixed by him. This was the contention most pressed by the learned Advocate-General. It was also argued by him that the present Subordinate Judge had no jurisdiction to go back upon the order for production passed by his predecessor under O. 3, R. 1 proviso as it could only have been done by way of review under O. 47, but that remedy was not available under R. 2 of that order as the Judge who made the order was not the present Subordinate Judge.

    It is true that in setting aside the ex parte order under O. 9, R. 7 the Subordinate Judge did not impose any condition as to defendant's appearance in person as he might have done. The matter however was in his discretion and I am not prepared to say that his discretion was exercised so improperly as to amount to a material irregularity of procedure justifying interference of this Court in revision. It is still open to the plaintiff to apply to the Subordinate Judge in the trial of the suit to direct the personal appearance of the defendant in court; all that the Subordinate Judge has refused to do is to impose it as a condition precedent to setting aside the order under R. 7.

    I do not consider that any questions of review or of want of jurisdiction arise here. The direction to a party to appear in person decides no rights between the parties. The order is made for the further progress of the suit and to help the Court in its proper disposal. It is an order that can be and is often made by the court suo motu and it is therefore open to the Court to change it whenever it thinks it necessary or expedient to do so in the interests of justice without any application by the parties for review for the purpose. The nature of the order does not get changed because it happens to be passed, as in this case, at the request of one of the parties. Further more the previous order in this case was for appearance on a particular date, and it became spent on the expiry of that date. The Court had then to consider afresh whether the same order should be made for another date, and when it held that no fresh order need issue, it cannot be said to have been acting by way of review in doing so, it was really a fresh disposal of the question. If one party desires the presence of the opposite party in Court for the purpose of examining him as a witness, as the plaintiff in the present case seems to desire the procedure which he has a right to adopt is the one under O. 16 of the Code of Civil Procedure, but a direction under O. 3, R. 1 proviso is not one which he had a right to claim.

    I am therefore of opinion that the Subordinate Judge has jurisdiction in making the orders in question here and that he did not act ‘illegally or with any material irregularity’ in doing so; and there is thus no ground for interference under Sect. 115 of the Civil Procedure Code or Sect. 107 of the Government of India Act.

    All the three revision petitions are therefore dismissed with costs with Vakil's fee in Civil Revision Petition No. 150 of 1919 only.

    S.SPetition dismissed.

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    Comments

    Ayya Nadan v. Thenammal
    (Nov 19, 1919)