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  • provisions of sub-section (2) of section 428 of the Code of Criminal Procedure,
  • provisions contained in section 423, sub-section (2).
  • section 307 of the Code of Criminal Procedure,
  • sub-section (3) of section 307
  • section 423, sub-section (2).
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  • provisions of sub-section (2) of section 428 of the Code of Criminal Procedure,
  • provisions contained in section 423, sub-section (2).
  • section 307 of the Code of Criminal Procedure,
  • sub-section (3) of section 307
  • section 423, sub-section (2).
Smart Summary

Factual and Procedural Background

A Bench of two Judges referred a specific legal question to a Full Bench while considering a reference under section 307 of the Code of Criminal Procedure. The underlying factual trigger was that a Sessions Judge disagreed with a jury's verdict of acquittal and made a reference to the High Court. The referred question (explicitly quoted in the opinion) asked whether the High Court, on such a reference under section 307, may revise a jury's verdict on questions of fact where there is no allegation of misdirection by the trial Judge and no suggestion that the jury misunderstood the law as laid down by the Judge.

The Full Bench (comprising Walsh, J.; Lindsay, J.; and Banerji, J.) considered historical practice, statutory language (including an 1896 amendment that introduced the words "subject thereto" into subsection (3) of section 307), and authorities. The Full Bench answered the referred question in the affirmative. After receipt of the Full Bench decision, the referring Bench re-examined the evidence and convicted seven out of nine accused for the offence of rioting.

Legal Issues Presented

  1. Where a jury has given its verdict on the facts of the case, is it open to the High Court to revise that verdict on a reference by the trial Judge made under section 307 of the Code of Criminal Procedure, where it is not alleged that there has been any misdirection by the Judge or any misunderstanding by the jury of the law as laid down by the Judge?
  2. Whether the presence of the words "subject thereto" in subsection (3) of section 307 should be read as importing the limitations contained in the provisions governing appeals (for example, section 428 sub-section (2) or section 423 sub-section (2)), thereby restricting the High Court's power on a reference to matters of law or questions of misdirection only.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Wafadar Khan v. Queen-Empress Illustration of pre-1896 practice: High Courts deciding cases and reaching factual conclusions inconsistent with jury verdicts. Used as historical authority showing that before the 1896 amendment High Courts exercised the special power under section 307 to decide facts independently of a jury's verdict.
Emperor v. Lyall Example of post-1896 practice where High Courts have reached factual conclusions different from jury verdicts. Relied on to demonstrate continuity of practice after 1896 that High Courts may decide facts on a reference under section 307.
Reg. v. Khanderav Bajirav Authority (adopted by Boys) stating that on a reference the whole case is opened out and the functions of both Judge and jury are cast upon the court; distinguishes the Indian position from English practice. Quoted and relied on (and noted as adopted in Boys' commentary) to support the proposition that on a section 307 reference the High Court reconsiders the entire case and may reach independent factual conclusions.
Emperor v. Chellan Instance of High Court practice (case dated 1905) consistent with courts arriving at decisions on facts despite jury verdicts. Referenced to show consistency of practice across dates and courts supporting the Full Bench’s interpretation of section 307.
Emperor v. Bhuilotan Singh Instance (dated 1921) illustrating High Court decisions on references under section 307 that could conflict with a jury verdict. Used to demonstrate continued judicial practice of High Courts taking independent factual decisions on references.
Emperor v. Panna Lal Recent (1924) decision in the same High Court evidencing the exercise of section 307 powers to decide factual issues inconsistent with jury verdicts. Cited as a local High Court example supporting the Full Bench’s view that section 307 confers on the High Court the power to reconsider facts on a reference.

Court's Reasoning and Analysis

The Full Bench proceeded by addressing the referring Bench's doubt that the phrase "subject thereto" in subsection (3) of section 307 imported the same limitations applicable to appellate courts (notably the restriction in section 428 sub-section (2) and the provisions of section 423 sub-section (2)) and thus prevented the High Court from altering a jury's factual verdict except where there had been misdirection or misunderstanding of law.

The court's analysis unfolded in distinct steps:

  • First, the court observed that the High Court sitting under section 307 is not sitting as an appellate court in strict phraseology and is not formally being asked to reverse or alter a verdict of a jury; rather it is exercising a special reference function.
  • Second, the bench examined historical practice: both before and after the 1896 amendment the practice of High Courts had been to open out the whole case on a reference and, where appropriate, to reach factual conclusions inconsistent with the jury's verdict. The court cited several authorities (see table) demonstrating this consistent practice.
  • Third, the court noted the 1896 amendment which introduced the words "subject thereto" into the subsection but emphasized that the amendment did not change the substance of the section. The bench reasoned that the insertion of these words alone could not have been intended to destroy the special substantive power established by section 307.
  • Fourth, the court conducted a close textual analysis of section 307. It observed that section 307:
    • creates a special power of reference that turns the High Court, for the purpose of the reference, into a forum exercising functions independent of an appellate court;
    • directs that where the trial Judge disagrees with the jury verdict and considers it necessary for the ends of justice to submit the case, he shall do so and record grounds (including, when the verdict is one of acquittal, the offence he considers to have been committed); and
    • in subsection (3) prescribes that the High Court, after considering the entire evidence and giving due weight to the opinions of the Sessions Judge and the jury, shall acquit or convict the person charged of any offence of which the jury could have convicted him upon the charge as framed.
    The court emphasized that this language is inconsistent with reading into section 307 a narrow limitation that would restrict the High Court to deciding only questions of law or to intervening only where there had been misdirection.
  • Fifth, the court interpreted the words "subject thereto" as referring to the procedural powers of an appellate court that the High Court may, if it thinks fit, exercise in the course of hearing a reference. The court stressed the significance of the word "any" in the phrase granting the High Court "any of the powers which it may exercise on an appeal," concluding that those words were intended to clothe the High Court with appellate procedural powers (for example, taking additional evidence under provisions akin to section 428) and not to curtail the substantive function conferred by section 307.
  • Sixth, the court reasoned that to read "subject thereto" as incorporating the limitations of section 428 sub-section (2) or section 423 sub-section (2) would effectively destroy the elaborate and independent provisions of section 307 and frustrate its object.
  • Finally, the bench rejected the suggestion that it would be anomalous for the Sessions Judge to have a "right of reference" on facts while an accused lacks a corresponding right of appeal on facts; the court pointed out that the reference power applies whether the jury verdict is "guilty" or "not guilty."

Concurring opinions: Walsh, J. gave the detailed reasons summarized above and concluded the answer to the referred question must be in the affirmative. Lindsay, J. agreed, emphasizing that "subject thereto" should be read as referring to the exercise of appellate powers and that after exercising such procedural powers the High Court must consider the entire evidence and give due weight to the opinions of the Sessions Judge and the jury before acquitting or convicting. Banerji, J. concurred.

Holding and Implications

Holding: The Full Bench answered the referred question in the affirmative. In effect, the High Court, when constituted to hear a reference under section 307 of the Code of Criminal Procedure, may reconsider the entire evidence and arrive at an independent conclusion on questions of fact (as well as law) and may acquit or convict the person charged of any offence of which the jury could have convicted him upon the charge as framed.

Implications and direct consequences:

  • The words "subject thereto" in subsection (3) of section 307 are to be read as referring to the procedural powers of an appellate court that the High Court may, if it chooses, exercise when hearing a reference (for instance, calling for additional evidence), not as importing the substantive limitations applicable to appeals (such as the requirement that a jury verdict be altered only for misdirection or misunderstanding of law).
  • Section 307 therefore creates an independent and substantive power for the High Court to reconsider facts on a reference and to come to conclusions inconsistent with a jury verdict where the High Court, having considered the entire evidence and given due weight to the judge's and jury's opinions, deems it appropriate in the interests of justice.
  • The power of reference is not limited by the lack of an accused's right to appeal on facts; the section's power applies regardless of whether the verdict was "guilty" or "not guilty."
  • Direct outcome in the case at hand (as recorded in the opinion): upon receipt of the Full Bench decision the referring Bench re-examined the evidence and concluded that rioting was made out against seven of the nine accused, and accordingly convicted and sentenced those seven.

    Emperor v. Shera And Others

    Walsh, J.:— The following question has been referred by a Bench of two Judges, who were considering a reference under section 307 of the Code of Criminal Procedure, where the Sessions Judge had referred the matter because he disagreed with the verdict of acquittal by the jury:—

    “Where a jury has given its verdict on the facts of the case, is it open to this Court to revise that verdict on a reference by the trial Judge made under section 307 of the Code of Criminal Procedure, where it is not alleged that there has been any misdirection by the Judge or any misunderstanding by the jury of the law as laid down by the Judge?”.

    The reason for the appointment of the Full Bench constituted to answer that question is given in the opinion delivered by the two Judges. They felt a difficulty owing to the presence of the words “subject thereto” in section 307 of the Code of Criminal Procedure, referring, as these words undoubtedly do, to the powers which a High Court may exercise on an appeal. Finding that in hearing an appeal an appellate court is governed by the provisions of sub-section (2) of section 428 of the Code of Criminal Procedure, which provides that the court shall not alter or reverse a verdict of a jury unless it is of opinion that it is erroneous owing to a misdirection by the Judge or to a misunderstanding on the part of the jury of the law as laid down, they felt a grave doubt as to whether a High Court, to which a case is referred under section 307 of the Code of Criminal Procedure, could arrive at a decision other than the verdict of the jury on a question of fact, unless one or other of these conditions had been fulfilled.

    The first point to be observed is that the High Court sitting under section 307 of the Code of Criminal Procedure is not sitting as a court of appeal, and in strict phraseology, is not asked to reverse or alter the verdict of a jury.

    The second point to be noted is that this difficulty appears to have been felt, or at any rate raised, for the first time. A reference to the authorities will show that both before 1896 (a material date as will appear in a moment), and since 1896, the practice of the High Courts has been consistent in deciding these cases, and if they saw fit, High Courts have arrived at a definite decision on a question of fact inconsistent with the verdict of the jury. That is shown by reference to Wafadar Khan v. Queen-Empress, which was before 1896; Emperor v. Lyall which was after 1896 Reg. v. Khanderav Bajirav which was before 1896: Emperor v. Chellan which was in 1905; Emperor v. Bhuilotan Singh which was in 1921; and, in our own High Court, to the case of Emperor v. Panna Lal, as recently as 1924.

    Moreover, Mr. Justice Boys, in his well-known work on the Code of Criminal Procedure, adopts the relevant portions of the judgement in the case of Reg. v. Khanderav Bajirav and states that on a reference the whole case is opened out, and the functions of both Judge and jury are cast upon the court, and that this differentiates the position very widely from that of the courts in England.

    A further point to be noted is that a change took place in 1896. By an amending Act this section was altered, and although it was not changed in substance, these words “subject thereto” appeared for the first time in sub-section (3). Nobody would contend, and the referring order does not suggest, that without the words “subject thereto” there would be any difficulty at all, and therefore it must be taken that down to 1896, there was no doubt about the existence of this special power of dealing with a case on the merits, and finding facts on the evidence inconsistent with the verdict of a jury, on a reference by the trial court to the High Court. It would be strange, if a statutory provision of an exceptional character unknown to the English criminal law, specially provided in India and acted upon in all High Courts, were intended by the Legislature to be taken away completely by a sort of indirect introduction of two small words into a section, the substance of which they were not altering.

    As, however, the point has been raised in a concrete form, and has not been precisely raised before, we think we ought to give our reasons by reference to the section itself for disagreeing with the view suggested in the referring order.

    It must be admitted that if the words “subject thereto” are to be read as incorporating section 423 and as a consequence imposing upon the High Court, in hearing a reference, the limitation contained in section 423 sub-section (2), it would destroy substantially the elaborate provisions of section 307 itself, and defeat the object which we think the language of the section makes quite clear and for which the section was enacted. As we have already said, section 307 creates a special power of reference, turning the High Court for the moment into a Court exercising powers of reference or of a referee, and gives general directions as to how the Court is to be guided in exercising that function. In other words, it deals with the creation of a power independent altogether from the function of an appellate court, and, except by implication, makes no provision for procedure. It says that in a case where the Judge disagrees with the verdict and is clearly of opinion that it is necessary for the ends of justice to submit the case to the High Court, he shall do so, recording the grounds of his opinion, and (here, it is to be observed, is a provision which throws an important light on the object of the section), when the verdict is one of acquittal, stating the offence which lie considers to have been committed. That language is totally inappropriate and inconsistent with a limited power, as suggested, of a High Court, when dealing with a reference where there has been an unsatisfactory verdict by a jury, so as to restrict its consideration to some question of law or misapprehension of law.

    The third sub-section of section 307, which finally prescribes the function to be exercised by the High Court in dealing with such a reference, provides that after considering the entire evidence, and after giving due weight to the opinions of the Sessions Judge and the jury, it shall acquit or convict the person charged of any offence of which the jury could have convicted him upon the charge as framed. That language is entirely meaningless if it was not, at any rate, intended to give the High Court not merely a power but a, direction to reconsider the entire evidence and what has happened in the court below, and to arrive at an independent conclusion of its own on the question of fact, as well as of law, in the interests of justice.

    The question therefore is whether the words “subject thereto” are strong enough and clear enough, as is suggested in the referring order, to override and destroy the other provisions of the section, which, as we have pointed out are wholly inconsistent with the limitations contained in section 423, sub-section (2). It is true to say that in the interpretation of every section of a Statute reasonable construction must be given to every word contained therein. Speaking for myself I feel no difficulty whatever in interpreting the words “subject thereto” consistently with the operation of section 307 as it has always been hitherto understood and worked. When it is once borne in mind that the section itself deals with the functions to be exercised, and does not attempt to deal specifically with the procedure to be followed, all difficulty to my mind disappears. The High Court is not acting as a court of appeal, but it is to be clothed with the powers of a court of appeal as regards its procedure. If the Legislature had intended to limit its function in the way suggested, nothing, was easier than to say: “subject to the limitations or provisions contained in section 423, sub-section (2)”. It does not even refer to any section. What it says is that the High Court may exercise any of the powers which it may exercise on an appeal, and subject thereto it shall exercise the following functions. I think the emphatic word there is the word “any”, and that the object of that part of the sub-section was simply to clothe the High Court, when acting under section 307, with all the powers as regards procedure of a court of appeal, if for good reasons it desires to exercise any of them. The exercise of such powers may be illustrated by reference, not merely to section 423, which requires that it shall hear the appellant or his pleader, if he appears, and provides for other matter, but it would include such a provision as section 426, where, if there has been a conviction and the referring court thought it was wrong, the person charged could be released on bail; or, to give another illustration, section 428, where the High Court, if it thinks additional evidence to be necessary, shall record its reasons, and may either take such evidence itself, or direct it to be taken by a Court of Session. We are clearly of opinion that if it were not for the provision which has caused this reference, it would not be possible for a High Court, adjudicating upon a reference, to ask for or direct additional evidence to be taken, and their fore it follows that the introduction of these words was made in order to empower the nigh Court to take that or any other step which it would take if it were in fact an appellate court hearing an appeal.

    It is suggested in the referring order that it would he anomalous for the accused to be deprived of a right of appeal against an adverse verdict on the facts, while the Sessions Judge is given what is called “an unrestricted right of appeal against a finding by the jury on the facts in favour of the accused person”. I do not think there is any anomaly. The power of reference under section 307 applies whether the verdict is one of “guilty” or of “not guilty”.

    For these reasons I think that the question must be answered in the affirmative.

    Lindsay, J.:— I agree, and only wish to add that I consider that the words “subject thereto” in sub-section (3) of section 307 should be taken to refer not merely to the word “powers” which precedes them but to the exercise of the powers. That is to say, the High Court, after resort to such of the powers of an appellate court as it may think fit to exercise, shall proceed, after considering the entire evidence and after giving due weight to the opinions of the Sessions Judge and the jury, to acquit or convict the accused.

    Banerji, J.:— I agree.

    [On receipt of the Full Bench decision their Lordships of the referring Bench examined the entire evidence in the case in order to see whether the jury were or were not justified in acquitting the accused who were put on trial before the Judge, and came to the conclusion that the offence of rioting in which the accused took part was made out in respect of seven out of the nine accused and passed judgement convicting and sentencing them accordingly.]

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    Emperor v. Shera And Others
    (Jan 19, 1928)